Identification of sepsis subtypes in critically ill adults using gene expression profiling

The protean illnesses of the ICU are syndromic in nature, defined by a number of clinical, laboratory and radiologic criteria, rather than specific pathologic findings. Examples of this include acute respiratory distress syndrome (ARDS), acute kidney injury (AKI) and sepsis. In such cases, the lack of specificity of the diagnostic criteria may lead to the inadvertent grouping together of physiologically disparate disease states under the same rubric [1, 2]. By failing to account for the existence of subtypes, such syndromic definitions may have an averaging effect, which could account for negative or conflicting results from clinical trials [3]. Identifying syndrome subtypes is, therefore, an important objective, with the potential to significantly refine enrollment in randomized controlled trials, and tailor therapies in practice [2].

Gene expression microarray data may be useful in identifying sepsis subtypes based on differential expression of key genes [4]. In pediatric patients, unsupervised clustering methods have been used to identify sepsis subtypes based on gene expression profiles from whole blood, and have been shown to correlate with outcomes [5‐7]. No such analysis, however, has been applied to adult cases. In this study, we present an analysis of gene expression profiles from adult patients with sepsis, in which subtypes are identified using bioinformatics techniques.

Graphical representations of the derivation clusters through successive stages of enrichment are shown in Figure 1. Initially, there were 19 patients in cluster 1 and 36 patients in cluster 2, with an average silhouette width of 0.1. After the 100-fold enrichment step, the average silhouette width increased to 0.2, with 20 patients in cluster 1 and 35 patients in cluster 2. After SAM enrichment, there were 21 patients in cluster 1 and 34 patients in cluster 2, with an average silhouette width of 0.3.

The results of hierarchical clustering (Figure 2) reveal a difference in class assignment between the two clustering methods for two patients. Bootstrapping cluster analysis showed that clustering with k = 2 was stable (Additional file 1). As expected, this was seen for the final cluster solution that was based in part on genes known to have differential expression between groups. However, this was also seen for the clusters derived from the genes identified by the Genbank search, prior to their subsetting based on expression differences. Bimodal indices were greater than 1.1 for approximately 28% of the 1,256 genes identified in the SAM enrichment step (Additional file 2). PCA showed that the two subtypes were separable in the first principal component, which accounted for 45% of the variance (Figure 3). The distribution of values yielded a bimodal index of 1.85, suggesting the presence of two distinct modes.

Using the clustering medoids derived in the first step, the observations in the validation cohort were assigned class labels based on the closest medoid (Euclidean distance). Internal measures showed cluster stability similar to that achieved with the derivation cohort, including an average silhouette width of 0.26 (Figure 4).

Hierarchical clustering revealed 178 co-expressed genes in the derivation cohort, and 171 co-expressed genes in the validation cohort. All but one of the validation genes was also found in the derivation set, and the 170-gene intersection was taken as the gene signature (Additional file 3). Pathway analysis (Table 1) revealed this signature to be enriched for two cellular processes relevant to sepsis and shock, namely inflammation mediated by chemokine and cytokine signaling pathways, and Toll receptor signaling pathway. The subtype 1 pattern showed increased expression of these genes relative to subtype 2.

The clinical differences between subtypes within the validation cohort dataset are shown in Table 2 and Figure 5. There were more patients diagnosed with severe sepsis in subtype 1 (36%) than in subtype 2 (9%). The proportions of patients with septic shock were similar. Analysis of expression levels of relevant pharmacogenes revealed a number of statistically significant differences between subtypes, ranging from 1.3- to 3-fold differences in expression (Table 3). These included genes were implicated in pathways important to drotrecogin alpha, vasopressin, hydrocortisone and norepinephrine.

Sepsis continues to be a major public health concern. With only supportive measures showing benefit in clinical trials and no specific syndromic therapies available, mortality from this condition remains high. Although sepsis is a multifaceted pathophysiologic state involving multiple organ and cellular systems, it is most often diagnosed, treated and studied based on a clinical definition incommensurate with its complexity.

Subtypes of disease can be defined in many ways, including by epidemiologic, clinical, pathological, genetic and molecular characteristics. In this study, we used microarray data derived from the neutrophils of patients diagnosed with sepsis in order to determine if more than one distinct gene expression pattern exists among them. Related approaches have been used previously, most notably in cancer biology, to identify subtypes of diffuse large B-cell lymphoma [18], breast cancer [19], lung cancer [20] and melanoma [21]. We chose to examine the genetic underpinnings of sepsis because it is a highly complex, multi-organ process that may defy reduction to traditional clinical parameters. Moreover, the differences in clinical course and response to therapy in sepsis are not fully explained by clinical characteristics alone.

We identified two sepsis subtypes based on gene expression profiles among patients meeting traditional diagnostic criteria for sepsis. We used multiple objective measures with two different clustering algorithms, to validate the number of clusters in the cohort, as well as a multifaceted approach to identify the subset of genes that were most discriminatory for classification purposes. This method combines domain knowledge derived from Genbank with an iterative approach designed to produce a subset of genes that was enriched for use in cluster identification. Importantly, we then returned to the complete set of genes and identified a larger subset based on differential expression, thus maximizing the opportunity to derive new knowledge about the role in sepsis of genes not previously associated with this disease. Our results show increasing cluster stability with each successive step of the gene signature discovery process. Moreover, we observed excellent agreement between clustering methods.

The subtype 1 gene expression profile was characterized by significantly increased expression of genes involved in inflammatory and Toll receptor mediated signaling pathways, and was associated with a higher prevalence of severe sepsis. These signaling pathways have been shown previously to be dynamically expressed in the course of sepsis, and to correlate with sepsis severity [22‐24]. Other clinical attributes, including age, severity of illness scores, mortality and need for organ support, were similar between the two subtypes.

Expression differed significantly for a number of pharmacogenes of drugs found to have inconsistent effects in severe sepsis and septic shock. This heterogeneity of pharmacogene expression may have contributed to the negative results of large-scale RCTs, as only a subgroup of the participants may have responded to the treatment under investigation. In particular, the two-fold difference between subtypes in the expression of Factor V could have a significant impact on the efficacy of drotrecogin alpha, which targets this protein specifically.

We also observed a three-fold difference in the expression of ALOX5, a key component in the metabolism of leukotrienes that has been shown in mouse knockout models to worsen sepsis-induced multiple organ injury, and that is also mediated by glucocorticoid activity [25]. More recently, the combined COX-2 and ALOX5 inhibitor flavocoxid has shown significant efficacy in a mouse cecal ligation and puncture model of sepsis [26]. This compound, already used in the United States for the treatment of osteoarthritis, therefore shows promise as a potential therapy for sepsis. Our results suggest that patients may respond differently to this agent depending on their gene expression pattern. Stratifying patients according to gene expression subtype might, therefore, be one way of increasing the likelihood of obtaining meaningful results from future clinical trials of this agent.

Analysis of the gene signature also revealed significant differences between subtypes in the levels of gene expression for key pathways, including cytokine and Toll receptor mediated signaling pathways, that play central roles in the pathogenesis of sepsis [27, 28]. This result may also be of therapeutic importance, as novel agents targeting Toll-like receptor pathways are being investigated for the treatment of sepsis [29]. Differential expression of genes in the target pathway among patients meeting clinical enrollment criteria could theoretically predispose such trials to heterogeneous treatment effects.

A study similar to ours by Wong et al. identified three molecularly distinct subtypes in pediatric sepsis, one of which was associated with higher severity of illness scores, and increased mortality [5]. Our study differs from this work in a few important ways. First, there are important differences in the pathophysiology of sepsis between children and adults that could lead to differences in gene expression profiles between these two groups [30]. Second, our method for determining the optimal number of subtypes was based on internal metrics of clustering success, rather than an a priori decision. Third, we used both PAM and hierarchical clustering, rather than K-means clustering, which may have different performance characteristics depending on the nature of the dataset in question. Fourth, we used gene expression data derived from neutrophils, while the study by Wong et al. used whole blood, which reflects expression from all leukocyte subtypes, weighted by their relative abundance at the time of sampling [31]. Lastly, our initial clustering was based on a subset of genes known from the literature to have relevance to sepsis, with subsequent clustering based on refinements of this gene signature by an iterative enrichment process. In the case of Wong et al., clustering was carried out on a subset of genes chosen based on differences in expression levels between patients with sepsis and non-sepsis controls. This latter approach has the potential to exclude genes that may be important in differentiating sepsis subtypes, rather than differentiating sepsis from controls.

Our results highlight the complexity and heterogeneity of sepsis at the molecular level, a finding in keeping with those of a recent systematic review on the subject [32]. Its strengths include the use of separate derivation and validation cohorts, the use of objective measures of internal cluster validity, and the use of two different clustering algorithms. Linkage to clinical data helped to characterize the validation cohort in terms of demographic characteristics and outcomes. We also used an approach with both knowledge-based and algorithmic components in order to reduce the feature space within which observations were clustered.

There are a number of limitations that must be addressed. First, the microarray data used in this analysis were obtained from neutrophils collected within 24 hours of admission to the ICU. While it has been suggested that the tissue used and timing of microarray analysis could have a significant impact on gene expression studies in sepsis [33], the experimental conditions were similar for all patients and for both cohorts, so that differences between individual patients should be minimized. Nonetheless, gene expression profiles are known to change rapidly in the early stages of injury and sepsis, and may in fact follow a trajectory between different states of immunostimulation [33, 34]. Though the subtypes identified in our study showed good separation, they were not perfectly distinct. One possible interpretation of this result is that the overlap reflects sampling of patients in transitional states.

Second, the initial gene subset selection based on the Genbank search may have diminished the opportunity to discover expression differences among genes not otherwise known to be related to sepsis. We aimed to mitigate this effect by returning to the complete gene set prior to the final enrichment step, so as to allow the inclusion of any gene represented in the array.

Third, we did not collect data regarding ethnicity, which might affect gene expression levels and act as a confounding factor [35], or drug exposure, which would have been valuable in further exploring the differences in pharmacogene expression between subtypes.

Lastly, we note that clustering algorithms applied to microarray data must be used with caution, as these will invariably identify clusters [36]. Knowing whether such clusters reflect truly distinct subtypes, rather than artifacts of the datasets, remains a challenge to unsupervised machine learning methodologies in general. Nonetheless, an approach similar to ours has been used successfully in the past in other domains, including cancer [18‐21, 37] and Parkinson's disease [38], as well as in pediatric sepsis [5‐7]. To guard against false cluster discovery, we employed an objective measure of cluster validity, and reproduced the result using two different clustering algorithms, in two independent datasets. Furthermore, we believe the existence of two separate clusters to be biologically plausible, insofar as the gene signature used to distinguish them includes a number of genes and pathways known to be important in the pathophysiology of sepsis and inflammation.

Our results are based on retrospective data and exploratory data analyses and, as such, cannot definitively prove the existence of non-overlapping genetic subtypes, nor define a gene signature for clinical use in the treatment of sepsis. Rather, our study is preliminary in nature and intended to be hypothesis generating.

Further gene expression studies of sepsis should focus not only on differentiating sepsis from controls, but sepsis subtypes as well. In this endeavor, a rich clinical database that includes information regarding patient ethnicity, drug exposure, and status at the time of sample collection, will assist in the interpretation of findings, and the conceptualization of subtypes in clinical practice. Furthermore, the results of pharmacogene expression analysis may be important in planning future RCTs of sepsis therapies, and in guiding treatment for patients with severe sepsis and septic shock.

We present a novel method for the identification of molecularly distinct sepsis subtypes based on gene expression profiling in critically ill adults. We identified two subtypes that showed significant differences in the expression of genes related to well known sepsis pathways and therapeutics, and were associated with sepsis severity. Our results may help to explain negative or conflicting results in clinical trials of sepsis therapies, in which patients with heterogeneous genetic responses to the treatment in question may be inadvertently grouped together. As the availability of microarray-based diagnostics increases, their use in stratifying patients enrolled in sepsis trials should be explored.