Elsevier

Contemporary Clinical Trials

Volume 47, March 2016, Pages 93-100
Contemporary Clinical Trials

A culturally-tailored behavioral intervention trial for alcohol use disorders in three American Indian communities: Rationale, design, and methods

https://doi.org/10.1016/j.cct.2015.12.010Get rights and content

Abstract

Background

Disproportionately high rates of alcohol use disorders are present in many American Indian/Alaska Native (AI/AN) communities, yet little information exists regarding the effectiveness of alcohol treatments in AI/AN populations. Contingency management is an intervention for illicit drug use in which tangible reinforcers (rewards) are provided when patients demonstrate abstinence as assessed by urine drug tests. Contingency management has not been widely studied as an intervention for alcohol problems because until recently, no alcohol biomarker has been available to adequately verify abstinence.

Aims

The HONOR Study is designed to determine whether a culturally-tailored contingency management intervention is an effective intervention for AI/AN adults who suffer from alcohol use disorders.

Methods

Participants include 400 AI/AN alcohol-dependent adults residing in one rural reservation, one urban community, as well as a third site to be decided, in the Western U.S. Participants complete a 4-week lead-in phase prior to randomization, then 12 weeks of either a contingency management intervention for alcohol abstinence, or a control condition where participants receive reinforcers for attending study visits regardless of alcohol use. Participants are then followed for 3-more months post-intervention. The primary study outcome is urinary ethyl glucuronide-confirmed alcohol abstinence; secondary outcomes include self-reported alcohol and drug use, HIV risk behaviors, and self-reported cigarette smoking.

Discussion

This will be the largest randomized, controlled trial of any alcohol for AI/ANs and the largest contingency management study targeting alcohol use disorders, thus providing important information to AI/AN communities and the alcohol treatment field in general.

Introduction

For complex reasons the need for alcohol treatment is great in many American Indian and Alaska Native (AI/AN) communities. Previous studies have observed higher rates of alcohol use disorders (AUD) in AI/AN communities than in the mainstream U.S. population (10.7% vs. 7.6%) [1]. In another study, nearly twice as many AI/AN adults reported needing alcohol treatment, when compared to others in the U.S. [3] Alarmingly, only 13% of AI/ANs who needed AUD treatment received it in the last year [3]. When AI/AN adults do receive treatment, their completion rate is lower than that of the general population [2], [3], [4]. As a result of these disparities, the alcohol mortality rate AI/ANs experience is approximately twice that of other Americans [5]. AI/AN communities are seeking culturally acceptable, feasible, and cost-effective strategies to combat AUDs.

Despite this need, little information exists about the effectiveness of AUD interventions for AI/AN populations. Observational studies support use of “Western” and AI/AN cultural-based AUD interventions in Native communities [6], [7], [8], [9]. Surprisingly, there are only three published randomized, controlled trials of AUD interventions in AI/AN adults [10], [11], [12]. Two observed reductions in alcohol use associated with pharmacological (naltrexone) [10] and behavioral (motivational interviewing) [11] interventions; while another found no impact on drinking when AI/AN women participated in an online intervention focused on preventing prenatal alcohol exposure [12]. While two of these studies observed reductions in drinking; one was not focused exclusively on AI/ANs and therefore, lacked the statistical power to determine intervention effectiveness for AI/ANs, and the other only included individuals involved in the criminal justice system [11]. Further research is needed to identify effective AUD interventions for AI/AN communities.

Contingency Management (CM) is an addiction intervention where participants receive reinforcers such as vouchers or prizes for providing objective evidence of drug abstinence [13], [14]. CM is an effective intervention for illicit drugs, and relative to other psychosocial interventions, CM is the most successful at initiating abstinence [14], [15], [16], [18], [19], [20], [21], [22], [23], [24], [25]. In previous studies CM has demonstrated cost-effectiveness, feasibility, and a long term reductions in substance use that are comparable to cognitive behavioral therapies [15], [16], [17]. Though untested in AI/ANs, CM is an effective intervention for illicit drug use in other minority racial and ethnic groups [18], [19], [20], [21].

Feasible CM interventions require a biomarker that can detect substance use in the preceding three days. Previous research on CM for AUDs has been limited by lack of such a biomarker. Ethyl glucuronide (EtG) is an alcohol metabolite [22], [23], [24], [25], [26], [27], [28], [29], [30], [31] that can be detected in urine for up to five days after drinking and can be evaluated in a clinical setting using a benchtop analyzer [29], [32], [33], [34], [35]. Our work supports the efficacy and feasibility of an EtG-based CM intervention [36].

In collaboration with three communities, we are conducting the Honoring Our Native Ongoing Recovery (HONOR) study, funded by the National Institutes of Health (R01AA022070), to: 1) determine whether participants randomized to a culturally-tailored CM intervention are more likely to achieve alcohol abstinence, as assessed by EtG urine tests, compared with those assigned to a control group; 2) quantify group differences for other addiction and health outcomes; and 3) identify demographic, clinical and cultural factors that modify the effect of CM on alcohol abstinence.

Section snippets

Design

The HONOR Study involves two phases: 1) a qualitative phase focused on identifying cultural adaptations to the CM intervention and 2) an RCT of the adapted CM intervention (Fig. 1). One or more focus groups will be conducted at each of the three study sites to improve the cultural acceptability of the study recruitment and intervention procedures. Up to 20 alcohol treatment providers, individuals with alcohol dependence, and their family members will be recruited from each community to

Preliminary data analyses

We will describe each treatment arm and study site in terms of demographic and clinical variables using percentages (categorical variables) and means and standard deviations (continuous variables). We will assess randomization by comparing the baseline distributions of variables in the two treatment arms, using t-tests for continuous factors and chi square tests for categorical factors. For primary and secondary biochemical outcomes, we will create indicator variables for abstinence at each

Implementation

Considerable planning and partnership development have been required to successfully implement this study. Community collaboration has been key to success at every step of this process from initial community engagement, to grant writing to implementation. Using the principles of Community Based Participatory Research as a framework, this project was initiated from community requests, followed by engagement with key stakeholders and public discussions with members of each community. Following

Summary

To our knowledge, the HONOR Study will be the largest RCT ever conducted of an intervention designed to treat alcohol problems in AI/AN adults, as well as the largest CM RCT targeting alcohol use disorders in any population. The financial costs and negative impact of alcohol misuse in American Indian/Alaska Native communities underscore the need for alcohol interventions that are effective, culturally acceptable to these communities, and can be implemented practically. Contingency management

Acknowledgments

The funding for this research is provided by the National Institute on Alcohol Abuse and Alcoholism and the Office of the Director's Office of Behavioral and Social Science Sciences research grant R01AA022070, Principal Investigators McDonell and Buchwald, as well as a small grant from the University of Washington's Institute for Translational Health Sciences, Principal Investigator Buchwald. We would like to thank our community partners for their ongoing collaboration and support throughout

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      The HONOR Study includes two phases. Focus groups to inform the adaptation of the CM intervention followed by an RCT of the modified CM intervention in three AI/AN communities, as described in McDonell et al. (2016). Focus group recruitment included three research sites: an urban Indian health organization in the Pacific Northwest, a large tribal healthcare system in Alaska serving both rural and urban communities, and a rural reservation community in the Great Plains region.

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