Review
The two sides of HER2/neu: immune escape versus surveillance

https://doi.org/10.1016/j.molmed.2013.08.003Get rights and content

Highlights

  • HER2 is often amplified and/or overexpressed in tumor cells of distinct origin.

  • HER2 could induce humoral and adaptive immune responses.

  • HER2 overexpression is associated with an immune escape phenotype.

  • HER2 downregulates the MHC class I antigen processing machinery.

  • Understanding the HER2-induced immune escape may improve HER2-directed therapies.

The oncogene HER2 is one of the prototypes for targeted immunotherapy of cancer using both monoclonal antibodies as well as T cell based immunotherapies. Effective humoral and cellular immune responses against HER2 can be induced, but these responses can be influenced by the effects of this oncogene on the target tumor cells. The processes involved in HER2-mediated adaptive and innate immunity and the molecular mechanisms underlying the escape of HER2-expressing tumor cells from immune surveillance, particularly from cytotoxic T cells, are discussed. Implementing this knowledge in clinical trials to revert immune evasion may help optimize immunotherapies directed against HER2-expressing tumors.

Section snippets

HER2 as an important target for immunotherapy of cancer

In the era of personalized cancer medicine, the targeting of cancers that overexpress HER2 with the humanized monoclonal antibody (mAb) trastuzumab has become almost an iconic therapy for the treatment of solid tumors with remarkable clinical efficacy [1]. Major efforts to increase the clinical efficacy of HER antibodies are ongoing, including improved antibody efficacy through ‘antibody engineering’ and clever combinations with other therapies, either conventional or targeted 2, 3. However,

Characteristics of HER2

HER2 also termed HER2/neu, erbB2 or c-erbB2 is a 185-kDa transmembrane protein of the epidermal growth factor receptor (EGFR) family [9]. It comprises an extracellular, transmembrane, and intracellular domain with an intrinsic tyrosine kinase activity that can stimulate receptor-mediated signal transduction in the absence of ligand. HER2 forms heterodimers with other HER proteins, in particular with HER3 (Box 1). The response to HER2 activation depends on the given combination of HER proteins

HER2 can activate tumor-protective antibodies and T cells

BrCa, the prototype for a HER2 expressing tumor, is generally not regarded as immunogenic because spontaneous regressions have rarely if ever been described for this disease and in contrast to several other solid tumors no increased incidence of BrCa has been found in immunosuppressed patients [19]. These findings argue against BrCa being recognized by protective immune surveillance. Nevertheless, both humoral and cellular ‘spontaneous’ immunity to HER2 as well as several other cell surface and

Tumor cells can evade T cell mediated immune responses

A major prerequisite for a proper T cell response is the interaction between the T cell receptor (TCR) of CTLs with MHC class I antigens. Constitutive MHC class I surface expression requires a complex MHC class I antigen presentation machinery (APM) [24] and a process consisting of (i) peptide antigen generation and trimming mediated by the proteasome complex and aminopeptidases; (ii) the transport of these peptides from the cytosol into the endoplasmic reticulum via the heterodimeric

HER2-mediated transformation influences MHC class I APM expression and function

The expression and function of one or more APM components (TAP1 and TAP2 subunits, LMP2, LMP10, PA28, and/or tapasin) is downregulated in murine in vitro models of oncogenic transformation using, for example, RAS, MYC, MOS, and HER2. This downregulation was associated with low levels of MHC class I surface antigen expression and reduced CD8+ T cell recognition 28, 32, 33, 34, 35, 36, 37. Often, the APM-deficient phenotype could be reverted by gene transfer or by treatment with cytokines, such

The identification of the molecular mechanisms of HER2-mediated MHC class I downregulation will provide the basis for their restoration

To restore the expression of MHC class I APM components in HER2-transformed cells, a better knowledge of the underlying molecular mechanisms of APM deficiencies is required. The impaired expression of the different MHC class I APM components appears to a large extent to be mediated by deregulation, given that IFN-γ treatment can correct these defects in murine tumors and in some, but not all, human HER2-expressing tumor cells, as mentioned above (Figure 3; Box 2).

The HER2-mediated deregulation

HER2-mediated modulation of signal transduction in MHC class I APM deficiencies

HER2 signaling affects both the MAPK and PI3K/AKT signal transduction cascades (Figure 1), suggesting that these pathways modulate the expression of MHC class I APM components in vitro and in vivo. Indeed, blocking different steps of the MAPK pathway has been shown to enhance the expression of MHC class I APM components in some tumor cell lines of distinct origin. Although treatment with PD98059, a MAPK inhibitor, resulted in a dose-dependent upregulation of MHC class I surface expression in

Concluding remarks and implications for HER2-based immunotherapy of cancer

Different strategies exist to inhibit growth and/or eliminate HER2-expressing tumors (Box 2). Efforts to induce active immunity in cancer immunotherapy are almost exclusively focused on CTL-based therapies. As discussed above, CD8+ T cells and the adaptive immune system seem to be important, even for strategies involving the administration of a HER2-directed mAb such as trastuzumab. Consequently, suboptimal MHC class I expression as a result of oncogene-mediated downregulation has serious

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