Introduction
In 1837, Charles Dickens introduced the character Joe in “The Pickwick Papers”, one of the earliest literary depictions that aligns with what we now classify as Obstructive Sleep Apnea (OSA). Joe, characterized by being overweight and having daytime somnolence, would later inspire the term “Pickwickian syndrome,” coined by William Osler [
1,
2].
In the 1960 s, Gastaut et al. employed early polygraphic techniques to investigate sleep-disordered breathing in obesity, establishing foundational insights into disrupted nocturnal respiration [
3]. The advent of polysomnography (PSG) in the 1970 s facilitated Guilleminault et al. in delineating OSA as a specific clinical entity characterized by recurrent upper airway obstructions [
4], solidifying OSA’s status as a critical sleep disorder and laying the groundwork for contemporary diagnostic and therapeutic approaches [
4].
Currently, OSA is acknowledged as a global health crisis, impacting an estimated 1 billion individuals worldwide [
5]. Its rising prevalence coincides with increasing obesity rates posing significant public health challenges, including amplified risks of cardiovascular disease, metabolic disorders, and heightened mortality rates [
6‐
8]. Traditional interventions, such as continuous positive airway pressure (CPAP), are effective yet often necessitate lifelong adherence and can be poorly tolerated by patients [
9,
10].
Metabolic and bariatric surgery (MBS) has emerged as a promising treatment option for patients with concurrent obesity and OSA. By directly targeting excessive body weight, MBS has demonstrated significant reduction in OSA severity and, in some cases, complete remission of the condition [
11,
12].
Numerous studies have assessed the impact of different MBS procedures on OSA outcomes [
13‐
15]. For instance, Furlan et al. found a remarkable effect after Roux-en-Y gastric bypass (RYGB), with 70.8% of participants achieving remission of OSA [
13]. Notably, the prevalence of moderate OSA decreased from 41.7% to 8.3%, and severe OSA dropped from 20.8% to 0% after surgery [
13]. Similarly, Zhao et al. reported a significant decline in the apnea-hypopnea index (AHI) among all OSA patients within 3 to 12 months following sleeve gastrectomy (SG) [
14]. Further longitudinal analysis by Kikkas et al. indicated a 61.5% remission rate of OSA five years after SG [
15], while Currie et al. corroborated these findings with a 56.1% remission rate [
16].
Despite the documented clinical improvements attributed to SG, a notable gap in research utilizing imaging modalities, such as Magnetic Resonance Imaging (MRI), to longitudinally assess the structural alterations in the upper airway before and after surgery. Wang et al. employed MRI to reveal that MBS resulted in augmentation of the velopharyngeal airway volume, concomitant with reductions in tongue and pharyngeal lateral wall volumes; however, their study did not establish a direct correlation between these anatomical changes and the functional outcomes gauged through polysomnography [
17].
The current study aims to investigate the efficacy of sleeve gastrectomy (SG) in alleviating symptoms of obstructive sleep apnea (OSA) by integrating objective metrics, such as MRI scans of the upper airway and concurrent PSG.
Patients and Methods
Study Design and Ethical Considerations
This prospective study was conducted on patients with OSA who were referred to the MBS department at the Medical Research Institute, Alexandria University, Alexandria, Egypt, from May 2023 to January 2024. Ethical approval was granted by the Institutional Review Board (IRB) of the Faculty of Medicine, Alexandria University (Reference Number 0306534). Informed consent was obtained from all participants, and all procedures adhered strictly to established ethical guidelines.
Eligibility Criteria
Included patients were MBS candidates planned for a primary SG, aged 18 to 65 years, with a BMI of ≥ 30 kg/m², and diagnosed with OSA confirmed via clinical symptomatology and PSG (AHI ≥ 5).
Patients presenting with severe cardiac or pulmonary disorders, significant neurological or psychiatric conditions, severe cognitive impairments, non-obesity-related sleep apnea, patients with obesity hypoventilation syndrome, or other uncontrollable sleep disorders (e.g., parasomnias or narcolepsy) were excluded to maintain the study’s focus on OSA. Additionally, patients with a documented history of gastroesophageal reflux disease, whether previously diagnosed or identified through esophagogastroduodenoscopy (EGD), were also excluded from the study.
Data Collection and Perioperative Assessment
Demographic details, including sex and age, were systematically collected. BMI was calculated using the formula: BMI = weight/height². Preoperative Clinical evaluation comprised a comprehensive medical history, addressing comorbidities like type 2 diabetes, hypertension, dyslipidemia, osteoarthritis, cardiac disorders, and hypothyroidism, as well as smoking status and physical examination. Preoperative laboratory tests were performed along with an EGD to ascertain anatomical suitability for SG. All smoking participants were mandated to engage in a smoking cessation program before surgery. Laboratory testing included fasting glucose, HbA1c, and lipid profiles (triglycerides, LDL, total cholesterol).
Postoperatively, patients were admitted for a monitoring period of 2 to 4 days to identify potential complications such as anastomotic leaks, hemorrhage, infections, and nutritional deficiencies. Structured follow-up appointments were arranged at 1, 3, 6, and 12 months after surgery for detailed clinical evaluations, weight assessments, laboratory testing, and monitoring of any emergent complications.
Perioperative Assessment of OSA
The Arabic version of the Epworth Sleepiness Scale (ArESS) [
18] was employed to quantify daytime sleepiness and its relationship with sleep-disordered breathing (SDB) in the cohort [
18,
19]. For clarity, all ArESS scores are reported as Epworth Sleepiness Scale (ESS) throughout the manuscript, as the questionnaire is structurally equivalent to the standard ESS aside from language adaptation. Relevant laboratory assessments provided insights into associated medical conditions and inflammatory markers [
20].
For the physiological evaluation of OSA severity and postoperative changes after SG, a level 3 Polygraphy was leveraged using the MiniScreen PRO (Lowenstien Medical), yielding key metrics for diagnosing OSA and assessing its severity. Specifically, key outcomes such as AHI and Oxygen Desaturation Index (ODI) were recorded, with AHI reflecting the frequency of apneas (complete cessation of airflow) and hypopneas (partial reduction in airflow) per hour of sleep, while ODI quantifies the number of oxygen desaturation events (defined by a decrease in blood oxygen saturation ≥ 3% or 4%) per hour.
Preoperative CPAP therapy was prescribed for all patients with moderate-to-severe OSA (AHI ≥ 15), following the perioperative recommendations from the Society for Ambulatory Anesthesia (SAMBA) 2012 Consensus Statement [
21], American Society of Anesthesiologists (ASA) 2006 Practice Guidelines [
22], European Respiratory Society (ERS) 2021 Clinical Practice Guidelines [
23], and the perioperative enhanced recovery pathways in bariatric surgery consensus [
24]. All ESS assessments were performed preoperatively and again at 12 months postoperatively. CPAP was initiated by the referring pulmonologist and typically maintained for at least three months before surgical referral. Concurrent risk optimization, including smoking cessation and metabolic control, was undertaken to ensure safe surgical candidacy. CPAP therapy was assessed to determine its effectiveness in managing OSA by monitoring changes in CPAP requirements following surgery and establishing the discontinuation of CPAP use upon observing significant clinical improvements.
The severity of daytime sleepiness was classified into four categories [
25]: Normal: < 10; Mild: 11–12; Moderate: 13–15; and Severe: ≥ 16. Concurrently, OSA severity was classified based on the AHI and the ODI using the same categorical framework [
26]: Normal: < 5 events per hour; Mild: 5–14 events; Moderate: 15–29 events; and Severe: ≥ 30 events per hour. CPAP discontinuation was guided by postoperative clinical improvement, AHI values, physician evaluation, and patient-reported symptom remission. Patients who achieved an AHI < 15 events/hour and no longer exhibited clinical symptoms of OSA were considered eligible for discontinuation of CPAP, consistent with current ERS guidelines [
23].
All patients underwent overnight PSG testing at baseline (pre-operatively) and again 12 months post-operatively. Electrodes were placed according to the manufacturer’s standard guidelines. The studies were conducted in the sleep laboratory of the Department of Neurology using the Cadwell data acquisition system (Version 2.1, USA).
MRI Assessment of the Upper Airway
Magnetic Resonance Imaging (MRI) was utilized to analyze upper airway morphology both pre- and postoperatively, employing a 1.5T TOSHIBA Titan scanner, Japan. The imaging protocol encompassed a series of scans from the posterior nasal spine to the hyoid bone, with images interpreted by a qualified radiologist. The specific sequences included sagittal T2 TSE, STIR, and T1 TSE; coronal T1 TSE (each with a slice thickness of 3.5 mm and no interslice gap); and axial T2 SPIR, T1 TSE, and DWI sequences (with a slice thickness of 3 mm and a 1.5 mm interslice gap).
Key anatomical parameters evaluated in the airway included Maximum Length of the Soft Palate (MLSP), Maximum Thickness of the Soft Palate (MTSP), Posterior Nasal Airway Space (PNAS), Occlusal Posterior Airway Space (OPAS), Mandibular Posterior Airway Space (MPAS), and tongue volumes. Measurements were conducted using the RadiAnt DICOM Viewer [
27].
Tongue morphology was quantitatively assessed through the measurement of the sagittal diameter, which is defined as the maximal anteroposterior dimension from the apex to the base of the tongue, alongside thickness, measured as the longest distance from the origin of the genioglossus muscle to the tongue surface [
28]. Additionally, coronal and axial dimensions were obtained as the greatest laterolateral measurements on coronal T1 TSE and axial T2 SPIR and T1 TSE images. All analyses were grounded on T2- and T1-weighted sequences to maintain uniformity in anatomical delineation [
28].
Surgical Technique
Laparoscopic Sleeve gastrectomy (SG) was selected as the surgical intervention due to its widespread use, relative technical simplicity, and lower risk of nutritional deficiencies and surgical complications compared to malabsorptive procedures such as Roux-en-Y gastric bypass (RYGB) and One-Anastomosis Gastric Bypass (OAGB). Restricting the study to SG ensured procedural uniformity, which was essential for isolating the effects of a single surgical modality on upper airway remodeling.
Standard 5 ports were used: three 12-mm ports (for the camera, right and left working ports) and two 5-mm ports (for liver retraction and the assistant). Pneumoperitoneum was created after using optical trocars for entry. The greater omentum was dissected off the greater curvature of the stomach using the EnSeal device (Ethicon Endo-Surgery, Cincinnati, OH, USA), followed by dissection of any posterior gastric adhesions and excision of Belsey’s pad of fat. The gastric sleeve was created over a 36-Fr calibration bougie using an Echelon Flex Endopath 60-mm linear stapler (Ethicon Endo-Surgery, Cincinnati, OH, USA) for gastric division, starting at 3–5 cm before the pylorus, up to the angle of His using green, gold, and blue reloads according to the thickness of tissues. The staple line was invaginated completely by running seromuscular stitches using unidirectional absorbable 3/0 V-Loc 180 sutures (Covidien, Mansfield, MA, USA). In the case of an incidental intraoperative hiatal hernia, a cruroplasty was done before gastric stapling.
All procedures were conducted under general anesthesia, accompanied by standard perioperative monitoring protocols. There were no complications linked to either the anesthesia or the surgical intervention. Minor intraoperative incidents, including transient hypotension that necessitated vasopressor administration and brief episodes of oxygen desaturation that were corrected through ventilatory adjustments, were addressed promptly and did not disrupt the surgical workflow or postoperative recovery. The postoperative course was uneventful, and minor complications such as superficial wound infections were managed conservatively, resulting in no significant impact on recovery.
Sample Size Calculation
The sample size was calculated using the ‘pwr.t.test’ function from the ‘pwr’ package in R, specifying a paired t-test with a medium effect size (Cohen’s d = 0.5), two-sided significance level of 0.05, and power of 80%. The calculation indicated that a minimum of 34 paired observations would be required (n = 33.37). To account for potential attrition and maintain adequate statistical power for detecting pre- and post-treatment differences, a total of 40 patients were enrolled.
Statistical Analysis
Statistical analyses were performed using R software version 4.4.2. Demographic and clinical characteristics were summarized using descriptive statistics, including means, standard errors, medians, ranges, frequencies, and percentages. To evaluate changes in continuous outcomes such as weight, BMI, AHI, ODI, ESS, and upper airway MRI parameters from pre- to post-surgery, we used Generalized Estimating Equations (GEE).
To assess whether the magnitude of improvement following sleeve gastrectomy (SG) differed according to obesity class or preoperative CPAP duration, generalized estimating equation (GEE) models were fitted with an exchangeable correlation structure and identity link. Each model included a main effect for time (pre- vs. post-surgery), the grouping variable (obesity class or CPAP duration), and their interaction.
For the obesity-based comparison, Obesity class was defined according to WHO guidelines: Class I (BMI 30.0–34.9 kg/m²), Class II (35.0–39.9 kg/m²), and Class III (≥ 40 kg/m²). For subgroup comparisons, Class I and II were combined and contrasted with Class III. The interaction term (Time × Obesity Class) estimated the difference-in-differences (DiD) in outcome changes between patients with Class III obesity and those with combined Class I–II. For the CPAP analysis, the interaction term (Time × CPAP Duration) estimated the additional change in each outcome per one-month increase in preoperative CPAP use. CPAP duration was modeled as a continuous variable, with non-users assigned a value of zero. All models were applied separately to each outcome. Results are presented as adjusted mean differences (MDs) with corresponding 95% confidence intervals and p-values, with significance defined as p < 0.05.
Pearson correlation coefficients were calculated to examine the association between percentage total weight loss (%TWL) and changes in AHI, ODI, and ESS scores. Influential observations were assessed using Cook’s Distance from linear regression models relating %TWL to changes in AHI, ODI, and ESS. Although none of the observations exceeded the conventional threshold of 1, and all Cook’s Distance percentiles under the F-distribution were below 20%, the top three observations with the highest Cook’s Distance values in each model also exceeded the rule-of-thumb threshold of 4/(N-k-1), where n is the sample size and k is the number of predictors. Notably, these were the same three observations across all models. While they were not considered highly influential, a sensitivity analysis excluding them was conducted to assess the robustness of the results.
For binary categorical outcomes (e.g., CPAP requirement, comorbidity remission), McNemar’s test was applied to assess within-subject changes. While some clinical endpoints—such as remission of hypertension (n = 9)—involved small subsample sizes, p-values were calculated using exact methods appropriate for paired binary data. For multi-category variables, including OSA severity (based on AHI and ODI) and daytime sleepiness (ESS categories), Cochran’s Q test was employed. All statistical tests were two-tailed, and significance was defined as p < 0.05.
Discussion
MBS has emerged as an effective modality for managing obesity-related OSA [
13‐
16,
29‐
31]. To our knowledge, this is among the first studies to integrate MRI-based anatomical analysis with functional polysomnographic outcomes to evaluate upper airway remodeling after SG. Studies have documented significant improvements across multiple physiological parameters in patients with OSA post-MBS. Additionally, limited studies have highlighted the anatomical alterations in the upper airway that follow MBS [
17]. However, the correlation between these anatomical changes and physiological outcomes has not been fully explored. This study aimed to address this gap by evaluating the effectiveness of SG in alleviating OSA symptoms through the assessment of pre- and post-operative changes in upper airway morphology via MRI, along with analyzing sleep parameters, to correlate these objective findings with patient-reported clinical outcomes.
SG was selected as the sole intervention due to its global, national, and institutional prominence, as well as its favorable safety profile compared to hypoabsorptive procedures [
32‐
34]. This choice ensured procedural consistency and minimized the confounding effects of anatomical and metabolic variability, allowing for a clearer evaluation of SG’s impact on upper airway remodeling.
The study population was restricted to adults to minimize physiological variability associated with age extremes. Adolescents were excluded due to ongoing neurodevelopmental changes, including cortical maturation, pubertal hormonal shifts, reductions in slow-wave activity, and circadian phase delays, all of which may influence upper airway dynamics and sleep architecture [
35,
36]. Similarly, individuals over 65 years were excluded due to known age-related alterations in pharyngeal anatomy, upper airway collapsibility, reduced Rapid Eye Movement (REM) and slow-wave sleep, and declines in melatonin and testosterone levels, which may independently affect OSA severity and therapeutic response [
37]. These exclusions were intended to enhance the internal validity of anatomical and polysomnographic outcomes following SG.
Our findings are consistent with prior literature demonstrating that weight loss is associated with improvements in OSA-related physiological parameters. In postoperative PSG, the average AHI decreased to 8.0 ± 0.6 events per hour, placing the majority of participants (75%) in the mild OSA range (AHI 5–14). Notably, no participants remained in the severe OSA category after treatment, and 17.5% of participants achieved a normal AHI (< 5), indicating a complete resolution of their OSA. Additionally, there were parallel improvements in the nocturnal ODI and ESS scores, which reflected reductions of 68.5% and 67.6%, respectively. Moreover, MRI findings have shown improved post-operative upper airway patency and improved airway dynamics. These findings agree with previous studies regarding the effect of bariatric surgery in reducing the severity of OSA across the participant group (28,29).
The Impact of SG on Excessive Daytime Sleepiness
To evaluate excessive daytime sleepiness (EDS), we used the ESS, which assesses the likelihood of falling asleep in eight common situations (e.g., sitting quietly, reading, driving) [
38]. Before the intervention, 75% of participants exhibited severe daytime sleepiness (ESS ≥ 16), while a smaller proportion had moderate (15%) or mild (10%) sleepiness, with no participants falling within the normal range.
This unexpectedly high burden of severe EDS (ESS ≥ 16 in 75% of participants), despite CPAP use, likely reflects the multifactorial impact of obesity on sleep quality and architecture. Obesity contributes to sleep fragmentation through mechanical upper airway narrowing, gastroesophageal reflux, systemic inflammation, and neurohormonal dysregulation [
39,
40]. Moreover, chronic, untreated OSA may result in cumulative neurocognitive fatigue and sleep debt that is not readily reversed by short-term CPAP therapy [
39,
41]. Notably, our post hoc analysis revealed that longer preoperative CPAP use was significantly associated with attenuated improvements in ESS, AHI, and ODI.
Following SG, ESS scores significantly improved to 5.4 ± 0.2 (
p < 0.001), with all patients achieving ESS scores within the normal range postoperatively. This significant improvement in ESS scores is consistent with findings from previous studies, as Dilektasli et al. evaluated ESS scores for a cohort with a pre-operative ESS mean of 9.0 ± 4.6 and have shown a remarkable improvement to a mean of 3.5 ± 2.2 [
42].
This 12-point reduction surpasses those reported in prior studies. For instance, Dilektasli et al. observed a 5.5-point decrease (from 9.0 to 3.5) six months after SG in a cohort with milder baseline EDS [
42]. The superior outcomes in our study likely reflect more severe baseline EDS, more significant weight loss (− 34.0% TWL), and longer follow-up (14 months). Additionally, our inclusion of patients actively using CPAP, in contrast to their exclusion in the comparator study, may have contributed to a more symptomatic cohort and, thus, more pronounced improvements. Similarly, Nastałek P et al. found a 7-point reduction in ESS (from a mean of 12 to 5) in a follow-up period of 12 months [
43]. However, Nastalek P et al. did not correlate their findings with the amount of weight lost [
43].
The complete remission of EDS emphasizes the potential of SG as an effective adjunct intervention for individuals with obesity and OSA-related sleepiness, particularly when significant weight loss is achieved. This aligns with broader enhancements in sleep quality after SG, including fewer nocturnal awakenings, reduced snoring, and improvements in insomnia severity and fatigue [
44,
45]. Wyszomirski et al. reported significant improvements in sleep-related symptoms and Athens Insomnia Scale scores post-SG [
44], while Taşdöven et al. found substantial fatigue reduction and improved quality of life [
45].
These findings are consistent with mechanistic studies linking weight loss to reduced upper airway resistance, improved sleep architecture, and attenuation of contributing factors such as chronic intermittent hypoxia and systemic inflammation [
5,
46,
47].
Polysomnography Outcomes and CPAP Reliance
Preoperatively, patients exhibited a mean AHI of 38.1 ± 2.5 events/hour and an ODI of 30.7 ± 2.2 events/hour, highlighting the significant burden of OSA in the MBS population, with PSG showing prevalence rates as high as 79% [
44].
Post-SG, AHI improved by 78.9% to 8.0 ± 0.6 events/hour, and ODI decreased by 83.1% to 5.2 ± 0.5 events/hour, resolving all cases of severe OSA and moving 75% of patients to the mild AHI category. These outcomes corroborate findings from the meta-analysis conducted by Peromaa-Haavisto et al. [
48], which also highlighted the positive impact of SG on AHI and ODI; however, our results exceeded the average improvement rates previously documented in the literature. Our observed AHI reduction surpassed the 61% average typically recorded after surgical interventions [
49] and the 56.1–61.5% remission rates of OSA found in long-term SG studies [
15,
16].
Our superior outcomes may stem from more rigorous patient selection, including exclusion of reflux disease, greater weight loss (− 43.8 kg; −15.7 kg/m² BMI), and the anatomical remodeling documented on MRI. Moreover, the preoperative inclusion of patients on CPAP might have bolstered severity assessments and potential improvement.
The improvements in sleep metrics reinforce how SG alleviates OSA through reduction of visceral and pharyngeal fat, decreased airway collapsibility, and metabolic enhancements. These anatomical and physiological changes likely explain why weight loss contributes to OSA remission [
14,
49].
Our subgroup analysis further indicated that the magnitude of anatomical and functional improvement following SG was comparable between patients with class I–II and class III obesity. This supports prior evidence that baseline BMI alone is not a key determinant of OSA remission, and that significant improvements in airway anatomy and function can be achieved across the obesity spectrum, provided sufficient weight loss occurs [
50].
In parallel, reliance on CPAP therapy dropped significantly. CPAP use decreased from 90% preoperatively to 22.5% postoperatively, and those who continued using CPAP required significantly lower pressures of − 5.3 cm H₂O, which appear greater than the reductions reported in prior studies [
51,
52]. These outcomes support earlier findings by Hoyos et al., who demonstrated that substantial weight loss reduces pharyngeal collapsibility, allowing many patients to wean off CPAP entirely [
53]. The decline in pressure requirements provides an objective marker of improved airway function.
Interestingly, our results revealed that longer preoperative CPAP duration was inversely associated with postoperative improvements in both functional (AHI, ODI, ESS) and anatomical (soft palate length) outcomes. Each additional month of CPAP use correlated with smaller gains, suggesting a treatment-refractory OSA phenotype. This may reflect chronic, severe OSA that induces long-standing pharyngeal tissue remodeling and neuromuscular adaptation, limiting reversibility even after substantial weight loss. Previous studies have similarly noted that greater baseline OSA severity predicts residual apnea post-MBS, implicating fixed anatomical or non-obesity-related traits such as craniofacial morphology or ventilatory control abnormalities [
50].
However, variability exists across the literature. For example, Nastałek et al. reported persistent CPAP use in many patients despite physiological improvement, and van Veldhuisen et al. observed worsened CPAP compliance following surgery [
43,
54]. These discrepancies may relate to differences in follow-up duration, population characteristics, and definitions of adherence. Nonetheless, our findings demonstrate that in appropriately selected patients, SG can substantially reduce both the need for and intensity of CPAP therapy, offering a meaningful improvement in quality of life.
The role of preoperative PSG in candidates for MBS remains contentious. Some researchers question its universal necessity for all patients undergoing MBS [
43]. However, our data highlights the importance of PSG in the longitudinal management of OSA. Baseline PSG facilitated objective OSA diagnosis and severity stratification, while postoperative PSG validated therapeutic success. Absent this data, the degree of functional improvement could not be quantified. Furthermore, our findings advocate for the view that addressing obesity through MBS not only mitigates anatomical contributors to OSA but also addresses its metabolic drivers, resulting in high remission rates.
Moreover, our cohort, predominantly comprising females (75%) with an elevated baseline AHI, presents a notable divergence from existing literature, which typically indicates that females exhibit lower baseline AHI values compared to males [
55]. Interestingly, the baseline AHI observed in our population exceeded the average reported for females in similar studies. This anomaly might be attributed to anatomical variations in the upper airway that differ across ethnic groups [
56‐
58], potentially elucidating the increased risk of airway compressibility noted in our cohort. While the current study did not assess the ethnic backgrounds of participants, our findings underscore the necessity of considering this variable in future research endeavors.
Anatomical Remodeling of the Upper Airway
To better understand the mechanisms driving OSA improvement after weight loss, we conducted pre- and postoperative MRI assessments of the upper airway. Baseline imaging revealed multiple anatomical risk factors associated with OSA, including a narrow posterior nasal airway space (PNAS; mean 5.9 mm), enlarged tongue volume (103 mL), and an elongated, thick soft palate (mean length 41 mm, thickness 12.5 mm). These features align with established imaging findings in OSA patients, where retropalatal and lateral pharyngeal narrowing, soft palate redundancy, and tongue base crowding are common contributors to airflow obstruction [
17,
59,
60].
Dynamic MRI studies have shown that up to 80% of OSA cases involve collapse at the retropalatal level, often exacerbated by increased soft tissue mass [
59,
60]. larger tongues contribute to airway crowding and are independently associated with OSA severity [
17,
59]. Athayde et al. reported a correlation between greater tongue volumes and higher Mallampati scores, reinforcing the link between tongue size and airway compromise [
60]. Further dynamic MRI studies have illustrated that in OSA patients, the downward movement of the tongue during sleep likely exacerbates airway obstruction [
61]. Li et al. and Subasi et al. have similarly highlighted the contribution of a long, thick soft palate to retropalatal obstruction, particularly in severe OSA cases [
59,
62].
Following SG, we observed substantial anatomic remodeling. Tongue volume decreased by an average of 23.4 mL, and posterior airway spaces at the nasal, occlusal, and mandibular levels increased by 3.0 mm, 3.5 mm, and 3.9 mm, respectively. The dimensions of the soft palate were also reduced (length: −4.9 mm; thickness: −3.0 mm), indicating decreased tissue redundancy in the retropalatal region. These findings reflect meaningful structural decompression of the upper airway.
Our results are in strong concordance with recent volumetric MRI studies. Sutherland et al. and Wang et al. showed that MBS leads to significant reductions in tongue and pharyngeal fat volume, thereby improving velopharyngeal airway dimensions and airflow during sleep [
17,
63]. Notably, Wang et al. identified tongue fat reduction as a principal mediator of AHI improvement, independent of overall weight loss [
17]. Although our imaging did not differentiate between fat and lean tissue, the magnitude of soft tissue volume reduction observed likely reflects a decrease in intra-tissue fat. This may explain why some patients experience disproportionately greater improvement in OSA severity relative to their total weight loss. Targeted reduction in pharyngeal fat yields a more favorable airway architecture and respiratory function.
The anatomical changes observed in our study mirrored the significant functional improvements seen on PSG, including reductions in AHI and ODI. These findings bridge an important gap noted in earlier studies that lacked concurrent imaging and sleep metrics. They also support the hypothesis that weight loss stabilizes airway dynamics during sleep by reducing tissue collapsibility at key obstruction sites, such as the tongue base and soft palate [
17,
63]. Thus, MRI analysis demonstrates that SG produces favorable enhancements in upper airway anatomy, which may contribute to improved respiratory function.
Weight Loss and Associated Medical Conditions
The impact of %TWL extended beyond respiratory metrics, showing strong correlations with improvements in the ESS, AHI, and ODI, with correlation coefficients of 0.37 to 0.47 after excluding outliers. This indicates a dose-response relationship: greater weight loss leads to more significant improvements in sleep-disordered breathing and daytime alertness. Even moderate weight loss eliminated severe OSA in all cases, with 75% of patients achieving a mild AHI postoperatively. These findings underline the importance of maximizing weight loss through postoperative support to enhance OSA outcomes.
Despite anatomical improvements seen on MRI, these changes did not predict individual sleep function outcomes, indicating that static anatomical remodeling isn’t the only factor in OSA remission. Instead, mechanisms like reductions in visceral fat, improved lung volumes, and reduced systemic inflammation are likely significant contributors. This dissociation between structural and functional outcomes is consistent with prior OSA research, which has shown that up to 35% of patients may have residual OSA after MBS, despite significant weight loss, emphasizing that obesity is a major but not exclusive contributor to OSA pathogenesis [
64]. A recent meta-analysis by Oweidat et al. reported significant reductions in BMI and AHI after MBS, with a 65% OSA remission rate, highlighting the role of weight loss while also suggesting the involvement of additional non-obesity-related etiologies in residual OSA [
64].
SG also led to significant improvements in obesity-related diseases: complete remission in all patients with type 2 diabetes or hypertension, improvement in dyslipidemia in 85.7% of cases, and positive outcomes in cardiac conditions. These results align with previous reports showing high remission rates for associated diseases post-MBS, attributed to improved insulin sensitivity and reduced hepatic lipogenesis [
20,
65,
66].
Osteoarthritis was prevalent in the cohort, with symptom improvements but limited full remission due to structural joint changes. OA can disrupt sleep and exacerbate OSA symptoms [
46,
67], and conditions like dyslipidemia and hypertension have been linked to worsening OSA severity [
5,
6].
Strengths and Limitations
This study offers valuable insights into managing obesity and OSA. It emphasizes addressing the root causes of obesity rather than relying solely on CPAP therapy. Significant weight loss is shown to improve OSA treatment, but weak correlations between weight loss and changes in airway dimensions suggest the benefits may not be purely anatomical. Comprehensive post-surgical support is crucial for sustained weight loss.
The study’s strengths lie in its multidimensional approach, integrating subjective measures (ESS), objective diagnostics (PSG and nocturnal oximetry), and structural imaging (MRI), which enhance understanding of weight loss effects on airway patency. Detailed MRI metrics facilitate anatomical quantification of airway changes, linking tissue volume reduction to functional improvements. Additionally, practical clinical parameters like CPAP pressure and compliance rates make the findings applicable to patient-centered care. Correlation analysis shows a dose-response relationship between %TWL and sleep metric improvements (AHI, ODI, ESS), indicating these trends are consistent across most patients.
However, this study has several limitations. The follow-up duration of approximately 14 months, while valuable, may be insufficient to assess the long-term durability of OSA improvement, especially considering the potential for recurrence with weight regain, aging, or evolving comorbidities [
50]. Additionally, the study refrained from comparing outcomes across various MBS procedures. While SG is recognized as an effective and the most commonly performed MBS procedure [
33], the comparative efficacy of gastric bypass remains a pertinent question, especially as some data indicate differing remission rates for OSA [
68,
69]. Moreover, the study lacked a control group, such as patients undergoing non-surgical weight loss or alternative interventions. As a result, we cannot definitively attribute improvements to SG alone; the findings demonstrate association rather than causation. The absence of blinding may also introduce expectancy effects, particularly for subjective outcomes like ESS.
While methodologically sound, our sample size was modest and predominantly female (75%), which could restrict the generalizability of the findings, given the known sex-based differences in OSA pathophysiology [
55]. The study focused on respiratory and anatomical outcomes but did not assess broader OSA-related domains such as quality of life, neurocognitive function, or pharyngeal neuromuscular dynamics. MRI was conducted during wakefulness, not sleep, and did not include dynamic assessments; therefore, airway enlargement should be interpreted as a surrogate rather than a direct measure of functional improvement. Factors like head position and respiratory phase during MRI were also not standardized.
Lastly, the correlation between weight loss and improvements in sleep metrics became significant only after excluding outliers, suggesting some variability in treatment response. Variables such as craniofacial anatomy, tongue fat, neuromuscular tone, and ethnicity—which may influence OSA remission—were not evaluated and warrant further investigation. This limitation is particularly evident as the study did not address variations in ethnic backgrounds that may exhibit differing anatomical characteristics of the upper airway. Future clinical research should explore these variables to elucidate the complexities of OSA remission in the context of MBS [
56‐
58].
Future Clinical and Research Implications
The findings of this study have substantial implications for clinical applications and future research initiatives. Clinically, the findings confirm that SG can produce significant short-term enhancements in OSA severity, overall sleep quality, and dependence on CPAP, accompanied by systemic advantages such as improved metabolic health. These results advocate for considering MBS as a primary therapeutic intervention for patients struggling with moderate-to-severe OSA and obesity, particularly in scenarios where conventional therapies are ineffective or poorly tolerated.
From a research perspective, this study highlights the importance of a multidisciplinary and mechanistic framework when examining interventions for OSA. Future research should focus on stratifying patients based on the specific type of MBS procedure to ascertain whether different surgical methodologies yield distinct rates of OSA remission. Longitudinal studies with extended follow-ups are essential to evaluate the sustainability of these improvements and the potential for OSA recurrence over time. Investigations utilizing more diverse populations will be crucial for identifying reliable predictors of surgical efficacy, including variables such as age, sex, ethnicity, craniofacial anatomy, and fat distribution within the upper airway.
The utilization of MRI to assess anatomical changes is a strength, but it may carry some limitations. The MRI was performed while awake with static images. This provides measurements of airway caliber and tongue volume, yet does not capture dynamic airway collapse during sleep. Incorporating diverse imaging techniques, including dynamic MRI, cone beam CT, and functional endoscopy, into future research protocols will aid in elucidating the anatomical and physiological mechanisms that contribute to airway improvements. Additionally, exploring metrics such as tongue fat content and assessing neuromuscular responsiveness during sleep could reveal new therapeutic avenues that extend beyond weight loss alone.
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