Background
Autophagy is the process of engulfment and degradation of cytoplasmic contents by lysosomes [
1,
2]. Autophagy initiation is regulated by the Unc51-like kinase 1 complex [
3], and the most critical step in autophagy is autophagosome formation through the conjugation of microtubule-associated protein light chain 3 (LC3) with phosphatidylethanolamine [
2]. LC3 consists of a soluble form (LC3-I, 18 kDa) and a lipidated form (LC3-II, 16 kDa). The LC3-binding adaptor p62 (sequestosome 1 [SQSTM1]) binds ubiquitinated substrates, serves as a bridge for the delivery to autophagosome, and then promotes their degradation through a proteasomal pathway [
4,
5]. Therefore, decreased p62 levels are associated with autophagy activation. Finally, the autophagosome fuses with a lysosome to form an autolysosome that digests the engulfed cargo [
1,
2].
The networks formed by autophagy and inflammation are complex. Autophagy is involved in the induction and suppression of inflammation and vice versa [
6‐
8]. Proinflammatory cytokines such as tumor necrosis factor (TNF)-α and interleukin (IL)-6 have been shown to stimulate autophagy, and autophagy also contributes to the secretion of these cytokines [
9‐
12]. However, autophagy is tightly regulated in its response to inflammation, such as participating in the clearance of protein complexes (e.g., inflammasomes) through proteasomal degradation [
13]. Owing to the multifaceted roles of autophagy in inflammatory responses [
6‐
8], deregulated autophagy has been implicated in the pathogenesis of autoimmune diseases [
12,
14,
15].
Rheumatoid arthritis (RA) is an inflammatory disease that leads to chronic synovitis and joint erosion [
16]. Proinflammatory cytokines such as TNF-α and IL-6 can promote synovitis, cartilage damage, and bone destruction [
16‐
18]. The importance of TNF-α and IL-6 in RA pathogenesis is supported by the therapeutic effectiveness of biologics targeting cytokines [
18‐
20]. With autophagy tightly regulated to ensure immune homeostasis, its deregulation may serve a pathogenic role in RA [
12,
21,
22]. Lin et al. demonstrated that autophagy is activated in RA in a TNF-α-dependent manner in murine model [
21], and Connor et al. revealed that TNF-α stimulated autophagy through the induction of endoplasmic reticulum stress response [
22]. Recent studies also indicated an increased autophagy in RA fibroblast-like synoviocytes (FLS) but not in osteoarthritis FLS [
12,
23,
24], with a dual role of autophagy in regulating the death pathway in RA FLS [
25]. In spite of the accumulating evidence supporting the critical role of autophagy in RA [
23‐
25], there were still limited data regarding the association of autophagy with inflammation in human RA.
In this pilot study, we compared the difference in autophagy expression between patients with RA and healthy control subjects (HC). We also examined the correlation between autophagy expression and inflammatory parameters in patients with RA. In addition, we examined the changes of autophagy expression and serum cytokine levels in patients with RA after 6-month therapy with biologics or conventional synthetic disease-modifying antirheumatic drugs (csDMARDs) alone.
Methods
Subjects
In this prospective study, 72 patients with RA who fulfilled the 2010 classification criteria of the American College of Rheumatology/European League Against Rheumatism collaborative initiative [
26] were consecutively enrolled. Disease activity was assessed using the 28-joint Disease Activity Score (DAS28) [
27], with active status defined as a DAS28 score > 3.2 [
28]. Sixty biologic-naïve patients with active RA who had received csDMARDs started therapy with TNF-α inhibitors (etanercept or adalimumab,
n = 28) or IL-6R inhibitor (tocilizumab,
n = 32) in combination with a stable weekly dose of methotrexate 7.5–15 mg according to the guidelines [
29], and the other 12 patients continued with csDMARD therapy alone. Twenty age- and sex-matched healthy volunteers served as HC. The Institutional Review Board of Taichung Veterans General Hospital approved this study (CE14307B), and written consent was obtained from each participant according to the Declaration of Helsinki.
Quantitation of autophagosome levels in circulating immune cells by Cyto-ID staining
Cyto-ID, a cationic amphiphilic tracer dye, specifically recognizes autophago(lyso)some and can be quantified using flow cytometry [
30]. To determine autophagosome levels in circulating immune cells, the fluorescence of Cyto-ID on the cells was measured by using the Cyto-ID™ Autophagy Detection Kit (Enzo Life Sciences, Farmingdale, NY, USA) according to the manufacturer’s protocol and the described technique [
31‐
33]. Briefly, 100 μl of whole blood was stained with 0.25 μl/ml of Cyto-ID Green Autophagy Detection Reagent (Enzo Life Sciences) and 20 μl of phycoerythrin-cyanine 5 (PC5)-conjugated CD45-specific monoclonal antibody (mAb) (Beckman Coulter Life Sciences, Indianapolis IN, USA). Incubation with CD3-, CD14-, CD66b-, and CD45-specific antibodies was done simultaneously with autophagy dye. After incubation for 30 min in the dark at room temperature (RT), cells were reacted with OptiLyse Solution (Beckman Coulter Life Sciences) for 10 min to lyse red blood cells. After PBS washing, cells were analyzed by flow cytometry (Beckman Coulter Life Sciences). Monocytes, lymphocytes, and granulocytes were gated on the basis of CD45
+ side scatter, and at least 1 × 10
4 cells from each sample were analyzed. To verify the gated lymphocytes, monocytes, and granulocytes, 100-μl blood samples were stained with 20 μl of fluorescein isothiocyanate (FITC)-conjugated CD3-specific mAb (Beckman Coulter Life Sciences), 20 μl of PC5-conjugated CD14-specific mAb, and 20 μl of FITC-conjugated CD66b-specific mAb, respectively, with 20 μl of PC5-conjugated CD45-specific mAb separately for 15 min at RT. Regarding the subgroups of lymphocytes, 100-μl blood samples were stained with 5 μl of FITC-conjugated CD4-specific mAb (BioLegend, San Diego, CA, USA), 5 μl of PC5-conjugated CD8-specific mAb (Beckman Coulter Life Sciences), and 10 μl of PC5-conjugated CD19-specific mAb (Beckman Coulter Life Sciences) with 5 μl of peridinin chlorophyll protein (PerCP)-conjugated CD3-specific mAb (BD, Franklin Lakes, NJ, USA) separately with autophagy dye for 30 min at RT. Data were expressed as the mean fluorescence intensity (MFI) of Cyto-ID staining. We also examined autophagosome levels, determined by Cyto-ID staining, in both synovial fluid (SF)-derived and peripheral blood (PB)-derived immune cells from two patients with active RA.
Quantitation of autophagic adaptor p62 levels in immune cells using flow cytometry
Intracellular immunofluorescent staining of p62 molecule was performed following fixation and permeabilization using the modified method of a previous study [
33]. Briefly, 50 μl of whole blood was stained with 20 μl of FITC-conjugated CD45-specific mAb for 15 min at RT. Cells were fixed by adding 100 μl of reagent 1 (Beckman Coulter Life Sciences) for 15 min and were centrifuged for 5 min at 300 ×
g. After removal of the supernatant, 100 μl of reagent 2 (Beckman Coulter Life Sciences) was added for permeabilization for 10 min, and cells were subsequently incubated with PerCP-conjugated p62/SQSTM1 mAb (clone 5H7E2; Novus Biologicals, Littleton, CO, USA) for 15 min in the dark at RT. PerCP-conjugated immunoglobulin G1 (R&D Systems, Minneapolis, MN, USA) was used as an isotype control. Cells were immediately analyzed using flow cytometry (Beckman Coulter Life Sciences).
Determination of autophagy expression using Western blot analysis
Total proteins were extracted from peripheral blood mononuclear cell (PBMC) lysates from 25 patients with active RA and 10 HC. The proteins were separated by 10–12% SDS-PAGE and then transferred to polyvinylidene fluoride membranes (Bio-Rad Laboratories, Hercules, CA, USA). Immunoblots were performed using primary antibodies (1:1000 dilution) overnight at 4 °C against LC3-II (Abcam, Cambridge, MA, USA), p62 (Abcam), and glyceraldehyde 3-phosphate dehydrogenase (GAPDH) (Santa Cruz Biotechnology, Dallas, TX, USA), followed by incubation with horseradish peroxidase-conjugated antirabbit secondary antibody (1:5000) for 1 h at 37 °C (Santa Cruz Biotechnology). The luminescent signal was detected by using the Fujifilm LAS-3000 image detection system (Fujifilm, Tokyo, Japan), and image processing and data quantification were performed using Multi Gauge version 2.02 software (Fujifilm). The LC3-II/LC3-I ratio was calculated as LC3-II expression levels divided by LC3-I expression levels, and the p62 expression levels were normalized to GAPDH.
Plasma antioxidant capacity
The measurement of the total antioxidant capacity (TAC) of biological fluids provides an indication of the overall capability to counteract ROS. Plasma levels of TAC were measured using a colorimetric assay kit (BioVision Incorporated, Milpitas, CA, USA). 6-Hydroxy-2,5,7,8-tetramethylchroman-2-carboxylic acid (Trolox) was used to standardize antioxidants, with all the other antioxidants being measured in Trolox equivalents. The Cu2+ was reduced to Cu+ by the antioxidant factors in the sample coupled with a colorimetric probe. For calibration, 1 mM Trolox in dimethyl sulfoxide-water was used. Each microtiter plate was filled with either 100 μl of calibrators (0, 4, 8, 16, or 20 nmol Trolox) or 100 μl of diluted serum. Then, 100 μl of freshly prepared Cu2+ working solution was added, and the mixture was incubated at RT for 1.5 h. The sample absorbance was analyzed at 570 nm as a function of Trolox equivalent concentrations according to the manufacturer’s instructions. The antioxidant capacity was presented in nmol/μl.
Determination of serum levels of proinflammatory cytokines
Serum levels of TNF-α and IL-6 were determined using an enzyme-linked immunosorbent assay (PeproTech Inc., Rocky Hill, NJ, USA) according to the manufacturer’s instructions.
Statistical analysis
Results are presented as the mean ± SD or median (IQR). The Mann-Whitney U test was used for between-group comparison of autophagy expression, cytokine levels, and oxidative stress status evidenced by TAC levels. The correlation coefficient was obtained by Spearman’s rank test. For evaluation of the changes of autophagy expression and serum cytokine levels during the follow-up period in patients with RA, the Wilcoxon signed-rank test was employed. p < 0.05 was considered significant.
Discussion
Although autophagy has recently emerged as an important regulator in the induction and maintenance of joint inflammation [
8,
21‐
25,
34], the pathogenic association between autophagy and inflammation in RA has rarely been explored. To our knowledge, the present study is the first to demonstrate significantly higher levels of autophagosomes, as evidenced by the MFI of Cyto-ID, in circulating immune cells from patients with RA than in HC. The protein expression of LC3-II, an indicator of autophagosome formation, was also elevated in patients with RA. We also revealed significantly lower p62 levels in patients with RA than in HC, as revealed by flow cytometry and immunoblot analyses, indicating increased autophagic activity in patients with RA. In addition, the autophagosome levels in circulating immune cells were significantly correlated with inflammatory parameters in patients with RA. These observations suggest a potential involvement of activated autophagy in RA pathogenesis.
Autophagosome formation, a critical step in the autophagic process [
1,
4], was significantly increased in circulating lymphocytes, monocytes, and granulocytes from our patients with RA. Among the circulating lymphocytes, significantly higher levels of autophagosome were observed in circulating CD4
+ T and CD8
+ T cells, but not in CD19
+ B cells, from patients with RA than in HC. Van Loosdregt et al. similarly found an increased autophagy in CD4
+ T cells and CD8
+ T cells of patients with RA compared with HC [
34]. We also revealed that the elevated protein expression of LC3-II, an indicator of autophagosome formation [
1,
2], was positively associated with Cyto-ID MFI in circulating immune cells from patients with RA. Moreover, autophagosome levels were markedly higher in SF granulocytes than in PB-derived granulocytes in patients with active RA (Additional file
1: Figure S1F–H), in agreement with other recent reports showing that autophagy expression is higher in granulocytes from SF than in those from PB in patients with RA [
35]. Previous reports also showed an increased autophagy in RA and persistent activation of the autophagy pathway in FLS from patients with RA or in murine arthritis [
23‐
25]. Therefore, it is reasonable to speculate that increased autophagy in immune cells from patients with RA may result in their persistent activation, particularly at the site of inflammation. In our study, autophagosome levels in immune cells from patients with RA were positively correlated with DAS28, CRP levels, and TNF-α values. Moreover, the autophagosome levels in circulating immune cells declined significantly, paralleling the decrease of serum TNF-α values, in our patients with RA undergoing effective treatment. These observations suggest an association between elevated autophagy and RA-related inflammation, as has been shown in other previous studies [
21,
36].
Excessive generation of ROS driven by overproduction of proinflammatory cytokines such as TNF-α participates in an inflammatory process in RA. An efficient antioxidant system catalyzes the inactivation of ROS. Previous studies have revealed increased oxidative stress along with low antioxidant levels and reduced antioxidant capacity in plasma of patients with RA [
37]. Plasma TAC levels, as determined in our study, reflect the global combined antioxidant capacity of all individual antioxidants in plasma. We have demonstrated significantly lower TAC levels in patients with RA than in HC, indicating an increased oxidative stress in human RA [
37]. Zhang et al. also revealed that excessive ROS cause mitochondrial damage and then induce autophagy in adjuvant-arthritis (AA) rats [
38]. In agreement with their findings that resveratrol, an antioxidant, could suppress oxidative stress by reducing autophagy expression in AA rats [
38], an inverse correlation between plasma TAC levels and autophagosome levels in circulating granulocytes was observed in our patients with RA.
With p62-bound ubiquitinated substrates incorporated into the autophagosome and then degraded into the autolysosomes, p62 level is selectively degraded by autophagy [
39] and serves as a readout of autophagic flux [
4,
5]. Thus, the decreases of p62 levels reflect autophagic activation [
40]. In the present study, the p62 MFI in circulating immune cells and p62 protein expression in PBMCs from patients with RA were significantly lower than in those from HC, with the p62 MFI in immune cells negatively correlated with RA inflammatory parameters (Table
2). The combination of increased autophagosome formation and decreased p62 levels suggests autophagic activation in RA. Yang et al. demonstrated the upregulated expression of LC3-II as well as decreased p62 expression in RA FLS [
12], also indicating an activated autophagy in RA.
Consistent with previous reports [
16‐
18], significantly higher levels of serum inflammatory cytokines, including TNF-α and IL-6, were found in our patients with RA than in HC. The positive correlation between TNF-α levels and autophagosome levels in circulating immune cells from patients with RA further supports the findings that TNF-α could stimulate the conversion of LC3-I into LC3-II, an indicator of autophagosome formation [
21]. In addition, we revealed a significant reduction of autophagosome levels, serum TNF-α levels, and disease activity in patients with RA after 6-month anti-TNF-α therapy (Fig.
4). In an animal model of RA, the inhibition of autophagy could also alleviate synovial inflammation [
41]. The inhibitory effect of anti-TNF-α therapy on autophagy may be responsible for its associated increase of infection risk, particularly tuberculosis [
10]. Besides, the positive correlation between serum IL-6 levels and autophagosome levels in circulating lymphocytes is in agreement with the previous finding that the knockdown of autophagic initiation ameliorates activated lymphocyte-derived DNA-induced murine lupus through an inhibition of IL-6 [
42]. The significant reduction of autophagy expression in our patients with RA after 6-month anti-IL-6R therapy is also similar to previous reports that anti-IL6R therapy was effective in the treatment of glioblastoma by blocking autophagy [
43], and the inhibition of autophagy could reduce osteoclastogenesis and prevent structural damage in RA [
21]. However, whether the changes in autophagy expression following biologic therapy are related to a cytokine blocking effect needs to be further validated.
In spite of the novel findings in this pilot study, there were still some limitations. We enrolled a limited number of patients with active RA who were followed throughout 6-month therapies. Because the medications used, such as corticosteroids, may influence autophagy through downregulating proinflammatory cytokine secretion [
44], their interference should be considered. In contrast to the results of a previous report in an early RA cohort [
45], we did not reveal a significant association between autophagy expression and ACPA levels in patients with RA. This discrepancy may be explained by the fact that most of the patients enrolled in our study were not in an early RA stage. Therefore, a long-term study enrolling a larger group of patients, including an early RA population, is required for the validation of our findings.
Last, there is increasing evidence suggesting that autophagy serves a crucial role as a macrophage-intrinsic negative regulator of the inflammasome [
46]. The stimulation of macrophages with an autoantigen-autoantibody immunocomplex leads to mitochondrial damage that further activates the inflammasome [
46]. Given that autophagy and inflammasome activation are interrelated in autoimmune diseases [
46,
47], the insights into the regulation of inflammasome activity by autophagy in RA should be investigated in future studies.