Original Article
Combining conditional and unconditional recruitment incentives could facilitate telephone tracing in surveys of postpartum women

https://doi.org/10.1016/j.jclinepi.2005.11.011Get rights and content

Abstract

Background and Objective

To compare tracing and contact rates using alternative incentives in a computer-assisted telephone interview (CATI) survey among postpartum women.

Methods

In a randomized trial of 1,061 postpartum women 18–49 years of age selected from four Iowa counties, we compared the effects of: (1) unconditional $5 telephone card incentive enclosed with the introductory letter followed by $25 incentive conditional upon successful telephone tracing, contact, and completion of CATI (Group 1, n = 530) vs. (2) $30 incentive conditional upon subject completion of CATI (Group 2, n = 531).

Results

Overall telephone tracing and contact rates achieved were 67.8% and 66.6%, respectively. Tracing (70.2 vs. 65.4%, P = .09) and contact (68.5 vs. 64.8%, P = .26) rates were consistently higher among subjects assigned the combination of a conditional and an unconditional incentive. The combined incentive type had a greater impact on telephone tracing success rates for subjects on whom we could not initially locate an active telephone number (16.7 vs. 7.3%, P = .07) when compared to subjects for whom we found an active telephone number at the time of mailing the introductory letter (78.9 vs. 75.9%, P = .30).

Conclusions

Combining conditional and unconditional recruitment incentives can facilitate telephone tracing efforts in surveys conducted among recently postpartum women.

Introduction

Recent studies have emphasized trends of decreasing tracing and contact rates in face-to-face interviews [1], telephone and computer-assisted telephone interviews (CATI) [2], [3], [4], [5], [6], [7], [8], [9], [10], [11] as well as mail [10], [12], [13], [14], [15], [16], [17], [18], [19], [20], [21], [22], [23], [24] and internet [25] surveys. Survey recruitment has become so problematic that a Summit, sponsored by the U.S. Census Bureau, was held in 2002. In their final report, the Summit Working Group recommended experimental assessment of unconditional incentives to motivate survey recruitment [26].

Most surveys to date have been conducted among subjects from the general population [1], [2], [3], [4], [7], [8], [9], [10], [18], [20], [21], [22], while others have targeted low-income people [16], students [25], older women [24], and health professionals [6], [12], [13], [14], [15], [17], [19], [23]. Few studies have addressed telephone tracing and contact rates among women of reproductive age or tested the effectiveness of using different incentives to promote recruitment in CATI surveys [27]. Survey topics targeted at women of reproductive age or postpartum women are often of sensitive nature. In addition, women who have recently delivered a new infant are less likely to commit time to a research study due to competing responsibilities. Thus, we expect that results from previous studies may not be applicable to this subgroup of women.

Different methods have been used to enhance tracing and contact rates. Previous research has assessed monetary [1], [6], [10], [12], [13], [14], [15], [16], [17], [18], [20], [21], [23], [24], [25] and nonmonetary [13], [16], [17], [18], [20], [21], [24], [25] incentives or inducements. Some studies have compared a monetary incentive to no incentive [15], [19]. Others have evaluated quantitatively different monetary incentives [6], [12], [16], [20], [23]. Still others have contrasted monetary and nonmonetary incentives [17], [18], [21], [24], [25], conditional and nonconditional incentives [14], as well as the impact of multiple incentives through a factorial design [18], [25].

The aim of the present article is to compare tracing and contact rates achieved by two different incentive protocols among postpartum women. Specifically, the investigators designed this study to determine if tracing and contact rates could be improved by combining an unconditional incentive with a standard conditional incentive already in use, without altering the incentive-associated cost per completed interview. The purpose of an unconditional incentive is to increase the yield of women who would initiate contact with the project coordinating center, irrespective of whether or not they had a telephone. Study subjects were identified from birth certificate records belonging to residents of four Iowa counties, and invited to participate in an epidemiologic CATI survey. We hypothesized that women receiving an unconditional $5 telephone card enclosed with their introductory letter followed by $25 check conditional upon CATI completion (Group 1) would achieve improved rates over women randomized to receive $30 conditional upon CATI completion (Group 2).

Section snippets

Study population

A randomized trial of recruitment incentives was designed using a subsample of subjects from a large population-based case–control study. Data collection for the latter study is currently in the final stages. Women of reproductive age (18–49 years) who resided in four Iowa counties and delivered a singleton live birth between August and December 2002 were selected for recruitment in the current pilot study. Exclusion criteria included women less than 18 years at the time of delivery, multiple

Results

Table 1 presents baseline characteristics of subjects randomly assigned to either Group 1 or Group 2. As expected, no statistically significant differences (P < .05) were observed between the two groups. The vast majority of subjects were between 20 and 34 years of age, with a mean age of 27 years at delivery. Nearly 33.3% had completed at least 4 years of college. Over 75% were non-Hispanic Whites and 66% were married. Almost 40% were nulliparous and 23% had a previous abortion. More than 99%

Discussion

Few studies to date have assessed the effectiveness of different incentives in improving recruitment to a CATI survey [6], [30] among postpartum women, who constitute a distinct population from health professionals and other special populations, and might respond differently to similar recruitment strategies [24]. In the current randomized controlled trial, the group of women randomly assigned to receive an unconditional $5 telephone card in addition to a $25 conditional incentive were traced

Acknowledgments

This study was supported by grant RO1-HD39753-01 from the National Institute of Child Health and Human Development. We would like to thank all tracing and interviewing staff who worked on this pilot project.

References (32)

  • E. Ketola et al.

    Computer-assisted telephone interview (CATI) in primary care

    Fam Pract

    (1999)
  • G.D. Slade et al.

    Methodological aspects of a computer-assisted telephone interview survey of oral health

    Aust Dent J

    (1995)
  • P.S. Wang et al.

    Effects of efforts to increase response rates on a workplace chronic condition screening survey

    Med Care

    (2002)
  • D. Wilkins et al.

    A pilot study of a computer-assisted cell-phone interview (CACI) methodology to survey respondents in households without telephones about alcohol use

    Drug Alcohol Rev

    (2003)
  • D.A. Asch et al.

    Conducting physician mail surveys on a limited budget. A randomized trial comparing $2 bill versus $5 bill incentives

    Med Care

    (1998)
  • A. Deehan et al.

    The effect of cash and other financial inducements on the responser of general practitioners in a national postal study

    Br J Gen Pract

    (1997)
  • Cited by (9)

    • Most response-inducing strategies do not increase participation in observational studies: a systematic review and meta-analysis

      2018, Journal of Clinical Epidemiology
      Citation Excerpt :

      Two reports were excluded from the meta-analyses due to insufficient information provided in the paper and no response from the authors. Therefore, 159 reports were available for analysis [22–180], in which 159 RCTs (with 358,528 potential participants) and nine observational studies (with 9,088 potential participants) were reported. The characteristics of the 168 eligible studies are shown in Appendix C on the journal's web site at www.elsevier.com.

    • Nonresponse in social science surveys: A research agenda

      2013, Nonresponse in Social Science Surveys: A Research Agenda
    • The Use and Effects of Incentives in Surveys

      2013, Annals of the American Academy of Political and Social Science
    View all citing articles on Scopus
    View full text