Introduction
Topical therapy is the usual first-line treatment for open-angle glaucoma, but is often hampered by poor adherence [
1,
2]. Traditional subconjunctival drainage procedures, such as trabeculectomy and tube shunts, lower IOP most effectively but are relatively invasive and associated with both short- and longer-term complications that may result in significant loss of visual acuity [
3‐
7]. Newer minimally invasive glaucoma surgery (MIGS) that permits earlier intervention is becoming part of the treatment armamentarium for glaucoma, providing a better safety profile than conventional approaches [
8]. MIGS devices that can be implanted in conjunction with cataract surgery to facilitate aqueous drainage into Schlemm’s canal [
9] or the supraciliary space [
10] offer modest IOP lowering. An ab interno gelatin stent (XEN®45, Allergan plc, Dublin, Ireland) that also meets the criteria for MIGS [
11] bypasses conventional outflow pathways that are known to be obstructed in primary open-angle glaucoma (POAG) by creating a connection between the anterior chamber and subconjunctival space [
8], in a manner similar to the gold standard trabeculectomy. The device is implanted ab interno, either as a stand-alone procedure or in combination with cataract surgery, without conjunctival dissection. The hydrophilic gelatin implant swells and conforms to surrounding tissues, which helps maintain its position post-implantation.
Results from studies demonstrating the IOP-lowering performance and safety of the gelatin implant at 1 year across a spectrum of glaucoma patients have been published [
12‐
17]. The present study was designed to evaluate, over 2 years in typical clinical settings, the effectiveness of the gelatin implant as primary surgical intervention in reducing IOP and the number of topical IOP-lowering medications in patients with POAG uncontrolled on topical therapy.
Methods
Study design
This prospective, non-randomized, open-label, multicenter clinical study (
ClinicalTrials.gov identifier: NCT02006693) was conducted between December 2013 and January 2017 in eight countries (Austria, Belgium, England, Germany, Italy, Poland, Spain, and Switzerland). The study complied with Good Clinical Practice/International Council for Harmonisation Guidelines, the Declaration of Helsinki, and all applicable country-specific regulations governing the conduct of clinical research, depending on which provided greater protection to the individual. The protocol was approved by an independent ethics committee prior to study start, and all patients were to provide written informed consent before initiating treatment.
Study population
The inclusion criteria were as follows: diagnosis of moderate POAG (defined by a mean deviation score between − 3 and − 12 dB) uncontrolled on topical therapy; medicated IOP ≥ 18 and ≤ 33 mmHg; use of one to four topical IOP-lowering medications; area of healthy, free, and mobile conjunctiva in the target quadrant; Shaffer angle grade ≥ 3 in the target quadrant; ≥ 18 years of age; signed written informed consent; and availability, willingness, and sufficient cognitive awareness to comply with the examination procedures and schedule.
Exclusion criteria included a diagnosis of any glaucoma other than POAG; prior incisional glaucoma surgery (prior iridotomy was acceptable if angles were open); prior cataract surgery in the study eye ≤ 3 months before study treatment; presence of scarring, prior surgery, or other pathologies in the conjunctiva (target quadrant); history of corneal surgery/disease; central corneal thickness ≤ 490 or ≥ 620 μm; presence of vitreous in the anterior chamber; presence of intraocular silicone oil; clinically significant inflammation or infection in the study eye within 30 days prior to the preoperative visit; active ophthalmic disease/disorder that could confound study results; impaired episcleral venous drainage; and known or suspected allergy/sensitivity to drugs required for the implantation (including anesthesia), or any of the device components (e.g., bovine or porcine products, and glutaraldehyde).
Both eyes could be implanted (study eyes) provided they met the eligibility criteria and surgeries for each eye were performed at least 30 days apart.
Perioperative procedures
The gelatin implant was placed ab interno either as a stand-alone procedure (implant alone) or in combination with cataract surgery (phaco + implant), based on whether the surgeon and patient deemed cataract surgery necessary at the time of glaucoma surgery.
Consistent with typical clinical practice, investigators could adjust the preoperative medication regimen as believed necessary/appropriate. Recommendations included a topical steroid (prednisolone acetate 1% or equivalent, or benzalkonium chloride [BAK]-free difluprednate 0.05%) four times daily (QID) in the study eye one week before surgery, and a topical antibiotic (fluoroquinolone or equivalent, preferably BAK-free) QID on day − 1 (preoperative). Topical (in the study eye) or systemic IOP-lowering medications were to be suspended on day 0 (surgery day). The surgery was performed using standard ophthalmic operating techniques and perioperative medications (including anesthesia), as customary for the investigator. Adjunctive antifibrotic therapy was administered pre-/perioperatively via subconjunctival injection, at the surgeon’s discretion (including type and dose).
In the implant alone group, an ab interno approach (described by Vera and Horvath [
8]) was used to place the gelatin stent, connecting the anterior chamber to the subconjunctival space. General surgical steps for implantation included creating temporal clear corneal main and side port incisions; filling the anterior chamber with cohesive viscoelastic; inserting the needle tip of the injector through the main incision and advancing across the anterior chamber (toward the superior-nasal quadrant), with needle entry at the desired angle position and advancement through the sclera using a second instrument at the side port to provide stabilization and counterforce; visualizing the needle and needle tip bevel in the subconjunctival space; deploying the gelatin stent; removing the injector and viscoelastic; pressurizing the anterior chamber; and creating a subconjunctival bleb with a balanced salt solution. All incisions were hydrated at the end of the surgery. The target for an ideally positioned stent was 1 mm in the anterior chamber, 2 mm in the scleral tunnel, and 3 mm in the subconjunctival space. If incorrectly positioned, the device could be adjusted or exchanged.
In the phaco + implant group, phacoemulsification was performed and an intraocular lens was inserted, followed by placement of the gelatin implant if the cataract surgery was successful and uncomplicated. If complications that could potentially impact the study results (such as corneal burn, vitreous loss requiring vitrectomy, and placement of an anterior chamber lens) occurred during cataract surgery, the eye was withdrawn from the study.
The postoperative treatment regimen was per investigator’s discretion. Recommendations included topical antibiotic (fluoroquinolone or equivalent, preferably BAK-free) QID for 1 week, as well as topical steroid (prednisolone acetate 1% or equivalent, or BAK-free difluprednate 0.05%) QID for ≤ 4 weeks and titrated thereafter based on clinical assessment of postoperative inflammation. If a patient required further IOP lowering postoperatively, the investigator had the option of reintroducing ocular hypotensive medications in a step-wise fashion (i.e., 1 drug class at a time) and/or needling the bleb. Consistent with the American Academy of Ophthalmology’s Preferred Practice Pattern Guidelines [
1], needling was part of the standard postoperative care to improve aqueous flow and lower IOP based on the investigator’s clinical assessment of bleb function. Consistent with other recent studies [
18,
19], needling was not considered an adverse event (AE) or glaucoma-related secondary surgical intervention (SSI) but was documented as a postoperative procedure; it could be performed at any point in the postoperative period, as believed necessary by the investigator. No specific protocol was mandated, and use of an antifibrotic agent at the time of needling was also left to the investigator’s discretion.
Assessments
Postoperative visits were scheduled at day 1, weeks 1 and 2, and months 1, 3, 6, 9, 12, 18, and 24. IOP was determined at medicated baseline and each postoperative visit using Goldmann applanation tonometry and a masked, two-person method [
20]; two consecutive measurements were taken, followed by a third if the first two differed by ≥ 3 mmHg. The average or median IOP was used for analysis, depending on whether two or three measurements were taken, respectively. Use of topical IOP-lowering medications was assessed at baseline and all postoperative visits.
Safety assessments included intraoperative complications (day 0 only), monocular best-corrected visual acuity—measured in Snellen (at all postoperative visits except day 1) and converted into logMAR for analysis, slit-lamp biomicroscopy, and postoperative AEs (at each postoperative visit). AEs of interest, such as shallow anterior chamber with iridocorneal touch, choroidal effusion, macular edema, macular folds, corneal erosion, and corneal edema, were specifically assessed and documented. Ophthalmoscopy (cup/disc ratio), pachymetry (central corneal thickness), and visual field (mean deviation) were assessed at baseline, month 12, and month 24.
Outcomes and analyses
All effectiveness analyses were performed using the modified intent-to-treat (mITT) population (i.e., all enrolled eyes [with verified informed consent documentation] that received an implant and met the IOP and IOP-lowering medication count inclusion criteria). The primary effectiveness outcomes were the changes in mean IOP and mean number of topical IOP-lowering medications in the study eyes from baseline to month 12; these parameters were also assessed at all other postoperative visits up to 24 months (secondary effectiveness outcomes).
Clinical success was defined as achieving ≥ 20% IOP reduction on the same or fewer IOP-lowering medications at month 12 (or 24), compared with baseline, without glaucoma-related SSI (which did not include needling) or intention to be converted to another procedure during the study.
Other effectiveness outcomes included the mean IOP and mean IOP-lowering medication count (topical) at each study visit, as well as the proportion of eyes achieving specific target IOPs, proportion of topical medication-free eyes and their mean IOP, proportion of eyes requiring needling, along with the mean number of needling procedures per eye, number of eyes with 1, 2, 3, or > 3 needling procedures, overall needling rate, needling rate by site, and clinical success rate in needled eyes, at 12 and 24 months. The median needling rate was also calculated based on the month-24 needling rate for each site. AEs were summarized by counts and percentages, using the safety population (i.e., all eyes enrolled in the study that received the gelatin implant). Descriptive statistics were used to summarize all endpoints in the overall population, based on observed data (i.e., without imputation for missing data). Statistical testing was also performed to compare the changes from baseline in mean IOP and mean IOP-lowering medication count at months 12 and 24 between treatment groups. Because 19 patients had both eyes treated, a random effect model [
21] was used to adjust for correlation between those eyes. Analysis was also performed using only one eye per patient (i.e., the first treated eye). In addition, the differences in needling procedures per eye between groups were analyzed using the modified Wilcoxon rank-sum test (adjusting for correlation [
22]). All analyses were generated using the SAS® software version 9.3 (SAS Institute Inc., Cary, NC, USA).
Enrollment of up to 200 eyes was planned; due to unknown variability of the procedure’s effect on IOP, a formal calculation of sample size was not performed. The study was remotely monitored using a risk-based monitoring approach with one onsite visit at the end of the study. Although an interim analysis at 12 months was performed as planned and interim data cuts presented in scientific meetings (listed above), reported herein is the final analysis, performed after completion of the 24-month visit.
Discussion
This prospective, 24-month, non-randomized, open-label, multicenter study conducted in typical clinical settings assessed the long-term effectiveness and safety of the gelatin implant in patients with POAG uncontrolled on topical IOP-lowering medications. Mean IOP was reduced from 21.4 (3.6) (medicated baseline) to 14.9 (4.5) mmHg at month 12 and 15.2 (4.2) mmHg at month 24; the mean IOP-lowering medication count decreased from 2.7 (0.9) at baseline to 0.9 (1.1) at month 12 and 1.1 (1.2) at month 24. Similar results were observed in both treatment groups at all postoperative visits up to 24 months (
P > 0.4, between-group comparisons). In addition, no differences in outcomes were noted at 24 months in pseudophakic eyes that received the implant alone, compared with the overall implant alone group and the phaco + implant group. These findings are consistent with other reports of studies with this device, including the US pivotal trial in refractory glaucoma [
23], as well as independent, retrospective [
14,
17,
18,
24‐
26] and prospective [
12,
13,
15,
16,
19,
27‐
29] studies in glaucoma, showing effectiveness at 1 year. Among those, a prospective, open-label study of the implant used alone or in combination with cataract surgery (
N = 149 eyes) [
16] showed that the mean medicated IOP and mean number of medications decreased from 20.0 (7.1) mmHg and 1.9 (1.3) at baseline to 13.9 (4.3) mmHg (
P < 0.01) and 0.5 (0.8) (
P < 0.001) at 1 year, respectively. In our study, the mean percentage change in IOP from medicated baseline was − 29.3% at month 12, consistent with those published by Mansouri et al. (31% reduction) [
16] and Grover et al. (35.6% reduction) [
23], for example.
Although the patient populations and mode of administration of adjunctive antifibrotic therapy differed in the study by Grover et al. [
23], the one by Mansouri et al. [
16], and ours, the effectiveness of the gel stent in reducing IOP and need for IOP-lowering medications appear similar. In addition, our results not only demonstrate continued effectiveness of the gelatin implant at 2 years, with a mean % IOP reduction of 27.8%, but also show strikingly stable IOP values from month 1 to 2 years (despite a small, expected elevation at month 3 that may correlate with the median time to first needling). The clinical success rate also remained stable between months 12 (67.6%) and 24 (65.8%), further supporting the long-term effectiveness of the gelatin implant. Overall, 60.7 and 62.7% had IOP ≤ 15 mmHg at 12 and 24 months, respectively. It is also notable that the results were comparable whether implantation was performed as a stand-alone procedure or in combination with cataract surgery.
Needling can be an effective intervention in the postoperative management of gelatin stent implantation to restore bleb function, in line with recommendations by the American Academy of Ophthalmology after trabeculectomy [
1]. There was variation in needling rate between study sites, as evidenced by the difference between the overall needling rate and the median needling rate. Overall, 41.1% of eyes underwent at least one needling procedure (74.7% [
n = 62/83] occurring within the first 6 months post-surgery), and 44.6% of the needled eyes achieved clinical success criteria at month 24, with comparable results in both treatment groups.
The study results are also clinically relevant when compared with other MIGS devices. For instance, in a 2-year pivotal trial, no statistically significant difference in mean IOP reduction from a washed-out baseline was reported at 24 months between patients who received the trabecular micro-bypass stent during cataract surgery (mean IOP: 18.6 [3.4] mmHg at baseline, 17.1 [2.9] mmHg at 24 months) and those who underwent cataract surgery alone (mean IOP: 17.9 [3.0] mmHg at baseline, 17.8 [3.3] mmHg at 24 months) [
30]. Similarly, the mean number of IOP-lowering medications used at 24 months was not statistically significantly different between treatment groups [
30], suggesting limited long-term effectiveness of the device. We did not expect to see additional IOP lowering in the phaco + implant group, because many studies looking at trabeculectomy and phaco-trabeculectomy have shown comparable IOP lowering with both procedures [
31‐
38]. Both phacoemulsification and trabeculectomy techniques have evolved, which might explain why more recent papers report no differences in outcomes between trabeculectomy alone vs combined with phacoemulsification. The gelatin stent relies on a similar outflow pathway as trabeculectomy [
39‐
41], but is a much less invasive procedure and provides a more controlled outflow; these factors likely explain the lack of differences between the two groups observed in our study.
How the effectiveness of the trabecular micro-bypass stent compares with that of the gelatin implant remains to be determined because the primary and secondary outcomes in studies of the trabecular micro-bypass stent assessed IOP lowering from unmedicated/washed-out baseline [
10,
30]. In our study, eyes did not undergo washout before surgery, so the baseline IOP was expectedly lower. Also, most patients included in this study had moderate POAG, with an average visual field mean deviation of − 8.0 dB, compared with − 3.9 dB in the trabecular micro-bypass study [
10,
30].
In studies of trabeculectomy, the gold standard for filtering surgery in open-angle glaucoma, effective IOP lowering to low teens was reported, but this was associated with significant AEs. Although the Tube versus Trabeculectomy study did not report outcomes at 2 years, results at 1 [
42] and 3 years [
43] showed that 57 and 60% of patients in the trabeculectomy arm experienced postoperative complications, respectively, compared with 29.8% at 2 years in our study. In a retrospective study that evaluated the outcomes and risk factors for failure of the gelatin stent versus trabeculectomy [
24], both procedures had a 75% survival of approximately 10 months without medications or additional surgery (complete success) and > 2 years with add-on medications or laser trabeculoplasty (qualified success). Notably, one quarter and one third of eyes treated with the gelatin stent and trabeculectomy, respectively, were receiving glaucoma medications at the last recorded visit [
24].
In line with the increasing trend of subconjunctival injection of MMC in trabeculectomy, all eyes implanted in this study received subconjunctival antifibrotic injection (range: 10–80 μg for MMC; two patients received 500-μg 5-FU) to allow precise dosing, compared with the traditional sponge method [
44,
45]. The study thus adds to the prospective data on the perioperative administration of MMC by subconjunctival injection with implantation of the gelatin stent, at dosages aligned with expert recommendations (10–40 μg) [
46].
The device exhibited an acceptable safety profile. All cases of hypotony (defined as IOP < 6 mmHg) were self-limited and self-resolved within 1 month of surgery, similar to what was reported by Grover et al. [
23]. Low IOP in the immediate post-implantation period seems less likely to lead to clinical hypotony-related complications, compared with similar IOP after trabeculectomy, and thus may be amenable to observation without immediate intervention [
8,
47]. Although SAEs were rare during the 2-year study, the isolated case of endophthalmitis underscores the need for ongoing care and monitoring of patients following glaucoma filtering procedures, even when IOP is well controlled post-surgery.
Potential study limitations include some variability in the perioperative regimens, which may have impacted the study outcomes. Current recommendations from surgeons experienced with the gelatin stent suggest that preoperative preparation of the conjunctiva and ocular surface, placement closer to the 12 o’clock position, avoiding penetration of Schlemm’s canal during implantation, making sure that the implant is free and mobile under the conjunctiva at the end of surgery, and achieving specific target IOP on day 1 or a low week-1 delta IOP, among others, may help optimize outcomes; most, however, were not published and thus not implemented during this study [
46]. At the time of initiation of this study, the gelatin stent was very new on the market and no best practices were established, so the study results also reflect the investigators’ learning curve with the surgery [
46] and the variation in pre- and postoperative regimens associated with typical clinical settings. Another potential limitation is the fact that < 5% of the study population was of Asian and Black/African ethnicity (reported to have a higher risk of failure with trabeculectomy) [
48‐
50]. Nevertheless, the results of this study demonstrate a favorable risk/benefit profile when compared with those published for more invasive surgeries like tube/trabeculectomy. Our findings are generalizable to eyes with POAG uncontrolled with topical hypotensive agents and provide evidence that can help clinical decision making.
As first surgical intervention, the gelatin implant was effective over 2 years in reducing both IOP and medication needs in patients with moderate POAG uncontrolled topically, with an acceptable safety profile. Used alone or in combination with cataract surgery, the gelatin implant lends itself to use earlier in the treatment paradigm, offering a minimally invasive surgical alternative for patients with target IOP in the mid-low teens who are uncontrolled on topical therapy or whose quality of life is low on topical polytherapy, as well as those who are non-adherent or intolerant to topical therapy.
Acknowledgments
The authors would like to recognize the contributions of Zhanying Bai, M.S. and Charlie Wu, M.S. (employees of Allergan) for their support with the statistical analyses and programming, Andrew Shirlaw, M.S. (employee of Allergan) for his contribution to study project management, as well as Mini Balaram, M.D. (employee of Allergan) for her contribution to the manuscript development.
Writing/editorial assistance was provided to the authors by Michele Jacob, Ph.D., CMPP, of Evidence Scientific Solutions, Inc. (Philadelphia, Pennsylvania) and funded by Allergan plc (Dublin, Ireland). All authors met the ICMJE authorship criteria. Neither honoraria nor payments were made for authorship.
APEX Study Group
Ejaz Ansari, M.D. (Maidstone Hospital, Eye, Ear, and Mouth Unit, Maidstone Kent, England). Leon Au, M.D. (Department of Eye Research, Manchester Royal Eye Hospital, Manchester, England). Keith Barton, M.D., CP FCRS, FRCOphth (Moorfields Eye Hospital, London, England). H. Burkhard Dick, M.D., Ph.D., FEBOS-CR (University Eye Clinic Bochum, Bochum, Germany). Luis Cadarso, M.D. (Ophthalmology Department, Clínica Oftalmológica Dr. Cadarso, Pontevedra, Spain). Antonio Fea, M.D. (Instituto di Fisiopatologia Clinica, Clinica Oculistica, Universita’ di Torino, Torino, Italy). Fritz Hengerer, M.D. (Klinik für Augenheilkunde, Frankfurt, Germany). Helmut Höh, M.D., FEBO (Department of Ophthalmology, Dietrich-Bonhoeffer-Klinikum, Neubrandenburg, Germany). Cosme Lavin-Dapena, M.D. (Hospital Universitario La Paz, Madrid, Spain). Kin Sheng Lim, MBChB, M.D., FRCOphth (Ophthalmology Department, St Thomas’ Hospital, London, England). Giorgio Marchini, M.D. (University Eye Clinic, Department of Neurological and Movement Sciences, University of Verona, Verona, Italy). Imran Masood, M.D. (Birmingham Midland Eye Theaters, West Midlands, England). Georg Mossböck, M.D. (Medical University Graz, Graz, Austria). Madhu Nagar, M.D. (Clinical Research Team, Pinderfields Hospital, Wakefield, England). Marco Nardi, M.D. (University of Pisa, Pisa, Italy). Herbert Reitsamer, M.D. (Department of Ophthalmology and Optometry, University Clinic Salzburg, SALK/Paracelsus Medical University, Salzburg, Austria). Marek Rękas, M.D., Ph.D. (Ophthalmology Department of the Military Health Service Institute, Warsaw, Poland). Tarek Shaarawy, M.D. (University of Geneva, Geneva, Switzerland). Ingeborg Stalmans, M.D., Ph.D. (Department of Ophthalmology, University Hospitals UZ Leuven, Leuven, Belgium). Miguel Teus, M.D. (Hospital Universitario Principe de Asturias, Madrid, Spain). Clemens Vass, M.D. (Vienna University, Vienna, Austria).
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