Exploring the small-scale spatial distribution of hypertension and its association to area deprivation based on health insurance claims in Northeastern Germany
Hypertension is one of the most frequently diagnosed chronic conditions in Germany. Targeted prevention strategies and allocation of general practitioners where they are needed most are necessary to prevent severe complications arising from high blood pressure. However, data on chronic diseases in Germany are mostly available through survey data, which do not only underestimate the actual prevalence but are also only available on coarse spatial scales. The discussion of including area deprivation for planning of healthcare is still relatively young in Germany, although previous studies have shown that area deprivation is associated with adverse health outcomes, irrespective of individual characteristics. The aim of this study is therefore to analyze the spatial distribution of hypertension at very fine geographic scales and to assess location-specific associations between hypertension, socio-demographic population characteristics and area deprivation based on health insurance claims of the AOK Nordost.
Methods
To visualize the spatial distribution of hypertension prevalence at very fine geographic scales, we used the conditional autoregressive Besag–York–Mollié (BYM) model. Geographically weighted regression modelling (GWR) was applied to analyze the location-specific association of hypertension to area deprivation and further socio-demographic population characteristics.
Results
The sex- and age-adjusted prevalence of hypertension was 33.1% in 2012 and varied widely across northeastern Germany. The main risk factors for hypertension were proportions of insurants aged 45–64, 65 and older, area deprivation and proportion of persons commuting to work outside their residential municipality. The GWR model revealed important regional variations in the strength of the examined associations.
Conclusion
Area deprivation has only a significant and therefore direct influence in large parts of Mecklenburg-West Pomerania. However, the spatially varying strength of the association between demographic variables and hypertension indicates that there also exists an indirect effect of area deprivation on the prevalence of hypertension. It can therefore be expected that persons ageing in deprived areas will be at greater risk of hypertension, irrespective of their individual characteristics. The future planning and allocation of primary healthcare in northeastern Germany would therefore greatly benefit from considering the effect of area deprivation.
Abkürzungen
AICc
Akaike’s corrected Information Criterion
AOK
Allgemeine Ortskrankenkasse
BBSR
Federal Agency of Building and Urban Development
BYM
Besag–York–Mollié model
CV
Cross validation
DEGS1
Studie zur Gesundheit Erwachsener in Deutschland
GIMD
German Index of Multiple Deprivation
GP
General practitioner
GWR
Geographically weighted regression
ICD
International classification of disease
Km
Kilometer
OLS
Ordinary least squares
RKI
Robert Koch-Institute
VIF
Variance inflation factor
WHO
World Health Organization
Background
Hypertension belongs to one of the most frequent diagnosed chronic conditions in primary healthcare in Germany and within members of the Allgemeine Ortskrankenkasse (AOK health insurance). Current prevalence estimates range between 22% - 51%, depending on the respective study design, study area and definition of hypertension [1‐4]. The potential for prevention of severe conditions arising from high blood pressure such as stroke, ischemic heart diseases or kidney failure [5] is high given the strong association to modifiable lifestyle-related factors [2]. Lack of physical exercise [6], sleep deprivation [7], workplace-associated stress [8], smoking [9], excess alcohol consumption [10] and overweight [11] all belong to modifiable risk factors associated with hypertension.
Although lifestyle-related factors on an individual level play a substantial role for the development of chronic conditions, several studies additionally point out that area deprivation is – independent of individual factors – an important determinant for chronic conditions [12‐15]. These findings are important for planning of primary healthcare in Germany, which still relies mainly on the ratio of 1671 inhabitants per one general practitioner (GP) at the scale of aggregated municipalities – the so-called - central areas (Mittelbereiche), which was established in the 1990s [16, 17]. However, the discussion about the relevance of area deprivation indices for allocation of healthcare is still relatively young in Germany [18, 19] when compared to other countries such as the United Kingdom [20, 21], Canada [22], France [23] or Spain [24].
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In the German health care system, all citizens are required to be enrolled in the statutory health insurance, unless their salary exceeds a certain threshold. In this case, citizens can choose private health insurance or remain voluntarily enrolled in the statutory health insurance [25]. Approximately 86% of the population are covered by statutory health insurance, 10% by private health insurance and 4% are covered by the state [26, 27]. The statutory health insurance provides equal access to healthcare for each insurant, regardless of individual income. Two main principles characterize the German healthcare system: Solidarity and self-government. Solidarity is ensured by a fixed proportion of 15.5% of the personal gross income of each insurant’s salary being deducted as health insurance contribution until a certain income-threshold (Beitragsbemessungsgrenze). Logically, persons with a higher income subsidize persons with a lower income in this system [25]. Self-government refers to the actors of the German healthcare system organizing healthcare in accordance to each other within a legal and political framework set by the government [28].
In the case of primary care, the planning and provision of general practitioners is organized by the association of statutory health insurance physicians in accordance with the respective statutory health insurance providers [29]. As a consequence, it is important for each health insurance provider to analyze the spatial distribution of chronic diseases to be able to engage in evidence-based negotiations with the association of statutory health insurance physicians where new GPs should be allocated. As the revised guidelines of the association of statutory physicians would allow deviations from the ratio of 1671 inhabitants per one GP for areas with high prevalence rates and specific socio-demographic and -economic characteristics [29], it is necessary to detect areas with significantly elevated prevalence rates and to capture the local association between socio-demographic characteristics and the respective chronic disease.
However, analyzing the impact of socio-demographic and -economic characteristics on the prevalence of chronic diseases is challenging based on health insurance claims. Large differences exist in the socio-demographic composition of members of the various health insurance providers with the AOK having the largest proportion of members with a lower socio-economic status and therefore a higher prevalence of chronic diseases [30]. Detailed socio-economic variables such as unemployment rate based on the total population are therefore likely to differ from the unemployment rate within members of a specific health insurance provider. As area deprivation has been shown to have an effect on health independent from individual characteristics [12‐15], it is also likely that area deprivation has an effect on the prevalence of chronic conditions, irrespective of the varying socio-demographic composition of members of the respective health insurance providers. As a logical consequence, analyzing the effect of area deprivation could be a more useful approach to capture a location-specific increased medical demand in health insurance claims. However, there are currently no small-scale spatial epidemiological studies published, which evaluate the relevance of the German Index of Multiple Deprivation based on data of a single health insurance provider.
The goal of our study is therefore to (i) analyze the spatial distribution of hypertension based on health insurance claims of northeastern Germany’s largest health insurance provider – the AOK Nordost, (ii) identify possible associations with area deprivation and socio-demographic population characteristics and (iii) analyze how these associations vary over space.
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Methods
Dependent variable
For this study, we used health insurance claims from the AOK Nordost for 2012, which covers roughly a quarter of the population in the federal states of Berlin, Brandenburg and Mecklenburg-West Pomerania. Of the 1.79 million insurants, 810 thousand (45.2%) were diagnosed with hypertension. We defined hypertension as a confirmed diagnosis with the ICD-codes (10th revision) I10 – I15 [1].
As long as an insurant is treated for hypertension, this diagnosis remains in the insurants personal medical file. The unique insurant number was used to ensure that each insurant is included only once in the analysis.
The data were aggregated to the level of municipalities and urban districts for the cartographic visualization of the sex- and age-standardized rates. Since large urban areas such as Germany’s capital Berlin count only as one municipality, we combined the municipalities with the urban districts of Rostock and the postal codes of Berlin, Potsdam, Brandenburg an der Havel, Schwerin, Frankfurt (Oder) and Cottbus to visualize intra-urban differences. Since the AOK Nordost does not cover the total population, the spatial scale of municipalities for the spatial regression analysis was considered too small. We therefore further aggregated the health insurance claims to the level of association of municipalities, which is the next largest administrative unit after municipalities. The underlying map sources for the municipalities and the association of municipalities were downloaded from the federal agency of cartography and geodesy [31].
Explanatory variables
As the aim of our analysis was to evaluate, whether hypertension is associated with area deprivation, we used the “German Index of Multiple Deprivation” (GIMD), which was obtained from the Institute of Health Economics and Health Care Management at the Helmholtz Zentrum München, German Research Center for Environmental Health (Fig. 1). The index includes indicators on demographic, socio-economic and environmental characteristics related to seven different domains of deprivation (i.e. income, employment, education, municipal revenue, social capital, environment, security) [12, 32]. The original GIMD was available for the year 2010 at the municipality level in Germany. To match the spatial scale of association of municipalities for the regression analysis, the index was aggregated proportional to the inhabitants per municipality in 2010.
Fig. 1
Adaptation of the German Index of Multiple Deprivation at the level of a municipalities and b association of municipalities for the area covered by the AOK Nordost. Data source: Helmholtz Zentrum München, German Research Center for Environmental Health. Map source: Federal agency of cartography and geodesy
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To account for the increase of hypertension in middle-aged and elderly persons, we used the proportion of insurants aged 45–64 and older than 65 as demographic variables. As several studies found an association between marital status and chronic diseases [33‐35], we included the proportion of unmarried, married, divorced and widowed persons as well as data on household composition and proportion of immigrants as possible additional explanatory variables, which were available from the Census 2011 for Germany.
The proportion of persons commuting to work outside their residential municipality for the year 2012 was additionally included as possible explanatory variable as they comprise an important risk group for hypertension. Long commuting times to work – and thus lower levels of physicial activity but higher levels of stress - have been previously been identified as an important modifiable risk factor for a wide range of adverse health outcomes, including hypertension [36‐38].This variable was obtained from the federal Federal Agency of Building and Urban Development (BBSR).
Statistical analysis
Cartographic visualization of sex- and age-standardized prevalence rates
We standardized directly for sex and age, using the World Health Organization (WHO) standard population from 1976 [39]. Our goal was to map the standardized prevalence of hypertension at the smallest spatial scale possible. As the number of insurants varies greatly within the 1449 administrative areas in northeastern Germany, the resulting prevalence rates are highly unstable und unreliable. We therefore applied the conditional autoregressive Besag-York-Mollié (BYM) model without covariates to generate more stable and reliable prevalence rates [40]. The BYM model is a Poisson model where the number of observed cases is the dependent variable and the number of expected cases is the offset variable [41]. The conditional autoregressive prior was assigned as the neighborhood structure of the municipalities, defined in this study as municipalities sharing a common edge or border [42]. The model was fitted using Markov-Chain Monte Carlo simulations. The posterior prevalence estimates were calculated based on 1,000,000 simulations of which the first 100,000 were discarded as burn-in period. The BYM model was fitted using the R package “CARBayes” [41]. The results were then imported in ESRI ArcGIS 10.2 for enhanced visualization.
Local cluster analysis
As one of our goals was to detect areas with significantly elevated prevalence rates of hypertension, we applied the spatial scan statistic. Local cluster tests are a frequently used tool in public health to prioritize areas for future preventive interventions [43‐45]. In this study, we used the spatial scan statistic (SaTScan). The spatial scan statistic is a local cluster test, which identifies the location and the statistical significance of local clusters [46]. In our analysis, we used a purely spatial Poisson model, where the number of hypertension cases are expected to follow an inhomogeneous Poisson distribution [47]. The input data for this model consisted of the sex- and age-adjusted number of hypertension cases, the number of insurants and the centroid coordinates per administrative area. The spatial scan statistic uses a circular scanning window, which is flexibly in size and moves over the centroid coordinates of the study area. The size of the scanning window can incorporate up to 50% of the population at risk. However, this default setting tends to deliver results of no practical use as the scanning window will also include areas of low risk [45, 48]. We therefore restricted the maximum radius of the scanning window to not exceed 10 km. This was done as we defined 10 km as the maximum bearable driving distance in rural areas to GPs [26]. The statistical significance of local clusters was evaluated using 9999 Monte-Carlo replications. We considered only significant clusters with a p-value below the 0.001 threshold.
Spatial regression modelling
Ordinary least squares regression modelling
Before creating a geographically weighted regression model, we first identified all significant explanatory variables through exploratory regression. As the ordinary least squares (OLS) regression model is a linear model, it requires a normal distribution of the dependent variable [49]. We therefore visually evaluated the distribution of the untransformed hypertension prevalence and the log-transformed prevalence. The untransformed prevalence was closer to the normal distribution and was therefore chosen as the final dependent variable in our analysis. To identify a set of meaningful explanatory variables, we used a data-mining tool called exploratory regression in ESRI ArcGIS 10.2. This tool is comparable to a stepwise regression. In our study, this tool was used to identify a set of explanatory variables based on following criteria: (i) The explanatory variables are statistically significant (p < 0.05) and are free from multicollinearity as measured by the variance inflation factor (VIF < 7.5) [50]. We then chose the most parsimonious model with a set of explanatory variables, which delivered a plausible explanation of hypertension and created an OLS regression model in ESRI ArcGIS 10.2 to determine residual spatial autocorrelation and the presence of heteroscedasticity.
Geographically weighted regression modelling
Our goal was not only to estimate the strength of predictors for hypertension, but also to evaluate how the strength of association between the identified explanatory variables and hypertension varies over the study area. In northeastern Germany, the socio-demographic and -economic composition of the population varies widely across the association of municipalities. Based on the results of a previous study on type 2 Diabetes Mellitus in this area [26], we hypothesized that a geographically weighted regression (GWR) model provides a better explanation for hypertension than a global OLS model.
The data input for the GWR model consisted of the same dependent and explanatory variables as in the OLS model and the centroid coordinates of the association of municipalities. We used the R package “GWmodel” for our calculations of a GWR model [51]. In “GWmodel”, a circular kernel is used to calculate for each coordinate a regression equation. Depending on the kernel function used, the coordinate in the center is the regression point and the coordinates towards the edge of the kernel are then weighted with decreasing intensity [52]. Coordinates outside the kernel receive a weight of zero. In “GWmodel”, the form of the kernel can be either Gaussian, bisquare, exponential, tricube or boxcar, where all data points within the kernel receive the same weight. The kernel can be specified as either a fixed radius in km or an adaptive kernel specified as the number of neighbors. The optimization of bandwidth can be based on Akaike’s corrected Information Criterion (AICc) or Cross Validation (CV). The GWR model itself may be a basic GWR regression or may take the form of a robust GWR, which is robust to outliers in the data [51]. In total, 40 different combinations of kernel function, radius, optimization method and GWR type were compared. To evaluate clustering of the residuals, we used the spdep package in R, where the neighbors were defined as areas sharing a common edge or border [53]. To automatically evaluate all possible 40 GWR combinations and clustering of the residuals, we used R version 3.3.1 [54].
Ethics statement
The data and results used in this study were anonymized and do not contain any personal information. The use of anonymized data for research purposes does not require a vote by an ethics committee or an institutional research board.
Results
Spatial distribution of hypertension
The overall sex- and age-adjusted hypertension prevalence was 33.1%. The lowest prevalence rates were observed in the urban areas of Berlin, Schwerin, Neubrandenburg and Cottbus (Fig. 2). The highest prevalence rates could be observed in the north of Brandenburg in the counties Uckermark and Prignitz. Local clustering was especially dominant in the commuting belt surrounding Berlin and rural areas of Mecklenburg-West Pomerania.
Fig. 2
Sex- and age-adjusted prevalence of hypertension in northeastern Germany, 2012. Map source: Federal agency of cartography and geodesy
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Socio-demographic and –economic risk factors of hypertension
We identified four variables as significant predictors of hypertension: (i) Area deprivation, (ii) proportions of insurants aged 45–64, (iii) proportion of insurants aged 65 and older and (iv), proportion of commuters. These four variables explained 67% of the spatial variation of hypertension (Table 1). Multicollinearity was fairly low among the explanatory variables as measured by the variance inflation factor. Since the residuals were significantly clustered, a global OLS model can be considered as inappropriate for modelling the hypertension prevalence.
Table 1
Results of the global ordinary least squares regression model
A fixed Gaussian kernel with an AICc optimized bandwidth of 35 km fulfilled the requirements of the residuals not displaying residual spatial autocorrelation (Moran’s I = 0.053; p > 0.05). The GWR model outperformed the global OLS model (AICc = −1320) and explained 71% of the spatial variation of hypertension prevalence (adjusted R2 = 0.71). The associations between the explanatory variables and hypertension display clear spatial variability (Fig. 3). However, none of the predictor variables was significant in the entire study area.
Fig. 3
Geographically weighted regression coefficients of hypertension for a insurants aged 45–64 years, b insurants aged 65 years and older, c Area deprivation (GIMD) and d commuters. Map source: Federal agency of cartography and geodesy
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The proportion of insurants aged 45–64 was only significant in several parts of the study area. The strongest impact was observed in northeastern Mecklenburg-West Pomerania and the southern parts of Brandenburg. A 1 % increase in these will increase the hypertension prevalence by up to 0.91%.
The proportion of insurants aged 65 and older had by far the strongest impact on hypertension. The strongest impact could be observed in the northwestern parts of Mecklenburg-West Pomerania and the southern parts of Brandenburg. One percent increase in insurants aged 65 and older will increase the prevalence by up to 1.1%.
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The impact of area deprivation was significant in Mecklenburg-West Pomerania and parts of northern Brandenburg, but not in the larger part of Brandenburg. In these areas, an increase of 1 point of the deprivation score will increase the prevalence by up to 0.16%.
The strongest impact of the proportion of commuters could be observed in proximity to larger urban areas such as Berlin, Brandenburg an der Havel, Wittstock and Wismar. A 1% increase in commuters will increase the prevalence by up to 0.12%.
Discussion
The prevalence of hypertension varies strongly between the municipalities of northeastern Germany. The risk factors for hypertension consist of proportion of insurants aged 45–64, proportion of insurants aged 65 and older, area deprivation and proportion of persons commuting to work outside their municipality of residence.
The sex- and age-adjusted prevalence of 33.1% is higher than previous estimates based on all statutory health insurants in Germany between 2004 and 2007, which was at 22.3% [1]. This is not surprising, due to the fact that (i) our study area comprises the most deprived areas in whole Germany and that (ii) the percentage of persons with low educational status, low income and therefore a higher prevalence of chronic diseases are higher in our population sample than in the rest of all statutory health insurants [30]. However, the value of a direct comparison with prevalence estimates of other studies is limited due to different ICD-codes used [3] or different study designs [2, 4]. The spatial distribution of hypertension prevalence varied widely between the 1449 municipalities and urban districts in northeastern Germany despite the application of Hierarchical Bayesian smoothing. Local clustering was especially observed in rural areas surrounding Berlin and in parts of Mecklenburg-West Pomerania. Strong regional variations in prevalence estimates for chronic diseases are typical, not only for hypertension [3, 55, 56] but also for a wide range of other diseases such as Diabetes Mellitus [26, 57, 58] or cardiovascular diseases [59, 60]. It is important to note that the spatial distribution of hypertension in northeastern Germany is partially similar to the spatial distribution of type 2 diabetes mellitus [26], which has also been observed in the United States [61] and Germany [3].
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In total, we identified the proportion of 45–64 year old insurants, the proportion of insurants older than 65 years, area deprivation and the proportion of persons commuting to work outside of their residential areas as significant predictors for hypertension.
The association of hypertension to the proportion of insurants aged 45 to 64 and 65 and older is not surprising, given the strong increase of hypertension in persons aged 40 and older [62]. However, our results add an important level of detail as the results of GWR point out, that the strength of the association between demographic insurants-characteristics and hypertension varies strongly over space. The proportion of insurants aged 45–64 was not significant in the total study area and the strongest associations could be observed in more deprived areas. Although the proportion of insurants aged 65 and older was significant in almost the entire study area, the strongest associations could also be observed in more deprived areas. The finding that demographic variables display a stronger association to chronic diseases in areas with higher deprivation is supported by previous findings for cardiovascular disease mortality [60] and highlights the use of GWR to analyze location-specific correlations between chronic conditions, demographic variables and area deprivation.
The association between area deprivation and hypertension was only significant in the northern part of Brandenburg and the majority of Mecklenburg-West Pomerania. A significant association between hypertension and lower socio-economic status has been previously noted in many studies [63, 64]. Former studies applying GWR on hypertension also found that the association between socio-economic status and hypertension depends largely on the place of residence [65]. Similar findings were reported for the association between cardiovascular disease and area deprivation [60]. Our results correspond well to these findings, showing that area deprivation is a significant predictor only in a part of the study area.
We found a significant association between the proportions of persons commuting to work outside their residential municipality. Our results clearly show an increase of the strength of this association towards major urban areas such as Berlin, Potsdam and Wismar. Our results are therefore in line with previous studies showing that commuting to work is associated with elevated levels of blood pressure [66‐68]. This result is not surprising, given that especially Berlin has a large proportion of persons commuting from Brandenburg to Berlin and from Berlin to surrounding municipalities. In contradiction, all larger cities in Brandenburg have a larger proportion of persons commuting to the city than vice-versa [69], with the majority of commuters travelling between 10 and 30 min to their workplace [70].
Implications for prevention and provision of healthcare
The results of the BYM disease mapping approach and the cluster analysis employed here point out areas with statistically significant areas with high prevalence rates. These areas could serve as a first and relative exact suggestion where to launch prioritized prevention strategies. The results of GWR additionally point out areas where the proportion of persons commuting to work outside their residential municipality was significant. These findings are of additional use for prevention strategies as commuting to work is one of many potentially modifiable lifestyle-related factors associated with hypertension [36, 71].
As the revised guidelines of the association of statutory physicians would allow deviations from the target ratios of 1671 inhabitants per GPs for areas with peculiar high prevalence rates [29], we have detected such areas in close proximity to Berlin and predominantly rural areas in Mecklenburg-West Pomerania. Given the strong similarity of the spatial distribution of hypertension and type 2 Diabetes Mellitus, it is also likely that other chronic conditions such as stroke and cardiovascular diseases display a similar spatial distribution to that of hypertension and type 2 Diabetes Mellitus [3, 72]. The small-scale variation in prevalence rates suggest that the future allocation of GPs could greatly benefit from smaller spatial scales such as the association of municipalities or even municipalities. This finding is consistent with previous spatial epidemiological research in northeastern Germany [26].
We found that area deprivation has a significant and therefore a direct influence on hypertension only in a fraction of the study area when holding the effect of demographic variables constant. In these areas, the prevalence of hypertension could be directly influenced by deprivation in the form of having a low income, low educational status and fewer job opportunities [63]. On an individual level, a lower socio-economic status is more likely to lead to several lifestyle-related modifiable risk factors such as lack of physical exercise [73] and obesity [74]. However, our results clearly demonstrate that the influence of the proportion of middle-aged and older insurants on the prevalence of hypertension is stronger in more deprived areas – regardless whether area deprivation itself is significantly associated in these areas or not. This corresponds well to previous findings that area deprivation has not only a direct but also an indirect impact on health, irrespective of individual socioeconomic characteristics [12‐15]. With the ongoing demographic transition – especially in rural areas of northeastern Germany – it can be expected that persons ageing in deprived areas are more likely to be suffering from chronic diseases than persons ageing in less deprived areas. Results of previous studies have shown that area deprivation has an adverse effect on wellbeing of the aging population [75, 76]. Similarly, other studies applying GWR on cardiovascular diseases mortality found similarly that the effect of proportion of persons aged 65 and older is stronger in more deprived areas [60]. It is important to note that several authors see the use of GWR as rather exploratory due to possible local multicollinearity issues [77] and problems associated with multiple testing [78]. With recent further developments of GWR through the “GWmodel” package – including functions to detect local multicollinearity [51], we see GWR shifting from a rather exploratory approach towards a sophisticated spatial regression modelling approach. Despite still persisting limitations, the application of GWR provides important insights where associations are stronger than elsewhere – an important shortcoming of traditional global spatial regression models, which typically estimate only one single coefficient per explanatory variable [53].
Strengths and limitations
Strengths
First, we used a large database of health insurance claims from northeastern Germany’s largest statutory health insurance provider, consisting of 1.8 million individual insurants in 2012. Thus, our results are representative for a quarter of northeastern Germany’s population.
Second, we displayed the prevalence of hypertension at the smallest possible spatial scale in northeastern Germany. Additionally, we analyzed possible associations between hypertension, area deprivation and socio-demographic population characteristics at the second-smallest spatial scale possible. Our study adds therefore a new level of detail to small-scale spatial epidemiological studies in Germany, which are focused mainly on the spatial scale of counties [17‐19, 79, 80].
Third, the use of GWR strongly improved the interpretational capabilities of a spatial regression model as it highlighted how and where the strength of associations between hypertension and the predictor variables varied across the study region.
Fourth, by using area deprivation instead of socio-economic variables based on the insurants of the AOK Nordost, our results can independently be reproduced by different health insurance providers. This in turn could facilitate negotiations about the allocation of healthcare with the association of statutory physicians.
Limitations
Our study has several acknowledgeable limitations:
First, our results are representative only for members of the AOK Nordost health insurance and are not necessarily representative for the whole population of northeastern Germany. Large differences exist in the socio-demographic composition of members of the various statutory health insurances, with the AOK in general having the largest proportion of persons with low levels of education and low income [30].
Second, only the diagnosis as ICD-10 code is available in the insurance database. It is unclear whether the treating GP applied the definitions for hypertensions used in the German Health Interview and Examination Survey for Adults (Studie zur Gesundheit Erwachsener in Deutschland; DEGS1) of the leading institution of the German government in the field of biomedicine, the Robert Koch-Institute (RKI) [2] or used a different criterion for hypertension. It is therefore unknown how the prevalence in the health insurance claims database would differ when only the definitions for hypertension by the RKI are applied.
Third, the proportion of persons commuting to work outside their residential municipality is taken from the BBSR and is therefore only available for the whole population of the respective administrative unit. Since the AOK Nordost accounts for approximately a quarter of the population of northeastern Germany, It is currently unknown whether the proportion of commuters within members of the AOK Nordost differs from the proportion among the total population. Given the socio-economic and geographic characteristics of northeastern Germany, it can however be assumed that the proportion of commuters among the AOK Nordost insurants will not differ substantially from the general population.
Fourth, by using the German Index of Multiple Deprivation, we obscured fine socio-economic population characteristics such as employment rate or type of occupation in specific age-groups, which might be potentially of more use to identify the main population at risk for hypertension. For preventive interventions where more detailed socio-economic characteristics are of interest, the analysis should be repeated with health insurance-specific socio-economic variables such as type of insurance, age-specific unemployment rate, occupation and income.
Fifth, the associations examined in this study are based on an ecological study design. In how far these associations are applicable at an individual level as well is subject to further research.
Sixth, the proportion of AOK Nordost insurants is heterogeneously distributed in northeastern Germany with more persons being insured in more deprived areas. It is therefore possible that the effect of area deprivation on hypertension is alleviated in our population sample, given that the proportion of AOK Nordost insurants increases with area deprivation.
Seventh, although the awareness of hypertension is generally very high in Germany with over 80% [2], there is still potential for underdiagnosis, especially in persons with a higher education. In Germany, a routine health check-up (“check-up 35”) is offered every two years to all persons aged 35 and over to detect possible cardiovascular diseases as early as possible. Despite substantial effort of health insurance providers to motivate their insurants to participate in these routine health check-ups, only a third of all eligible persons attends every two years and only approximately 80% of all insurants have ever participated in these routine check-ups. Persons who chose not to participate were on average younger and had a higher education [81]. In how far this may affect the results of our study could not be quantified.
Conclusions
This study examined the spatial distribution of hypertension based on health insurance claims at the smallest administrative units available. The results of our study clearly show that hypertension varies at the level of municipalities and urban districts in northeastern Germany and highlight the potential of “big data” from health insurance providers for planning and allocation of primary healthcare. The GWR analysis has shown that hypertension is associated with location-specific socio-demographic population characteristics and area deprivation. The future planning of healthcare should therefore be planned at smaller spatial scales than the central areas at which it is currently planned and should reflect the location-specific impact of area deprivation on the prevalence of chronic diseases.
Acknowledgements
We wish to thank Matthias Matag for technical support.
Funding
The funder, AOK Nordost – Die Gesundheitskasse (www.nordost.aok.de), provided support in the form of salaries for authors BK, AK and MM but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Availability of data and materials
The data used in this study contains sensitive information of a health insurance provider (social data). Social data are part of social secrecy (§ 35 SGB I) and have to be kept secret by federal law (§ 78 SGB X). The data may therefore not be made available to third parties.
Ethics approval and consent to participate
The AOK Nordost - Die Gesundheitskasse (www.nordost.aok.de) permitted the use of aggregated and anonymized data for this study. The use of aggregated and anonymized data for research purposes does not require a vote by an ethics committee or an institutional research board.
Consent for publication
Not applicable
Competing interests
BK, WM, JS, AK and MM declare that they have no competing interests. The commercial affiliation of BK, AK and MM to the AOK Nordost – die Gesundheitskasse (www.nordost.aok.de), did not result in any competing interests.
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Exploring the small-scale spatial distribution of hypertension and its association to area deprivation based on health insurance claims in Northeastern Germany
