Patients with FA have a significantly elevated risk of hematologic malignancies, with a cumulative risk of developing MDS or AML by the age of 40 years estimated to be 30–40% (Quentin et al.
2011). These are mainly caused by clonal karyotypic abnormalities and unbalanced translocations that result in a change in chromosome number, with the most common ones being 1q+ , 3q+ , cryptic RUNX1, and 7q- (Dufour and Pierri
2022). Although trials of lentiviral-based gene therapy are currently underway for FA patients, HSCT remains the only standard treatment for FA patients with BMF or overt MDS/AML (Martínez-Balsalobre et al.
2023). Patients with FA exhibit heightened sensitivity to chemotherapy and radiotherapy. Consequently, the primary challenge in managing MDS/AML in these individuals lies in balancing the toxicity of pre-transplant cytoreductive regimens against the risk of disease relapse (Mitchell et al.
2014).
Evidence suggests that in FA, the intrinsic aggressiveness of malignant cells may induce tissue damage, thereby exacerbating transplant-related complications. Furthermore, persistent disease activity at the time of transplantation correlates with poorer clinical outcomes and significantly higher risk of post-transplant adverse effects (Giardino et al.
2020). In a retrospective study on transformed FA patients (n = 74) undergoing allo-HSCT, Giardino et al. showed better OS outcomes in patients achieving CR before transplantation compared to recipients with active disease at the time of transplant (Giardino et al.
2020). Regarding disease reduction before HCT, various regimens, including reduced-intensity FLAG, high-dose cytarabine plus FLAG, and azacitidine, have been employed in AML/MDS transformed FA patients (Debureaux et al.
2021; Aoki et al.
2016; Ding et al.
2017); however, a high rate of fungal and viral infections has been reported specifically following the use of FLAG regimens (Debureaux et al.
2021). In this study, we explored an alternative approach by employing activated allogeneic CD56
+ cells as a bridging therapy to HCT in an AML-transformed FA patient.
Despite other studies that employed a two-step method (CD3 depletion and CD56 enrichment) and used pure NK cells, we opted for a single-step purification (CD56 enrichment) to utilize both NK and NKT cells in evaluating the effect of GVL on leukemia cells. Given the well-documented quantitative and functional impairments of NK cells in FA patients (5), we hypothesized that the adoptive transfer of NK cells from a KIR-ligand-mismatched donor could serve as an effective immunotherapeutic bridge to HSCT. To test this hypothesis, we infused escalating doses of IL-15 activated CD56⁺ cells following a low-intensity FLAG chemotherapy regimen in a patient with transformed AML. This intervention resulted in a notable reduction in peripheral blast counts, enabling the patient to become eligible for subsequent HSCT. To our knowledge, this is the first reported case utilizing CD56
+ cell therapy as a bridging strategy in a patient with FA-AML. Nevertheless, over the last years, several clinical trials have demonstrated that adoptive NK cell therapy can elicit measurable anti-leukemic responses in non-FA AML patients. For example, Björklund et al. showed that infusion of IL-2-activated haploidentical NK cells following a lymphodepleting regimen of fludarabine, cyclophosphamide, and total lymphoid irradiation led to the reduction of leukemic clones and facilitated subsequent HSCT in high-risk AML/MDS patients (Björklund et al.
2018). Pre-emptive (prophylactic) infusion of donor-derived NK cells has also been explored as a strategy to prevent relapse following HSCT in patients with AML. A recent meta-analysis reported encouraging outcomes associated with this approach, including a one-year overall survival rate of 69% and an overall response rate of 77%. The incidence of disease relapse was 28%, while acute and chronic GVHD occurred in 25% and 4% of patients, respectively (Park et al.
2024). In line with these promising findings, we also administered three escalating doses of CD56⁺ cells as prophylaxis following HSCT in our patient. Remarkably, the infusions were well tolerated, with no signs of GVHD and disease progression during follow-up. These findings suggest that prophylactic infusion of CD56
+ cells may confer a protective effect in this high-risk patient population. The mechanisms and predictive factors for controlling disease progression after HSCT by CD56
+ cells are still unclear. The donor-derived CD56
+ cells infused in this study demonstrated potent in vitro cytotoxicity against K562 cells, along with increased surface expression of activating receptors, such as CD25 and CD69, following interleukin-15 stimulation. This suggests that their direct
in-vivo cytotoxic activity against residual leukemic cells may have played a key role in the observed anti-leukemic effect. The anti-leukemic activity observed in our study may also be partly attributable to NKT cells, which remained in the final product following single-step CD56
+ selection. NKT cells are a specialized subset of T lymphocytes that possess innate-like immune properties and express the CD3 and CD56 surface markers. NKT cells exhibit intense and preferential homing to the bone marrow, facilitated by high surface expression of bone marrow-homing chemokine receptors such as CXCR4 and CCR5. This property enables NKT cells to migrate to sites of malignant myeloid cell accumulation effectively and directly target these cells. Their sustained presence within the bone marrow not only enhances cytotoxic immune responses but may also contribute to the establishment of long-term immune surveillance, which is critical for preventing disease progression in conditions such as AML and MDS (Li et al.
2025). Moreover, despite their lower numbers compared with regulatory T cells (Tregs), NKT cells can suppress alloimmune responses and prevent GVHD following allo-HSCT in preclinical models (Schneidawind et al.
2013). In a study by Jaiswal et al. the feasibility and safety of infusing unactivated CD56⁺ cells following allo-HSCT were evaluated. Donor-derived NK and NKT cells were isolated using a single-step CD56⁺ selection method and then administered to patients with advanced myeloid malignancies one week post-transplant. The reported mean doses of CD56⁺, CD3⁻, and CD56⁺CD3⁺ cells were 6.7 × 10⁶/kg and 1.15 × 10⁶/kg, respectively. Preliminary findings indicated that this approach was associated with accelerated hematopoietic engraftment, improved reconstitution of CD4⁺ T cells, regulatory T cells, and NK cells, as well as a reduced incidence of acute GVHD (Jaiswal et al.
2017). However, in our study, we employed a multi-dose regimen of CD56⁺ cell infusions administered on days + 7, + 14, and + 21 post-transplant. In addition, a higher number of NKT cells was infused, and the cells were pre-activated with IL-15 to enhance their functional capacity and in vivo persistence.