The relationship between change in cognition and change in functional ability in schizophrenia during cognitive and psychosocial rehabilitation
Introduction
Cognitive impairment in individuals diagnosed with schizophrenia is both widespread and severe. The most sensitive instruments estimate that over 75% of patients present with some form of cognitive impairment (Harvey, 2013), and some studies suggest that nearly all patients may sustain some degree of cognitive decline when premorbid IQ is accounted for (e.g., Ammari et al., 2014, Kurtz et al., 2011).
Poor functional status, including problematic self-care, reduced quantity and impaired quality of social interactions, and difficulty engaging in recreational activities and performing in the work place, remains one of the most treatment-resistant components of schizophrenia. Demonstrated links between cognitive skills and functioning, including estimates that neurocognition accounts for 20–60% of the variance in functional outcome (Green et al., 2000, Green et al., 2004a), have served as a rationale for the development of novel behavioral interventions targeted at cognition, such as cognitive remediation (CR; e.g., Wykes et al., 2014). However the mechanism of treatment effects, more specifically the degree to which cognitive change, as a function of these treatments, relates to change in functioning, remains understudied.
Investigating the relationship between dynamic change in neurocognition and change in functional capacity during treatment will help clarify the true nature of the relationship of treatment-related improvements in cognition and functioning in schizophrenia and guide future approaches to rehabilitation. Nine studies to our knowledge have evaluated the relationship of change in cognition to change in functioning in the context of targeted cognitive and psychosocial interventions for schizophrenia (Brekke et al., 2009, Cook et al., 2013, Eack et al., 2011, Fiszdon et al., 2008, Hogarty et al., 2006, Penadés et al., 2010, Reeder et al., 2004, Reeder et al., 2006, Wykes et al., 2012). The relationship between changes in cognition and changes in functioning is most profitably explored in trials of CR, where improvements in cognitive skills are likely to be largest.
Three recent studies, employing different approaches to CR, have investigated this relationship (Eack et al., 2011, Fiszdon et al., 2008, Wykes et al., 2012). Studying 150 individuals with schizophrenia assigned to either cognitive remediation and work therapy or work therapy alone, Fiszdon et al. (2008) measured several aspects of cognition and functioning, using the quality-of-life scale (QLS), over three time points of six months each. The authors found that improvements in memory during the trial predicted improvements in QLS scores. Paradoxically, however, decreases in performance on measures of executive function predicted improvements in QLS scores. In a related study, Wykes et al. (2012), with a sample of 49 people with schizophrenia assigned a work coach and treated with CR, reported that planning improvements were associated with improved work quality but that other aspects of cognition that improved in response to CR, specifically cognitive flexibility and working memory, were unrelated to work quality improvements.
In a third study, Eack et al. (2011) examined 58 individuals of early-course schizophrenia treated with 60 hours of cognitive training and 40 hours of group-based social cognitive training over two years. The authors found that improvements in executive-function and social cognition partially mediated effects of their program on functional ability. Functioning in this study was measured by several instruments that relied on observer rating.
Taken together, these three studies have all provided support for a relationship between cognitive improvement and functional improvement but areas identified across studies, and the magnitude and direction of these relationships have differed. There are two potential explanations for variability in study results. First is the effect of adjunctive psychosocial rehabilitation on the nature of the relationship of cognitive and functional change. Two of the three studies (Fiszdon et al., 2008, Wykes et al., 2012) investigated work therapy, which may produce such large and direct effects on functioning that relationships between cognition and function may be obscured. Second, many studies to date have relied on observer-rated measures of functioning. A strength of these measures is that they more closely map onto true levels of community function, but a limitation is that change on these measures may be difficult to detect in the context of brief treatment trials, with factors extrinsic to the study, such as individual differences in the availability of peers for relationship development and availability of relevant paid work opportunities, influencing the degree of change on these measures.
In the current study we sought to build on previous work in three ways, using a substantial sample (n=96) of people with schizophrenia treated with two programs of cognitive training (drill-and-practice CR or computer skills training) that have demonstrated effects on cognitive skills (Kurtz et al., 2015, Kurtz et al., 2007). First, we selected a performance-based instrument of capacity, the University of California at San Diego Performance-Based Skills Assessment (UPSA-Brief), that involves direct observation of patient performance on activities of daily living in a testing setting to offer an index of functional ability in response to cognitive training and psychosocial rehabilitation (Mausbach et al., 2008, Mausbach et al., 2011). No similar study, to our knowledge, has selected a performance-based measure of adaptive living skills as an index of function, which would appear to be ideally suited to the detection of change in skills across a brief, treatment trial interval. Second, we differentiated between individuals showing small and moderate levels of improvement in cognition and those showing little or no improvement. Building on work by Wykes et al. (2012), we tested a moderated mediation model that identified whether individuals reaching a certain threshold of cognitive improvement might be responsible for the relationship present between cognition and functioning. Individual differences in response to cognitive training have been well-documented (Medalia and Richardson, 2005). Similar studies measuring change in cognition and functional status have grouped participants with small changes in cognition and those with substantial change together, despite evidence that patients with substantial neurocognitive improvement are the ones that drive most observed improvements in function (Brekke et al., 2009). Finally, previous studies have not assessed the specificity of reported cognition-function relationships by accounting for estimates of pre-morbid verbal IQ in their analyses. We measured pre-morbid verbal IQ and examined whether this ability affected the relationship between improvements in specific cognitive skills and functional capacity.
In the present study, two models were assessed: mediation (improvements in cognition explain improvements in functioning) and moderated mediation (cognitive improvements explain functioning improvement only after a certain threshold of cognitive improvement is achieved). We hypothesized that: (1) change in functional ability would be mediated by change in select domains of cognition, even when accounting for estimates of premorbid verbal IQ, and that (2) the relationship between cognitive and functional change would be driven by those individuals showing at least moderate improvement in overall cognition (SD=0.5).
Section snippets
Participants
Participants consisted of 117 community-dwelling individuals diagnosed with schizophrenia or schizoaffective disorder as assessed by the Structured Clinical Interview for DSM-IV (SCID; First et al., 1995). All procedures met relevant institutional approval and all participants gave written informed consent to participate. Individuals were excluded from the study if they possessed: (a) uncorrected visual or auditory impairments, (b) neurological illnesses other than schizophrenia, (c)
Results
Over the course of the one-year cognitive training and psychosocial treatment trial, participants showed improvements in performance on select study measures (see Table 3).
The results of the hierarchical block regression calculated to predict whether UPSA-B change was mediated by change on various neurocognitive measures (hypothesis 1) are found in Table 4. Controlling for baseline UPSA-B performance, group membership, and treatment site (block 1), and including all neurocognitive changes
Discussion
While a wealth of studies have investigated the cross-sectional relationship between neurocognition and functional outcome in schizophrenia (Green et al., 2000), the current study is one of only a handful, to our knowledge, investigating how change in these two key illness domains relate to one another in the context of cognitive remediation. In support of hypothesis 1, changes in functional ability were mediated by changes in working memory, and were not an epiphenomenon related to premorbid
Role of funding source
The funding sources for this study had no role in the study design, collection, analysis or interpretation of the data, the writing of the report and in the decision to submit the manuscript for publication.
Acknowledgments
This work was supported by grant K08 MH-69888 from the National Institute of Mental Health (NIMH), a Young Investigator Award from the National Alliance for Research on Schizophrenia and Depression (NARSAD) and gifts from the Spencer T. and Anne W. Olin Foundation to the Institute of Living, Hartford Hospital’s Mental Health Network.
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