Introduction
The antibody–drug conjugate (ADC) polatuzumab vedotin (pola; Polivy
®) was approved by the United States Food and Drug Administration in June 2019 for use in relapsed/refractory (R/R) diffuse large B-cell lymphoma (DLBCL), in combination with bendamustine and rituximab (BR), for patients who have received two or more prior therapies [
1]. DLBCL is the most common subtype of B-cell non-Hodgkin lymphoma (B-NHL) and, although often curable, approximately 40% of patients are refractory to, or will relapse after, standard front-line chemoimmunotherapy with rituximab plus cyclophosphamide, doxorubicin, vincristine, and prednisone (R-CHOP) [
2,
3]. For these patients, the standard of care remains autologous stem cell transplantation (ASCT) which also offers a curative approach. However, many DLBCL patients are ineligible for such therapy due to age, performance status, or comorbidities [
4]. Unfortunately, the prognosis remains poor for patients with DLBCL who are not transplant eligible, do not respond to salvage therapy, or relapse after ASCT with a median overall survival (OS) of approximately 6 months [
5,
6].
For many years, progress in identifying more effective therapies for patients with R/R DLBCL has been very limited. More recently, anti-CD19 chimeric antigen receptor T-cell therapies have become available but are associated with significant toxicity [
7] and are only available at selected medical centers. As such, pola may help to address a long-standing unmet treatment need in these patients. Pola is an ADC comprising the potent cytotoxic microtubule inhibitor monomethyl auristatin E (MMAE) conjugated to an anti-CD79b monoclonal antibody via a protease-cleavable linker. MMAE is preferentially delivered to B cells expressing CD79b, which results in anti-cancer activity against B-cell malignancies [
8]. Pola (1.8 mg/kg by an intravenous [IV] infusion every 3 weeks [Q3W]) was approved based on data from a randomized cohort of a phase 1b/2 study (GO29365 [NCT02257567]), in which pola in combination with BR (pola-BR) improved the outcomes of patients with R/R DLBCL compared with BR, and had a tolerable safety profile [
9]. The study met its primary endpoint, with pola-BR inducing higher complete response rates at end of treatment compared with BR (40.0% vs. 17.5%;
p = 0.026). Median progression-free survival (PFS) was significantly longer with pola-BR than with BR (9.5 vs. 3.7 months; stratified hazard ratio [HR] 0.36 [95% confidence interval (CI) 0.21–0.63];
p < 0.001); median OS was also improved (12.4 vs. 4.7 months; HR 0.42 [95% CI 0.24–0.75];
p = 0.002). Pola is currently being investigated in the front-line DLBCL setting in combination with rituximab, cyclophosphamide, doxorubicin, and prednisone (R-CHP; with the cytotoxic component substituting for vincristine in the R-CHOP regimen [comparator arm]) in the ongoing phase 3 multicenter, randomized, double-blind placebo-controlled trial, POLARIX (NCT03274492) [
10].
Ethnic diversity in drug efficacy and safety can lead to the need to adjust the recommended dose across different populations. Such ethnic differences are more applicable to small molecules rather than large molecules such as monoclonal antibodies (mAbs). For example, the approved starting dose for single-agent docetaxel is lower in Asian than in Western countries due to the higher rates of hematologic toxicity reported in Asian patients [
11]. Similarly, for doxorubicin, higher hematologic toxicity was found in Chinese patients; Fan and colleagues [
12] reported on a CBR3 variant where homozygous patients had a lower area under the concentration–time curve (AUC) ratio of a metabolite of doxorubicin, with these patients showing more hematologic toxicity but better tumor response [
12]. This variant is found more commonly among Chinese patients than in Indian and Caucasian populations. A comprehensive review of the pharmacokinetics (PK) of approved therapeutic mAbs in Japan concluded that PK of mAbs is largely driven by body weight and antigen level, which supports body weight-based dosing of an ADC when body weight contributes significantly to the inter-subject variability of clearance [
13]. This is supported by other studies in which ethnicity did not affect responses to rituximab-containing regimens in B-NHL [
14,
15].
ADCs contain an antibody, a linker, and a cytotoxic small molecule, and represent a special class of drugs when compared with the small or large molecules previously investigated in ethnic groups. Upon binding to the target CD79b, pola is internalized in the target cells, and unconjugated MMAE is then released by proteolytic cleavage of the linker [
8,
16]. Unconjugated MMAE is expected to be mostly eliminated in feces via the biliary/fecal route, and urinary excretion is a minor elimination pathway. MMAE is mostly eliminated unchanged in feces and urine and is only partly metabolized [Genentech, Inc., data on file]. For the elimination portion that is metabolized, MMAE is mostly metabolized via cytochrome P450 3A4 (CYP3A4) [
17]. Ethnic-related polymorphism in metabolism enzymes has been reported as a possible explanation for requiring different doses of small molecules in Asian patients; MMAE elimination will be evaluated in the current report in this context. Brentuximab vedotin, an ADC with the same linker and cytotoxic payload (MMAE) as pola, was evaluated in a population PK (popPK) model including 30 Asian patients (8% of a total of 380 patients with lymphomas), where body size, but not race, showed a strong effect on the clearance of MMAE; additionally, the conjugate drug clearance was not affected by race [
18]. The exposures of pola related analytes (total antibody, acMMAE and unconjugated MMAE) increased proportionally over a pola dose range from 0.1 to 2.4 mg/kg [
8]. The acMMAE terminal half-life is approximately 12 days (95% CI 8.1–19.5 days) at Cycle 6. The unconjugated MMAE terminal half-life is approximately 4 days after the first pola dose [
1].
As pola has only recently been approved, there are limited data on how ethnic differences in patients with DLBCL may affect treatment outcomes with pola. PK, safety, and efficacy profiles in a global phase 1 dose-escalation study (DCS4968g; NCT01290549) in 34 patients with R/R B-NHL receiving pola alone or in combination with rituximab [
8] have been compared with results from a phase 1 study conducted in seven Japanese patients with R/R B-NHL (JO29138; JAPICCTI‐142580), with preliminary results showing similar safety, PK, and efficacy [
19].
In the US, pola is currently approved at the dose of 1.8 mg/kg Q3W, in combination with BR, for patients with R/R DLBCL who have received at least two prior therapies. The main objective of the current analysis was to conduct an ethnic sensitivity assessment of pola PK to systematically evaluate whether the PK of pola is similar in Asian and global populations, based on data from patients with B-NHL. The PK comparisons are discussed in the context of the exposure–response (efficacy/safety) relationship of pola in Asian and global populations. Here, we sought to determine whether any dose adjustment is required for Asian patients, both for the currently approved indication for pola in patients with R/R DLBCL and potentially for other B-NHL indications that may be approved in the future.
Data analyses
Bioanalytical methods
As previously reported [
24], the PK profile of pola was characterized by three analytes (antibody-conjugated MMAE [acMMAE], total antibody, and unconjugated MMAE). Each analyte was measured using a validated method. Immunoaffinity liquid chromatography with tandem mass spectrometry [LC–MS/MS; lower limit of quantitation (LLOQ): 0.359 ng/mL] was used to measure acMMAE. An enzyme-linked immunosorbent assay (ELISA) (LLOQ: 50 ng/mL) was used to measure total antibody, and a LC–MS/MS (LLOQ: 0.0359 ng/mL) method was used to measure unconjugated MMAE.
PK sampling schedules
Full details of PK sampling schedules are shown in Supplementary Table 1 in Online Resource 1.
Blood samples for the PK analyses in the JO29138 (JAPICCTI‐142580; Japanese phase 1) study were collected at Cycle 1 Day 1 (pre-dosing, 30 min, 4 h after dosing) Days 2, 4/5, 8, 11, and 15; at Cycle 2 Day 1 (pre-dosing, 30 min, 4 h after dosing); at Cycles 3–8 and Cycle 12 Day 1 (pre-dosing, 30 min after dosing) and on Days 8 and 15 of Cycles 2–4, and Day 15 of Cycle 8. Final sampling occurred 28 days after the last pola dose.
For the DCS4968g (NCT01290549; global phase 1 study of pola) study, blood samples for pola monotherapy PK were collected at Cycle 1 Day 1 (pre-dosing, 30 min, 4 h, 24 h), Day 4, Day 8, Day 11 and Day 15; at Cycle 2, Day 1 (pre-dosing, 30 min, 4 h), Day 8 and Day 15; at Cycles 3–4 Day 1 (pre-dosing, 30 min), Day 8 and Day15; Cycles 5–8 on Day 1 (pre-dosing, 30 min) and Day 15. Samples were also collected at Cycle 12 (Day 15), and every fourth cycle thereafter.
For the GO29365 (NCT02257567; global phase 1b/2 study of pola) study, blood samples for PK at the safety run-in were collected at Cycle 1, Day 2 (pre-dosing, 30 min), Day 8 and Day 15; Cycle 2 Day 1; Cycle 4 Day 1 (pre-dosing and 30 min). For pola PK at phase 2 randomization/expansion stages, samples were collected at Cycle 1 Day 2 (pre-dosing, 30 min); Cycle 2 Day 1 pre-dosing, Cycle 4 Day 1 (pre-dosing and 30 min) to treatment completion.
PK analysis methods
NCA analysis was performed for each analyte of total antibody, acMMAE and unconjugated MMAE, as described below. NCA parameters were reported for all three analytes using Phoenix WinNonlin version 6.4 (Pharsight, Inc., Mountain View, CA). Due to the high correlation between total antibody and acMMAE, popPK analyses focused mainly on acMMAE and unconjugated MMAE, using the acMMAE-unconjugated MMAE integrated population PK model [
24]. These analyses were used to assess PK differences in patients from Asia versus non-Asia regions, as well as in Asian versus non-Asian patients. acMMAE was considered the key analyte of interest for correlating with safety/efficacy, but unconjugated MMAE may also correlate with safety.
Three PK analyses were conducted for the ethnicity sensitivity assessment. First, the observed Cycle 1 dose-normalized maximum concentration (
Cmax) and AUC from time 0 to infinity (AUC
inf) of the three analytes in the Japanese phase 1 study JAPICCTI‐142580 and the global phase 1 study DCS4968g (NCT01290549) following pola monotherapy were compared by NCA approach. These two studies were chosen for the comparison since they are the only studies of pola monotherapy and similar PK sampling schemes were used. Of note, only one Asian patient was enrolled in the global study DCS4968g (NCT01290549), and this patient was recruited from a non-Asia clinical site. Second, we compared the observed
Cmax and trough concentration (
Ctrough) on Cycle 1 and Cycle 4 of the three analytes by region (Asia, non-Asia, all), following administration of pola 1.8 mg/kg + BR Q3W in patients enrolled in the GO29365 (NCT02257567) study. Observed PK in GO29365 (NCT02257567) were compared by region only (Asia, non-Asia, all), rather than by race. Lastly, the two-analyte popPK model [
24] was used to assess patients’ exposure to acMMAE and unconjugated MMAE by region (Asia, non-Asia, all) and race (Asian, non-Asian, all) using data from DCS4968g (NCT01290549), GO29365 (NCT02257567), GO27834 (NCT01691898), and GO29044 (NCT01992653) (Supplementary Table 1 in Online Resource 1). JO29138 (JAPICCTI‐142580) was not included in the popPK analysis because the study was ongoing at the time.
The popPK analysis was conducted via nonlinear mixed-effects modeling with Nonlinear Mixed-Effect Modeling (NONMEM) software, version 7.3.0 (ICON Development Solutions, Ellicott City, MD). Simulation of PK exposures based on individual empirical Bayes estimates of parameters was conducted. The partial covariate-corrected (pCC) exposure for acMMAE and unconjugated MMAE (AUC and
Cmax at Cycle 6 [IV pola 1.8 mg/kg Q3W]) was simulated for the comparison. The Cycle 6 exposures were theoretically the maximum exposures for the proposed dosing regimen of up to six cycles and were selected for comparison since this is likely to be less influenced by B-cell counts and disease status than the Cycle 1 exposure; therefore, comparing Cycle 6 exposure would more accurately reflect true differences among different races/regions. The pCC method used individual values of random effects and individual values of covariates, except that all patients were assumed to have R/R disease and receive pola in combination with rituximab or obinutuzumab. For each exposure metric, the geometric means ratio (GMR) and 90% confidence interval of the GMR were derived using the data from non-Asian patients or patients from non-Asia regions as reference. Visual predictive check plots were created according to geographic region and race to allow comparison between the model predicted concentrations and the observed PK data from patients with Asian race or from Asia regions. Further information on the popPK model was published previously [
24].
Discussion
In this study, we conducted an ethnic sensitivity assessment of pola PK to evaluate whether the clinical recommended dose of pola in global populations is appropriate in Asian populations with B-NHL. Overall, our results indicate that there was minimal difference in pola exposure between Asian and non-Asian patients. The comparable acMMAE exposure between Asian (South Korean) patients and global patients in the phase 1b/2 GO29365 (NCT02257567) study, between Japanese patients and global patients in the phase 1 studies (JO29138 [JAPICCTI‐142580] and DCS4968g [NCT01290549]), as well as simulation evaluation by popPK model (including four studies) by race and region, suggest that a pola dose of 1.8 mg/kg Q3W would be expected to have similar PK (and, therefore, efficacy/safety) in Asian and non-Asian patients.
Exposure-efficacy analyses of pola [
25] indicate that race or region are not significant covariates of this relationship, suggesting that exposure–response is likely to be similar in Asian and global patients. There were no statistically significant correlations between unconjugated MMAE exposure and multiple efficacy endpoints. However, there were significant correlations between acMMAE and efficacy endpoints, which indicated that acMMAE is the key driver for efficacy among the three analytes of acMMAE, total antibody, and unconjugated MMAE.
Similarly, exposure–response analyses of safety [
25] suggested that the incidence of grade ≥ 2 peripheral neuropathy increased significantly with increasing acMMAE exposure and the incidence of grade ≥ 3 anemia increased significantly with increasing unconjugated MMAE exposure. Given that acMMAE exposure was comparable in the three PK analyses conducted in this manuscript, grade ≥ 2 peripheral neuropathy risk is expected to be similar in Asian and global patients.
For unconjugated MMAE, the current analyses identified numeric differences in the lower
Cmax and AUC
inf in Japanese patients compared with global patients. The prescribing information for pola states that “in mild hepatic impairment (aspartate aminotransferase or alanine aminotransferase > 1.0 to 2.5 × upper limit of normal [ULN] or total bilirubin > 1.0 to 1.5 × ULN), there was a 40% increase in unconjugated MMAE exposure, which was not deemed clinically significant” [
26]. Based on the exposure-safety relationship for grade ≥ 3 anemia, although higher unconjugated MMAE exposure was correlated with a higher risk of this event, at a typical clinical exposure level a 40% AUC increase is associated with < 5% increase in incidence. Similarly, a 60% decrease in MMAE exposure is associated with < 5% decrease in grade ≥ 3 anemia. Consequently, the magnitude of the difference observed for unconjugated MMAE in Asian patients is unlikely to be clinically relevant to the safety of pola in Asian patients.
CYP3A4 polymorphism is not expected to impact the exposure of unconjugated MMAE in such a way that would affect the safety of pola. The activity of CYP3A4 can vary by a factor of 10 and 100 between individuals [
27]. Causes of variations in CYP3A4 activity are largely non-genetic, according to the Dutch Pharmacogenetics Working Group guideline on polymorphism of CYP3A4 [
27]. There is a low prevalence of CYP3A4 poor metabolizer genotypes (< 1.1%), with an overall lack of clinical evidence for quantitative association with increased plasma exposure [
26]. This is further supported by the absence of CYP3A4 in the Clinical Pharmacogenomics Implementation Consortium guidelines [
28]. Furthermore, given that unconjugated MMAE is both metabolized and excreted unchanged into bile [Genentech Inc., data on file], the impact of poor metabolizer genotypes on exposure is expected to be lower for pola than for drugs that are exclusively eliminated via CYP3A metabolism. Overall, the risk for a marked increase in MMAE exposure in poor metabolizers is considered low, based on the absence of clear data indicating a clinically relevant effect and the alternative non-CYP mediated pathway for elimination.
Only a small magnitude of difference was observed in the PK parameters by race and region in the popPK model (using data from a total of 460 patients with B-NHL), which were not considered relevant to pola treatment outcomes. The popPK model identified bodyweight as the most important covariate influencing PK parameters, providing support for body weight-based dosing [
24]. Bodyweight correlated with race and region. Both acMMAE and unconjugated MMAE exposures were influenced by body weight to a similar extent. For acMMAE, among all the statistically significant covariates, body weight was the most important covariate which explained 41.6% and 52.0% of the inter-individual variance (IIV) for CL
INF and
V1, compared with the base model. For unconjugated MMAE, among the statistically significant covariates, body weight was the most important covariate and explained 35.7% and 44.1% of the IIV for CL
INF and
V1, compared with the base model. All covariates together explained the majority of the IIV (54.8% and 70.3% of CL
INF and
V1) [
24]. The pCC-based simulation is based on individual patient body weights, thus has incorporated the potential impact of lower body weight in Asian patients or Asia regions on PK exposures compared with other groups. Therefore, the pCC approach provided a realistic assessment of exposures in Asian patients or patients from Asia, in comparison with the other groups.
Previously published studies have found no impact of Asian ethnicity on clinical outcomes in DLBCL patients receiving pola or standard chemoimmunotherapy. For example, Hatake and colleagues [
19] reported no substantial differences in antitumor response to pola monotherapy in Asian versus global or non-Asian populations when data from the Japanese JO29138 (JAPICCTI‐142580) and global DCS4968g (NCT01290549) studies were analyzed. Another study comparing PFS and OS in global and Asian patients with DLBCL following treatment with R-CHOP reported no marked differences in treatment outcomes [
14]. As far as we are aware, there are no reports of clinically meaningful differences in treatment outcomes in Asian versus global patients treated with CHOP. Interestingly, Asian ethnicity has also been reported to have no effect on the PK of another ADC, trastuzumab emtansine, in patients with HER2-positive breast cancer, suggesting that treatment outcomes in these patients would be similar to those of non-Asian populations [
29].
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