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Immunohistochemistry for PTEN testing in HR +/HER2˗ metastatic breast cancer

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  • 11.09.2025
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Abstract

The PTEN tumor suppressor regulates the PIK3CA/AKT1 pathway, and its inactivation significantly contributes to tumorigenesis and progression in hormone receptor-positive/HER2-negative (HR + /HER2 −) metastatic breast cancer (MBC). In ~ 5% of these patients, PTEN loss, primarily due to gene deletions, leads to aberrant PI3K signaling and enhanced oncogenic potential. Findings from the CAPItello-291 study further establish PTEN together with PIK3CA and AKT1 as a predictive biomarker for Capivasertib, a pan-AKT inhibitor, in these patients. Despite next-generation sequencing (NGS) being the most precise method for detecting gene losses, immunohistochemistry (IHC) offers some advantages, including accessibility, cost-effectiveness, and applicability when archival tissue is inadequate for NGS or when pre-analytical failure occurs. Notably, recent evidence supports a pragmatic IHC positivity criterion, defining PTEN deficiency as staining in less than 10% of tumor cells, regardless of intensity. In this manuscript, we provide a comprehensive overview of the clinical scenarios associated with PTEN IHC testing in HR + /HER2 − MBC, outline best practices to minimize the impact of pre-analytical and analytical variability, and propose a structured pathology report to standardize PTEN IHC evaluation in this context.

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Introduction

The PTEN tumor suppressor gene plays a Major role in regulating the phosphatidylinositol 3-kinase (PI3K) pathway and its oncogenic signaling [1]. In breast cancer, PTEN inactivation, mainly through gene deletions, occurs in 5% of hormone receptor (HR) +/HER2- metastatic breast cancer (MBC) and leads to tumorigenesis and tumor progression [2]. At present, three therapeutic options targeting the PI3K pathway are approved by both the Food and Drug Administration (FDA) and the European Medicines Agency (EMA) for the treatment of these patients [3]. Among these are Alpelisib and Inavolisib, which specifically inhibit the alpha isoform of PIK3CA, as well as Capivasertib, a first-in-class pan-AKT inhibitor [46]. Notably, Capivasertib has three potential biomarkers for patients’ selection: PIK3CA/AKT1 activating mutations and PTEN loss of function [7]. In the CAPItello-291 study (NCT04305496), all these alterations were determined centrally by means of next-generation sequencing (NGS) with the use of the FoundationOne CDx assay on formalin-fixed paraffin-embedded (FFPE) tumor samples [6, 8].
In most pathology laboratories worldwide, immunohistochemistry (IHC) is widely used not only in diagnostic and predictive pathology but also as a surrogate for molecular classifications, due to its accessibility and cost-effectiveness [912]. For example, assessing PTEN protein loss through ancillary IHC analyses is routinely performed for gynecologic tumors [13, 14]. In an exploratory analysis presented at the San Antonio Breast Cancer Symposium 2024, the CAPItello-291 investigators used the Ventana PTEN SP218 IHC assay for PTEN testing [15]. Among samples with both NGS and IHC data, all cases with homozygous deletions or large PTEN rearrangements detected by NGS were classified as PTEN deficient by IHC (defined as < 10% staining in tumor cells); however, the reverse relationship was not consistently evident. Of note, PTEN-deficient tumors by IHC showed a promising progression-free survival (PFS) benefit with capivasertib plus fulvestrant compared to placebo plus fulvestrant (median PFS of 9.3 months versus 3.7 months; hazard ratio: 0.52.
While NGS should be considered the preferred testing method for breast cancer molecular testing [16, 17], IHC can still serve as a complementary approach, particularly in settings where NGS is not available, cost-prohibitive, or impractical due to limited tissue availability. Additionally, IHC offers a rapid and widely accessible method for assessing protein expression, which may provide clinically relevant insights, especially when timely treatment decisions are required. However, standardized protocols are essential to ensure accurate, reproducible, and clinically meaningful PTEN deficiency analysis by IHC in HR +/HER2 − MBC, minimizing variability and enhancing diagnostic accuracy.

Recognizing the current challenges

PTEN is encoded by a single gene but multiple protein isoforms arise through alternative mRNA splicing or variations in translation initiation [18]. The most prevalent one, consisting of 403 amino acids (PTEN 1–403), is the primary form referred to in the literature on human cancers [1921]. Numerous anti-PTEN monoclonal antibodies are available and have been variably used in breast cancer studies using IHC [2242]. In addition to the variability in commercial PTEN assays, the broad spectrum of PTEN IHC staining patterns observed in breast cancer may pose diagnostic challenges [43]. Another potential issue is represented by the handling and processing of tissue samples to obtain reliable and reproducible IHC results [44, 45]. Pre-analytical variables—such as cold ischemic time, fixation duration, type of fixative used, and storage conditions—can dramatically affect PTEN antigen preservation [4649]. Moreover, technical aspects of the staining procedure itself—including antigen retrieval methods, the selection of antibody clones, incubation times, temperature, and the detection system—play key roles in determining the intensity and quality of the staining [4951]. In the post-analytical phase, interobserver variability might further complicate the picture [5254]. These challenges underscore the need for rigorous quality control measures and the establishment of well-defined, standardized guidelines for PTEN IHC assessment specifically tailored to breast cancer [20, 55]. The implementation of strict standard operating procedures (SOPs) is pivotal in ensuring consistency and accuracy at every stage—from specimen collection and processing to staining and reporting [5661]. Participation in external quality assessment (EQA) programs, such as JCI, UK NEQAS, and NordiQC, is highly recommended [6267]. These programs provide benchmarking against standardized controls and help identify inconsistencies in staining and interpretation.

Insights for assessing PTEN deficiency by IHC

Scoring criteria

Accurate analysis of PTEN expression by IHC should focus on tumor cells, while breast glands should be used as internal positive controls (Fig. 1) [68]. The historically used scoring system in breast cancer employs a three-tier classification based on the ratio between normal and neoplastic cells [69]. However, this method does not account for tumor heterogeneity and lacks reproducibility. Based on insights from the CAPItello-291 investigators, a 10% tumor cell positivity cutoff of any staining in the presence of acceptable internal controls could be proposed to distinguish negative from positive cases (Fig. 1) [43, 70]. Further analytical validation using real-world data is required.
Fig. 1
Representative micrographs of PTEN loss and PTEN retained patterns of expression in breast cancer using a 10% tumor cell positivity cutoff of any staining in the presence of acceptable internal controls
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Checklist and reporting of the results

Timely release of a clear, concise, and comprehensive report is crucial for informed clinical decision-making in breast cancer management [71, 72]. To ensure quality, strict adherence to SOPs is essential, covering the entire diagnostic workflow from specimen excision to the final IHC report [73, 74]. Although formal guidelines specific to PTEN assessment are not as established as those for other breast cancer biomarkers, such as hormone receptors, HER2, or PD-L1, laboratories are encouraged to implement rigorous quality control measures similar to those recommended for other IHC assays [7578]. The quality of PTEN testing results depends directly on the expertise of laboratory personnel, including technicians and pathologists, who must evaluate staining intensity and the proportion of positive tumor cells using a 10% cutoff to define positivity. Methodological details, such as the primary antibody used and specifics of the staining protocol, should be clearly documented in the report along with a statement confirming adherence to established best practices. In Fig.2, we propose an optimal reporting format for PTEN testing that aims to standardize and enhance the consistency of PTEN evaluation in breast cancer.
Fig. 2
Optimized report for PTEN testing by immunohistochemistry in HR +/HER2 − metastatic breast cancer
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Conclusion

Standardized PTEN IHC testing plays a significant role in evaluating PI3K pathway alterations in HR +/HER2 − MBC, especially in laboratories without access to NGS, when archival tissue is inadequate for sequencing, or in case of pre-analytical failures, as observed in approximately 10% of samples in the CAPItello-291 trial. Thus, IHC is a feasible choice for routine clinical practice, whereas NGS is preferable.

Acknowledgements

The final proofreading of grammar and syntax for the manuscript was conducted using ChatGPT 4 and Grammarly v.6.8.263.

Declarations

Conflict of interest

N.F. has received honoraria for consulting, advisory roles, speakers’ bureau participation, travel, and/or research grants from Merck Sharp & Dohme (MSD), Merck, Novartis, AstraZeneca, Roche, Menarini Group, Daiichi Sankyo, GlaxoSmithKline (GSK), Gilead, Sysmex, Veracyte Inc., Sakura, Leica Biosystems, Lilly, Pfizer, Abbvie. E. G-R. has received advisory fees, honoraria, travel accommodations/expenses, grants, and/or non-financial support from AstraZeneca, Exact Sciences, GSK, Illumina, MSD, Novartis, Roche, and Thermo Fisher Scientific. U.M. from Boehringer Ingelheim, Roche, MSD, Amgen, Thermo-Fisher Scientific, Eli Lilly & Company, Diaceutics, GSK, Merck, AstraZeneca, Janssen, Diatech, Novartis, and Hedera. These companies had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, and/or in the decision to publish the results. All other authors declare no potential conflicts of interest.
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Titel
Immunohistochemistry for PTEN testing in HR +/HER2˗ metastatic breast cancer
Verfasst von
Nicola Fusco
Elena Guerini-Rocco
Isabella Castellano
Umberto Malapelle
Publikationsdatum
11.09.2025
Verlag
Springer Berlin Heidelberg
Erschienen in
Virchows Archiv / Ausgabe 4/2025
Print ISSN: 0945-6317
Elektronische ISSN: 1432-2307
DOI
https://doi.org/10.1007/s00428-025-04249-5
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Neu im Fachgebiet Pathologie

Taking imaging into the fourth dimension

  • Hauptreferate: Hauptprogramm der DGP

Modern hematopathology is in a constant state of evolution. New methods continuously allow unprecedented insights and interpretations of immune system processes. Both immunological reactions and malignant tumors of the immune system appear in a …

Automation of a pathology laboratory – current developments

  • Open Access
  • Hauptreferate: Hauptprogramm der DGP

Automation in histopathology is by no means a new topic. Indeed, a device for automated dehydration and paraffin impregnation was awarded a patent as early as 1909 [ 1 ]. However, subsequent efforts were limited to a few additional steps, such as …

Synoptic reporting

  • Hauptreferate: Hauptprogramm der DGP – Kurzbeiträge

Data quality (DQ) in surgical pathology is critical for both patient care and research. Particularly in times of big data and artificial intelligence (AI), data quality assurance is becoming increasingly important. Accordingly, synoptic reporting …

Koloniales Unrecht aufarbeiten – Provenienzforschung zur historischen „Schädelsammlung“ der Universität Leipzig (Deutschland)

  • Pathologie
  • Hauptreferate: Arbeitsgemeinschaften der DGP

Eine seit Jahren zunehmende Zahl von Museen und wissenschaftlichen Einrichtungen übernehmen Verantwortung für ihre Vergangenheit, indem sie Provenienzforschung in ihren Sammlungen initiieren und sich mit den dabei aufgedeckten Unrechtskontexten …