Background
China is one of the “high burden countries” of tuberculosis (TB), there were 889,000 new TB cases in 2017 according to the estimates of the World Health Organization (WHO). China has the second highest TB epidemic rate in the world [
1].
TB remains a serious public health issue and social problem in many developing nations [
2]. The Chinese government attaches much importance to TB control. Since the 1990s, the Chinese government has implemented the National Tuberculosis Control Program (NTP), the DOTS strategy, free TB diagnosis and treatment, and DOTS-plus to constantly enhance TB control measures [
3].
TB has been regarded as a “poverty-related disease” due to its association with poverty and malnutrition [
4]. Poverty can decrease the rate of treatment success [
5], and TB will also aggravate poverty. In China, suspected tuberculosis patients are provided free diagnosis and anti-tuberculosis treatment, including free chest X-ray examinations, sputum smear tests and designated first-line anti-tuberculosis drugs. However, some patients still cannot afford the share of medical and non-medical costs [
6].
Recently, tuberculosis management models have been changing in China. The diagnosis and treatment of TB patients have been transferred from the Centers for Disease Control and Prevention (CDC) to “designated hospitals”. Each county has one designated hospital for TB treatment. The designated hospital is usually a public hospital in the county, and most of them are the largest healthcare provider in the county [
7]. In China, patients are more likely to seek medical service in the public hospital, including suspected and confirmed TB patients. The 2000 national TB survey reported that 91% of TB patients visited public hospitals first to treat TB related symptoms [
8]. Additionally, TB patients receive better diagnosis and treatment in the designated hospitals, and can also increase adherence to anti-tuberculosis treatment. However, the designated hospital model also has its own disadvantages; patients may not receive the free diagnosis and anti-tuberculosis treatment or they may experience over-examination and a high rate of hospitalization due to poor hospital staff training for TB technical specifications and the economic incentive of the designated hospital. Research from Dr. Li [
9] revealed that the rate of hospitalization increased significantly from 62.3 to 98.0%, and the ALOS increased 2 to 4 days after the diagnosis and treatment of TB patients transferred to the designated hospitals. These resulted in a greater financial burden on patients and reduced the likelihood of treatment adherence. Some patients default because of the high financial burden of TB [
10].
In 2013, China launched a collaboration with the Bill and Melinda Gates Foundation TB Programme. Under this programme, three project sites, including Zhenjiang City Jiangsu Province, implemented a new policy to standardize TB diagnosis and treatment at the designated hospital and improve reimbursement rates for TB patients. In this paper, we evaluated the effectiveness of the programme. We analysed the admission rates and economic burden of TB patients in Zhenjiang City, and we also explored the potential factors that are associated with high admission rates and inpatient service costs.
Methods
Study design
In 2004, we began to explore the designated hospital management model in Jiangsu Province, and until 2012, all province counties implemented the designated hospital model. Since 2009, the Bill and Melinda Gates Foundation, in collaboration with the China National Health and Family Planning Commission/China CDC, has been implementing an innovative programme for TB control and prevention in four Chinese cities [
11]. In 2013, the second phase of this programme was initiated. Zhenjiang City is one of the three project cities. The programme aims to establish comprehensive TB control models that can standardize clinical behaviour, decrease the rate of hospitalization and increase the reimbursement rate on TB patients.
The targets of the programme are as follows: i) maintain the rate of hospitalization under 30% and ii) implement case-based payments and develop a standard service package for inpatients. The service package is developed according to examination procedures, including sputum tests, sputum cultures, drug susceptibility tests, chest X-rays, physical examinations, biochemical examinations, and electrocardiogram examinations, and treatment for TB patients, including adverse reaction treatments, ward services, etc. The total cost of the service package was capped at 8000 CNY (Chinese Yuan). For services in the package, patient payment capped at a maximum of 20% of charges or 1600 CNY, and health insurance covered 80% of charges. Patients whose health insurance covered over 80% of the package followed the original payment policy. The assessment of the project was conducted in 2015. In this study, we analysed the admission rate and inpatient cost of No. 3 hospital of Zhenjiang City (the designated hospital of Zhenjiang City).
Jiangsu Province lies in eastern China, adjacent to Shanghai City. There are 13 cities in Jiangsu Province. In 2015, the population was 79.76 million and the gross domestic product (GDP) was 70116 billion CNY, GDP per capita was 88085 CNY (14143USD). Zhenjiang City lies in the southeast of Jiangsu Province. In 2015, the population was 3.16 million and the GDP was 3502 billion CNY. GDP per capita was 110440 CNY (17732 USD), ranked fifth in Jiangsu Province.
Data collection
Medical records from TB designated hospitals
Active TB patients who lived in Jingkou District, Runzhou District, Dantu District, or Xin District that were diagnosed and treated in the No.3 hospital of Zhenjiang City from Apr. 2014 to Mar. 2015 were all participants, including new patients and retreatment patients. MDR-TB, rifampicin-resistant TB, extrapulmonary TB, and tuberculous pleurisy patients were excluded. Data were obtained from the China TB Management Information System (TMIS), inpatient records were obtained from the Hospital Information System (HIS), expenditures of inpatient cases obtained from Hospital Reimbursement System (HRS). All subjects gave their informed consent for inclusion before they participated in the study.
Expenditure associated with TB treatment
Fees for services covered by the free-TB service policy were directly deducted and not recorded in the patients’ medical records. The total costs were medical inpatient expenses related to TB diagnosis and treatment. The out-of-pocket (OOP) costs were the total costs calculated by excluding reimbursement through medical insurance. Inpatients who were hospitalized for diseases other than tuberculosis were not counted, the medical expenses incurred by the subjects not related to tuberculosis during hospitalization were also not included in the expenses. The costs are expressed in the Chinese Yuan (CNY). In 2015, 1 CNY was equal to 0.16 USD.
Admission indicators
All of the subjects in this study were TB patients, and the primary diagnosis for hospital admission was TB. Hospital admission was also assessed according to the following indicators: i) Patients with severe complications; ii) Patients with serious adverse reactions requiring further hospitalization; iii) Patients requiring surgery; and iv) Patients with other conditions requiring admission to the hospital as determined by physicians.
Statistical analysis
Univariate and multivariate analyses were applied to analyse the data. Patient’ names were used as a key variable to link the data from TMIS, HIS and the Hospital Reimbursement System. Chi-square tests were used to identify factors associated with admission rates. ANOVA was used to find differences in hospitalization times and the average length of stay (ALOS). Costs were presented as the means (standard deviation, SD) and medians (percentile 25 and percentile 75, p25 and p75) to allow for the expected positively skewed distributions. The Mann-Whitney U and Kruskal-Wallis H tests were used to compare the cost differences. A binary logistic regression was used to explore the association between the characteristics of TB patients and the occurrence of hospitalization, and a generalized linear regression was used to explore the association between the characteristics and the medical cost for TB inpatient care. Statistical significance was set at 5%. The statistical package SPSS 20.0(Texas, USA) was used to analyse the data.
Discussion
This study explored the admission rate of TB patients and analysed the expenditures of inpatients in Zhenjiang City. The results revealed that the admission rate of TB patients was high. TB inpatients had to bear a heavy economic burden, even with the free TB policy in China. With this policy, sputum smear tests, free chest X-ray examinations and first-line anti-tuberculosis drugs are provided to TB patients [
12‐
14]. The study also revealed that the sputum smear test results, type of health insurance, occupation and age were the main potential factors associated with TB patient admission rate and inpatient expenditures.
Outpatient treatment is recommended by the WHO for non-complicated tuberculosis patients [
15]. In this study, the admission rate of TB patients was 62.1%, which exceeded the target of the programme and higher than in the previous study [
16]. In this article, a binary logistic regression analysis showed that sputum smear-positive patients and students were more likely to have higher hospitalization rates. First, sputum smear-positive patients often were seriously ill or accompanied by complications, and patients were more likely to be hospitalized. Second, with the decrease in government funding for public hospitals in China, insurance and patient payments are the main sources of income for health facilities [
17]. Physicians employed by hospitals are rewarded with bonuses and promotions based on the profits they generate by admitting patients, recommending diagnostic tests, and prescribing medications. This undoubtedly encourages physicians to increase the hospitalization of TB patients. Third, considering that tuberculosis is an infectious disease, parents and school administrators worried about the spread of TB infection within the family and in the school. Therefore, they prefer the students to be admitted to the hospital. Patients without insurance also had a high hospitalization rate. The target hospitalization rate of less than 30% was restricted to patients with insurance. Patients without insurance were not controlled by the health department.
In this study, we found that the ALOS of positive TB patients was 34.83 ± 31.13 days, which was longer than the ALOS of negative TB patients (22.76 ± 11.55 days). Previous studies have shown that smear-positive TB patients admitted to hospitals after 14 days of anti-tuberculosis treatment had a sputum negative conversion rate of 61.15%; there still had 38.85% of patients had sputum smear-positive results [
18]. Considering infection control, doctors tend to extend the length of hospital stay for smear-positive patients [
19,
20].
Physicians should restrict hospitalization and shorten the length of stay according to the admission indicators. Outpatient treatment not only deceases the economic burden but also avoids nosocomial infections and the spread of MDR-TB. However, unnecessary hospitalization has been reported and leads to higher inpatient expenses [
21]. Hospitalization may be responsible for the high financial burden on TB patients [
12,
22,
23]. The medical expenditure of inpatients was 3.28 times that of outpatients [
24]. In 2007, a study showed that ALOS was 28.8 days, and the average cost of inpatients was 7725.6 CNY [
25]. In our study, the ALOS was 29.99 days, 34.4% of inpatients were hospitalized over 4 weeks. Long hospital stays and unnecessary examinations have caused a heavy burden of TB [
26].
There are three basic health insurance schemes in China. UEBMI, a compulsory scheme, was established for the urban residents who formally work. URBMI, a voluntary scheme, was established for the rest of urban residents without formal jobs or who are unemployed, such as children, elderly, and the unemployed young. The New Rural Cooperative Medical Scheme (NCMS), a voluntary scheme, was established for rural areas. URBMI and NCMS have a lower reimbursement rate for tuberculosis. The Zhenjiang City government has combined the NCMS and URBMI into URBMI. Under the free-TB service policy for tuberculosis, basic health insurance plays a small role in TB treatment [
27]. Basic health insurance usually does not cover much of the outpatient service or provides a low reimbursement rate [
28], which may drive TB patient hospitalization rates. The basic health insurance policy increased the OOP costs of TB and even resulted in CHE [
29]. A study funded by GFATM revealed that only 41% of the counties covered the outpatient costs by basic health insurance, and the reimbursement rate was approximately 50%. The amount of reimbursement was approximately 400 CNY [
30]. Another study in eastern China showed that the reimbursement rate covered by NCMS was only 25.1% [
31]. To some extent, the lower reimbursement rate leads to the higher admission rate. Some TB patients will accept hospitalization because of reimbursement [
9]. Currently, in most places of China, basic health insurance partly reduced the economic burden on TB, though patients still cannot bear OOP expenditures [
32].
During the implementation of the Gates Foundation programme, Zhenjiang City increased the reimbursement rate for tuberculosis outpatients and inpatients to 80%. However, this reimbursement rate was limited to the service package. Constraints of the service package, the inpatients in Zhenjiang City benefited approximately 70% reimbursement rate indeed. We observed that the average total cost in the service package was 7219.78 CNY, and the ratio of OOP costs to total costs was 18.58%, which achieved the goals of the programme. However, hospitals often provided TB patients with extra services and medicines beyond the service package, such as liver protection drugs, second-line anti-TB drugs, and extra non-recommended lab tests, which were not on the reimbursable list or on the list of free TB services. Therefore, inpatients still needed to pay large amounts of money for the costs out of the service package, and the ratio of OOP costs to total costs was above 40%. Although the inpatients paid large amounts of money out of the service package, the median total cost was 11674.20 CNY, which was still lower than other studies in Jiangsu Province, which was 20411 CNY in Lianyungang City [
33] and 15500 CNY in Zhangjiagang City [
6].
Results from generalized linear regression analysis showed that the average total costs of smear-positive patients (12384.00 CNY) was higher than that of smear-negative patients (11260.25 CNY). Sputum smear positivity often indicates that the patient’s condition is relatively serious, which has a direct impact on hospitalization costs. In addition, positive sputum smears can affect the length of hospital stay indirectly and increase the total costs of hospitalization. Studies on hospitalization costs for tuberculosis patients have shown that the length of hospital stay has a direct impact on hospitalization costs [
34]. Another analysis of hospitalization costs for inpatients with tuberculosis in a designated tuberculosis hospital in Tianjin City in China [
35] indicated that the length of hospital stay was the greatest impact on TB patient hospitalization costs. The longer the patient stays in the hospital, the higher the cost.
We observed that occupation was one of the factors associated with total costs and OOP costs. The costs of manual labourers were higher than those of other groups. In our study, most manual labourers, including farmers, rural migrant workers and shepherds, were undereducated. Previous studies suggested that patients with lower education levels were associated with low incomes [
36]. Due to an insufficient understanding of tuberculosis and poor incomes, these patients often delay seeking medical care. When they were diagnosed with tuberculosis, the symptoms were often stronger or accompanied by other complications, resulting in high costs of treatment [
37]. In a systematic review, Sreeramareddy et al. [
38] described the time delay in diagnosis of tuberculosis patients in China as approximately 25 to 714 days. A survey conducted by Dr. Needham [
39] in Zambia indicated that patients with a high education level could recognize the symptoms of tuberculosis and seek medical service in time. In addition, most of the manual labourers in our study were covered by URBMI (65.6%), and the reimbursement rate out of the service package was lower than that of other groups, resulting in higher OOP costs than in other groups. The income of manual labourers should also be affected by the loss of work, the costs of diet, transportation, etc. during hospitalization, and the actual economic burden of these patients should be heavier. The OOP cost for students was lower than that of other groups. The reason is that the reimbursement rate of student insurance in many areas of China is higher than that of UEBMI and URBMI. The results of our study also revealed that age was associated with OOP costs. As the patients’ age increased, the ALOS was shortened. The ALOS of the elderly over 60 years was the shortest (23.28 ± 16.19 days), which was 10 days less than that of the other groups, reducing the hospitalization expenses.
Despite some limitations, the key findings of our study can still reveal the issues that tuberculosis patients faced in Zhenjiang City. High out-of-pocket payments can lead to catastrophic health expenditure. Based on the findings, we would like to propose that health policy makers should take further steps to control the high TB patient hospitalization rates and inpatient service expenditure. First, revise the reimbursement policies relevant to TB treatment, expand the service package to include more medical items. Second, formulate TB treatment guideline and supervise its implementation to encourage the designated hospitals to provide necessary medical services and as a result reduce the financial burden on TB patients.
Study limitations
Some limitations existed in this study. First, we did not obtain all the expenditure records of the 211 inpatients and may not be able to overall reflect the economic burden of inpatients. Second, we only analysed the medical expenditures of inpatients; the expenditures of outpatients, including transportation, accommodation and food, and the loss of income due to the disease were not analysed because of the lack of data collected. High expenditure was associated with companions and transportation [
40]. Third, Zhenjiang City has 3 counties, and the data were not obtained in this study. We planned to collect and analyse the data in further study.