Skip to main content
Erschienen in: The journal of nutrition, health & aging 8/2016

10.03.2016

Prevalence of and risk factors for dysphagia in the community dwelling elderly: A systematic review

verfasst von: Aarthi Madhavan, L. A. Lagorio, M. A. Crary, W. J. Dahl, G. D. Carnaby

Erschienen in: The journal of nutrition, health & aging | Ausgabe 8/2016

Einloggen, um Zugang zu erhalten

Abstract

Objectives

This review clarifies current information regarding the prevalence of and risk factors associated with dysphagia (swallowing disorders) in the community dwelling elderly (CDE). A better understanding of prevalence and characteristics of dysphagia in the CDE will help to determine the scope of this problem. Understanding the scope of dysphagia is a critical first step towards early identification, management, and prevention of dysphagia related morbidities in the CDE.

Methods

Studies identified from multiple electronic databases (MEDLINE (Pubmed), PsychInfo, Google Scholar, EBSCO, PROQUEST, Web of Science and WorldCat dissertations and theses) evaluating prevalence and risk factors for dysphagia in the CDE were reviewed. Data from all eligible studies were abstracted by the first author and independently reviewed by two raters, using the Newcastle-Ottawa scale (NOS).

Results

15 studies (n = 9947 participants) were eligible for inclusion. Studies included were all observational: 14 cross-sectional and 1 prospective cohort. Significant heterogeneity was observed in methodology among studies of dysphagia in the CDE. The average NOS study quality rating was 4.54 points (SD: 0.9), with a mode of 4 points (range 3-6). Only 6 of the 15 studies were identified as high quality research studies, with a mean of 5.33 points (SD: 0.47). Among reviewed studies, the prevalence of swallowing difficulty in the CDE ranged from 5% to 72%. However, the average prevalence of dysphagia estimated from the 6 high quality studies was 15%. Reported risk factors associated with dysphagia include advancing age; history of clinical disease; and physical frailty, including reduced ability to carry out activities of daily living.

Conclusion

Research on dysphagia in CDE is modest and consists mostly of observational studies with diverse methodology. However, prevalence rate of 15% from the high quality research suggests a significant public health impact of this impairment. Identification of specific risk factors that cause dysphagia in the CDE is premature, given the rigor of published studies. Future research efforts should focus on developing a valid definition and assessment of dysphagia in this population before clarifying causative risk factors.
Anhänge
Nur mit Berechtigung zugänglich
Literatur
1.
Zurück zum Zitat Centers for Disease Control and Prevention. Older Person’s Health. http://www.cdc.gov/nchs/fastats/older-american-health.htm. Accessed 15th Jan 2015. Centers for Disease Control and Prevention. Older Person’s Health. http://​www.​cdc.​gov/​nchs/​fastats/​older-american-health.​htm.​ Accessed 15th Jan 2015.
2.
Zurück zum Zitat US Department of Health and Human Services, 1999: 1-6. Agency for Healthcare Research and Quality. Diagnosis and treatment of swallowing disorders (dysphagia) in acute-care stroke patients. Evidence report/technology assessment (Summary). Archived EPC Evidence Reports. Accessed 15th June 2015. US Department of Health and Human Services, 1999: 1-6. Agency for Healthcare Research and Quality. Diagnosis and treatment of swallowing disorders (dysphagia) in acute-care stroke patients. Evidence report/technology assessment (Summary). Archived EPC Evidence Reports. Accessed 15th June 2015.
3.
Zurück zum Zitat Barczi SR, Sullivan PA, Robbins J. How should dysphagia care of older adults differ? Establishing optimal practice patterns. Semin Speech Lang. 2000;21(4):347–61.CrossRefPubMed Barczi SR, Sullivan PA, Robbins J. How should dysphagia care of older adults differ? Establishing optimal practice patterns. Semin Speech Lang. 2000;21(4):347–61.CrossRefPubMed
4.
Zurück zum Zitat Steele CM, Greenwood C, Ens I, Robertson C, Seidman-Carlson R. Mealtime difficulties in a home for the aged: not just dysphagia. Dysphagia. 1997;12(1):43–50; discussion 1.CrossRefPubMed Steele CM, Greenwood C, Ens I, Robertson C, Seidman-Carlson R. Mealtime difficulties in a home for the aged: not just dysphagia. Dysphagia. 1997;12(1):43–50; discussion 1.CrossRefPubMed
5.
Zurück zum Zitat Lee A, Sitoh YY, Lieu PK, Phua SY, Chin JJ. Swallowing impairment and feeding dependency in the hospitalised elderly. Ann Acad Med Singapore. 1999;28(3):371–6.PubMed Lee A, Sitoh YY, Lieu PK, Phua SY, Chin JJ. Swallowing impairment and feeding dependency in the hospitalised elderly. Ann Acad Med Singapore. 1999;28(3):371–6.PubMed
6.
Zurück zum Zitat Leder SB, Suiter DM. An epidemiologic study on aging and dysphagia in the acute care hospitalized population: 2000-2007. Gerontology. 2009;55(6):714–8.CrossRefPubMed Leder SB, Suiter DM. An epidemiologic study on aging and dysphagia in the acute care hospitalized population: 2000-2007. Gerontology. 2009;55(6):714–8.CrossRefPubMed
7.
Zurück zum Zitat Byles J. The epidemiology of communication and swallowing disorders. International Journal of Speech-Language Pathology. 2005;7(1):1–7.CrossRef Byles J. The epidemiology of communication and swallowing disorders. International Journal of Speech-Language Pathology. 2005;7(1):1–7.CrossRef
8.
Zurück zum Zitat Prasse JE, Kikano GE. An overview of dysphagia in the elderly. Advanced studies in medicine. 2004;4(10):527–33. Prasse JE, Kikano GE. An overview of dysphagia in the elderly. Advanced studies in medicine. 2004;4(10):527–33.
9.
Zurück zum Zitat Bloem BR, Lagaay AM, van Beek W, Haan J, Roos RA, Wintzen AR. Prevalence of subjective dysphagia in community residents aged over 87. BMJ. 1990;300(6726):721–2.CrossRefPubMedPubMedCentral Bloem BR, Lagaay AM, van Beek W, Haan J, Roos RA, Wintzen AR. Prevalence of subjective dysphagia in community residents aged over 87. BMJ. 1990;300(6726):721–2.CrossRefPubMedPubMedCentral
10.
Zurück zum Zitat Chen MY, Lin LC. Nonimaging clinical assessment of impaired swallowing in community-dwelling older adults in Taiwan. J Nurs Res. 2012;20(4):272–80.CrossRefPubMed Chen MY, Lin LC. Nonimaging clinical assessment of impaired swallowing in community-dwelling older adults in Taiwan. J Nurs Res. 2012;20(4):272–80.CrossRefPubMed
11.
Zurück zum Zitat Gonzalez-Fernandez M, Humbert I, Winegrad H, Cappola AR, Fried LP. Dysphagia in old-old women: prevalence as determined according to self-report and the 3-ounce water swallowing test. J Am Geriatr Soc. 2014;62(4):716–20.CrossRefPubMedPubMedCentral Gonzalez-Fernandez M, Humbert I, Winegrad H, Cappola AR, Fried LP. Dysphagia in old-old women: prevalence as determined according to self-report and the 3-ounce water swallowing test. J Am Geriatr Soc. 2014;62(4):716–20.CrossRefPubMedPubMedCentral
12.
Zurück zum Zitat Chen PH, Golub JS, Hapner ER, Johns MM, 3rd. Prevalence of perceived dysphagia and quality-of-life impairment in a geriatric population. Dysphagia. 2009;24(1):1–6.CrossRefPubMed Chen PH, Golub JS, Hapner ER, Johns MM, 3rd. Prevalence of perceived dysphagia and quality-of-life impairment in a geriatric population. Dysphagia. 2009;24(1):1–6.CrossRefPubMed
13.
Zurück zum Zitat Holland G, Jayasekeran V, Pendleton N, Horan M, Jones M, Hamdy S. Prevalence and symptom profiling of oropharyngeal dysphagia in a community dwelling of an elderly population: a self-reporting questionnaire survey. Dis Esophagus. 2011;24(7):476–80.CrossRefPubMed Holland G, Jayasekeran V, Pendleton N, Horan M, Jones M, Hamdy S. Prevalence and symptom profiling of oropharyngeal dysphagia in a community dwelling of an elderly population: a self-reporting questionnaire survey. Dis Esophagus. 2011;24(7):476–80.CrossRefPubMed
14.
Zurück zum Zitat Kawashima K, Motohashi Y, Fujishima I. Prevalence of dysphagia among community-dwelling elderly individuals as estimated using a questionnaire for dysphagia screening. Dysphagia. 2004;19(4):266–71.CrossRefPubMed Kawashima K, Motohashi Y, Fujishima I. Prevalence of dysphagia among community-dwelling elderly individuals as estimated using a questionnaire for dysphagia screening. Dysphagia. 2004;19(4):266–71.CrossRefPubMed
15.
Zurück zum Zitat Lindgren S, Janzon L. Prevalence of swallowing complaints and clinical findings among 50-79-year-old men and women in an urban population. Dysphagia. 1991;6(4):187–92.CrossRefPubMed Lindgren S, Janzon L. Prevalence of swallowing complaints and clinical findings among 50-79-year-old men and women in an urban population. Dysphagia. 1991;6(4):187–92.CrossRefPubMed
16.
Zurück zum Zitat Mann T, Heuberger R, Wong H. The association between chewing and swallowing difficulties and nutritional status in older adults. Aust Dent J. 2013;58(2):200–6.CrossRefPubMed Mann T, Heuberger R, Wong H. The association between chewing and swallowing difficulties and nutritional status in older adults. Aust Dent J. 2013;58(2):200–6.CrossRefPubMed
17.
Zurück zum Zitat Okamoto N, Tomioka K, Saeki K, Iwamoto J, Morikawa M, Harano A, et al. Relationship between swallowing problems and tooth loss in communitydwelling independent elderly adults: the Fujiwara-kyo study. J Am Geriatr Soc. 2012;60(5):849–53.CrossRefPubMed Okamoto N, Tomioka K, Saeki K, Iwamoto J, Morikawa M, Harano A, et al. Relationship between swallowing problems and tooth loss in communitydwelling independent elderly adults: the Fujiwara-kyo study. J Am Geriatr Soc. 2012;60(5):849–53.CrossRefPubMed
18.
Zurück zum Zitat Roy N, Stemple J, Merrill RM, Thomas L. Dysphagia in the elderly: preliminary evidence of prevalence, risk factors, and socioemotional effects. Ann Otol Rhinol Laryngol. 2007;116(11):858–65.CrossRefPubMed Roy N, Stemple J, Merrill RM, Thomas L. Dysphagia in the elderly: preliminary evidence of prevalence, risk factors, and socioemotional effects. Ann Otol Rhinol Laryngol. 2007;116(11):858–65.CrossRefPubMed
19.
Zurück zum Zitat Takeuchi K, Aida J, Ito K, Furuta M, Yamashita Y, Osaka K. Nutritional status and dysphagia risk among community-dwelling frail older adults. J Nutr Health Aging. 2014;18(4):352–7.CrossRefPubMed Takeuchi K, Aida J, Ito K, Furuta M, Yamashita Y, Osaka K. Nutritional status and dysphagia risk among community-dwelling frail older adults. J Nutr Health Aging. 2014;18(4):352–7.CrossRefPubMed
20.
Zurück zum Zitat Yang EJ, Kim MH, Lim JY, Paik NJ. Oropharyngeal Dysphagia in a communitybased elderly cohort: the korean longitudinal study on health and aging. J Korean Med Sci. 2013;28(10):1534–9.CrossRefPubMedPubMedCentral Yang EJ, Kim MH, Lim JY, Paik NJ. Oropharyngeal Dysphagia in a communitybased elderly cohort: the korean longitudinal study on health and aging. J Korean Med Sci. 2013;28(10):1534–9.CrossRefPubMedPubMedCentral
21.
Zurück zum Zitat Serra-Prat M, Palomera M, Gomez C, Sar-Shalom D, Saiz A, Montoya JG, et al. Oropharyngeal dysphagia as a risk factor for malnutrition and lower respiratory tract infection in independently living older persons: a population-based prospective study. Age Ageing. 2012;41(3):376–81.CrossRefPubMed Serra-Prat M, Palomera M, Gomez C, Sar-Shalom D, Saiz A, Montoya JG, et al. Oropharyngeal dysphagia as a risk factor for malnutrition and lower respiratory tract infection in independently living older persons: a population-based prospective study. Age Ageing. 2012;41(3):376–81.CrossRefPubMed
22.
Zurück zum Zitat Singer C, Keintz, C., Danesh, A., Engstrom, G., Ouslander, J., Tappen, R. Perceived swallowing disorders in healthy aging individuals: impact on quality of life American Speech, Language, and Hearing Association Annual Convention, 2014. Orlando, FL. Singer C, Keintz, C., Danesh, A., Engstrom, G., Ouslander, J., Tappen, R. Perceived swallowing disorders in healthy aging individuals: impact on quality of life American Speech, Language, and Hearing Association Annual Convention, 2014. Orlando, FL.
23.
Zurück zum Zitat Butler SG, Stuart A, Leng X, Wilhelm E, Rees C, Williamson J, et al. The relationship of aspiration status with tongue and handgrip strength in healthy older adults. J Gerontol A Biol Sci Med Sci. 2011;66(4):452–8.CrossRefPubMed Butler SG, Stuart A, Leng X, Wilhelm E, Rees C, Williamson J, et al. The relationship of aspiration status with tongue and handgrip strength in healthy older adults. J Gerontol A Biol Sci Med Sci. 2011;66(4):452–8.CrossRefPubMed
24.
Zurück zum Zitat Miura H, Kariyasu M, Yamasaki K, Arai Y. Evaluation of chewing and swallowing disorders among frail community-dwelling elderly individuals. J Oral Rehabil. 2007;34(6):422–7.CrossRefPubMed Miura H, Kariyasu M, Yamasaki K, Arai Y. Evaluation of chewing and swallowing disorders among frail community-dwelling elderly individuals. J Oral Rehabil. 2007;34(6):422–7.CrossRefPubMed
25.
Zurück zum Zitat Altman KW, Yu GP, Schaefer SD. Consequence of dysphagia in the hospitalized patient: impact on prognosis and hospital resources. Arch Otolaryngol Head Neck Surg. 2010;136(8):784–9.CrossRefPubMed Altman KW, Yu GP, Schaefer SD. Consequence of dysphagia in the hospitalized patient: impact on prognosis and hospital resources. Arch Otolaryngol Head Neck Surg. 2010;136(8):784–9.CrossRefPubMed
26.
Zurück zum Zitat Liberati A, Altman DG, Tetzlaff J, Mulrow C, Gotzsche PC, Ioannidis JPA, Clarke M, Devereaux PJ, Kleijnen J, Moer D. The PRISMA statement for reporting systematic reviews and meta- analyses of studies that evaluate health care intervetions: explanation and elaboration. PLoS Medicine. 2009;6(7). Liberati A, Altman DG, Tetzlaff J, Mulrow C, Gotzsche PC, Ioannidis JPA, Clarke M, Devereaux PJ, Kleijnen J, Moer D. The PRISMA statement for reporting systematic reviews and meta- analyses of studies that evaluate health care intervetions: explanation and elaboration. PLoS Medicine. 2009;6(7).
27.
Zurück zum Zitat Fritz CO, Morris PE, Richler JJ. Effect size estimates: current use, calculations, and interpretation. Journal of experimental psychology. 2012;14(1):2–18.CrossRef Fritz CO, Morris PE, Richler JJ. Effect size estimates: current use, calculations, and interpretation. Journal of experimental psychology. 2012;14(1):2–18.CrossRef
28.
Zurück zum Zitat Wells GA SC, O’Connell D, Peterson J, Welch V, Losos M, Tugwell P. The Newcastle-Ottowa Scale (NOS) for assessing the quality of nonrandomised studies in meta-analyses 2014. Wells GA SC, O’Connell D, Peterson J, Welch V, Losos M, Tugwell P. The Newcastle-Ottowa Scale (NOS) for assessing the quality of nonrandomised studies in meta-analyses 2014.
29.
Zurück zum Zitat Herzog R, Alvarez-Pasquin MJ, Diaz C, Del Barrio JL, Estrada JM, Gil A. Are healthcare workers’ intentions to vaccinate related to their knowledge, beliefs and attitudes? A systematic review. BMC Public Health. 2013;13:154.CrossRefPubMedPubMedCentral Herzog R, Alvarez-Pasquin MJ, Diaz C, Del Barrio JL, Estrada JM, Gil A. Are healthcare workers’ intentions to vaccinate related to their knowledge, beliefs and attitudes? A systematic review. BMC Public Health. 2013;13:154.CrossRefPubMedPubMedCentral
30.
Zurück zum Zitat Landis JR, Koch GG. The measurement of observer agreement for categorical data. Biometrics. 1977;33(1):159–74.CrossRefPubMed Landis JR, Koch GG. The measurement of observer agreement for categorical data. Biometrics. 1977;33(1):159–74.CrossRefPubMed
31.
Zurück zum Zitat Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetrationaspiration scale. Dysphagia. 1996;11(2):93–8.CrossRefPubMed Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetrationaspiration scale. Dysphagia. 1996;11(2):93–8.CrossRefPubMed
32.
Zurück zum Zitat Perry L. Screening swallowing function of patients with acute stroke. Part one: Identification, implementation and initial evaluation of a screening tool for use by nurses. J Clin Nurs. 2001;10(4):463–73.CrossRefPubMed Perry L. Screening swallowing function of patients with acute stroke. Part one: Identification, implementation and initial evaluation of a screening tool for use by nurses. J Clin Nurs. 2001;10(4):463–73.CrossRefPubMed
33.
Zurück zum Zitat Nathadwarawala KM, McGroary A, Wiles CM. Swallowing in neurological outpatients: use of a timed test. Dysphagia. 1994;9(2):120–9.CrossRefPubMed Nathadwarawala KM, McGroary A, Wiles CM. Swallowing in neurological outpatients: use of a timed test. Dysphagia. 1994;9(2):120–9.CrossRefPubMed
34.
Zurück zum Zitat Chen AY, Frankowski R, Bishop-Leone J, Hebert T, Leyk S, Lewin J, et al.. The development and validation of a dysphagia-specific quality-of-life questionnaire for patients with head and neck cancer: the M. D. Anderson dysphagia inventory. Arch Otolaryngol Head Neck Surg. 2001;127(7):870–6.PubMed Chen AY, Frankowski R, Bishop-Leone J, Hebert T, Leyk S, Lewin J, et al.. The development and validation of a dysphagia-specific quality-of-life questionnaire for patients with head and neck cancer: the M. D. Anderson dysphagia inventory. Arch Otolaryngol Head Neck Surg. 2001;127(7):870–6.PubMed
35.
Zurück zum Zitat McHorney CA, Robbins J, Lomax K, Rosenbek JC, Chignell K, Kramer AE, et al. The SWAL-QOL and SWAL-CARE outcomes tool for oropharyngeal dysphagia in McHorney CA, Robbins J, Lomax K, Rosenbek JC, Chignell K, Kramer AE, et al. The SWAL-QOL and SWAL-CARE outcomes tool for oropharyngeal dysphagia in
Metadaten
Titel
Prevalence of and risk factors for dysphagia in the community dwelling elderly: A systematic review
verfasst von
Aarthi Madhavan
L. A. Lagorio
M. A. Crary
W. J. Dahl
G. D. Carnaby
Publikationsdatum
10.03.2016
Verlag
Springer Paris
Erschienen in
The journal of nutrition, health & aging / Ausgabe 8/2016
Print ISSN: 1279-7707
Elektronische ISSN: 1760-4788
DOI
https://doi.org/10.1007/s12603-016-0712-3

Weitere Artikel der Ausgabe 8/2016

The journal of nutrition, health & aging 8/2016 Zur Ausgabe

Leitlinien kompakt für die Innere Medizin

Mit medbee Pocketcards sicher entscheiden.

Seit 2022 gehört die medbee GmbH zum Springer Medizin Verlag

Update Innere Medizin

Bestellen Sie unseren Fach-Newsletter und bleiben Sie gut informiert.