Introduction
Lung cancer is the malignant tumor with the highest morbidity and mortality rates in the world [
1]. Non-small cell lung cancer (NSCLC) accounts for approximately 85% of all lung cancer cases, with a 5-year overall survival rate of approximately 15%. Most patients diagnosed with NSCLC are in advanced stages and are not candidates for curative surgery [
2]. The development of immune checkpoint inhibitors (ICIs) has ushered in a new era in the treatment of NSCLC, following that of chemotherapy and targeted therapy [
3]. The clinical application of various ICIs has led to dramatic changes in the treatment for NSCLC patients. However, the fact that only a small subset of patients with specific tumor microenvironment can benefit from ICIs limits their application [
4]. For instance, only tumors with pre-existing immunity (i.e., many tumor-infiltrating lymphocytes, dense CD8
+ T cells, and high PD-L1 expression) respond well to ICIs. Other phenotypes, such as immune-excluded tumors (immune cells only present at the periphery) and ‘cold’ tumors (little or no immune-cell infiltration), respond poorly to single-dose ICIs [
5,
6]. Unfortunately, the immune infiltration of most NSCLC is characterized by immune exclusion [
7]. Therefore, a suitable combination therapy is needed to increase the infiltration of tumor antigen-specific T cells in malignant tumor tissues and then, combined with ICIs, to reverse tumor-induced immunosuppression and destroy tumor cells [
8].
Among the many options for combination therapy strategies, targeting angiogenesis appears to be a promising direction. Angiogenesis contributes to tumorigenesis, tumor progression, and metastasis in numerous malignancies [
9,
10]. Vascular epithelial growth factor (VEGF) is a main regulator of angiogenesis, which stimulates the proliferation, migration, and neovascularization of vascular epithelial cells by binding to VEGF receptors [
11]. However, abnormal neovascularization (stiffness, distortion, dilatation, and structural abnormalities) and low pericyte coverage can result in an adverse microenvironment with nutrient disorder, hypoxic, acidic and interstitial pressure [
12]. Notably, the VEGF pathway can also contributes to the formation of an inhibitory immune microenvironment [
13]. For instance, aberrant expression of VEGF can prevent the trafficking of tumor-reactive T cells to the tumor site by inhibiting the expression of adhesion molecules, such as intercellular adhesion molecule 1 (ICAM-1) and vascular cell adhesion molecule 1 (VCAM-1) within endothelial cells [
14]. Given this, bevacizumab, a monoclonal antibody against VEGF, was developed and first approved by the United States Food and Drug Administration (FDA) for the treatment of metastatic colorectal cancer in 2004 [
15]. Since then, it has shown survival benefits in a variety of solid tumors including NSCLC [
16,
17]. Therefore, we postulate that, in addition to the function of anti-angiogenic agents, the immunomodulatory properties of bevacizumab may also play a role in its clinical activity.
In fact, many clinical trials of anti-angiogenic drugs and ICIs combination therapy are underway, and some preclinical studies have also been conducted on various tumor models and have shown promise [
18]. Kohei et al. [
19] found that in a mouse model of hepatocellular carcinoma, anti-VEGFR2 antibody-mediated vascular normalization can promote the efficacy of ICIs by reprogramming the immune microenvironment. However, these preclinical models lack the human immune system and therefore unable to use clinical antibodies such as pembrolizumab. In this regard, the emergence of humanized immune system in mice has brought new hope for preclinical immunotherapy research. Human peripheral blood mononuclear cell (PBMC) and human hematopoietic stem cell (HSC) mouse models were established by transplanting PBMCs or cord blood-derived CD34
+ HSCs into severe combined immunodeficiency mic [
20]. In addition, tumor cell lines or patient-derived xenografts could also transplanted into mice. Humanized mouse models are essential for preclinical testing of immunotherapies, as they provide insight into the interactions between the human immune system and tumors [
21]. Among the two humanized mouse models, we mainly focus on the role of T cells in tumor immunity, so we chose the humanized PBMC model, whose reconstructed immune system is dominated by T cells.
Notably, although ICIs monotherapy or combination therapy can significantly improve the prognosis of patients with advanced NSCLC, there is still a lack of stubborn clinical evidence on whether these treatment can be applied to neoadjuvant therapy in patients with early-stage lung cancer [
22]. For example, the effect of neoadjuvant pembrolizumab plus bevacizumab in NSCLC and the possible side effects, such as wound healing complications (WHC) and surgical site bleeding, require further study. In this regard, mouse models are potential alternatives due to their relative short life and feasibility to observe long-term survival after neoadjuvant therapy. Traditionally, neoadjuvant mouse models usually select cell lines that metastasize spontaneously, such as 4T1.2 and E0771 cell lines, to mimic clinical recurrence and metastasis after surgical resection [
23]. However, there is no human NSCLC cell line capable of spontaneous metastasis. This underlines the importance of constructing optimal animal model capable of conducting neoadjuvant/adjuvant immunotherapy experiments for NSCLC.
In this study, we hypothesized that combined bevacizumab and pembrolizumab therapy can inhibit tumor growth by inducing activated T cell infiltration, as well as produce systemic immunity to eliminate recurrence and metastasis. To this end, we established a human PBMC (Hu-PBMC) mouse model, as well as neoadjuvant mouse model, to conduct preclinical immunotherapy study. Our preclinical findings suggest that combination therapy has a synergistic antitumor effect in both advanced tumor and neoadjuvant setting, providing a theoretical basis for its first-line clinical application.
Materials and methods
Animals and cell lines
Female B-NDG (NOD-Prkdc scid IL2rg tm1/Bcgen) mice (5–6 weeks old) were obtained from Biocytogen (Beijing, China). The mice were given autoclaved water and food under specific pathogen-free conditions. Mice were humanely euthanized by CO2 inhalation if a solitary subcutaneous tumor exceeded 1500 mm3 in size. Animal experiments were performed at the Laboratory Animal Center of the Air Force Military Medical University (Xi'an, China) and followed the protocol approved by the Institutional Animal Care and Use Committee (Approval Number: IACUC-20200602).
The human NSCLC cell lines (H1299 and A549) were purchased from the Cell Bank of the Chinese Academy of Sciences (Shanghai, China). Cells were cultured in RPMI-1640 medium (Thermo Fisher Scientific, Waltham, MA, USA) supplemented with 10% fetal bovine serum (Gibco, Grand Island, NY, USA) and 1% penicillin/streptomycin (Thermo Fisher Scientific) and incubated at 37 °C with 5% CO2. The identity of the cell lines was confirmed with STR profiling (Promega) on an ad hoc basis. When 70% confluent, the cells were suspended in serum-free medium with Matrigel (BD Biosciences, San Jose, CA, USA). 5 × 106 cancer cells were injected subcutaneously into the humanized mice for in vivo studies.
Antibodies
Humanized mice were treated with bevacizumab (anti-VEGF antibody) (Roche, Basel, Switzerland) and pembrolizumab (anti-PD-1 antibody) (Merck, Whitehouse Station, NJ, USA). For flow cytometry, we carefully incubated single-cell suspensions with anti-human CD45-fluorescein isothiocyanate (clone HI30), and anti-human CD3-phycoerythrin (clone UCHT1) antibodies (BD Biosciences). Immunohistochemistry was performed using anti-human CD45 (ab40763; 1:250 dilution), anti-human CD4 (ab133616; 1:500 dilution), and anti-human CD8 (ab108343; 1:400 dilution) antibodies (Abcam, Cambridge, MA, USA). Anti-mouse CD31 (77,699; 1:100 dilution) antibodies were purchased from Cell Signalling Technology (Danvers, MA, USA). Immunofluorescence analysis was performed using anti-mouse CD31 (3528; 1:2000 dilution) (Cell Signalling Technology), anti-human CD45 (ab40763; 1:100 dilution) (Abcam), anti-human CD4 (ab196372; 1:50 dilution) (Abcam), anti-human CD8 (ab237709; 1:100 dilution) (Abcam), anti-mouse ICAM-1 (ab222736; 1:50 dilution) (Abcam), anti-mouse VCAM-1 (ab134047; 1:250 dilution) (Abcam), anti-human granzyme B (ab208586; 1:250 dilution) (Abcam), anti-human PD-1 (ab234444; 1:50 dilution) (Abcam), anti-human TNF-alpha (ab215188; 1:100 dilution) (Abcam) and anti-mouse alpha-smooth muscle actin (α-SMA) (36,110; 1:50 dilution) (Cell Signalling Technology) antibodies. The human CD8-α monoclonal antibody (clone OKT-T8) (BioXcell, West Lebanon, NH, USA). Human CD8+ T cells were depleted by injecting (ip) B-NDG mice with 200 mg anti-CD8 depletion mAb (clone OKT-T8, BioXcell, West Lebanon, NH, USA) 2 days before treatment and then followed by weekly intraperitoneal injections of anti-CD8 mAb for 2 weeks.
Animal experimental protocol
Humanized mice were developed as described previously [
19]. Briefly, two fresh peripheral blood samples were collected from the Blood Transfusion Department of Xijing Hospital (Xi'an, China). The protocol was strictly obeyed under the guide of Medical Ethics Committee (Approval Number: KY20193035). Whole PBMCs were isolated using Lymphoprep (Axis-Shield, Dundee, UK) and with the manufacturer’s instructions. Hu-PBMC mice were developed by intravenously injecting 1 × 10
7 human PBMCs into 6-weeks-old female B-NDG mice. The engraftment levels of human CD45
+ CD3
+ cells were determined 3 weeks after PBMC transplantation with flow cytometric quantification. Mice with ≥ 25% were considered engrafted and humanized. Humanized mice derived from different PBMC donors with diverse levels of human CD45
+ CD3
+ cells were randomly assigned to each treatment group in each experiment.
Tumor size, which was determined every 3–4 days using an electric calliper, was calculated as follows: volume (mm3) = (length × width2)/2. When the tumor size reached 1500 mm3, the mice were then sacrificed. Hu-PBMC cell line-derived xenograft (CDX) mice were treated as follows, with doses determined based on our preliminary experiments and previous studies. In the control group, mice received immunoglobulin G 21 days after PBMC transplantation. In the bevacizumab monotherapy group, bevacizumab (1 mg/kg, intraperitoneally, once every 3 days) was administered 21 days after PBMC transplantation. In the pembrolizumab monotherapy group, pembrolizumab (10 mg/kg, intraperitoneally, once every 3 days) was administered 24 days after PBMC transplantation. In the combination group, bevacizumab was administered 21 days after PBMC transplantation, followed by pembrolizumab on day 24.
Flow cytometry
Two weeks after PBMC transplantation, the peripheral blood collected from the tail vein of mice was detect the content of the humanized level. At the completion of the study, mice were euthanized by CO2 inhalation. The spleen and bone marrow were collected immediately after euthanasia. Cell acquisition was performed with a FC500 flow cytometer (Beckman Coulter, Miami, FL, USA). Lastly, data were analyzed using FlowJo (version 10.7) (TreeStar, San Carlos, CA, USA).
Immunohistochemistry and immunofluorescence
Tumors, spleens, and bone marrows harvested from humanized mice were fixed in 10% formalin and then embedded with paraffin. Tumors were then cut into 5-mm sections and subjected to standard hematoxylin and eosin staining or immunohistochemistry. Histology slides were scanned with the Aperio imaging system (Leica Biosystems, Buffalo Grove, USA) and analyzed using ImageScope (Leica Biosystems).
For immunofluorescence analysis, sections were deparaffinized, rehydrated, and boiled in a microwave for 15 min in 10 mM citrate buffer for antigen retrieval. Staining was performed using the standard procedure and aforementioned antibodies. The slides were imaged using an SP8 confocal microscope (Leica Microsystems, Wetzlar, Germany). Tumor vessel density was determined based on CD31+ luminal structures. The count of immune cells around blood vessels is to select multiple CD31+ vascular regions within tumor and calculate the number of immune cells in a certain area around the vessel.
Statistical analysis
All statistical analyses were performed with GraphPad Prism (version 7.0) (GraphPad Software, Inc., San Diego, CA, USA). Data are expressed as means ± standard deviation. Differences between multiple groups were tested with analysis of variance and the differences between two groups were analysis with LSD t-test. P < 0.05 was considered significant.
Discussion
Our preclinical study investigated the synergistic effect and underlying mechanism of the bevacizumab and pembrolizumab in both advanced tumor therapy and neoadjuvant setting. We found that the combination of the two therapies could control local tumor growth by increasing CD8+ T cell infiltration. In addition, based on the neoadjuvant immunotherapy mouse model, we also tested the effect of this combination as a neoadjuvant therapy to prevent recurrence and metastasis and therefore provided a crucial theoretical basis for subsequent clinical trials.
Immunotherapy has entered the era of combination therapy, and the combination of ICIs and anti-angiogenic drugs seems to be a promising strategy. In fact, several preclinical trials have reported that targeting VEGF or VEGFR2 can improve the efficacy of immunotherapy. For instance, Allen et al. combined anti-VEGFR2 antibody and anti-PD-L1 antibody in several tumor mouse models and found the antiangiogenic therapy can sensitize tumors to ICIs therapy specifically by generating intratumoral high endothelial venules (HEVs) that facilitate enhanced T cells infiltration, activity, and tumor cell destruction [
25]. Nevertheless, these studies did not further reveal the distribution of CD3
+ and CD8
+ T cells within tumor. Our study founded that bevacizumab can increase the level of activated CD8
+ T cells in both center and periphery of the tumor by normalizing vessels, thereby transforming NSCLC into a "hot tumor" that is more susceptible to ICIs. Notably, another problem with these studies is that the tumors, antibodies, and immune system used came from mice rather than humans and thus have to be prudent in directly translating these results to patients. Therefore, it is of great significance to study the combined treatment effect of the most commonly used targeted angiogenesis drug (bevacizumab) and immune checkpoint inhibitor (pembrolizumab) in clinical practice.
Clinically, neoadjuvant pembrolizumab in melanoma has yielded promising results, with high rates of pathologic complete response (pCR) and improved relapse-free survival rates [
26]. As for NSCLC, there are few clinical trial testing whether neoadjuvant immunotherapy combined with bevacizumab can achieve high rates of major pathologic response (MPR) or prolong overall survival (OS). To solve these problem, we innovatively constructed a mouse model of neoadjuvant immunotherapy based on humanized mice. The mouse model was observed to experience recurrence and metastasis approximately 1 week after complete subcutaneous resection of the tumor, which perfectly mimic the clinical process after surgery. In addition, the end-point event MPR in most previous clinical trials did not intuitively predict postoperative recurrence and metastasis in neoadjuvant patients [
27]. The preclinical model we constructed can dynamically observe tumor recurrence and metastasis through the IVIS. The results showed that the neoadjuvant combination therapy significantly prevented postoperative recurrence and metastasis compared with the control group. This exciting results demonstrates the feasibility of bevacizumab combined with pembrolizumab as a neoadjuvant therapy and provides a theoretical basis for subsequent clinical trials. However, there are still some clinical issues need to be addressed during the clinical translation of our study. For example, previous studies have reported that application of bevacizumab in perioperative period may cause delayed wound healing and bleeding [
28]. For this reason, most physicians recommend an interval of ≥ 4 weeks before or after surgery, as determined by the half-life of bevacizumab (approximately 20 days) [
29,
30]. Clinically, current trials of neoadjuvant bevacizumab combined with immunotherapy (NCT04973293) or with chemotherapy (NCT00025389) have chosen to perform surgery at 4–6 weeks after completion of perioperative therapy to avoid these complications.
The application of the neoadjuvant immunotherapy mouse model is not limited to exploring the effect of combination therapy; it can also help to (1) exploring biomarkers that can predict the effect of neoadjuvant combination therapy in NSCLC patients [
31], (2) optimizing the optimal number of therapy cycles prior to surgery, (3) identifying appropriate blood markers that can help determine the optimal timing of surgery, such as CD8
+ PD-1
+ T cells etc., (4) defining the role of adjuvant immunotherapy and detailed therapy schedule, (5) using liquid biopsy to early predict metastatic and recurrence [
32]. In addition, the immune system of a humanized mouse model constructed using PBMCs is mainly composed of human T cells. Other key immune subpopulations, such as B cells and natural killer cells are lacking [
33]. In the follow-up experiments, we will use the humanized mouse model constructed by HSCs to further study the role of other immune subsets in combination therapy.
In conclusion, there is an urgent need for novel combination therapies in both advanced tumor therapy and neoadjuvant setting. In this regard, our results can be of high translational value since we identified the underlying mechanisms of combining immunotherapy with anti-angiogenic treatment. Our study provides powerful preclinical evidence for the effectiveness of bevacizumab plus pembrolizumab as first-line therapy in advanced NSCLC or neoadjuvant therapy in early NSCLC.
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