Abstract

We describe national trends during the 1990s in late-life difficulty and assistance with self-care activities. Among older Americans living in the community and experiencing difficulty with self-care activities, assistive-technology use increased substantially whereas use of personal care declined. Using a decomposition technique, we demonstrate that these shifts in assistance toward technology account for half the decline in the number of people dependent on personal care.

In recent years, the nation has experienced declines in the prevalence of late-life disability. Although measures vary, declines of 1% to 2% per year in one common indicator—the proportion of older people dependent on personal care in activities of daily living (ADLs)—were observed during the 1990s (Freedman et al., 2004). Such trends are of particular interest because of their implications for medical, social, and long-term-care services.

Researchers have speculated that assistive technologies have contributed to diminished dependence in late life (Freedman et al., 2004; Spillman, 2004). In this context, assistive technologies include both portable aids (e.g., canes and walkers) and environmental modifications (e.g., grab bars and ramps) used to increase, maintain, or improve a person's functional capabilities. Such technologies are widely used by people in late life, particularly for walking and bathing (Cornman, Freedman, & Agree, 2005). Moreover, their use is associated with improved functioning and quality of life (Agree & Freedman, 2003; Taylor & Hoenig, 2004; Verbrugge, Rennert, & Madans, 1997) and diminished reliance on personal care (Agree & Freedman, 2000; Allen, Foster, & Berg, 2001; Hoenig, Taylor, & Sloan, 2003). However, it remains unclear to what extent increases over time in assistive technology are linked to population-level declines in dependence on personal care.

In this brief report, we describe national trends during the 1990s in difficulty and forms of assistance with self-care activities in late life. We then decompose declines in the use of personal care into the contributions of population growth, population aging, trends in underlying difficulty, and shifts in forms of assistance toward assistive technology. In doing so, we illustrate the importance of assistive technology to changes over the past decade in the number of older people who are dependent on others in self-care activities.

Methods

We used the 1992–2001 Medicare Current Beneficiary Survey (MCBS; N = 128,568 all years combined) to assess trends for respondents ages 65 years and older living in the community. Previous research describes MCBS' strengths for disability trend analysis (Freedman et al., 2004; Freedman, Martin, & Schoeni, 2002; Waidmann & Liu, 2000): identical questions on disability and assistance, uniform field procedures, low rates of proxy response (9.3%), high response rates (85–90% initially and 95% or higher for subsequent rounds), very low rates of missing data (0.1% for difficulty and personal care items and 0.7% for devices), and sample replenishment. Sampling weights allow generation of cross-sectional estimates that are representative of the older population.

Once a year, respondents were asked a series of questions about underlying difficulty (without assistive devices or help from another person), hands-on and supervisory help from another person (including both formal and informal assistance), and the use of special equipment or aids for six personal care activities (walking, transferring, bathing, dressing, toileting, and eating). We classified individuals reporting underlying difficulty into three groups: those who depend on help from another person, those who independently use assistive devices (without personal care), and those who use neither form of assistance (referred to as unassisted difficulty).

Standardizing to the 1992 age distribution, we calculated trends in the prevalence of underlying difficulty and forms of assistance. We also presented age-stratified results (by age 65- to 79-year-olds and individuals 80 years of age or older), with groupings based on trend analyses within 5-year age groups (not shown). We calculated tests in Tables 1 and 2 on the basis of a continuous indicator for survey year that we entered into logistic regression models, pooled over all years, with controls for 5-year age groups. We adjusted standard errors by using Stata (2003) to account for the MCBS' sample design.

To calculate the contribution of four factors (growth of the population aged 65 and older, aging within this population, declines in underlying difficulty, and shifts in rates of assistance toward the independent use of assistive technology) to changes in the number of older people using personal care, we standardized and then decomposed changes in personal care according to Das Gupta (1993; p. 44). We limited this exercise to activities for which significant changes in forms of assistance occurred.

Results

Trends

Between 1992 and 2001, age-adjusted reports of underlying difficulty with self-care activities among older Americans declined from 30% to 26%, or an average of 2.1% per year (Figure 1 and Table 1). The older population also experienced significant declines in the use of personal care and in unassisted difficulty, but the independent use of assistive technology remained relatively steady (between 8% and 9%).

Among those reporting underlying difficulty with one or more ADLs, the chances of using technology without help increased significantly over time from 26% in 1992 to 32% in 2001 (Figure 2). These increases were accompanied by corresponding declines in reliance on personal care and in unassisted difficulty. In average annual percentage terms, the independent use of technology for any ADL increased on average by 3.6% per year, whereas declines in personal care and in unassisted difficulty amounted to 1.4% and 1.9% per year, respectively (Table 2).

Distinct patterns in forms of assistance with any ADL were evident by age and activity. For the 65- to 79-year-old age group, for example, increases in the independent use of assistive technology were offset by declines in unassisted difficulty. In contrast, among the population aged 80 and older, increases in independent use of assistive technology were offset by declines of, on average, 2% per year in reliance on personal care. With respect to specific activities, forms of assistance changed significantly only for walking and bathing.

Decomposition

In 1991, 3.2 million people in the United States who were aged 65 and older were reliant on help from others in one or more self-care activities (Table 3). By 2001, the figure dropped by 151,000 to 3.1 million.

Although this decline is relatively small, it is impressive given demographic shifts during this period. Growth of the population aged 65 and older and aging within that group added, respectively, 166,000 and 281,000 older people reliant on personal care for ADLs. Had these population shifts not occurred, the decline in the number of older persons dependent on personal care would have exceeded half a million.

Declines in underlying difficulty resulted in 520,000 fewer people using personal care for any ADL. Shifts toward the independent use of technology accounted for 78,000 fewer people who were reliant on personal care, a smaller but still sizeable share of the decline. If shifts in forms of assistance had not occurred, declines in personal care would have been substantially smaller, reaching only 73,000 or about half the observed decline.

The patterns for walking are similar to those for any activity. Between 1992 and 2001, the number of older people receiving help from another person to walk declined from 2.0 million to 1.9 million, a net decline of 135,000. In the absence of shifts toward technology, declines in personal care would have been substantially (90%) smaller, declining by only 14,000. In contrast, declines in the use of personal care for bathing were much smaller than for walking and were driven completely by declines in underlying difficulty.

Discussion

This brief report provides new insight into the contribution of assistive technology to recent declines in the use of personal care in late life. Among older Americans living in the community and experiencing difficulty in self-care activities, the independent use of technology increased substantially, offsetting the use of personal care. Shifts in forms of assistance toward the independent use of assistive technology accounted for about half of the observed decline between 1992 and 2001 in the number of older people dependent on personal care in daily activities. Assistive technology appears to be especially important for declines in dependence on personal care for walking, particularly for the population of individuals who are 80 years of age or older.

This study is limited in several respects. Many technologies that influence quality of life, such as aids for transportation, communication, and other medical, information, and household technologies, were not included. Furthermore, it was not possible for us to explore whether increases in accessible environments have furthered declines in reports of underlying difficulty. Consequently, our assessment of the role of technology in alleviating dependence on personal care is likely to be conservative. Moreover, we were unable to identify specific devices linked to declines in dependence. Other studies have documented, however, that canes, walkers, wheelchairs, bath seats, and grab bars are among the most commonly used assistive devices in late life (Agree & Freedman, 2000; Cornman et al., 2005). Finally, because this study is descriptive, we cannot conclude that expansion of assistive technology use caused declines in personal care. To the contrary, older individuals may increasingly turn to technological solutions if personal care is not readily available. However, at least one randomized control trial has demonstrated that the introduction of assistive technology forestalls dependence on personal care among older adults (Mann, Ottenbacher, Fraas, Tomita, & Granger, 1999).

Despite these limitations, our findings have implications for understanding the potential of assistive technologies to reduce dependence in late life. Three points are noteworthy. First, without increases in technological assistance, the nation would have experienced much more modest declines in the number of older people dependent in daily activities. This finding, coupled with several expected demographic trends—including growing numbers of elderly persons, fewer potential informal caregivers, and a relative shrinking of the long-term-care workforce (Wolf, 2001)—underscores the importance of public policies that promote access to assistive technologies as a means of enhancing independence of the older population.

Second, we note that trends toward greater use of assistive technology displaced personal care over the past decade despite very limited reimbursement for self-help items. During the study period, Medicare limited reimbursement to those technologies classified as durable medical equipment—reusable, medically necessary equipment ordered by a doctor for use in the home. This definition excluded devices that were obtained outside of the medical system, designed for use outside of the home (e.g., portable wheelchairs), or used mainly to enhance functioning or safety (e.g., grab bars). Recently, Medicare changed its definition of medical necessity to include the ability to safely accomplish mobility-related ADLs (Centers for Medicare and Medicaid Services, 2005). Evaluating this policy shift may yield further insight into the benefits to society of enhanced access to assistive technologies in late life.

Finally, although clearly an important factor, assistive technology does not appear to be the foremost reason for recent declines in dependence on personal care. Of the four factors considered—population growth, population aging, declines in underlying difficulty, and shifts in forms of assistance—declines in underlying difficulty accounted for the greatest share of declines in dependence. Further research is needed to sort out the factors driving declines in underlying difficulty so that clinicians can devise effective strategies to forestall disability for future cohorts of older people.

We gratefully acknowledge the helpful comments of Brenda Spillman. Support for this paper was provided by the National Institute on Aging (under Grants R01 AG021516 and R01 AG14346) and grants to the Nation Bureau of Economic Research from the National Institute on Aging, the Mary Woodard Lasker Charitable Trust, and the Michael E. DeBakey Foundation. The views expressed are those of the authors alone and do not reflect the opinions of the funding agencies or the authors' affiliations.

1

Department of Health Systems and Policy, School of Public Health, University of Medicine and Dentistry of New Jersey, New Brunswick.

2

Bloomberg School of Public Health, Johns Hopkins University, Baltimore, MD.

3

Institute of Medicine, Washington, DC.

Decision Editor: Linda S. Noelker, PhD

Figure 1.

Age-adjusted rates of assistance with daily activities, 65 and older population, 1992–2001. (Trend is significant for underlying difficulty, p <.05; any personal care, p <.01; and unassisted difficulty, p <.01.)

Figure 2.

Age-adjusted rates of assistance with daily activities among those reporting underlying difficulty with daily activities, 65 and older population, 1992–2001. (Trend is significant for assistive technology only, p <.01; any personal care, p <.05; and unassisted difficulty, p <.01.)

Table 1.

Number and Percentage of Population Aged 65 and Older Reporting Difficulty With ADLs in 2001 and Average Annual Percent Change, 1992–2001.

Average Annual % Change
ADLNo. (in thousands) and % Reporting Difficulty in 200165+ (Age Adjusted)65–7980+
Any ADL8,378 (27.2)−2.1**−1.3−3.2**
Walking7,221 (23.4)−1.8**−0.9−2.8**
Transferring3,759 (12.2)−2.8**−1.9*−3.8**
Bathing3,319 (10.8)−2.8**−1.6*−3.5**
Dressing2,070 (6.7)−2.4**−0.9−3.8**
Toileting1,606 (5.2)−1.6−0.2−2.6**
Eating777 (2.5)−2.1*−1.0−3.1**
Average Annual % Change
ADLNo. (in thousands) and % Reporting Difficulty in 200165+ (Age Adjusted)65–7980+
Any ADL8,378 (27.2)−2.1**−1.3−3.2**
Walking7,221 (23.4)−1.8**−0.9−2.8**
Transferring3,759 (12.2)−2.8**−1.9*−3.8**
Bathing3,319 (10.8)−2.8**−1.6*−3.5**
Dressing2,070 (6.7)−2.4**−0.9−3.8**
Toileting1,606 (5.2)−1.6−0.2−2.6**
Eating777 (2.5)−2.1*−1.0−3.1**

Note: ADL = activity of daily living.

*p <.05; **p <.01.

Table 1.

Number and Percentage of Population Aged 65 and Older Reporting Difficulty With ADLs in 2001 and Average Annual Percent Change, 1992–2001.

Average Annual % Change
ADLNo. (in thousands) and % Reporting Difficulty in 200165+ (Age Adjusted)65–7980+
Any ADL8,378 (27.2)−2.1**−1.3−3.2**
Walking7,221 (23.4)−1.8**−0.9−2.8**
Transferring3,759 (12.2)−2.8**−1.9*−3.8**
Bathing3,319 (10.8)−2.8**−1.6*−3.5**
Dressing2,070 (6.7)−2.4**−0.9−3.8**
Toileting1,606 (5.2)−1.6−0.2−2.6**
Eating777 (2.5)−2.1*−1.0−3.1**
Average Annual % Change
ADLNo. (in thousands) and % Reporting Difficulty in 200165+ (Age Adjusted)65–7980+
Any ADL8,378 (27.2)−2.1**−1.3−3.2**
Walking7,221 (23.4)−1.8**−0.9−2.8**
Transferring3,759 (12.2)−2.8**−1.9*−3.8**
Bathing3,319 (10.8)−2.8**−1.6*−3.5**
Dressing2,070 (6.7)−2.4**−0.9−3.8**
Toileting1,606 (5.2)−1.6−0.2−2.6**
Eating777 (2.5)−2.1*−1.0−3.1**

Note: ADL = activity of daily living.

*p <.05; **p <.01.

Table 2.

Average Annual Percent Change in Reports of Assistance Among the Population Aged 65 and Older Reporting Difficulty with ADLs, 1992–2001.

ADL65+ (Age Adjusted)65–7980+
Any ADL
    Any personal care−1.4*−0.7−2.0**
    AT only3.6**4.3**2.8**
    Unassisted difficulty−1.9**−2.7**−0.6
Walking
    Any personal care−1.30.0−2.6**
    AT only3.5**3.8**3.4**
    Unassisted difficulty−2.4**−3.2**−1.2
Transferring
    Any personal care−0.6−0.1−1.2
    AT only1.21.41.2
    Unassisted difficulty−0.4−0.90.2
Bathing
    Any personal care−1.1−1.2−0.9
    AT only4.2**4.7**3.7**
    Unassisted difficulty−3.0*−3.1−3.4*
Dressing
    Any personal care−1.0−1.1−0.6
    AT only3.75.5−0.1
    Unassisted difficulty0.50.30.6
Toileting
    Any personal care−1.3−0.3−1.9
    AT only1.81.32.2
    Unassisted difficulty−0.6−1.20.0
Eating
    Any personal care−0.91.4−2.9
    AT only4.34.74.4
    Unassisted difficulty0.6−1.72.7
ADL65+ (Age Adjusted)65–7980+
Any ADL
    Any personal care−1.4*−0.7−2.0**
    AT only3.6**4.3**2.8**
    Unassisted difficulty−1.9**−2.7**−0.6
Walking
    Any personal care−1.30.0−2.6**
    AT only3.5**3.8**3.4**
    Unassisted difficulty−2.4**−3.2**−1.2
Transferring
    Any personal care−0.6−0.1−1.2
    AT only1.21.41.2
    Unassisted difficulty−0.4−0.90.2
Bathing
    Any personal care−1.1−1.2−0.9
    AT only4.2**4.7**3.7**
    Unassisted difficulty−3.0*−3.1−3.4*
Dressing
    Any personal care−1.0−1.1−0.6
    AT only3.75.5−0.1
    Unassisted difficulty0.50.30.6
Toileting
    Any personal care−1.3−0.3−1.9
    AT only1.81.32.2
    Unassisted difficulty−0.6−1.20.0
Eating
    Any personal care−0.91.4−2.9
    AT only4.34.74.4
    Unassisted difficulty0.6−1.72.7

Notes: ADL = activity of daily living; AT = assistive technology.

*p <.05; **p <.01.

Table 2.

Average Annual Percent Change in Reports of Assistance Among the Population Aged 65 and Older Reporting Difficulty with ADLs, 1992–2001.

ADL65+ (Age Adjusted)65–7980+
Any ADL
    Any personal care−1.4*−0.7−2.0**
    AT only3.6**4.3**2.8**
    Unassisted difficulty−1.9**−2.7**−0.6
Walking
    Any personal care−1.30.0−2.6**
    AT only3.5**3.8**3.4**
    Unassisted difficulty−2.4**−3.2**−1.2
Transferring
    Any personal care−0.6−0.1−1.2
    AT only1.21.41.2
    Unassisted difficulty−0.4−0.90.2
Bathing
    Any personal care−1.1−1.2−0.9
    AT only4.2**4.7**3.7**
    Unassisted difficulty−3.0*−3.1−3.4*
Dressing
    Any personal care−1.0−1.1−0.6
    AT only3.75.5−0.1
    Unassisted difficulty0.50.30.6
Toileting
    Any personal care−1.3−0.3−1.9
    AT only1.81.32.2
    Unassisted difficulty−0.6−1.20.0
Eating
    Any personal care−0.91.4−2.9
    AT only4.34.74.4
    Unassisted difficulty0.6−1.72.7
ADL65+ (Age Adjusted)65–7980+
Any ADL
    Any personal care−1.4*−0.7−2.0**
    AT only3.6**4.3**2.8**
    Unassisted difficulty−1.9**−2.7**−0.6
Walking
    Any personal care−1.30.0−2.6**
    AT only3.5**3.8**3.4**
    Unassisted difficulty−2.4**−3.2**−1.2
Transferring
    Any personal care−0.6−0.1−1.2
    AT only1.21.41.2
    Unassisted difficulty−0.4−0.90.2
Bathing
    Any personal care−1.1−1.2−0.9
    AT only4.2**4.7**3.7**
    Unassisted difficulty−3.0*−3.1−3.4*
Dressing
    Any personal care−1.0−1.1−0.6
    AT only3.75.5−0.1
    Unassisted difficulty0.50.30.6
Toileting
    Any personal care−1.3−0.3−1.9
    AT only1.81.32.2
    Unassisted difficulty−0.6−1.20.0
Eating
    Any personal care−0.91.4−2.9
    AT only4.34.74.4
    Unassisted difficulty0.6−1.72.7

Notes: ADL = activity of daily living; AT = assistive technology.

*p <.05; **p <.01.

Table 3.

Components of Change Between 1992 and 2001 in Number of People Using Any Personal Care for ADLs (in thousands).

No. Using Any Personal Care
Change Associated With:
Activity19922001Change Between 1992 and 2001Population GrowthPopulation AgingDeclines in Rate of Underlying DifficultyShift Toward Independent Use of AT
Any ADL3,2303,079−151166281−520−78
Walking2,0281,893−135103190−307−121
Bathing2,1492,101−49112232−43947
No. Using Any Personal Care
Change Associated With:
Activity19922001Change Between 1992 and 2001Population GrowthPopulation AgingDeclines in Rate of Underlying DifficultyShift Toward Independent Use of AT
Any ADL3,2303,079−151166281−520−78
Walking2,0281,893−135103190−307−121
Bathing2,1492,101−49112232−43947

Note: ADL = activity of daily living; AT = assistive technology.

Table 3.

Components of Change Between 1992 and 2001 in Number of People Using Any Personal Care for ADLs (in thousands).

No. Using Any Personal Care
Change Associated With:
Activity19922001Change Between 1992 and 2001Population GrowthPopulation AgingDeclines in Rate of Underlying DifficultyShift Toward Independent Use of AT
Any ADL3,2303,079−151166281−520−78
Walking2,0281,893−135103190−307−121
Bathing2,1492,101−49112232−43947
No. Using Any Personal Care
Change Associated With:
Activity19922001Change Between 1992 and 2001Population GrowthPopulation AgingDeclines in Rate of Underlying DifficultyShift Toward Independent Use of AT
Any ADL3,2303,079−151166281−520−78
Walking2,0281,893−135103190−307−121
Bathing2,1492,101−49112232−43947

Note: ADL = activity of daily living; AT = assistive technology.

References

Agree, E. M., & Freedman, V. A., (

2000
). Incorporating assistive devices into community-based long-term care: An analysis of the potential for substitution and supplementation.
Journal of Aging and Health,
12,
426
-450.

Agree, E. M., & Freedman, V. A., (

2003
). A comparison of assistive technology and personal care in alleviating disability and unmet need.
The Gerontologist,
43,
335
-344.

Allen, S. M., Foster, A., & Berg, K., (

2001
). Receiving help at home: The interplay of human and technological assistance.
Journal of Gerontology: Social Sciences,
56B,
S374
-S382.

Centers for Medicare and Medicaid Services. (

2005
). Decision memo for mobility assistive equipment (CAG-00274N). Retrieved May 19, 2005, from http://www.cms.hhs.gov/mcd/viewdecisionmemo.asp?id=143.

Cornman, J. C., Freedman, V. A., & Agree, E. M., (

2005
). Measurement of assistive device use: Implications for estimates of device use and disability in late life.
The Gerontologist,
45,
347
-358.

Das Gupta, P., (

1993
). Standardization and decomposition of rates: A user's manual. Washington, DC: U.S. Department of Commerce.

Freedman, V. A., Crimmins, E., Schoeni, R. F., Spillman, B. C., Aykan, H., & Kramarow, E., et al (

2004
). Resolving inconsistencies in trends in old-age disability: Report from a technical working group.
Demography,
41,
417
-441.

Freedman, V. A., Martin, L. G, & Schoeni, R. F., (

2002
). Recent trends in disability and functioning among older adults in the United States: A systematic review.
Journal of the American Medical Association,
288,
3137
-3146.

Hoenig, H., Taylor, D. H, & Sloan, F. A., (

2003
). Does assistive technology substitute for personal assistance among the disabled elderly?
American Journal of Public Health,
93,
330
-337.

Mann, W. C., Ottenbacher, K., Fraas, L., Tomita, M., & Granger C.V., (

1999
). Effectiveness of assistive technology and environmental interventions in maintaining independence and reducing home care costs for the frail elderly: A randomized trial.
Archives of Family Medicine,
8,
210
-217.

Spillman, B. C., (

2004
). Changes in elderly disability rates and the implications for health care utilization and cost.
Milbank Quarterly,
82,
157
-194.

Stata Corporation. (

2003
). Stata statistical software: Release 8.0. College Station, TX: Author.

Taylor, D. H., & Hoenig, H., (

2004
). The effect of equipment usage and residual task difficulty on use of personal assistance, days in bed, and nursing home placement.
Journal of the American Geriatrics Society,
52,
72
-79.

Verbrugge, L. M., Rennert, C., & Madans, J. H., (

1997
). The great efficacy of personal and equipment assistance in reducing disability.
American Journal of Public Health,
87,
384
-392.

Waidmann, T. A., & Liu, K., (

2000
). Disability trends among elderly persons and implications for the future.
Journal of Gerontology: Social Sciences,
55B,
S298
-S307.

Wolf, D. A., (

2001
). Population change: Friend or foe of the chronic care system?
Health Affairs,
20,
28
-42.