Skip to main content
Erschienen in: Dysphagia 5/2015

01.10.2015 | Original Article

Swallowing Tablets and Capsules Increases the Risk of Penetration and Aspiration in Patients with Stroke-Induced Dysphagia

verfasst von: Julia T. Schiele, Heike Penner, Hendrik Schneider, Renate Quinzler, Gabriele Reich, Nikolai Wezler, William Micol, Peter Oster, Walter E. Haefeli

Erschienen in: Dysphagia | Ausgabe 5/2015

Einloggen, um Zugang zu erhalten

Abstract

We evaluated the prevalence of difficulties swallowing solid dosage forms in patients with stroke-induced dysphagia and whether swallowing tablets/capsules increases their risk of penetration and aspiration. Concurrently, we explored whether routinely performed assessment tests help identify patients at risk. Using video endoscopy, we evaluated how 52 patients swallowed four different placebos (round, oval, and oblong tablets and a capsule) with texture-modified water (TMW, pudding consistency) and milk and rated their swallowing performance according to the Penetration Aspiration Scale (PAS). Additionally, Daniels Test, Bogenhausener Dysphagiescore, Scandinavian Stroke Scale, Barthel Index, and Tinetti’s Mobility Test were conducted. A substantial proportion of the patients experienced severe difficulties swallowing solid oral dosage forms (TMW: 40.4 %, milk: 43.5 %). Compared to the administration of TMW/milk alone, the placebos increased the PAS values in the majority of the patients (TMW: median PAS from 1.5 to 2.0; milk: median PAS from 1.5 to 2.5, each p value <0.0001) and residue values were significantly higher (p < 0.05). Whereas video-endoscopic examination reliably identified patients with difficulties swallowing medication, neither patients’ self-evaluation nor one of the routinely performed bedside tests did. Therefore, before video-endoscopic evaluation, many drugs were modified unnecessarily and 20.8 % of these were crushed inadequately, although switching to another dosage form or drug would have been possible. Hence, safety and effectiveness of swallowing tablets and capsules should be evaluated routinely in video-endoscopic examinations, tablets/capsules should rather be provided with TMW than with milk, and the appropriateness of “non per os except medication” orders for dysphagic stroke patients should be questioned.
Literatur
1.
Zurück zum Zitat Schiele JT, Quinzler R, Klimm HD, Pruszydlo MG, Haefeli WE. Difficulties swallowing solid oral dosage forms in a general practice population: prevalence, causes, and relationship to dosage forms. Eur J Clin Pharmacol. 2013;69:937–48.CrossRefPubMed Schiele JT, Quinzler R, Klimm HD, Pruszydlo MG, Haefeli WE. Difficulties swallowing solid oral dosage forms in a general practice population: prevalence, causes, and relationship to dosage forms. Eur J Clin Pharmacol. 2013;69:937–48.CrossRefPubMed
2.
Zurück zum Zitat Andersen O, Zweidorff OK, Hjelde T, Rodland EA. Problems when swallowing tablets. A questionnaire study from general practice. Tidsskr Nor Laegeforen. 1995;115:947–9.PubMed Andersen O, Zweidorff OK, Hjelde T, Rodland EA. Problems when swallowing tablets. A questionnaire study from general practice. Tidsskr Nor Laegeforen. 1995;115:947–9.PubMed
4.
Zurück zum Zitat Kelly J, Wright D. Administering medication to adult patients with dysphagia: part 2. Nurs Stand. 2010;24:61–8.CrossRefPubMed Kelly J, Wright D. Administering medication to adult patients with dysphagia: part 2. Nurs Stand. 2010;24:61–8.CrossRefPubMed
5.
Zurück zum Zitat Martino R, Foley N, Bhogal S, Diamant N, Speechley M, Teasell R. Dysphagia after stroke: incidence, diagnosis, and pulmonary complications. Stroke. 2005;36:2756–63.CrossRefPubMed Martino R, Foley N, Bhogal S, Diamant N, Speechley M, Teasell R. Dysphagia after stroke: incidence, diagnosis, and pulmonary complications. Stroke. 2005;36:2756–63.CrossRefPubMed
6.
Zurück zum Zitat Smithard DG, Smeeton NC, Wolfe CD. Long-term outcome after stroke: does dysphagia matter? Age Ageing. 2007;36:90–4.CrossRefPubMed Smithard DG, Smeeton NC, Wolfe CD. Long-term outcome after stroke: does dysphagia matter? Age Ageing. 2007;36:90–4.CrossRefPubMed
7.
Zurück zum Zitat Cichero JA, Altman KW. Definition, prevalence and burden of oropharyngeal dysphagia: a serious problem among older adults worldwide and the impact on prognosis and hospital resources. Nestle Nutr Inst Workshop Ser. 2012;72:1–11.CrossRefPubMed Cichero JA, Altman KW. Definition, prevalence and burden of oropharyngeal dysphagia: a serious problem among older adults worldwide and the impact on prognosis and hospital resources. Nestle Nutr Inst Workshop Ser. 2012;72:1–11.CrossRefPubMed
8.
Zurück zum Zitat Carnaby-Mann G, Crary M. Pill swallowing by adults with dysphagia. Arch Otolaryngol Head Neck Surg. 2005;131:970–5.CrossRefPubMed Carnaby-Mann G, Crary M. Pill swallowing by adults with dysphagia. Arch Otolaryngol Head Neck Surg. 2005;131:970–5.CrossRefPubMed
9.
Zurück zum Zitat Leder SB, Lerner MZ. Nil per os except medications order in the dysphagic patient. QJM. 2013;106:71–5.CrossRefPubMed Leder SB, Lerner MZ. Nil per os except medications order in the dysphagic patient. QJM. 2013;106:71–5.CrossRefPubMed
10.
Zurück zum Zitat David S, Merscher S, Schmidt-Guertler H, Kielstein JT, Kirchhoff T, Meier M. A bitter pill to swallow. Clin Nephrol. 2009;72:319–21.CrossRefPubMed David S, Merscher S, Schmidt-Guertler H, Kielstein JT, Kirchhoff T, Meier M. A bitter pill to swallow. Clin Nephrol. 2009;72:319–21.CrossRefPubMed
11.
Zurück zum Zitat Cleary JD, Evans PC, Hikal AH, Chapman SW. Administration of crushed extended-release pentoxifylline tablets: bioavailability and adverse effects. Am J Health Syst Pharm. 1999;56:1529–34.PubMed Cleary JD, Evans PC, Hikal AH, Chapman SW. Administration of crushed extended-release pentoxifylline tablets: bioavailability and adverse effects. Am J Health Syst Pharm. 1999;56:1529–34.PubMed
12.
Zurück zum Zitat Kelly J, Wright D. Administering medication to adult patients with dysphagia. Nurs Stand. 2009;23:62–8.CrossRefPubMed Kelly J, Wright D. Administering medication to adult patients with dysphagia. Nurs Stand. 2009;23:62–8.CrossRefPubMed
13.
Zurück zum Zitat Stubbs J, Haw C, Dickens G. Dose form modification—a common but potentially hazardous practice. A literature review and study of medication administration to older psychiatric inpatients. Int Psychogeriatr. 2008;20:616–27.PubMed Stubbs J, Haw C, Dickens G. Dose form modification—a common but potentially hazardous practice. A literature review and study of medication administration to older psychiatric inpatients. Int Psychogeriatr. 2008;20:616–27.PubMed
14.
Zurück zum Zitat Barer DH. The natural history and functional consequences of dysphagia after hemispheric stroke. J Neurol Neurosurg Psychiatry. 1989;52:236–41.PubMedCentralCrossRefPubMed Barer DH. The natural history and functional consequences of dysphagia after hemispheric stroke. J Neurol Neurosurg Psychiatry. 1989;52:236–41.PubMedCentralCrossRefPubMed
15.
Zurück zum Zitat Meng NH, Wang TG, Lien IN. Dysphagia in patients with brainstem stroke: incidence and outcome. Am J Phys Med Rehabil. 2000;79:170–5.CrossRefPubMed Meng NH, Wang TG, Lien IN. Dysphagia in patients with brainstem stroke: incidence and outcome. Am J Phys Med Rehabil. 2000;79:170–5.CrossRefPubMed
16.
Zurück zum Zitat Mann G, Hankey GJ, Cameron D. Swallowing disorders following acute stroke: prevalence and diagnostic accuracy. Cerebrovasc Dis. 2000;10:380–6.CrossRefPubMed Mann G, Hankey GJ, Cameron D. Swallowing disorders following acute stroke: prevalence and diagnostic accuracy. Cerebrovasc Dis. 2000;10:380–6.CrossRefPubMed
17.
Zurück zum Zitat Smithard DG, O’Neill PA, Parks C, Morris J. Complications and outcome after acute stroke. Does dysphagia matter? Stroke. 1996;27:1200–4.CrossRefPubMed Smithard DG, O’Neill PA, Parks C, Morris J. Complications and outcome after acute stroke. Does dysphagia matter? Stroke. 1996;27:1200–4.CrossRefPubMed
18.
Zurück zum Zitat Kelly J, D’Cruz G, Wright D. Patients with dysphagia: experiences of taking medication. J Adv Nurs. 2010;66:82–91.CrossRefPubMed Kelly J, D’Cruz G, Wright D. Patients with dysphagia: experiences of taking medication. J Adv Nurs. 2010;66:82–91.CrossRefPubMed
19.
Zurück zum Zitat Daniels SK, MacAdam CP, Brailey K, Foundas AL. Clinical assessment of swallowing and prediction of dysphagia severity. Am J Speech Lang Pathol. 1997;6:17–24.CrossRef Daniels SK, MacAdam CP, Brailey K, Foundas AL. Clinical assessment of swallowing and prediction of dysphagia severity. Am J Speech Lang Pathol. 1997;6:17–24.CrossRef
21.
Zurück zum Zitat Langmore SE, Schatz K, Olsen N. Fiberoptic endoscopic examination of swallowing safety: a new procedure. Dysphagia. 1988;2:216–9.CrossRefPubMed Langmore SE, Schatz K, Olsen N. Fiberoptic endoscopic examination of swallowing safety: a new procedure. Dysphagia. 1988;2:216–9.CrossRefPubMed
22.
Zurück zum Zitat Troche MS, Sapienza CM, Rosenbek JC. Effects of bolus consistency on timing and safety of swallow in patients with Parkinson’s disease. Dysphagia. 2008;23:26–32.CrossRefPubMed Troche MS, Sapienza CM, Rosenbek JC. Effects of bolus consistency on timing and safety of swallow in patients with Parkinson’s disease. Dysphagia. 2008;23:26–32.CrossRefPubMed
23.
Zurück zum Zitat Leder SB, Judson BL, Sliwinski E, Madson L. Promoting safe swallowing when puree is swallowed without aspiration but thin liquid is aspirated: nectar is enough. Dysphagia. 2013;28:58–62.CrossRefPubMed Leder SB, Judson BL, Sliwinski E, Madson L. Promoting safe swallowing when puree is swallowed without aspiration but thin liquid is aspirated: nectar is enough. Dysphagia. 2013;28:58–62.CrossRefPubMed
24.
Zurück zum Zitat Kuhlemeier KV, Palmer JB, Rosenberg D. Effect of liquid bolus consistency and delivery method on aspiration and pharyngeal retention in dysphagia patients. Dysphagia. 2001;16:119–22.CrossRefPubMed Kuhlemeier KV, Palmer JB, Rosenberg D. Effect of liquid bolus consistency and delivery method on aspiration and pharyngeal retention in dysphagia patients. Dysphagia. 2001;16:119–22.CrossRefPubMed
25.
Zurück zum Zitat Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetration-aspiration scale. Dysphagia. 1996;11:93–8.CrossRefPubMed Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetration-aspiration scale. Dysphagia. 1996;11:93–8.CrossRefPubMed
26.
Zurück zum Zitat Kelly AM, Drinnan MJ, Leslie P. Assessing penetration and aspiration: how do videofluoroscopy and fiberoptic endoscopic evaluation of swallowing compare? Laryngoscope. 2007;117:1723–7.CrossRefPubMed Kelly AM, Drinnan MJ, Leslie P. Assessing penetration and aspiration: how do videofluoroscopy and fiberoptic endoscopic evaluation of swallowing compare? Laryngoscope. 2007;117:1723–7.CrossRefPubMed
27.
Zurück zum Zitat Leder SB, Murray JT. Fiberoptic endoscopic evaluation of swallowing. Phys Med Rehabil Clin N Am. 2008;19:787–801, viii–ix. Leder SB, Murray JT. Fiberoptic endoscopic evaluation of swallowing. Phys Med Rehabil Clin N Am. 2008;19:787–801, viii–ix.
28.
Zurück zum Zitat Badenduck LA, Matthews TW, McDonough A, Dort JC, Wiens K, Kettner R, et al. Fiber-optic endoscopic evaluation of swallowing to assess swallowing outcomes as a function of head position in a normal population. J Otolaryngol Head Neck Surg. 2014;43:9.PubMedCentralCrossRefPubMed Badenduck LA, Matthews TW, McDonough A, Dort JC, Wiens K, Kettner R, et al. Fiber-optic endoscopic evaluation of swallowing to assess swallowing outcomes as a function of head position in a normal population. J Otolaryngol Head Neck Surg. 2014;43:9.PubMedCentralCrossRefPubMed
29.
Zurück zum Zitat Scandinavian Stroke Group. Multicenter trial of hemodilution in ischemic stroke—background and study protocol. Scandinavian Stroke Study Group. Stroke. 1985;16:885–90.CrossRef Scandinavian Stroke Group. Multicenter trial of hemodilution in ischemic stroke—background and study protocol. Scandinavian Stroke Study Group. Stroke. 1985;16:885–90.CrossRef
30.
Zurück zum Zitat Mahoney FI, Barthel DW. Functional evaluation: the Barthel Index. Md State Med J. 1965;14:61–5.PubMed Mahoney FI, Barthel DW. Functional evaluation: the Barthel Index. Md State Med J. 1965;14:61–5.PubMed
31.
Zurück zum Zitat Tinetti ME. Performance-oriented assessment of mobility problems in elderly patients. J Am Geriatr Soc. 1986;34:119–26.CrossRefPubMed Tinetti ME. Performance-oriented assessment of mobility problems in elderly patients. J Am Geriatr Soc. 1986;34:119–26.CrossRefPubMed
32.
Zurück zum Zitat Hind JA, Nicosia MA, Roecker EB, Carnes ML, Robbins J. Comparison of effortful and noneffortful swallows in healthy middle-aged and older adults. Arch Phys Med Rehabil. 2001;82:1661–5.CrossRefPubMed Hind JA, Nicosia MA, Roecker EB, Carnes ML, Robbins J. Comparison of effortful and noneffortful swallows in healthy middle-aged and older adults. Arch Phys Med Rehabil. 2001;82:1661–5.CrossRefPubMed
33.
Zurück zum Zitat Molfenter SM, Steele CM. The relationship between residue and aspiration on the subsequent swallow: an application of the normalized residue ratio scale. Dysphagia. 2013;28:494–500.CrossRefPubMed Molfenter SM, Steele CM. The relationship between residue and aspiration on the subsequent swallow: an application of the normalized residue ratio scale. Dysphagia. 2013;28:494–500.CrossRefPubMed
34.
Zurück zum Zitat Eisenhuber E, Schima W, Schober E, Pokieser P, Stadler A, Scharitzer M, et al. Videofluoroscopic assessment of patients with dysphagia: pharyngeal retention is a predictive factor for aspiration. AJR Am J Roentgenol. 2002;178:393–8.CrossRefPubMed Eisenhuber E, Schima W, Schober E, Pokieser P, Stadler A, Scharitzer M, et al. Videofluoroscopic assessment of patients with dysphagia: pharyngeal retention is a predictive factor for aspiration. AJR Am J Roentgenol. 2002;178:393–8.CrossRefPubMed
35.
Zurück zum Zitat Saitoh E, Shibata S, Matsuo K, Baba M, Fujii W, Palmer JB. Chewing and food consistency: effects on bolus transport and swallow initiation. Dysphagia. 2007;22:100–7.CrossRefPubMed Saitoh E, Shibata S, Matsuo K, Baba M, Fujii W, Palmer JB. Chewing and food consistency: effects on bolus transport and swallow initiation. Dysphagia. 2007;22:100–7.CrossRefPubMed
36.
Zurück zum Zitat Kang SH, Kim DK, Seo KM, Seo JH. Usefulness of videofluoroscopic swallow study with mixed consistency food for patients with stroke or other brain injuries. J Korean Med Sci. 2011;26:425–30.PubMedCentralCrossRefPubMed Kang SH, Kim DK, Seo KM, Seo JH. Usefulness of videofluoroscopic swallow study with mixed consistency food for patients with stroke or other brain injuries. J Korean Med Sci. 2011;26:425–30.PubMedCentralCrossRefPubMed
37.
Zurück zum Zitat Ekberg O, Feinberg MJ. Altered swallowing function in elderly patients without dysphagia: radiologic findings in 56 cases. AJR Am J Roentgenol. 1991;156:1181–4.CrossRefPubMed Ekberg O, Feinberg MJ. Altered swallowing function in elderly patients without dysphagia: radiologic findings in 56 cases. AJR Am J Roentgenol. 1991;156:1181–4.CrossRefPubMed
38.
Zurück zum Zitat Yin OQ, Rudoltz M, Galetic I, Filian J, Krishna A, Zhou W, et al. Effects of yogurt and applesauce on the oral bioavailability of nilotinib in healthy volunteers. J Clin Pharmacol. 2011;51:1580–6.CrossRefPubMed Yin OQ, Rudoltz M, Galetic I, Filian J, Krishna A, Zhou W, et al. Effects of yogurt and applesauce on the oral bioavailability of nilotinib in healthy volunteers. J Clin Pharmacol. 2011;51:1580–6.CrossRefPubMed
39.
Zurück zum Zitat Wells KA, Losin WG. In vitro stability, potency, and dissolution of duloxetine enteric-coated pellets after exposure to applesauce, apple juice, and chocolate pudding. Clin Ther. 2008;30:1300–8.CrossRefPubMed Wells KA, Losin WG. In vitro stability, potency, and dissolution of duloxetine enteric-coated pellets after exposure to applesauce, apple juice, and chocolate pudding. Clin Ther. 2008;30:1300–8.CrossRefPubMed
40.
Zurück zum Zitat Neuvonen PJ, Kivisto KT, Lehto P. Interference of dairy products with the absorption of ciprofloxacin. Clin Pharmacol Ther. 1991;50:498–502.CrossRefPubMed Neuvonen PJ, Kivisto KT, Lehto P. Interference of dairy products with the absorption of ciprofloxacin. Clin Pharmacol Ther. 1991;50:498–502.CrossRefPubMed
41.
Zurück zum Zitat Smith CH, Logemann JA, Burghardt WR, Zecker SG, Rademaker AW. Oral and oropharyngeal perceptions of fluid viscosity across the age span. Dysphagia. 2006;21:209–17.CrossRefPubMed Smith CH, Logemann JA, Burghardt WR, Zecker SG, Rademaker AW. Oral and oropharyngeal perceptions of fluid viscosity across the age span. Dysphagia. 2006;21:209–17.CrossRefPubMed
42.
Zurück zum Zitat Niemann D, Bertsche A, Meyrath D, Koepf ED, Traiser C, Seebald K, et al. A prospective three-step intervention study to prevent medication errors in drug handling in paediatric care. J Clin Nurs. 2015;24:101–14.CrossRefPubMed Niemann D, Bertsche A, Meyrath D, Koepf ED, Traiser C, Seebald K, et al. A prospective three-step intervention study to prevent medication errors in drug handling in paediatric care. J Clin Nurs. 2015;24:101–14.CrossRefPubMed
43.
Zurück zum Zitat Bourdenet G, Giraud S, Artur M, Dutertre S, Dufour M, Lefebvre-Caussin M, et al. Impact of recommendations on crushing medications in geriatrics: from prescription to administration. Fundam Clin Pharmacol. 2015;29:316–20.CrossRefPubMed Bourdenet G, Giraud S, Artur M, Dutertre S, Dufour M, Lefebvre-Caussin M, et al. Impact of recommendations on crushing medications in geriatrics: from prescription to administration. Fundam Clin Pharmacol. 2015;29:316–20.CrossRefPubMed
44.
Zurück zum Zitat Bennett JW, Van Lieshout PH, Pelletier CA, Steele CM. Sip-sizing behaviors in natural drinking conditions compared to instructed experimental conditions. Dysphagia. 2009;24:152–8.CrossRefPubMed Bennett JW, Van Lieshout PH, Pelletier CA, Steele CM. Sip-sizing behaviors in natural drinking conditions compared to instructed experimental conditions. Dysphagia. 2009;24:152–8.CrossRefPubMed
Metadaten
Titel
Swallowing Tablets and Capsules Increases the Risk of Penetration and Aspiration in Patients with Stroke-Induced Dysphagia
verfasst von
Julia T. Schiele
Heike Penner
Hendrik Schneider
Renate Quinzler
Gabriele Reich
Nikolai Wezler
William Micol
Peter Oster
Walter E. Haefeli
Publikationsdatum
01.10.2015
Verlag
Springer US
Erschienen in
Dysphagia / Ausgabe 5/2015
Print ISSN: 0179-051X
Elektronische ISSN: 1432-0460
DOI
https://doi.org/10.1007/s00455-015-9639-9

Weitere Artikel der Ausgabe 5/2015

Dysphagia 5/2015 Zur Ausgabe

Update HNO

Bestellen Sie unseren Fach-Newsletter und bleiben Sie gut informiert – ganz bequem per eMail.