Elsevier

Sleep Medicine Reviews

Volume 12, Issue 6, December 2008, Pages 411-436
Sleep Medicine Reviews

Clinical review
Airway evaluation in obstructive sleep apnea

https://doi.org/10.1016/j.smrv.2007.08.009Get rights and content

Summary

As the interest in sleep-disordered breathing has increased, various attempts have been made to assess upper airway anatomy in patients with this relatively frequent disorder. The aim is not only to reveal potential differences in upper airway anatomy to better understand origin and pathophysiology of the disease but also to improve patient management and treatment success. The present review is based on a systematic literature search with regard to upper airway evaluation in sleep-disordered breathing; the articles were selected and discussed in light of our clinical experiences. Based on clinical assessment including endoscopy during wakefulness, the value of the Mueller Maneuver, static radiologic imaging techniques (X-ray cephalometry, computed tomography (CT) scanning and magnetic resonance imaging (MRI)), dynamic scanning protocols (e.g. ultrafast CT or cine MRI), upper airway endoscopy during sleep and sedated sleep, pressure measurements and the assessment of the critical closing pressure are discussed. Each technique itself and its history in the field of sleep medicine are briefly reviewed and problems of standardization and interpretation are discussed when appropriate. Insights into the pathophysiology of the disease gained with the help of the investigational techniques are presented and the impact of the techniques on patient management is reported. Although all these additional techniques for upper airway assessment have substantially improved our understanding of sleep-disordered breathing, their significance in daily practice is limited. In contrast to the widespread use of the Mueller maneuver and sedated endoscopy, convincing data supporting their use in terms of treatment outcome are lacking. So far, there is only very limited evidence that selected techniques improve treatment outcome for selected indications. In general, there is not enough evidence that these techniques are superior to the routine clinical assessment.

Section snippets

Methods of airway evaluation

As the interest in sleep-disordered breathing (SDB) has increased, various attempts have been made to assess upper airway anatomy in patients with this relatively frequent disorder. From the very beginning, researchers and clinicians used a multitude of different techniques not only to reveal potential differences in upper airway anatomy to better understand the origin and the pathophysiology of the disease but also to improve patient management and treatment success. While the value of

Clinical examination and clinical scores

A clinical examination including an endoscopy of the upper airway during wakefulness still constitutes the basis of every airway evaluation in snorers and obstructive sleep apnea (OSA) patients. Given the early failures in the surgical treatment of these patients, anatomic and static findings were the first parameters to be evaluated in order to improve treatment success. The impact of enlarged palatine tonsils became evident in the surgical experiences with children. If performed

The Mueller maneuver

Snoring as well as apneas can be simulated by most people and a direct effect of the Mueller maneuver may be seen during wakefulness. Thus, snoring simulation and the effects of the Mueller maneuver have been used in upper airway evaluation before surgical intervention in patients to predict surgical outcome and to improve patient selection.20, 21, 22 In addition, the Mueller maneuver has been performed to assess and predict postoperative changes of the upper airway,23, 24, 25, 26 although the

X-ray cephalometry

Over the years, lateral X-ray cephalometry has become one of the standard diagnostic tools in patients with SDB, especially with regard to the evaluation of the skeletal craniofacial morphology. Not specifically developed for the field of SDB, imaging techniques and standards for data analysis have been incorporated from the field of maxillofacial surgery, where it has already been used for decades.

Being a standard tool for maxillofacial surgeons and orthopedic surgeons, one focus of X-ray

CT scanning

Compared to lateral X-ray cephalometry, CT scanning significantly improves soft tissue contrast and allows precise measurements of cross-sectional areas at different levels as well as three-dimensional reconstruction and volumetric assessment. Fast scanning times and relatively quiet scanning conditions even allow a dynamic assessment of the airway during a respiratory cycle as well as measurements during natural sleep. Nevertheless, ionized radiation remains problematic and the vast majority

MR imaging

Compared to lateral X-ray cephalometry or CT scanning MRI offers various advantages, such as excellent soft tissue contrast, three-dimensional assessments of tissue structures and lack of ionized radiation. The advantages with regard to the lack of ionized radiation have made MR imaging the imaging technique of choice in the assessment of children with SDB.

Videoendoscopy during spontaneous sleep

As early as 1978 the first report about videoendoscopic recording of the pharynx and larynx during sleep was published. Borowiecki et al.162 described a palatopharyngeal collapse at the end of expiration and directly before inspiration in patients with OSA. They described different degrees of airway obstruction, often associated with a medialization of the lateral pharyngeal walls. Snoring sounds during arousals were attributed to the soft palate and the lateral pharyngeal walls. As there was

Impact of videoendoscopy under sedation on sleep, breathing and snoring

Videoendoscopy under sedation also makes it possible to visualize the site and mechanism of snoring and pharyngeal obstruction in patients with SDB. Therefore, it is mandatory that snoring and airway obstruction can be provoked in affected patients and that neither the endoscope itself nor the drugs used for sedation disturb or influence breathing patterns, snoring or airway obstruction during sedation. At first videoendoscopy during sedated sleep was described in children and 1 year later in

Multi-channel pressure measurements

Changes in inspiratory pressure in the upper airway during obstructive events can be measured with catheters. To assess airway obstruction, different measuring points meaning different pressure transducers can be used from the nasopharynx through the oro- and hypopharynx down to the esophagus. Initially, pressure transducers were used mainly to investigate the mechanisms of airway obstruction in general; nowadays research is focused on the diagnostic potentials compared to standard

Critical closing pressure

The severity of SDB is usually described by the AHI, representing the number of upper airway obstructions during sleep. Nevertheless, it has to be kept in mind that the AHI simply describes the frequency of upper airway obstructions, not the severity of the pharyngeal collapse itself. Furthermore, measuring the severity of upper airway collapse is believed to be important when estimating the forces needed to overcome these obstructions or to maintain upper airway stability. Schwartz et al.211

Summary

The various techniques of airway evaluation presented in this review have significantly increased our insight into the pathophysiology of SDB. Nevertheless, potential benefits with regard to patient management or the superiority over simple clinical assessment remains under discussion.

The role of routine clinical and endoscopic evaluation of the upper airway is unquestioned especially in terms of patient management and treatment selection. Although the subjectivity of the assessment and the

Acknowledgment

We want to thank Mr. J. Wich-Schwarz, Ph.D., for his editorial assistance.

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