Unmanipulated haploidentical peripheral blood stem cell transplantation (haplo-PBSCT) has been an established treatment to cure high-risk leukemia/lymphoma. Relapse is the main cause of treatment failure for patients with relapsed/refractory disease or with very high-risk gene mutations such as TP53, TET2, and DNMT3a. In this study, we aimed to establish the tolerance and efficacy of prophylactic donor lymphocyte infusion (DLI) with G-CSF-primed peripheral blood progenitors for prevention of relapse in these very high-risk patients after haplo-PBSCT. The prophylactic DLI was given at a median of 77 days after transplantation in 31 of 45 consecutive patients with very high-risk leukemia/lymphoma. The median dose of CD3+ cells for infusion was 1.8 × 107/kg. The 100-day incidences of acute graft-versus-host disease (GVHD) grades 2–4 and 3–4 after DLI were 55.3% and 10.2%. The 2-year incidences of chronic GVHD and severe chronic GVHD were 52.0% and 18.2%. The 2-year incidences of non-relapse mortality and relapse were 33.1% and 32.5%. The 2-year probabilities of overall survival and relapse-free survival were 40.1% and 31.9%. Poor-risk gene mutations (p = 0.029), disease in non-remission status prior to transplantation (p = 0.005), and donors older than 40 years of age (p = 0.043) were associated with relapse after DLI. In multivariate analysis, disease in non-remission status prior to transplantation was an independent risk factor of relapse (hazard ratio = 4.079; p = 0.035). These data showed the feasibility of the prophylactic DLI in the haplo-PBSCT setting and the anti-leukemic efficacy in very high-risk leukemia/lymphoma.
Xiao-Ning Gao, Ji Lin and Shu-Hong Wang contributed equally to this work.
Introduction
The prognosis of acute leukemia or high-grade lymphoma in relapsed/refractory status is dismal [1, 2]. More recently, gene mutations, such as TP53, DNA-methyltransferase-3a (DNMT3a) or ten-eleven translocation-2 (TET2) mutation, have been identified by the next-generation sequencing technique as very high-risk molecular markers for acute leukemia with low rate of remission and short survival [3‐5]. Though the targeted therapy developed in recent years have resulted in an increased rate of remission and improved survival in a small subset of these very high-risk patients, allogeneic hematopoietic stem cell transplantation (allo-HCT) is still the most effective way for cures. However, the recurrence of the underlying disease after transplantation remains the leading cause of treatment failure. The rate of relapse of the leukemia/lymphoma that was in refractory/relapsed status prior to transplantation and those with very high-risk gene mutations ranged from 50 to 60% and the long-term relapse-free survival (RFS) was less than 30% after allo-HCT [6, 7].
A reasonable approach to improve the survival of the very high-risk leukemia/lymphoma is to explore prophylactic strategies after transplantation to reduce the relapse rate. Donor lymphocyte infusion (DLI) has been proved to be effective to stimulate graft-versus-leukemia (GVL) reaction in patients with minimal residual disease (MRD) or hematologic relapse after transplantation [8, 9]. However, the utility of DLI is limited by the toxicity of fatal GVHD or pancytopenia and subsequent infections resulting in an increase in non-relapse mortality (NRM). We have shown that using granulocyte colony-stimulating factor (G-CSF)-primed peripheral blood cells (G-PB) for DLI with substitution of the steady-state lymphocytes could reduce the DLI-associated fatal GVHD without counteracting its GVL effect [10]. Reduced GVHD with improved RFS has been established in the unmanipulated haploidentical-HCT with bone marrow and peripheral blood (BM + PB) as grafts for therapeutic, preemptive and prophylactic use of DLI [11‐13]. However, all of these studies were in the setting of G-CSF-primed BM + PB as the graft source. It is well known that the components of the graft have an influence on the development of GVHD. In general, the peripheral blood stem cell transplantation (PBSCT) could be associated with a higher incidence of GVHD compared with allo-HCT with BM as grafts. The safety and efficacy of prophylactic G-PB DLI in the setting of unmanipulated haploidentical PBSCT (haplo-PBSCT) have not been determined. In this study, we used prophylactic G-PB DLI for the very high-risk leukemia/lymphoma patients after haplo-PBSCT with modifications intending to alleviate DLI-associated GVHD. The modifications included that the dose of infused CD3+ cells was reduced to less than 2 × 107/kg (BM + PB setting, 4 × 107/kg), and the time interval between haplo-PBSCT and DLI was postponed to 60~90 days (BM + PB setting, 45~60 days). The data of tolerance and efficacy of prophylactic G-PB DLI in 31 patients with very high-risk features was presented.
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Methods
Study design
We did a retrospective, observational cohort study of a total of 45 consecutive patients with very high-risk leukemia/lymphoma who underwent haplo-PBSCT in our center between March 1, 2014 and January 31, 2018 (Supplementary Table 1). All of the patients enrolled in this study have not been reported in previous study. They were given a haplo-PBSCT because of lacking matched sibling or unrelated donor. The very high-risk features were defined by the following criteria: (i) disease in non-remission (NR) status including primary induction failure or relapsed, (ii) acute leukemia achieving first complete remission (CR) with > 2 cycles of induction of chemotherapy, (iii) leukemia with TET2, DNMT3a, or TP53 mutation, and (iv) leukemia with normal cytogenetics and FLT3-ITD or chronic myelogenous leukemia (CML) with BCR-ABL T315I mutation (due to unavailability of targeted therapy). The study was approved by the Ethics Committee of Chinese PLA General Hospital, and signed informed consents were obtained from all patients prior to transplantation in accordance with principles of Declaration of Helsinki.
The patients with very high-risk features with full donor chimerism and negative MRD would receive prophylactic DLI at days 60 to 90 after haplo-PBSCT if no GVHD developed. If GVHD occurred before day + 60, DLI was delayed to 8 weeks after disappearance of symptoms and signs of GVHD. The patients with infection before day + 60 would receive prophylactic DLI after 4 weeks of disappearance of symptoms and stable improvement of the signs of infection. The G-PB cells infused were thawed from the cryopreserved product at the time of graft collection. The number of CD3+ cells scheduled for infusion was 2 × 107/kg at a single dose. Cyclosporine A (CsA) started after transplant was not mandatory to stop prior to DLI. CsA was given at 2 mg/kg b.i.d from days − 3 to + 90, then be tapered at 33% per month to be discontinued on days + 150 to + 180 unless GVHD developed. If the patients received prophylactic DLI before day + 90, CsA was used 6 weeks (though concentration 150–250 ng/ml) after DLI for prophylaxis of DLI-associated GVHD, and then tapered and discontinued within 2 weeks except GVHD was present. If GVHD occurred before day + 90, DLI would be delayed to 8 weeks after GVHD was well controlled and CsA would be continued until 6 weeks after DLI, and then tapered over 2 weeks except GVHD occurred. Patients with positive MRD or hematologic relapse before day + 60 received chemotherapy followed by preemptive or therapeutic DLI and were not evaluated in this study.
Transplantation procedure
For patients without organ dysfunction, the busulfan (Bu)-based myeloablative conditioning regimen was used, which consists of Bu (3.2 mg/kg, days − 10 to − 8), carmustine (250 mg/m2, day − 7), cytarabine (4 g/m2, days − 6 to − 5), and cyclophosphamide (Cy; 50 mg/kg, days − 4 to − 3). For patients with organ dysfunction during chemotherapy, Cy was substituted with fludarabine (30 mg/m2, days − 7 to − 3) due to organ dysfunction during chemotherapy. For patients with refractory B cell acute lymphoblastic leukemia, TBI-Cy regimen was used, which was consists of total body irradiation (8 Gy, day − 7), cytarabine (4 g/m2, days − 6 to − 5), and Cy (60 mg/kg, days − 4 to − 3). Anti-thymoglobuline (rabbit; Genzyme Europe BV; 2.5 mg/kg/d, days − 5 to − 2) was given to all recipients for prophylaxis of GVHD in addition to the routine regimen (CsA, mycophenolate mofetil, and short-term MTX). All recipients received G-PB as a source of graft. The supportive therapy was done as previously described [14].
Definitions and statistical analyses
All patients alive were followed-up from the date of graft infusion to March 31, 2018. Days prior to graft infusion was documented with “−” and those after graft infusion with “+.” Relapse was defined as hematologic recurrence of malignancies after HCT. GVHD and post-DLI GVHD were assessed as previously defined [15, 16]. NRM was defined as death from any cause without relapse. Cumulative incidences (CIs) of GVHD, viral reactivations, relapse, and NRM were analyzed in a competing risk framework using Gray’s method [17, 18]. Probabilities of RFS and OS were calculated with 95% confidence intervals using Kaplan-Meier estimates. Factors for univariate analysis of risk for GVHD, relapse, NRM, OS, or RFS were patient’s age (< 40 years vs. ≥ 40 years), donor’s age (< 40 years vs. ≥ 40 years), poor-risk gene mutations (no vs. yes), disease status at HCT (CR vs. NR), and the interval from diagnosis to transplant (< 6 months vs. ≥ 6 months). All variables associated with a p < 0.15 by univariate analyses were included into the multivariate analysis. Statistical analyses were performed using R statistical software with cmprsk package of (www.r-project.org), Stata 14.0 software, and SPSS 20.0 software.
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Results
Implementation of the prophylactic DLI
Of the 45 patients with very high-risk features, 31 received the prophylactic DLI (Table 1 and supplementary Table 2). The median time of DLI was 77 (45–240) days after transplantation. The reasons for delay of DLI were GVHD (n = 12), pancytopenia (n = 3), and renal dysfunction due to hemorrhagic cystitis (n = 1). Patient 23 received prophylactic DLI on day + 240 after HCT because of GVHD and cytomegalovirus-associated pancytopenia. The median doses of mononuclear cells and CD3+ cells for infusion were 0.6 (0.2–1.3) × 108/kg and 1.8 (0.4–6.9) × 107/kg, respectively. No onset of DLI-associated pancytopenia was documented in these patients.
Table 1
Characteristics of prophylactic DLI recipients and donors
cHigh-risk cytogenetics was defined as: (i) ALL with hypodiploidy (< 44 chromosomes), t (4;11), (9;22), or t (1;19); (ii) AML with monosomy 5, monosomy 7, 11q23, inv.(3), t (3;3), or t (9;22); (iii) Disease with complex karyotype (≥ 3 chromosomal abnormalities) or − 17
A total of 14 patients with very high-risk features did not receive prophylactic DLI due to early relapse (n = 8), intermittent GVHD or infection and subsequent pancytopenia, and poor general condition (n = 6). Of the eight patients with early relapse, five had disease recurrence before day + 60, and three developed GVHD and relapsed during the treatment of GVHD. The median time of relapse for these patients was 84.5 (36–168) days after haplo-PBSCT. Of the 14 patients without receiving scheduled prophylactic DLI treatment, eight died of relapse, two died of GVHD and four were still alive at the time of analysis. These four living patients recovered from GVHD and infections at 6 months post-transplantation with negative MRD, and they did not receive prophylactic DLI for tardy recovery from pancytopenia or poor general condition.
GVHD after the prophylactic DLI
Eighteen (58.1%) of the 31 patients who received prophylactic DLI developed acute GVHD grades 1–4 at a median of 64 (11–165) days after prophylactic DLI (grade 1 in 3 cases, grade 2 in 13 cases, grade 4 in 2 cases). Seven of the 13 patients with acute GVHD grade 2 died. Of these seven patients, one died of interstitial pneumonia, one died of intracranial hemorrhage, one died of disease relapse and three died of GVHD. Of the two patients with acute GVHD grade 4, one was cured and survived free of relapse and another one died of disease relapse. The CIs of acute GVHD grades 2–4 and 3–4 were 55.3% (95% CI 33.7–72.4%) and 10.2% (95% CI 1.6–28.6%) at 100 days after DLI, respectively (Fig. 1a). No factors tested significantly correlated with the risk of occurrence of acute GVHD in univariate analysis (Table 2).
Chronic GVHD occurred in 12 (38.7%; mild in 3 cases, moderate in 5 cases, severe in 4 cases) patients. The median time of the onset of chronic GVHD was 205 (60–582) days after DLI. Nine patients with chronic GVHD had previous acute GVHD after DLI. The 6-month, 1-year, and 2-year CIs of chronic GVHD were 20.6% (95% CI 8.1–37.0%), 42.1% (95% CI 21.9–61.2%), and 52.0% (95% CI 24.6–73.7%), respectively (Fig. 1c). The 6-month, 1-year, and 2-year CIs of severe chronic GVHD were 6.7% (95% CI 1.1%–19.5%), 18.2% (95% CI 4.7–38.6%), and 18.2% (95% CI 4.7–38.6%), respectively (Fig. 1b). No factors tested significantly correlated with the risk of occurrence of chronic GVHD in univariate analysis (Table 2).
NRM and relapse of the prophylactic DLI recipients
A total of eight patients (25.8%) died of non-relapse complications. Of these eight patients, five died of GVHD, two died of pneumonia and respiratory failure, and one with poor engraftment died of intracranial hemorrhage. No pathogens were recorded for the two patients died of pneumonia. The 6-month, 1-year, and 2-year CIs of NRM were 6.7% (95%CI 1.1–19.5%), 24.7% (95%CI 10.5–42.0%), and 33.1% (95%CI 13.1–54.9%), respectively (Fig. 1c). The cumulative risk of NRM after prophylactic DLI was higher in the patients older than 40 years of age as compared with those younger than 40 years of age (p = 0.015; Table 2). A total of 6/12 patients older than 40 years of age died of non-relapse complications. Of the six patients, four died of GVHD and two died of pneumonia.
Nine patients (29.0%) relapsed at a median of 87 (11–332) days after prophylactic DLI and 209 (87–656) days after HCT. The 6-month, 1-year, and 2-year CIs of relapse after HCT were 19.9% (95% CI 7.9–35.8%), 32.5% (95% CI 15.5–50.7%), and 32.5% (95% CI 15.5–50.7%), respectively (Fig. 1d). Poor-risk gene mutations (p = 0.029), NR status prior to HCT (p = 0.005), and donors older than 40 years of age (p = 0.043) correlated with a higher risk of relapse in univariate analyses (Table 2). In multivariate analysis, disease in NR status prior to HCT had the highest significant impact on relapse (hazard ratio = 4.079; p = 0.035; Table 3). Of the nine patients with relapse after prophylactic DLI, six were in NR status before transplantation. The median time of relapse for the six patients with pre-HCT NR disease was 114 (11–332) days after prophylactic DLI and 208 (87–379) days after transplantation.
Table 3
Multivariate analysis for the risk factors of relapse in prophylactic DLI recipients
Survival and the quality of life of the prophylactic DLI recipients
Median follow-up after haplo-PBSCT among surviving prophylactic DLI recipients was 383 (111–1174) days. At the time of analysis, 14/31 (45.2%) prophylactic DLI recipients were still alive in CR at a median of 274 (41–1129) days post-DLI. The Kaplan–Meier estimates for OS from transplantation at 1 and 2 years were 58.5% (95% CI 37.2–74.8%) and 40.1% (95% CI 16.3–63.1%; Fig. 1e). Estimated RFS from transplantation at 1 and 2 years was 47.3% (95% CI 28.0–64.4%) and 31.9% (95% CI 11.7–54.5%; Fig. 1f). The quality of life in prophylactic DLI recipients who survived without relapse was measured with Karnofsky performance scores. Twelve patients were 90–100, one was 80 and one was 50 due to chronic GVHD. No factors tested significantly correlated with OS or RFS in univariate analysis (Table 2).
Discussion
The recurrence of disease is the primary cause of treatment failure and mortality after allo-HCT for patients with very high-risk hematologic malignancies. Prophylactic DLI has been proved effective for treatment, intervention, or prophylaxis of relapse when targeted therapy is lacking post-transplantation. Here, we showed the feasibility of G-PB DLI in the unmanipulated haplo-PBSCT setting with G-CSF primed PB as the graft source for prophylaxis of relapse in the very high-risk patients.
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In previous study of transplantation with BM or with BM combined with PBSC as graft, we have shown that the incidence of severe GVHD after G-PB DLI was less compared with that after traditional DLI with steady-state lymphocytes [19]. In subsequent series of studies, the safety and efficacy of G-PB DLI were demonstrated in the treatment of relapse, preemptive therapy for MRD-positive patients or prophylaxis before relapse occurs after unmanipulated haploidentical HCT with PB + BM as grafts. It was reported that in 56 patients (29 after haplo-HCT) who were MRD-positive and received G-PB DLI, the incidence of acute GVHD grades 2–4 was 27.9% and that of chronic GVHD was 42.9% which were similar to those in the MRD negative patients (30.2 and 38.8%) who did not receive the intervention [20]. The use of G-PB DLI was based on the laboratory findings that G-CSF-priming could induce hypo-responsiveness of T cells for polarization from Th1 to Th2 and downregulation of the CD28/B7 pathway [10, 21] and augment NK-T cell dependent CD8+ cytotoxicity which might enhance GVL without GVHD [22]. Further, there was no less activity with G-CSF-primed as compared to untreated T cells [23]. Nevertheless, the evidence for G-CSF-priming retaining GVL activity is sparse. In the current transplantation setting without in vitro T cell depletion, there is little evidence that NK cells could replace the hindered T cells. Therefore, the delay of DLI for 60 days might be the most important reason for its tolerance, as the cytokine storm caused by myeloablative conditioning was over.
It has been shown that G-PB DLI with immunosupressants prophylaxis more than 6 weeks were associated with a lower incidence of acute GVHD grades 3–4. Further, DLI-associated acute GVHD grades 3–4 was the only risk factor for OS and NRM but not for relapse after DLI [11]. Therefore, in the current study, CsA was reduced and discontinued after the 6-week prophylaxis if no GVHD occurred. PBSCT with HLA-identical sibling donors was considered to be associated with an increased incidence of chronic GVHD compared with allo-HCT with BM [24]. Therefore, we postponed the timing for DLI and reduced the dose of infused CD3+ cells concerning the potential higher incidence of GVHD in the haplo-PBSCT setting. The incidences of DLI-associated acute GVHD grades 2–4, 3–4, chronic GVHD, and NRM in our study were 55.3%, 10.2%, 52.0,%, and 33.1%, respectively. In the patients who received haplo-PBSCT in our unit before January of 2015 [14], the incidences of acute GVHD grades 2–4, 3–4, chronic GVHD, and NRM were 36.1%, 14.5%, 38.4%, and 24.0%, respectively. Though the incidences of GVHD between these two cohort studies should not be compared directly, it seemed that G-PB DLI did not result in an intolerable toxicity in terms of GVHD and NRM. In addition, the tolerance of this procedure might be related to the following mastery of contraindications for prophylactic DLI: (1) the elimination of the patients with intermittent GVHD and (2) all prophylactic DLI was given after stable response of treatment of the previous GVHD.
An optimal timing of prophylactic DLI should be in a balance between GVL and GVHD because increasing the time interval between transplantation and DLI will lead to a decrease in the risk of DLI-associated toxicity but an increase in the likelihood of relapse. Because the median time to post-allo-HCT relapse or progression was 2 to 3 months for adult patients with high-risk acute myeloid leukemia and T cell leukemia/lymphoma [25, 26], it is reasonable to administrate the prophylactic strategy before day + 90 after HCT. The median time of the occurrence of acute GVHD in the unmanipulated haplo-PBSCT was + 30~ + 60 days after graft infusion. That means the prophylactic DLI candidates would face superimposed risk of GVHD if the time of DLI is before day + 60. Even though several patients, at the beginning stage of the current study, had received DLI before day + 60, it is reasonable and feasible to give the prophylactic DLI after day + 60 if no intermittent GVHD occurred or GVHD was stably controlled.
Considering the different kinetics and sensitivity of GVL response in hematologic malignancies enrolled in this study, the relapse and survival could not have been compared with other reports. In the current study, a total of six patients with a disease in NR status prior to transplantation relapsed at a median of 114 days after DLI, and the statistical analysis revealed that disease in NR status prior to transplantation was an independent risk factor for relapse after DLI. Reasons for the treatment failure might be associated with the poor GVL effect of DLI. The high proliferative kinetics of leukemia cells is one cause for poor GVL effect of DLI. Nevertheless, the immune evasion of leukemia cells by mechanisms such as loss of the patient-specific HLA haplotype represents another cause for poor GVL effect of DLI [27]. Therefore, it is likely the future of DLI should involve more strategies to enhance the GVL effect of the infused donor cells via using cytokines like interferon [28], selection or depletion of specific donor lymphocytes subsets [29, 30], genetically modified donor lymphocytes targeting of tumor-specific antigens, second prophylactic DLI in case of no GVHD occurrence, or combination with target therapy.
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In summary, the data from this study suggested the tolerance and efficacy of prophylactic DLI in patients with very high-risk leukemia/lymphoma in the unmanipulated haplo-PBSCT setting with PB as grafts. Further study is required to determine kinetics of relapse in each subtype of high-risk malignancies and the optimal long-term prophylactic strategy.
Compliance with ethical standards
Conflict of interest statement
The authors declare that they have no conflict of interest.
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