Health Self-Efficacy Among Populations with Multiple Chronic Conditions: the Value of Patient-Centered Communication

Patients with multiple chronic illnesses face significant demands in managing their illnesses [1‐3]. Effective patient self-management has been linked to improvements in health outcomes for a number of chronic conditions [4‐10]. Prevalent mental health conditions, such as depression and anxiety, often co-exist with chronic physical conditions [11‐14]. Co-occurrence of mental and physical illness has been associated with greater functional impairment, higher symptom burden, poorer quality of life, and poorer health outcomes [15, 16]. Emerging evidence suggests that the risks of poor health outcomes among persons who suffer from the co-occurrence of physical and mental health conditions appears to be synergistic rather than additive [17, 18]. An emerging focus in clinical care for patients with multiple chronic illnesses is on improving quality of life, increasing functional capability, and preventing complications and further deterioration through enhancing patients’ self-management abilities [19, 20]. Prior research has consistently identified self-efficacy, an individual’s sense of personal control over behavior change, [21] as playing a critical role in patient self-management [22‐25]. It has been argued that such efforts should be focused on improving communication between patients and their care providers [25].

A growing body of evidence supports the relationship between patient-centered communication and improvements in adherence to treatment recommendations, management of chronic disease, quality of life, and health outcomes [26‐31]. Caring for patients with multiple chronic conditions requires effective communication and coordination among members of the care team and with the patient and their informal caregivers. Patient-centered communication has been conceptualized as serving the following six functions: fostering healing relationships through the development of trust, mutual understanding, and empathy; exchanging information while demonstrating sensitivity to patients’ information needs, issues of literacy, numeracy, and culture; responding to emotions by acknowledging and offering support for patients’ emotional reactions during illness, treatment, and recovery; assisting patients and their families in managing uncertainty around disease, treatment efficacy, and prognosis; engaging patients and relevant others in making decisions through open exchange of information; and enabling patient self-management by helping patients navigate the healthcare system, by identifying community resources, and by encouraging patient autonomy, self-efficacy, and self-care outside of the clinical encounter [30].

We evaluated the overall burden of multiple chronic conditions and depression/anxiety and differences in illness burden by sociodemographic subgroups and healthcare access in the population. We then examined whether health-related self-efficacy varies by chronic illness burden and by the experience of patient-centered communication. We also assessesed whether the association between patient-centered communication and health-related self-efficacy varies by chronic illness burden.

Data were from the Health Information National Trends Survey (HINTS 4, Cycle 2), a cross-sectional survey of the US adult population [32]. Data were collected by mailed questionnaire between October 2012 and January 2013 (response rate = 40.0%; n = 3630). This study was approved by the Westat institutional review board (IRB) in an expedited review in 2010, and deemed exempt from IRB review by the NIH Office of Human Subjects Research in 2011.

The weighted population estimates for sociodemographic characteristics, healthcare access and use, and chronic conditions are summarized in Table 1. As per the sampling strategy and weighting scheme, the sociodemographic characteristics of the population are representative of the US population. The majority of our population indicated having a usual source of healthcare and some type of health insurance. Nearly half of the population reported that they saw a healthcare provider once or twice during the last 12 months. The population frequently indicated suffering from the following chronic conditions: high blood pressure, arthritis, depression/anxiety, lung disease, and diabetes.

Table 2 summarizes sociodemographic and healthcare characteristics by the number of chronic conditions and by prior diagnosis of anxiety or depression. A greater number of chronic conditions were observed with increasing age, among persons who were divorced, separated, or widowed, and among those reporting a greater number of visits to a healthcare provider during the last 12 months. Fewer chronic conditions were observed with increasing education and increasing income. Regarding usual source of care, there appeared to be a greater number of people reporting that they did not have a usual source of care when they had only one condition, but that trend reversed for people reporting that they had at least two conditions. Those with multiple chronic conditions more frequently reported having a usual source of care than those with one condition. Depression or anxiety was more frequently reported among: women, Whites, those with at least some college education, those earning less than $20,000 per year, those born in the US, and those reporting five or more visits to healthcare providers during the last 12 months (Table 2).

Mean ratings of healthcare self-efficacy, on a 100-point scale, decreased with an increasing number of chronic conditions (Fig. 1). Self-efficacy was also significantly lower among individuals who reported being diagnosed with depression or anxiety (mean = 65.3) compared to those who were not (mean = 73.4; P = 0.0003). Table 3 summarizes the results of a multivariable linear regression examining independent associations of the number of chronic conditions, depression/anxiety, and patient-centered communication with health self-efficacy controlling for sociodemographic and healthcare variables. The number of chronic conditions was significantly associated with health self-efficacy. Compared to those with three or more chronic conditions, those with zero conditions (β = 11.06, P < 0.0001) and one chronic condition (β = 7.82, P = 0.0002) had significantly higher ratings of health self-efficacy. Compared to those with depression/anxiety, those without depression/anxiety had significantly higher ratings of health self-efficacy (β = 4.34, P = 0.01). Finally, higher ratings of patient-centered communication were positively and significantly associated with health self-efficacy (β = 0.26, P < 0.0001).

Table 4 summarizes the results of two separate multivariable linear regression models examining the independent associations of patient-centered communication with health self-efficacy by the number of chronic conditions (Model 1) and by depression/anxiety status (Model 2). Both models controlled for sociodemographic and healthcare variables, including indicators of socioeconomic status and insurance status. The association between patient-centered communication and health self-efficacy was significant and increased with increasing numbers chronic conditions. The association between patient-centered communication and health self-efficacy was greater among those with depression/anxiety (β = 0.39, P < 0.0001) than among those without (β = 0.19, P < 0.0001).

In our analysis of nationally representative data, individuals with greater chronic illness burden had lower confidence in taking care of their health. Higher scores on patient-centeredness with respect to experiences of clinician-patient communication were associated with higher levels of health self-efficacy. Moreover, the association between patient-centered communication and health-related self-efficacy was the strongest among those with the greatest number of chronic conditions. We also found that the association between patient-centered communication and health self-efficacy was greater among those with depression/anxiety compared to those without. These cross-sectional findings highlight the potential importance of patient-centered communication, particularly among persons managing multiple chronic illnesses and among patients with depression or anxiety. Future research is encouraged to examine whether patient-centered communication is causally associated with health self-efficacy among patients with multiple chronic illnesses.

Our findings are relevant to emerging models of care coordination for patients with multiple chronic illnesses [35], and among those with depression or anxiety [36]. Care coordination is designed to promote communication and information exchange among care providers, patients, and informal caregivers to optimally engage each in an integrated way throughout the care process. Effective care coordination can improve continuity of care and improve delivery of patient-centered care for patients with multiple chronic conditions [37, 38], and those with depression or anxiety [36]. Several evidence-based practices for care coordination have been recommended to optimize patient-centered outcomes. Many of these have relevance to the components of patient-centered communication that we found to be associated with patient self-efficacy, specifically information exchange, attention to emotions, and supporting patient self-management [35]. The association we observed between patient-centered communication and health self-efficacy adds to the emerging evidence that patient-centered communication may play a pivotal role in the successful implementation of effective care coordination models [35].

The data analyzed in our study are derived from national cross-sectional surveys; therefore, inferences about causality are not appropriate. It cannot be determined from our analyses whether patient-centered communication leads to improved health self-efficacy. It may be that individuals with high health self-efficacy are more likely to seek healthcare providers who deliver more patient-centered care. Further investigation of the nature of these associations and mechanisms driving health self-efficacy is warranted. The final response rate for this survey was fairly low, although comparable to other mailed surveys and an improvement over response rates from telephone surveys [39, 40]. While low response rates can lead to biases in the data, significant efforts were made to reduce potential for such bias through sampling and weighting [32, 41], and an emerging body of evidence suggests that the potential for bias resulting from declining response rates to health surveys may have less of a negative impact than previously thought [39, 42, 43]. While the HINTS survey is constructed of valid scales and rigorously tested survey items, fully capturing complex constructs, such as health-related self-efficacy and patient-centered communication, through national survey is challenging. Thus, although the survey items used to assess patient-centered communication were originally developed by the Agency for Healthcare and Quality Research for their Consumer Assessment of Healthcare Providers and Systems (CAHPS^®) program and have been widely used to evaluate communication between healthcare providers and patients [44], it is important to recognize the limitations of assessing complex and dynamic interactions through survey research [45]. Our measure of health self-efficacy was derived from a single survey item, and was broadly applicable to taking care of ones health without reference to any specific health behavior. It is, therefore, unclear how this measure of health self-efficacy might apply to specific health self-management tasks. Further research is encouraged to explore the association between patient-centered communication and behavior-specific health self-efficacy. An additional limitation is that while we focused on the most commonly prevelant chronic conditions, our list of chronic conditions was not comprehensive. Furthermore, while we considered greater number of chronic conditions to be a proxy for greater illness burden, we did not collect data on subjective and/or objective measures of functional limitations that could have further quantified the actual illness burden experienced by survey respondents.

Systematic implementation of patient-centered communication and care processes has a significant potential to improve patients’ feelings of self-efficacy around managing their healthcare concerns, which may, in turn, improve their ability to effectively engage in self-management. Results of our study suggest the need for prospective studies of how healthcare delivery systems provide patients with ongoing support both during and in between encounters and to test whether facilitating a patient-centered approach in every patient–clinician interaction more effectively engages patients in their health and healthcare.