Introduction
The Norwegian era of renal transplantation (TX) in children started in 1970 [
1]. The TX option has resulted in a dramatic increase in the survival of children with end stage renal disease (ESRD) and has been the treatment of choice ever since its introduction. In Norway, 84% of pediatric renal transplants are provided from living related donors (LD), mostly parents (74%). The pre-transplant dialysis time is short (median 3 months), and 50% of transplantations are performed preemptively [
1]; this provides good premises for graft survival and ensures a better quality of life (QOL) pre-transplant.
Over the decades, the introduction of more potent immunosuppressive medication and better pre- and post-transplant care have led to improvements in graft survival worldwide [
2,
3]. In addition, increased surgical experience has made it possible to include infants (<2 years of age) with ESRD in the TX program. The initial aim of TX has evolved from prolonging life to achieving long-term survival and enhancing the QOL to close to that of the age-matched general population.
However, both progressive chronic kidney disease (CKD) and the post-transplant period with mandatory immunosuppressive medication (IM) are associated with adverse physical and psychological consequences. This includes adverse effects on linear growth, weight gain, osteoporosis, reduced physical functioning, hypertension, reduced glucose tolerance and hyperlipidemia [
4,
5]. Rejection of the graft followed by graft loss is a constant threat for both the child and caregiver. In the long run, children are at higher risk for cardiovascular disease, infections and malignancies, all of which contribute to increased long-term morbidity and mortality. Finally, the pre-, peri- and post-operative stress associated with renal transplantation per se and the fact that children during a transplantation are often isolated from their peer groups for long periods of time may increase the risk for mental and psychosocial disturbances, predisposing for a reduced QOL both for the child and the parents.
Previous research in children with advanced CKD until the need for renal replacement therapy has generally confirmed an increased risk of impaired mental health, psychosocial functioning and QOL [
6‐
9]. However, most studies of psychosocial and QOL effects of CKD have included children with a wide variety of somatic status, and research has often failed to separate out the results by type of somatic status. Another challenge is that studies are performed at different stages of diagnosis or treatment and at various ages, with the patients having different developmental levels and psychological needs.
Earlier reports have stated good long-term QOL and psychosocial outcome after kidney TX during childhood [
10‐
12]; however, these studies were conducted with adult patients and based on non-standardized questionnaires. There are only a few studies on health-related QOL (HRQOL) in CKD children and adolescents after kidney TX [
8,
9,
13‐
22]. Most of these studies differ in their methodology and generally present conflicting results.
Studies on mental health and psychosocial functioning after kidney TX are even scarcer and diverge in their findings. Some indicate no differences between the transplant recipient and the healthy control [
14,
23,
24], whereas others report an increased risk for maladaptive psychosocial sequels with emotional disturbances, such as anxiety, fear, depression, anger, withdrawal and symptoms of posttraumatic stress [
15].
There is no controversy on the superiority of LD organ in terms of graft survival. However, little is known on the extent to which the LD graft benefit translates into a better QOL for the parent and child. We hypothesized that LD organ TX would have a more favorable QOL outcome for the child and parent relative to other severe pediatric chronic diseases. We also assumed that QOL issues are related to objective measures of physical functioning, as has been shown in studies of adult renal TX [
25]. Therefore, the primary aim of this study was to explore aspects of mental health and HRQOL in children, adolescents and their caregivers after renal TX and compare these to those of healthy controls and children with another severe pediatric chronic disease, namely, acute lymphoblastic leukemia (ALL). The second aim was to investigate the potential associations between health status variables and mental health, psychosocial functioning and HRQOL.
Results
Thirty-four children (89%) received a kidney from a LD, with 27 (79%) being donated from parents (13 mothers, 14 fathers), five from grandparents, one from a sibling and one from an aunt.
Anthropometrics and exercise testing
Thirteen patients (34%) were overweight (
n = 8) or obese (
n = 5); the proportion of overweight patients among the treadmill participants was 36% (8/22). Eleven patients (29%) were growth-retarded (height
z score <−2). In the treadmill participants, median V0
2peak was 66% (range 36–97%) of the expected values compared with the healthy controls (
n = 196). Only three participants obtained V0
2peak within the expected range (i.e. V0
2peakz score ≥−2) (previously published data [
26]).
Child mental health, psychosocial functioning and QOL
The SDQ and PedsQL for TX children, the group of ALL and the healthy controls are presented in Table
2.
Table 2
Health-related quality of life and Strength and Difficulties Questionnaire of 38 children with kidney transplantation (TX) compared to children with ALL and healthy controls
PedsQL child self-report | n = 30 | | |
Total score | 69.10 (17.98) | 81.70 (12.56)*** | 88.98 (7.57)*** |
Psychosocial health | 67.03 (18.05) | 79.27 (13.99)** | 87.22 (9.20)*** |
Physical functioning | 74.89 (17.01) | 86.25 (12.13)** | 92.26 (6.45)*** |
Emotional functioning | 69.48 (15.81) | 75.13 (18.69) | 83.21 (12.68)*** |
Social functioning | 73.71 (21.54) | 86.00 (14.11)** | 92.50 (7.67)*** |
School functioning | 63.10 (17.75) | 76.63 (16.38)** | 85.95 (12.98)*** |
PedsQL mother proxy-report | n = 32 | n = 36 | n = 38 |
Total score | 68.37 (19.17) | 79.42 (12.50)** | 89.62 (10.26)*** |
Psychosocial health | 67.68 (18.93) | 75.86 (14.22)* | 88.07 (11.28)*** |
Physical functioning | 69.36 (23.05) | 86.14 (13.69)*** | 92.52 (10.47)*** |
Emotional functioning | 70.00 (21.36) | 70.28 (15.63) | 85.00 (13.46)*** |
Social functioning | 67.79 (27.07) | 82.81 (15.54)** | 93.16 (9.89)*** |
School functioning | 62.90 (23.16) | 74.44 (19.88)* | 86.05 (14.57)*** |
SDQ child self-report | n = 26 | n = 39 | n = 41 |
Total difficulties | 11.58 (5.69) | 7.44 (4.79)** | 5.71 (4.28)*** |
No.(%) caseness, 19–40 | 2 (8) | 1 (3) ** | 0 (0)** |
No.(%) borderline, 16–18 | 6 (23) | 0 (0) | 1 (2) |
Emotional problems | 3.62 (2.10) | 2.49 (2.11)* | 1.80 (2.16)*** |
Conduct problems | 1.85 (1.64) | 2.10 (1.52) | 1.80 (1.36) |
Hyperactivity problems | 3.58 (2.18) | 3.05 (1.86) | 3.27 (2.28) |
Peer problems | 2.54 (2.16) | 2.33 (1.91) | 1.56 (1.66)* |
Prosocial behavior | 7.89 (2.05) | 7.64 (1.84) | 7.85 (1.75) |
Impact score | 0.77 (1.42) | 0.24 (0.68)* | 0.24 (1.09) |
No.(%) caseness, 2–10 | 6 (23) | 3 (8) | 2 (5)* |
No.(%) borderline, 1 | 1 (4) | 2 (5) | 0 (0) |
SDQ mother proxy-report | n = 31 | n = 36 | n = 38 |
Total difficulties | 10.74 (6.30) | 7.61 (5.15)* | 4.18 (3.57)*** |
No.(%) caseness, 19-40 | 4 (13) | 2 (6) | 0 (0)** |
No.(%) borderline, 16-18 | 3 (10) | 3 (8) | 0 (0) |
Emotional problems | 2.68 (1.97) | 1.64 (1.81)* | 0.76 (0.94)*** |
Conduct problems | 1.81 (1.54) | 1.50 (1.34) | 0.95 (1.16)** |
Hyperactivity problems | 3.68 (2.50) | 2.83 (2.66) | 1.71 (1.98)** |
Peer problems | 2.58 (2.49) | 1.64 (1.85) | 0.76 (0.97)*** |
Prosocial behavior | 7.81 (2.15) | 7.97 (1.86) | 8.87 (1.39)* |
Impact score | 1.19 (2.01) | 1.59 (2.39) | 0.03 (0.16)*** |
No.(%) caseness, 2–10 | 9 (29) | 7 (19) | 0 (0)*** |
No.(%) borderline, 1 | 0 (0) | 0 (0) | 1 (3) |
Both the TX children and their mothers reported significantly higher SDQ scores than the healthy controls in terms of total difficulties, emotional problems and peer problems with more total difficulties caseness and impact score caseness. Relative to the healthy controls, the mothers reported even significantly higher SDQ scores regarding conduct problems and hyperactivity problems but lower prosocial behavior. Compared to the ALL group, the TX children and their mothers reported significantly higher SDQ scores regarding total difficulties, emotional problems and impact score, with more total difficulties in terms of caseness. The SDQ scores for the healthy controls are not significant different than the SDQ norms or reference values from the general Norwegian population [
32].
Both the TX children and their mothers reported significantly lower HRQOL scores on all PedsQL items, with the exception of emotional functioning, than the healthy controls and the ALL group. The SDQ and PedsQL scores were not associated with age, sex or years since the TX date. When the patients were classified into age groups according to the developmental perspective, i.e. 3–12 years and 13–18 years, we found no significant differences in the SDQ and PedsQL scores between the two groups. Furthermore, there were no significant differences between the scores of the children and the scores of their mothers on the SDQ or PedsQL.
Maternal mental health and QOL
The GHQ and QOLS for the mothers of TX children, the group of ALL and the healthy controls are presented in Table
1. The mothers of TX children reported significantly more mental health problems (GHQ-case) than the mothers of healthy controls, but their scores were comparable with those of the ALL group. The QOLS scores in the control group are not significant different than QOLS norms or reference values from the general Norwegian population (mean 85.0, SD 12.3) [
45]. When the patients were classified according to parental donorship (
n = 27) or not, the mothers in the parental donor group reported significantly more mental health problems (GHQ) (
t = 2.15,
p = 0.043) and a tendency towards significant lower QOL (
t = −2.01,
p = 0.056) than the mothers in the non-parental donor group. All six GHQ cases were found in the parental donor group.
Associations between physical variables, maternal variables and children’s mental, psychosocial and QOL outcome
There were significant correlations between the measures of physical status (height, BMI, CR Fitness), maternal variables (GHQ, QOLS) and the children’s mental health/psychosocial functioning (SDQ) and QOL (PedsQL) outcomes (Table
3). Renal function (GFR) did not correlate with any of these outcome variables. Strong associations (
r > 0.60,
p < 0.001) were found between the PedsQL child self-report and PedsQL mother proxy-report in all PedsQL items, and between all SDQ child self-report and SDQ mother proxy-report.
Table 3
Significant associations between physical variables, parental variables and children’s mental, psychosocial and quality of life outcomes
Body mass index | - | | | | |
CR fitness | 0.67*** | −0.48* | | | |
Mothers GHQ | - | 0.37* | - | | |
Mothers QOLS | - | - | - | -0.57** | |
PedsQL child |
Total | 0.52** | - | 0.66*** | - | - |
Psychosocial | 0.56*** | - | 0.67*** | - | - |
Physical | - | - | 0.51* | - | - |
Emotional | 0.44* | - | 0.55* | - | - |
Social | 0.49** | −0.56*** | 0.50* | - | - |
School | - | - | 0.70*** | - | - |
PedsQL mother |
Total | 0.45** | −0.44* | 0.59** | - | 0.52** |
Psychosocial | 0.45** | −0.50** | 0.59** | - | 0.52** |
Physical | 0.42* | - | 0.51* | - | 0.44* |
Emotional | - | - | | - | 0.43* |
Social | - | −0.56*** | 0.63** | - | - |
School | 0.38* | - | 0.49* | −0.44* | 0.59*** |
SDQ child |
Total | - | 0.48* | - | - | −0.46* |
Emotional | –0.42* | - | −0.53* | - | −0.49** |
Peer | - | 0.57** | - | - | - |
Prosocial | - | −0.41* | - | - | - |
Impact | - | 0.46* | - | - | −0.44* |
SDQ mother |
Total | −0.36* | 0.39* | - | - | −0.48* |
Emotional | - | - | - | | −0.43* |
Peer | - | 0.35* | - | 0.43* | −0.59*** |
Prosocial | - | −0.46** | 0.47* | - | - |
Impact | - | - | - | - | −0.47** |
Increased mental health problems (SDQ) were for some items significantly associated with physical outcomes—in most areas with increased BMI, but in some areas also with reduced CR Fitness and short stature—and with the mothers psychological distress (GHQ) and poorer QOL (QOLS).
Reduced PedsQL were for some items correlated with physical outcomes—in most areas with short stature and reduced CR Fitness, but in some areas also with increased BMI—and with the mothers psychological distress (GHQ) and poorer QOL (QOLS); see Table
3.
To investigate further the contribution of the independent physical and maternal variables in predicting mental (SDQ total score) and QOL (PedsQL total score) outcome, we used a multiple linear regression analysis. With SDQ total score as the dependent variable, we entered age, gender, the physical correlates (height
z score, BMI
z score, VO
2peak) and maternal correlates (GHQ, QOLS) as explanatory variables (Table
4). The only significant predictor of mental health outcome was the BMI
z score, explaining 32% of the variance (
p = 0.018).
Table 4
Forward multiple regression analyses predicting mental health outcome (SDQ) and quality of life outcome (PedsQL) in children and adolescents after transplantation
1. SDQ | Body mass index | 1.79 | (0.36, 3.23) | 0.57 | 0.018 | 0.32 |
2. PedsQL | VO2peak
| 0.22 | (0.08, 0.36) | 0.65 | 0.005 | 0.42 |
Using the PedsQL total score as the dependent variable, we entered age, gender, the physical correlates (height, BMI, VO2peak) and the maternal correlates (GHQ, QOLS) as explanatory variables. VO2peak was the only significant predictor of QOL outcome (n = 22), explaining 42% of the variance (p = 0.005).
Discussion
The results of our study show that mental health, psychosocial adjustment and QOL of TX children are significantly impaired on both self-reports and proxy-reports compared with those of healthy controls and in several areas, they are lower compared than those of the ALL group. The children’s own perceived mental health and HRQOL was related to physical functioning and body composition, i.e. V0
2peak and BMI, respectively. The mothers’ own mental health was significantly reduced compared to that of the controls, but comparable to that of ALL mothers. Our results demonstrate that both children and their parents carry a significant burden that lasts up to several years after kidney TX and therefore reflect the documented psychological and social at-risk status for children with chronic health conditions reported in the literature [
47,
48].
Our findings are consistent with those of studies using PedsQL [
8,
9,
21,
22] in which HRQOL was found to be impaired in kidney TX children and adolescents in comparison to healthy controls. The currently improving medical strategies in renal TX have entailed an increased awareness that the optimal care of children and adolescents with ESRD requires attention not only to medical management but also to the mental and psychosocial factors; understanding this may provide insights into non-adherence and non-compliance. Relatively few studies to date describe these important aspects in pediatric kidney transplant recipients and their parents, and those that do differ in their methodology and generally present conflicting results. Additionally, parents of children with serious or chronic diseases may themselves be at risk for psychological problems to the extent that they can no longer be an effective source of protection and support for the child [
49]. Thus, QOL should also include the long-term effects for the whole family as well.
A lack of concordance between children and caregivers has been reported in healthy [
50] and chronically ill [
51] children, suggesting information provided by proxy respondents is not equivalent to that reported by the patient. The child perspective often diverges from parental perceptions, particularly in the emotional and social domains. Previous research in CKD children and their parents has emphasized that the caregivers’ perceptions of their child may underestimate the patient’s own perception [
8,
13]. On the other hand, mothers with more psychological problems often rate their children as having more behavioral problems [
7].
In opposite to others [
8,
13,
22], it is noteworthy that our TX children and their mothers rate the child’s mental health and quality of life in accordance to each other; also in emotional and social domains. Our findings may suggest that parental donors identify more with the child due to organ share, in particular expressed by the mothers since they were the ones that accompanied their child to the investigations and thus were the responders of the questionnaires.
Both TX children and their mothers reported significantly lower HRQOL scores than children with ALL in all areas except emotional functioning and higher SDQ total difficulties, emotional problems and impact scores. The two patient groups are equivalent in gender, age and socio-economic background, such as family composition, parental age and educational level, community, home and economy, thus eliminating these factors as possible confounders. Although ALL and renal TX are completely different disease entities, our findings demonstrate a greater total burden on the family and child after renal TX. Our study further highlights the impact CKD may have on HRQOL when compared to another severe pediatric chronic disease [
9].
The study on survivors of childhood ALL [
27,
28] was conducted at a mean of 7 years after treatment—which is a time when the fear of relapse is less pronounced. Moreover, ALL in children starts abruptly, the treatment period for most ALL children lasts 2–2.5 years and the follow-up at the hospital ends 5–10 years after onset of disease. Renal TX is for the majority preceded with years with CKD, which affects both the child and its family. The frequent hospital visits and daily medications continue after TX and is a constant reminder of an everlasting chronic disease [
7,
52].
At the same time, renal TX is a milestone for many families, even though the transition to normal life is difficult for both the parents and the child. The relief following regain of energy and appetite is hampered by strict surveillance of medication and blood samples several times a week in the early phase post TX. Parents may find it difficult to wean off habits of overprotection established before transplantation, reinforced by the wish to protect both their child and their own donated organ. In addition, the fear of rejection, non-compliance, risk of infections and poor graft function is a persistent threat. Moreover, approximately 50% of those transplanted in childhood will need a second kidney transplant before the age of 25 years [
53].
Family functioning is one of the strongest contributors to psychosocial adjustment both in children with chronic health conditions and in healthy children [
54]. It has been suggested that kidney donation and Tx have far-reaching implications for the whole family; each member will experience different changes that affect the family environment as a whole and the QOL of each person uniquely [
55].
While some studies have evaluated the psychosocial functioning and QOL of CKD children and adolescents, there has been a lack of studies on parents’ psychosocial functioning and HRQOL. In our study, mothers of TX children reported significantly more mental health problems than mothers of healthy controls, but their scores were comparable with those of the ALL mother comparison group. This is in accordance with one of few studies reporting that renal TX in children had a high impact on the parents, such as social isolation, emotional dysfunctioning, depression and posttraumatic stress symptoms [
52]. Furthermore, in our study, the mothers of children with a parental donor had significantly more mental health problems than mothers of children receiving a kidney from non-parental donors; this is worrying, even though the numbers are low. This result is in contrast to previous research finding that the great majority of kidney donors and their partners experience no change or an improvement in their psychosocial health after donation [
56,
57]. In a country like Norway, where LD in children has been a tradition since the start of the program, it is especially important to recognize the psychological trauma among the parental donors. Parents are subjected to a process of conflicting emotions. The donation of an organ is a life-saving procedure. At the same time, the parental donors must cope with the unspoken concern of own health after donating a kidney. However, a more comprehensive understanding of the psychological consequences of the donation process on the parents requires further study in which the fathers are also involved.
Most HRQOL studies on CKD children and adolescents have highlighted the psychosocial effects with less attention paid to its relation to physical effects [
58]. In our study we revealed that the health status variables BMI, height and CR Fitness correlated and even predicted mental health problems, psychosocial dysfunction and poor QOL. It is now well established that short stature [
59] is associated with a negative impact on overall QOL.
Several studies have reported on the low exercise capacity in CKD and ESRD children [
19,
58,
60], but no studies have as yet explored the relation between an objective measure on CR Fitness (V0
2peak) and HRQOL in renal TX children. Regular physical activity has been shown to have significant physical and mental health benefits [
21,
61], including reduced anxiety, improved body image, self-esteem, mood and quality of life. CR Fitness (V0
2peak) is considered to be the best measure of aerobic fitness and improves with exercise [
62]. In a previous study, we showed that renal TX children and adolescents achieved only 66% of the expected CR Fitness compared to healthy children and that the majority reported being physical inactive [
26]. Physical activity is a necessary and natural constituent of a child’s life. However, the fatigue of ESRD and the overprotection from parents and the health system after TX may deprive these children from participating in sports and activities. Physical inactivity is in itself a risk factor for reduced self-esteem and obesity and, perhaps most importantly, may impair social interaction with peers and increase the risk for psychosocial dysfunction.
Both short stature and physical inactivity may foreshadow poor long-term psychosocial outcomes that have previously been observed and highlight the importance of early interventions to improve both linear growth and normalize height and to increase physical fitness in CKD children.
Strength and limitations
The strength of our study is that the TX children were followed-up at the same hospital and compared to a relevant control group and comparison group. However, a number of limitations should be noted. This study has a cross-sectional design, and we were therefore unable to control for premorbid functioning and for the small size of our group of children and their mothers. Cross-sectional designs cannot determine causal relations, implying that the results should be treated with some caution.
As for most studies on children and adolescents with chronic diseases, including CKD, our study was based on self-reports and/or parental questionnaires. These general non-specific questionnaires underestimate the overall prevalence of psychosocial dysfunctioning and psychopathology. More specific psychosocial problems and mild psychopathology appear to be difficult to elicit by questionnaires, indicating the need for including semistructured psychiatric or qualitative interviews within disease-specific areas. For future studies in this field, one has to encourage both longitudinal and qualitative studies to further explore QOL issues in renal TX children, including patients with other types of solid organ TX and utilizing transplant-specific HRQOL instruments in addition to generic HRQOL measures [
40].
Conclusion
Mental health problems and psychosocial dysfunction can persist several years after diagnosis and treatment with renal TX, affecting the TX child’s QOL and parental functioning. Optimal treatment and follow-up of TX children require close collaboration between pediatricians and psychosocial experts from birth to adulthood. Professional mental health guidance which includes developmental and family perspectives should be offered routinely to the TX patient and their parents.
With respect to the health status variables’ (height, BMI, CR Fitness) impact on mental health and QOL, our study highlights the importance of early interventions to improve linear growth, reduce weight gain after TX and increase physical fitness. Our results suggest that emphasis during the follow-up period of entire family has also to be placed on physical rehabilitation programs and even measurements of exercise capacity, as compulsory therapy hand in hand with medical and psychosocial support. Health care providers should be the first to inform parents and the child about the importance of participating with peers in play and sport. A holistic, multifactorial approach towards the TX child and family is undoubtedly the best strategy to achieve both long-term graft survival and ensure a good QOL for both the child and parents.