Influence of lifestyle characteristics and VDR polymorphisms as risk factors for intervertebral disc degeneration: a case–control study

The physiological process that induces intervertebral disc degeneration (DD) is thought to be primarily due to the interaction between the loads deposited on the discs and advanced age. However, disc degeneration processes can be observed in young adults, and the pathways likely differ among age groups. The relationships among the main clinical conditions, low back pain in adults, and non-age-related disc issues need to be studied to clarify the steps for determining the physiological processes and pathways that maintain healthy intervertebral discs [1]. The pathogenesis of lumbar disc degeneration includes radial fissures, rim tears in the annulus, and loss of water content in the nucleus pulpous and annulus. These changes are suspected of underlying many back pain symptoms [2, 3].

Disc degeneration is a multifactorial condition, and although the events leading to DD are not well understood, the outcome of studies over the last decade has shown that genetic influence plays a large role in DD process, together with environmental factors that include body mass index (BMI), work postures, heavy physical loading and smoking habits, however their effect is moderate in comparison to heredity [4, 5].

Understanding of the genetic profile is an important tool that may aid therapy and diagnosis; however, this process demands extensive research because small changes in DNA sequences can lead to cellular or microenvironmental disequilibria. In the bone, vitamin D is important to maintain the balance between calcium absorption and bone matrix mineralization, reducing fracture risk by improving bone mineral density [6]. Nevertheless, it remains unclear how the concentrations and absorption pathways vary among different in vivo and in vitro studies [7].

It has been postulated that the maintenance of bone mineral density occurs via the stimulation of intestinal calcium and phosphate absorption [8]. The majority of the biological activities of vitamin D are mediated by a high-affinity receptor that acts as a transcription factor and is activated by a ligand, i.e., the vitamin D receptor, which is encoded by the VDR gene at 12q13.11. Genetic alterations in the VDR gene lead to significant gene activation defects that affect calcium metabolism, cell proliferation, immune function and other processes, yet these changes can be explained by alterations in protein conformation or gene expression [9].

VDR was the first reported gene associated with DD risk in a study of monozygotic twins in Finns [10]. Since then, there have been many studies with conflicting results ranging from strong links to no association. The divergent results regarding the effects of VDR genetic polymorphisms upon DD risk may be attributed mainly to the differences in racial origin of the population studied [11]. The heterogeneity among populations occurs due to different genetic ancestries. This is especially important in admixed populations, such as the Brazilian population, which is known to be one of the most heterogeneous populations in the world, with contributions from three main parental groups: Amerindian, European and African [12, 13]. Hence, Brazilian population could show different results than those presented in non-mixed populations.

The characteristics of disc degeneration group and controls, including age, gender, BMI, educational level, pain localization, smoking habits, engagement of physical activity, postural and load weight at work are shown in Table 1. The case group was composed by 52% female and 48% male and the mean age was 40.0 (38.0; 42.0) years old, while in the control group 79% was female and 21% male and the mean age was 32.0 (31.0; 35.0) years old. Although the median age and proportions of female and male participants were different between groups, all participants were less than 45 years old and there was a prevalence of women in both groups. Therefore, to avoid bias the comparisons between groups, they were adjusted by age and gender.

The factors that can be possibly associated to disc degeneration in the Brazilian population studied were smoking habits, 26% of the DD group were smoker versus 9% of the control group (p = 0.003); loading weight during work routine, present in 58% of the DD group versus 24% of the control group (p < 0.001); and lack of engagement in physical activity, once it was observed in 23% of the DD group versus 38% of the control group (p = 0.018). However, after adjusting age and gender, only smoking habits remained associated to disc degeneration (p = 0.027).

Moreover, considering the educational level, 35.2% of the disc degeneration group had only Elementary School compared with 15.6% of the control group; for High School level, both groups presented similar proportions of participants who had completed this level (59.3% in confirmed cases and 57.3% in control group), and just 5.5% of participants in the DD group had completed College compared with 27.1% of participants in the control group, p = 0.025. In addition, we associated the educational level with position at work (seated or standing) and no difference was found between the groups (p = 0.106). However, the educational level was positively associated to load weight at work, being present in 75.9% of the DD group and 46.7% of the control group that had only Elementary School (p = 0.053), 49.0% of the DD group and 27.3% of the control group that had completed High School (p = 0.021), and only 3.9% of the patients with DD had completed College and 40% of the controls (p = 0.012).

Regarding VDR polymorphisms, the genotype and allele frequencies of the TaqI, BsmI, ApaI and FokI polymorphisms in disc degeneration and control groups are shown in Table 2. The single-marker analysis revealed no significant difference between groups in the genotypes and allele frequencies for all polymorphisms studied: TaqI, BsmI (p = 0.824, OR = 1.05, 95% CI = 0.70–1.57), ApaI (p = 0.486, OR = 1.14, 95% CI = 0.79–1.66) and FokI (p = 0.076, OR = 1.43, 95% CI = 0.96–2.13). The genotype frequencies of ApaI and FokI polymorphisms of the DD and control groups were in Hardy–Weinberg equilibrium; however, the deviation of HWE was observed in DD group considering TaqI polymorphism, and both DD and control groups were related to BsmI polymorphism.

The inheritance patterns of the VDR polymorphism were also evaluated and the TaqI polymorphism exhibited a significant difference in the recessive model (p = 0.042) between groups, whereas two polymorphic alleles (CC) are necessary to predispose a higher risk for disc degeneration. The BsmI, FokI and ApaI polymorphisms did not reveal any significant difference in inheritance patterns between groups (Table 3).

To further explore the effect of the combined alleles of VDR polymorphisms, we performed a haplotype analysis. As the frequency of the BsmI genotypes deviated from Hardy–Weinberg equilibrium in both groups, it was not considered in the haplotype analysis. The results revealed that “TGT” haplotype (wild-type alleles of TaqI, ApaI and FokI polymorphisms) was less frequently in cases than controls, 15.1% of cases and 22.5% of control groups, p = 0.039 (Table 4).

Although the exact aetiology of degenerative disc is unknown, multifactorial conditions have been implicated in several studies. Probably, a complex interaction among environmental, genetic and biomechanical factors can create conditions that are favourable to the disc degeneration process [17].

In the population studied, smoking habits was identified as risk factor for disc degeneration. Complementary data revealed an inversely proportional relation between DD and school level. The proportion of individuals who load weight at work and presented low school level was statistically higher in the disc degeneration group; in other words, the more years of study, the lower load weight at work and the prevalence of disc degeneration as well. Musculoskeletal health depends on regular exercise [18], proper diet [10, 19] and maintenance of an appropriate body weight [20], although the long term effect of sustained extremes of exercise is not fully defined, either very high or very low loading, on the health of knees and the lower back [21]. Smoking habits induces biochemical stress in several tissues leading to endothelial lesions. In addition, there is an increase in catecholamines bringing on vasoconstriction, thus limiting oxygen supply, which may contribute to early degeneration of the intervertebral disc and bone demineralization [22]. A recent evidence [23] with a cohort of female twins found that modic changes exhibit a degree of heritability, indicating the potential involvement of genetic variants in the physiopathology of disc degeneration.

Some authors explored the association between VDR TaqI, BsmI, ApaI and FokI polymorphisms and disc degeneration, however the results were conflicting [10, 11, 24‐27]. The divergent effects of these polymorphisms in DD development may be attributed, especially, to ethnic origin, once genetic ancestry among populations is responsible for different allelic frequencies, since mutations occurs randomly and are differently distributed around the world. Nevertheless, the age of the subjects studied (adults, young adults and adolescents) and sample size also should be considered.

Vitamin D receptor is involved in disc degeneration process indirectly, through its function within the chondrocyte [3]. The VDR gene plays a pleiotropic effect in bone mineralization [28] helping to control the calcium balance, and the differentiation, proliferation and maturation of chondrocytes, which in turn influencing the proteoglycan synthesis. The lumbar disc is rich in chondrocytes and proteoglycans. Therefore, small changes, such as common nucleotide substitutions, can alter the receptor’s conformation or the gene function, modifying vitamin D absorption activity, in this way, affecting the energetic balance exerted by vitamin D and parathyroid hormones in the intervertebral disc cells [8].

This study presents some limitations that need to be mentioned: (i) only four VDR SNPs were investigated and no functional study was performed; (ii) relative small sample size, which reduce the capacity of data extrapolation; (iii) difference in average age and gender between groups; (iv) no information about vitamin D levels of the participants, and (v) MRI not performed in the control group. However, the selection criteria of the participants were rigorous, including only symptomatic patients up to 45 years old with evident disc degeneration by MRI. In addition, although asymptomatic people may have disc degeneration and ideally the individuals selected for the control group should have undergone MRI to exclude the disease, the positive association between disc degeneration and low back pain has been confirmed in different population-based cohorts of adults, young adults and adolescents [29]. Disc degeneration may be due to a simple aging process and abnormalities of the lumbar spine by MRI examination can be meaningless if considered in isolation [30]. All participants of the control group who reported pain episodes in the spinal region, with previous history of disc hernia treatment, who have been hospitalized for back pain or have been reported positive familial history of disc herniation and/or clinical treatment for low back pain were excluded from the study. Moreover, different studies have not identified a significant influence of gender on the intervertebral degenerative process [31‐33].