Adding Chinese herbal medicine to conventional therapy brings cognitive benefits to patients with Alzheimer’s disease: a retrospective analysis

Alzheimer’s disease (AD) is a growing challenge for global health and economy. AD now affects about 6.25/1000 people per year in China [1]. Approved pharmacotherapies for AD include three cholinesterase inhibitors (ChEIs, such as donepezil, rivastigmine and galantamine) and a N-methyl D-aspartate (NMDA) receptor antagonist (memantine). These well-studied conventional treatments for AD are generally considered to be symptom-relieving rather than disease-modifying. Studies have shown that ChEI treatment for mild to moderate AD may reach peak benefit for cognitive improvement within 3 months, but drop below baseline level after 9 months [2, 3]. Patients with moderate to severe AD receiving stable doses of both donepezil and memantine experienced limited cognitive improvement [4]. In another study, no significant benefit was found by combining donepezil and memantine treatment [5].

On the other hand, herbal medicine has long been used for the treatment of dementia in China [6]. Its effectiveness has not yet been well documented. Previous results from a small short-term clinical trial demonstrated that Chinese herbal medicine has potent cognitive enhancing effects [7]. In our study, over the span of two years, we investigated the effectiveness of combining conventional therapy of ChEI or NMDA antagonist with Chinese herbal medicine on ameliorating cognitive functions in AD patients.

Table 1 shows the detailed baseline characteristics of the two groups. A total of 344 AD patients were recruited, 243 cases were assigned to CT + H, and 101 cases to CT. No differences were found between the two groups in gender, age, but small differences in education (1.45 years, P = 0.03) and MMSE (1.48 points, P = 0.04). Most of the patients were initially diagnosed with mild to moderate cognitive impairment (MMSE 10–26, N = 314). Diabetes and hypertension were more prevalent in the group treated with CT + H.

The changes of mean MMSE scores after treatment at different visiting points were listed in Table 2. Patients treated with CT + H performed better in cognition than CT alone at different visiting points except at 9 months. Clinical improvement defined by a change of >0.0 score in MMSE lasted about 12 months by the treatment of CT + H. Moreover, the combined CT + H therapy showed a tendency of slowing the decline in cognitive function (Fig. 1a). With the treatment course prolonged, increased differences between two groups (difference in MMSE was 1.08 at 12 months, P = 0.009; 1.76 at 18 months, P = 0.010 and 2.52 at 24 months, P < 0.001) showed a long-term effectiveness of herbal medicine combined with conventional therapy.

The differences in effectiveness of AD patients with different severities were analyzed (Table 3 and Fig. 1b). Consistent with other published results, conventional therapy (CT) has a transient improvement in cognition with a peak response at 3–6 months [2, 3]. Patients with moderate AD were more responsive to CT treatment than patients with mild AD. After 6 months, however, the MMSE score of patients with moderate AD deteriorated sharply, approaching the projected trend for no treatment at 12 months (expected decline of MMSE was 3.38) [14]. Cognitive deterioration of patients with moderate AD was largely ameliorated over time when given combined CT and herbal medicine. The cognitive improvement (ΔMMSE > 0) in moderate AD with herbal medicine lasted nearly 12 months longer than CT therapy alone. In mild patients, combined therapy outperformed CT alone at almost every time point. These results indicate that the effect of herbal medicine is long-lasting. Interestingly, patients with mild AD were not initially responsive to both therapies (CT + H and CT) (<12 months). However, patients treated with CT + H exhibited a stabilization of cognitive function at 24 months (ΔMMSE = −0.06), which is a significant improvement compared to CT alone (2.60 point higher in MMSE score, p = 0.012). MMSE change in severe patients treated with CT + H were 1.42 ± 2.30, −1.00 ± 1.41, −0.50 ± 0.70 and −2.0 ± 0.00 at 6, 12, 18 and 24 months, respectively.

Overall number of patients with improved (ΔMMSE ≥ 0) or deteriorated (ΔMMSE ≥ −4) MMSE scores were also analyzed (Table 4). At 24 m, 33.33% of patients in the CT + H group had improved MMSE versus 7.69% in the CT group (P = 0.02). On the other hand, only 16.67% of patients in the CT + H group had significant deterioration (≥4 points) in their MMSE score compared to the 65.38% of patients in the CT group (P < 0.001). No other adverse events were reported except for mild abdominal distension in the first few weeks in some people.

Over the past two decades, AD has been studied extensively. The causal mechanisms, however, still remain unclear. Single-target therapeutic approaches for new drug development have been challenged recently for their effectiveness and side-effects. ChEIs (such as donepezil) and NMDA antagonist i.e. memantine, the most commonly used single-target medicines, have limited long-term effectiveness for AD [2‐5]. GRAPE granule as herbal mixtures with multiple targets resourced from Qifuyin in Jing Yue Quan Shu (First published in A.D. 1624) [15] may have a potential improvement over single-target medicines in the treatment of multifactorial, multiple cascade neurodegenerative process like AD.

So far, many complementary and alternative medicines have been assessed with promising results [7]. GAPT, a mixed Chinese herbal extracts, has shown effectively decrease the level of GSK-3β expression and Aβ accumulation via the inhibition of γ-secretase (presenilin-1) and promoting insulin degrading enzyme (IDE) and neprilysin (NEP) in APPV717I transgenic mice [16, 17]. Other possible mechanisms also have been explored [18, 19]. Based on these previous studies, GRAPE granule with analogous activity and active components to GAPT may make additional benefits to AD patients with the treatment of donepezil or memantine. Single herbal granule used in clinical settings is standardized by licensed pharmaceutical company in China (In this study, Beijing Tcmages Pharmaceutical Co. LTD., www.​tcmages.​com), although the composition of herbal prescription is based on doctors’ experiences [20]. The active components of the GRAPE formula fall into three correlated categories: bushen(补肾) herbs (energy-boosting with Panax ginseng, Rehmannia glutinosa and Epimedium brevicornu), huatan(化痰) herbs (anti-inflammation with Acorus tatarinowii and Polygala tenuifolia) and huoxue(活血) herbs (circulation-promoting with Curcuma aromatica, Salvia miltiorrhiza and Angelica sinensis). Those herbs above have been given to humans for thousands of years in China, and no apparent side effects have been reported.

The result of our conventional therapy without herbal medicine is consistent with other controlled trials. As shown in a study, donepezil treated patients got a short-term symptomatic improvement, but patients’ scores deteriorated significantly from baseline (−1.58 ± 0.42, p < 0.001 vs baseline) at 52 weeks [21]. A similar MMSE change was observed in this study, while P value didn’t reach a statistical significance (−1.03 ± 3.12, P = 0.09 vs baseline). In this study, the benefits made by conventional therapy combined with herbal granule in the first 12 months were significant albeit mild demonstrated using a mixed line model adjusted the baseline variables.

However, the addition of herbal granule made more significant long-term benefits for AD patients. During the period of prolonged treatment, differences in MMSE between CT + H and CT became larger (1.08 at 12 months, P = 0.009; 1.76 at 18 months, P = 0.01 and 2.52 at 24 months, P < 0.001). A possible explanation for this phenomenon is that donepezil targets at the neurotransmitter level, a downstream rather than upstream effector of pathophysiological processes of AD. Herbal medicine, on the other hand, targets broadly, including Aβ accumulation, neuroinflammation, tau hyperphosphorylation, glucose metabolism dysregulation, harmful gut microbiota, oxidative stress, and other factors that play important roles in the onset and progression of AD [16‐19, 22, 23].

Except for cholinesterase inhibitors, blockers of the NMDA receptor, antioxidants or blockers of oxidative deamination (including Gingko biloba), anti-inflammatory agents etc. can be a choose for treating Alzheimer’s disease [24]. Combination therapy with cholinesterase inhibitors and memantine was demonstrated beneficial for cognition of moderate-to-severe Alzheimer’s disease, but not in mild-to-moderate AD subgroup [25]. Data from the ICTUS study accessed the effects of Gingko biloba supplementation in mild-to-moderate Alzheimer’s disease patients receiving cholinesterase inhibitors, some added cognitive benefits measured by MMSE rather than ADAS-cog was observed at 12 months but not at 6 months [26]. Like our findings, added benefits by botanical medicine are time dependent. This retrospective analysis implies that a prospective study for accessing additive effects of herbal medicine in patients with mild-to-moderate AD may have a reasonable follow-up of at least 12 months.

The analysis was done by the observed case population, selection bias is the main concern of this retrospective analysis. A prospective randomized controlled trial is needed to confirm the findings in this retrospective analysis of real world data. Another limitation of this study was set by use of MMSE as the effect indicator. Some items are judged to be easy and the ceiling effects lead to a relatively low sensitivity for detecting the cognitive change in mild AD [27]. Therefore, MMSE may be a bias factor for the result of relatively stable cognitive in mild group. The subsetting approach of analyzing ADAS-cog data suggested by other study may be an alternative in future for gaining information about treatment effects on cognitive performance in mild AD patients [28].

Conventional therapy such as donepezil and memantine got a short-term symptomatic improvement, but patients’ global cognition deteriorated significantly after about 9 months of treatment compared with baseline. Combined conventional therapy with Chinese herbal medicine may bring additional longer symptomatic benefit for patients with mild-to-moderate AD.