Feasibility of ipsilateral lower neck sparing irradiation for unilateral or bilateral neck node-negative nasopharyngeal carcinoma: systemic review and meta-analysis of 2, 521 patients

Nasopharyngeal carcinoma (NPC) is endemic in Southeast Asia, especially in Southern China where the yearly incidence is 30 to 80 per 100,000 [1]. Since the nasopharyngeal lymphatic network is well-developed, cervical lymph node (LN) metastases are very common in NPC. Approximately 75% of patients present with enlarged neck node(s), an important physical sign, at diagnosis [2]. With the widespread use of advanced imaging methods such as magnetic resonance imaging (MRI) and positron emission tomography/computed tomography (PET/CT), LN metastases can now be detected more easily and accurately. Around 85% of patients have LN metastasis during initial staging [3]. Radiotherapy has definitive therapeutic efficacy for NPC and is therefore the primary treatment [4]. About 30% patients with neck node-negative NPC who do not receive neck irradiation subsequently develop LN involvement [5]. Thus, the radiation target routinely includes the primary tumor, the retropharyngeal area and the whole neck (levels II–V), regardless of nodal status [6]. However, in this mode of irradiation, the incidence of irradiation-induced hypothyroidism is up to 22 to 29% [7, 8].

Several recent studies have reported LN metastasis spreads in an orderly fashion from the higher to lower level LNs in NPC, and skip metastases are rare [9]. The retropharyngeal lymph nodes (RLNs) and level II LNs are the most frequently involved LNs [10]. Thus, elective neck irradiation could represent an alternative clinical strategy that may not impair regional control or survival outcomes [11]. Several studies have reported elective 50–56 Gy irradiation of the upper neck including the level II, III and VA LNs is suitable and advised for patients with neck node-negative NPC [11]. Moreover, compared with whole neck irradiation, omitting irradiation of the lower neck reduces irradiation-induced adverse reactions, such as hypothyroidism [12]. However, Fu et al. indicated lower neck irradiation is necessary for N0 NPC if the tumor volume, which is positively associated with LN metastases, is greater than 10 mL [13]. Therefore, the necessity of lower neck irradiation for unilateral or bilateral neck node-negative NPC is still unclear, and worthy of further investigation.

This meta-analysis aimed to thoroughly investigate and compare the efficacy of ipsilateral (on the same side as a unilateral node-negative neck, or both sides of a bilateral node-negative neck) lower neck (the extension below the caudal border of the cricoid cartilage) sparing irradiation (ILNSI) and ipsilateral lower neck prophylactic irradiation (ILNPI) in terms of survival outcomes and regional control in unilateral or bilateral neck node-negative NPC.

A prospective protocol covering objectives, study selection, outcomes of interest and statistical analysis methods was initially planned according to the Preferred Reporting Items for Systematic Reviews and Meta-analysis (PRISMA) and Meta-Analysis of Observational Studies in Epidemiology recommendations for study reporting (MOOSE) [14, 15].

Some previous studies have reported prophylactic node irradiation of the upper neck is sufficient for patients with N0 NPC. However, these studies [11, 32] did not directly compare the efficacy of ILNSI with ILNPI; therefore, whether the efficacy of ILNSI is not inferior to ILNPI is unknown. Thus, a robust, comprehensive meta-analysis is needed to answer this issue. To the best of our knowledge, this is the first meta-analysis to compare the efficacy of ILNSI with ILNPI for patients with unilateral or bilateral neck node-negative NPC. By including nine eligible studies with a total of 2, 521 patients, this meta-analysis found no significant differences in 3-year OS, RRFS, DFS, DMFS or ILN recurrence between patients undergoing ILNSI and those undergoing ILNPI. Moreover, subgroup analysis and sensitivity analysis of ILNSI versus ILNPI showed no significant changes for any outcomes, without obvious between-study heterogeneity, indicating the results of the meta-analysis had high reliability and validity.

There are three possible reasons why ILNSI was equivalent to ILNPI. First, scientific and technological progress has reduced the value of ILNPI for unilateral or bilateral neck node-negative NPC to some extent. Widespread use of advanced imaging methods such as MRI and PET/CT has made it easier to detect LN metastases and subclinical metastases; imaging has a sensitivity of 77–88.1% for detection of LN metastases and subclinical metastases compared with 60% for palpation [33]. Thus, the risk of patients undergoing ILNSI having undetected LN metastases is low in the modern era. Also, in the IMRT era, the regional control rate is pretty high, regardless of whether ILNSI or ILNPI was employed. The 5-year RRFS rate has been reported to reach 95–98% for patients with N0–1 NPC receiving IMRT [34]. Ou et al. even reported a 5-year RRFS rate of 100% for 66 patients with only RLN metastases treated by IMRT [29]. Second, LN metastases spread in an orderly fashion from the higher to lower level LNs, for example, from the upper to lower neck, and unilateral LN metastases usually spread down from higher level LNs to the ipsilateral LNs. Also, the incidence of skip nodal metastasis is very low (0.5%) [10]. LN recurrence in the ipsilateral lower neck is rare in patients with unilateral or bilateral neck node-negative NPC. Thus, ILNSI may provide equivalent regional control as ILNPI; ILNPI could be considered unnecessary. Third, when considering quality of life, vital organs such as the thyroid gland, trachea, vessels to the irradiated area and lung apexes receive less exposure to radiation in patients undergoing ILNSI, resulting in a lower incidence of side-effects such as hypothyroidism, neck fibrosis, carotid occlusive disease, unilateral recurrent laryngeal nerve palsy and fibrosis of the lung apex [25, 27, 29]. Radiation-induced hypothyroidism had been reported in many studies, and the incidence varies from 22 to 29%, related to the irradiation volume [7, 8]. These side-effects have different degrees of impact on function, quality of life and even life expectancy [35]; this may explain why patients undergoing ILNSI in the study by Li et al. [27] had a higher 3-year OS rate than patients undergoing ILNPI (89.5% vs. 87.4%), though the difference was non-significant. Thus, ILNSI is feasible for patients with unilateral or bilateral neck node-negative NPC, as it can avoid over-treatment without compromising the regional control rate or survival outcomes.

With respect to heterogeneity, two points are noteworthy. First, in the analysis of RRFS, DFS and DMFS, the study by Chen et al. [26] favored ILNSI (HR < 1) while the remaining studies [10, 24, 25, 27‐31] favored ILNPI (HR > 1). Though this trend was not significant, it indicates potential between-study heterogeneities. One probable explanation is that the ILNPI group in the study by Chen et al. [26] contained more patients with T3–4 category NPC than the ILNSI group (70 versus 32 patients). Since advanced T category is regarded as a negative prognostic factor for survival, patients receiving ILNPI may have a poorer prognosis due to their more advanced tumor stage. For OS, the study by Li et al. [27] favored ILNSI (HR < 1) while the remaining studies [10, 24‐26, 28‐31] favored ILNPI (HR > 1), which may result from the fact that in that study, patients treated using ILNSI had a significantly lower risk of side-effects, including lower neck grade I acute dermatitis (P < 0.001), lower neck grade I skin atrophy (P < 0.001) and fibrosis of the lung apex (P = 0.019) compared to patients receiving ILNPI, which may confer an improvement in OS for patients receiving ILNSI. Second, this meta-analysis included patients treated using different radiotherapy techniques, including 2D-RT, IMRT and 3D-CRT, which may lead to heterogeneity and introduce potential bias when assessing the results of treatment. Moreover, IMRT has been reported to provide a better dose distribution and improve regional control compared with 2D-RT [28]. Thus, the inequalities in radiotherapy techniques among the included studies may also influence the analysis. To consider this issue, we performed subgroup analysis according to radiotherapy techniques (i.e., IMRT and 2D-RT), which indicated ILNPI was equivalent to ILNSI with non-significant between-study heterogeneity, regardless of radiotherapy technique. However, our assessment of whether 3D-CRT leads to equivalent outcomes is crude, which may lead to between-study heterogeneity.

Several limitations of this meta-analysis must be taken into consideration. First, all studies included were retrospective, except for a single RCT with a relatively small sample size. The random sequence generation and blinding were insufficient, which reduced the quality of the studies. Second, clinical staging was based on a variety of staging systems in different studies, including the 6th and 7th editions of the American Joint Committee on Cancer. This may result in unbalanced baseline characteristics between the two comparison groups and affect the final results. Lastly, side effects and complications were not closely examined in the included studies, so we could not perform meta-analysis of side-effects and complications. Given the lack of a difference in efficacy between ILNPI and ILNSI, side-effects and complications deserve more attention; future analyses should be performed to examine this issue when sufficient additional studies are available.

Our meta-analysis showed that ILNSI results in a similar ILN recurrence rate and 3-year OS, RRFS, DFS and DMFS compared to ILNPI in unilateral or bilateral neck node-negative NPC. Therefore, ILNSI is feasible for unilateral or bilateral neck node-negative NPC.