Evidence for an enduring ischaemic penumbra following central retinal artery occlusion, with implications for fibrinolytic therapy

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Abstract

The rationale behind hyperacute fibrinolytic therapy for cerebral and retinal arterial occlusion is to rescue ischaemic cells from irreversible damage through timely restitution of tissue perfusion. In cerebral stroke, an anoxic tissue compartment (the “infarct core”) is surrounded by a hypoxic compartment (the “ischaemic penumbra”). The latter comprises electrically-silent neurons that undergo delayed apoptotic cell death within 1–6 h unless salvaged by arterial recanalisation. Establishment of an equivalent hypoxic compartment within the inner retina following central retinal artery occlusion (CRAO) isn't widely acknowledged. During experimental CRAO, electroretinography reveals 3 oxygenation-based tissue compartments (anoxic, hypoxic and normoxic) that contribute 32%, 27% and 41% respectively to the pre-occlusion b-wave amplitude. Thus, once the anoxia survival time (≈2 h) expires, the contribution from the infarcted posterior retina is irreversibly extinguished, but electrical activity continues in the normoxic periphery. Inbetween these compartments, an annular hypoxic zone (the “penumbra obscura”) endures in a structurally-intact but functionally-impaired state until retinal reperfusion allows rapid recovery from electrical silence. Clinically, residual circulation of sufficient volume flow rate generates the heterogeneous fundus picture of “partial” CRAO. Persistent retinal venous hypoxaemia signifies maximal extraction of oxygen by an enduring “polar penumbra” that permeates or largely replaces the infarct core. On retinal reperfusion some days later, the retinal venous oxygen saturation reverts to normal and vision improves. Thus, penumbral inner retina, marginally oxygenated by the choroid or by residual circulation, isn't at risk of delayed apoptotic infarction (unlike hypoxic cerebral cortex). Emergency fibrinolytic intervention is inappropriate, therefore, once the duration of CRAO exceeds 2 h.

Introduction

Despite the optimism generated by anecdotal reports and uncontrolled studies, no treatment for central retinal artery occlusion (CRAO) has been shown to be safe and effective (Beatty and Au Eong, 2000, Noble et al., 2008, Chen and Lee, 2008, Fraser and Adams, 2009). Several years ago, the European Assessment Group for Lysis in the Eye (EAGLE) conducted a multicentre, prospective, randomized, clinical trial comparing treatment outcomes in 82 patients with non-arteritic CRAO (and no cilioretinal sparing) undergoing either local intra-arterial fibrinolysis (LIF) or standard conservative treatment within 20 h of symptom onset (Feltgen et al., 2006). This is the only gold standard trial to be undertaken to date but, in the event, safety concerns among patients undergoing LIF led to its abandonment at a stage when there was no significant difference in functional outcomes between the 2 study arms (Schumacher et al., 2010). Nevertheless, further trials are planned or recommended, not least to determine the role of fibrinolytic intervention within a narrower time-window from CRAO onset (Aldrich et al., 2008, Biousse, 2008, Atkins et al., 2009, Schumacher et al., 2010, Chen et al., 2011).

The rationale for therapeutic fibrinolysis (or “thrombolysis”) in CRAO rests on the established value of such “clot-busting” drugs in cerebral stroke if instituted within 3–6 h of symptom onset (NINDS, 1995, Lee et al., 2010). It is also premised on the fact that the respective responses of brain and retinal tissues to acute ischaemia share many features. In this review, however, we draw attention to important disparities in these responses, not least a fundamental difference in the durability of a zone of hypoxic tissue called the “ischaemic penumbra”. This tissue compartment is the prime focus for hyperacute fibrinolytic interventions after stroke (Astrup et al., 1977, Astrup et al., 1981, Baron, 1999, Heiss, 2011), but its very existence within the inner retina after CRAO has yet to be properly recognised. Whilst bringing novel concepts of retinal hypoxia to wider attention, we will inevitably impinge on questions of principle in the area of retinal vascular pathophysiology that have remained unresolved over several decades. We will address some of these disputed matters in an attempt to ensure that the physician approach to patient management after CRAO has a firm scientific foundation.

Section snippets

Background anatomic and functional considerations

The central retinal artery (CRA) is regarded as the archetypical anatomical end-artery because its distal intraneural and intraocular portions do not exhibit arterio-arterial anastomoses (Singh and Dass, 1960, Dollery et al., 1966). The CRA divides into superior and inferior branches on the optic disc, and its further branchings follow a similar route to that of axon bundles within the retinal nerve-fibre layer (NFL) before ending in a continuous capillary network. Thus, arteries within the

Misery perfusion and the “ischaemic penumbra”

This section is devoted to the general physiology of ischaemia, and considers both circulatory and parenchymal reactions to tissue hypoperfusion at both the capillary level and the whole-tissue level. In local tissues, oxygen delivery to parenchymal cells essentially depends upon (i) the pO2 in the blood vessel from which the oxygen is sourced, (ii) the distance from that vessel to the cells in question, and (iii) the rate of oxygen consumption by the intervening tissue (Krogh, 1919, McLeod,

Choroidal oxygenation-based tissue compartments in the inner retina following CRAO

As just noted, the ischaemic penumbra, as originally demonstrated within the exposed cortex of the baboon cerebrum, is a hypo-oxygenated tissue zone wherein the neurons are reversibly “electrically silent” whilst remaining structurally intact, at least in the short-term (Symon et al., 1977, Astrup et al., 1977). Happily, quantification of electrical activity is far less technically demanding in the visual system, and electrical responses to photic stimulation in the retina (i.e. the

Oxygenation of posterior polar retina by residual circulation following CRAO

Much controversy surrounds the role of the residual circulation evident on FFA in the majority of patients with CRAO. On the one hand, it is suggested that even the most modest level of continuing perfusion will prolong the inner retinal survival time. Indeed, this argument has often been put forward to justify the deployment of therapeutic interventions aimed at recanalising the CRA after a period of CRAO that far exceeds 2 h (Watson, 1969, Augsburger and Magargal, 1980, Richard et al., 1999,

Comparing oxygenation-based tissue compartments in brain and retina

By our revisiting the electrophysiological data from legacy experiments in non-human primates, compelling evidence has surfaced to the effect that 3 oxygenation-based tissue compartments (anoxic, hypoxic and normoxic) evolve within the inner retina in the aftermath of CRAO (Fig. 10). In the clinical setting, once the anoxic compartment becomes infarcted, the hypoxic compartment (or “ischaemic penumbra”) is held responsible for (i) any visual function regained after retinal reperfusion in the

Future directions

Using the currently available evidence base, we have revisited the pathophysiology of CRAO and have constructed a credible theoretical framework that exposes and explores the respective roles of the penumbra obscura and the polar penumbra. In the period following expiry of the inner retina's anoxia survival time (i.e. ≈2 h), these hypoxic tissues hold the key to visual functional recovery if and when the retina is reperfused. In our view, therefore, clinical trials of LIF for CRAO, wherein

Conflicts of interest

The authors declare no conflict of interest.

Acknowledgements

The authors are grateful to Dr Neil Parry for his comments on our interpretation of the published electrophysiological data.

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