Effects of overinflation on procollagen type III expression in experimental acute lung injury

Over the past decades, mechanical ventilation (MV) has been employed as the main supportive tool in the setting of severe respiratory failure. Lung parenchyma and in particular extracellular matrix (ECM) are exposed to physical stimuli during MV, which may produce an adaptive response. ECM is composed of water and biological macromolecules such as collagens, elastin, and proteoglycans [1], of which collagens are the most abundant and are responsible for structural integrity [2]. Our knowledge of the consequences of MV in the ECM of normal [3] and diseased [4] lungs has expanded recently. Injurious MV subjects lung parenchyma to high inflation and initiates ECM remodeling in patients [5] and experimental models [6‐9]. This event depends on an airway pressure (P_AW) gradient [6, 7] and a transpleural pressure gradient. In fact, in healthy rat lungs submitted to injurious ventilation either with high or low tidal volume (V_T) values, ECM reacted with an increased synthesis of mRNA for procollagen type III (PC III), which was more pronounced in nondependent regions of the lungs [10]. This suggests an effect of regional transpleural forces that emerged due to lung heterogeneity in the context of ventilator-induced lung injury [11].

On the other hand, pulmonary fibrosis is a consequence of acute lung injury (ALI) and contributes to prolonged respiratory failure and ultimately death in acute respiratory distress syndrome (ARDS) [12, 13]. Excessive collagen synthesis is an important part of this biological response [14]. Moreover, different approaches have shown that early elevation of PC III is a predictor of poor outcome in patients with ARDS [15‐18].

We investigated how the initial fibroproliferative adaptive response interacts with MV of injured lungs. Because regional forces influence the fibroproliferative response [10], we employed different high-inflation ventilatory strategies to observe how they would affect the transcription of PC III mRNA in nondependent and dependent regions of rat lungs exposed to oleic acid (OA) and ventilated for one hour. High and low positive end-expiratory pressure (PEEP) levels were used to obtain similar degrees of high peak P_AW values with different cyclic stretch. We also studied animals that were in the prone position, which is known to reduce the transpleural pressure gradient [19]. mRNA expression was chosen due to short experiment length. Steady-state synthesis of procollagen type I (PC I) can be affected by alterations in messenger stability [20, 21] or in transcriptional rate [20]. Nevertheless, studies have shown that an increase in mRNA PC I is consistent with an increase in PC I protein levels [22‐24]. The same has been verified for PC III [25].

To confirm the degree of lung injury in this early-phase model of ALI [26], we measured mRNA expression of interleukin-1-beta (IL-1β), which is a net mediator of inflammatory activity [27] in addition to being secreted early in the process [10, 28] and responsive to changes in ventilatory strategies [29]. Also, we histologically verified the intensity of the polymorphonuclear infiltrate using a polymorphonuclear infiltrarion index (PMI).

The study was approved by the Ethics Committee on Clinical Research and the Ethics Committee for Animal Experimentation of the Hospital do Câncer (São Paulo, Brazil). Animals were treated according to internal standards for animal experimentation.

We studied six groups of male Wistar rats. After anesthesia (ketamine 80 mg/kg and xylazine 10 mg/kg), tracheotomy, jugular vein and carotid artery sections, rats were placed in the prone position and given a slow intravenous bolus of 30 μl of OA (Sigma-Aldrich, St. Louis, MO, USA) dissolved in 270 μl of bovine serum albumin. After stabilization (15 minutes), three groups of 10 randomly assigned rats were ventilated for one hour in a volume-controlled ventilator (Inter-3; Intermed Equipamento Médico Hospitalar LTDA, São Paulo, Brazil) according to the following strategies to achieve the same peak inspiratory pressure:

The animals were similar in regard to weight (all groups), doses of anesthetic agents and volume of saline infused (for LVHP-S, HVLP-S, HVLP-P, and OA groups), P_AW (for the ventilated groups LVHP-S, HVLP-S, and HVLP-P), and V_T and PEEP (for HVLP-P and HVLP-S). Results (medians and interquartile ranges) are shown in Table 1.

The administration of OA effectively induced lung injury and resulted in a decrease in pO₂/FiO₂ ratio, perivascular and alveolar septa edema, and (as expected) marked PMN infiltration [33]. The groups ventilated with high V_T (HVLP-S and HVLP-P) presented marked alkalosis due to low carbon dioxide partial pressure (pCO₂). Conversely, the low-V_T LVHP-S group showed acidosis due to high pCO₂ at the end of the experiment.

Expression of PC III for each group and region is shown in Figure 1. A significant interaction for group and region effects was observed for the expression of PC III (for the interaction p = 0.012, ANOVA two-way) with higher expression in the HVLP-S and LVHP-S groups (group effect, p < 0.00001, ANOVA two-way, partial η² = 0.767) and in the nondependent region (region effect, p = 0.0007, ANOVA two-way, partial η² = 0.091). Post hoc analysis showed that the expression of PC III was high in the HVLP-S and LVHP-S groups, intermediate in the OA and HVLP-P groups, and low in the control group. The expression of PC III was higher in the nondependent region of the LVHP-S and HVLP-S groups compared to the dependent region of the HVLP-S group. Results (means and standard deviations) and significant differences between groups or regions after post hoc analysis are shown in Table 2.

Expression of IL-1β and PMI sorted by group and region are shown in Figures 2 and 3. Variables exhibited similar behavior. There was a significant group effect on the expression of IL-1β (group effect, p < 0.00001, ANOVA two-way, partial η² = 0.944) without regional differences (region effect, p = 0.16, ANOVA two-way, partial η² = 0.011). Post hoc analysis confirmed that there was minimal (control), intermediate (LVHP-S), and high (HVLP-S, HVLP-P, and OA) expression of IL-1β. Results (means and standard deviations) of IL-1β and PMI followed by significant differences between groups after post hoc analysis are shown in Table 3.

We noted a very low PMN infiltration as characterized by logPMI in the NIR group, an intermediate degree of infiltration in the LVHP-S group, and a high level of infiltration in the HVLP-S, HVLP-P, and OA groups (group effect, p < 0.00001, ANOVA two-way, partial η² = 0.832) as confirmed by post hoc analysis. No regional differences were observed (region effect, p = 0.9, ANOVA two-way, partial η² < 0.001).

Our main findings were the following: First, upregulation of PC III expression occurred early in this ALI model; second, it was significantly higher in ventilatory strategies that possibly generated overinflation due to the fact that either high PEEP or high V_T affected mostly nondependent lung regions of these groups; and third, the prone position partially attenuated this response.

The early response of PC III mRNA is in accordance with previous studies [5] that have shown that mRNA expression of PC I increases very early in the course of extracorporeal circulation for cardiopulmonary bypass surgery. Injuriously high V_T ventilation is also capable of rapidly inducing transforming growth factor-beta-1 mRNA, an upstream regulator of collagen synthesis [34]. In experimental models, increased alveolar wall stress during a four hour period was accompanied by an increased synthesis of PC I, PC III, PC IV, and laminin B [6]. Besides, it is known that prolonged alveolar distension of the remaining lung after pneumonectomy causes an increased transcription of collagen [22, 35]. Taken together, these findings suggest that overdistension due to MV leads to an early response of the ECM.

Moreover, we found significantly higher expression of PC III mRNA with an effect size of 77% in ventilatory strategies associated with overinflation of lung parenchyma, as we noticed in the HVLP-S and LVHP-S groups, regardless of how high end-inspiratory volume was achieved. Additionally, nondependent regions of the latter groups were particularly exposed to the accumulation of PC III mRNA, although this effect was somewhat less (9%). Considering the OA model, the use of strategies characterized by high V_T or high PEEP may lead to higher end inspiratory lung volume in nondependent regions [36], rendering them more susceptible to mechanical strain. Accordingly, there is indirect evidence of regional overinflation in human studies. Treggiari and colleagues [37] observed more cystic lesions in the nondependent lung regions (middle lobe and anterior and medial basal segments of the lower lobe) of patients in the fibroproliferative phase of ARDS, thus suggesting a potential mechanism for triggering PC III mRNA response.

We observed that rat lungs ventilated in the prone position showed less upregulation for the expression of PC III as compared to MV with high V_T (HVLP-S) or high PEEP (LVHP-S) for the same peak inspiratory pressure. Indeed, levels of PC III found in the prone group were similar to the unventilated OA group. Prone positioning is associated with increased stiffness of the thoracic cage [38]. Besides, lung inflation [39] and regional gas [40] are more evenly distributed than in the supine position, contributing to a more homogenous distribution of strain throughout lung parenchyma. Much has been learned of the pleural inflation gradient from studies with humans and larger animals [38‐40], but to extend this knowledge to a smaller animal like the rat merits concern. Nevertheless, Negrini and coworkers [41] unequivocally demonstrated an increasing transpleural pressure from top (sternum) to bottom (vertebra) in supine rats. In addition, the distribution of lung inflation is more homogeneous in rats in the prone position as compared to the supine position, as shown by computed tomography [19]. This might reduce the overdistension observed in nondependent areas in the supine position, thus preventing an excessive activation of PC III mRNA synthesis.

Although we chose only one cytokine (IL-1β), which might limit the examination of the inflammatory response in relation to fibrogenesis [42], and a semiquantitative histological index (PMI), our findings are in agreement with other experimental studies [43‐45]. mRNA expression of IL-1β paralleled the PMI index. We saw a marked expression/infiltration in the OA, HVLP-P, and HVLP-S groups. The LVHP-S group had an intermediate expression/infiltration compared to the high-V_T strategies and to the injured but not ventilated OA group. Studies that employed strategies of low V_T (6 to 8 ml/kg) combined with higher PEEP obtained lower levels of proinflammatory cytokines both in humans [46] and animals [43] as opposed to high levels of inflammatory cytokines [44] or high expression of cytokine mRNA [45] observed with high-V_T ventilation in animal studies. Interestingly, in the present study, this protective effect was detected early in the course of lung injury.

Due to study design, we observed hypercapnia in the LVHP-S group (mean pCO₂ = 63.5 mm Hg, 95% confidence interval [CI] = 46.5 to 73.4) whereas hypocapnia was noticed in the two high-V_T groups (for HVLP-S: mean pCO₂ = 24.2 mm Hg, 95% CI = 13.8 to 36.2; for HVLP-P: mean pCO₂ = 23.5 mm Hg, 95% CI = 20.2 to 48.9). Could CO₂ and pH fluctuations influence the inflammatory response observed in our model? It is known that hypercapnia per se and hypocapnia have opposite effects in the development of lung injury. Several laboratory studies have suggested that, due to a variety of mechanisms, hypercapnia could be protective in the setting of ALI. These mechanisms (reviewed at length elsewhere [47]) include enhanced anti-inflammatory effects (diminished levels of cytokines, altered neutrophil cell wall adhesion, and reduced lung neutrophil recruitment), lowered free radical species generation and tissue-induced damaged, attenuation of pulmonary apoptosis, and regulation of gene expression (modifying the activation of the transcription factor nuclear factor-kappa B [NF-κB] and differential microarray gene expression [48]). In contrast, hypocapnia presents potential risks of increasing lung injury [49]. This might help explain the differences in the expression of IL-1β and PMI between the low-V_T hypercapnic LVHP-S group and the two high-V_T hypocapnic groups.

If there is fairly consistent literature on the effects of hyper/hypocapnia on lung injury, the same is not true for lung repair, particularly collagen synthesis. The effects of acidosis/alkalosis on lung ECM protein synthesis are largely unknown. For that matter, metabolic acidosis induced a decrease in mRNA PC I synthesis in cultured mouse osteoblasts [50], but respiratory acidosis due to hypercapnia did not [51]. Even supposing that hyper/hypocapnia could alter the expression of PC III, we could assume that in our model these effects were marginal in view of the effects of ventilatory strategy; one hypercapnic group (LVHP-S) and a hypocapnic group (HVLP-S) shared high expressions of PC III and the other hypocapnic group (HVLP-P) had significantly less expression of it.

We did not notice significant regional differences in the expression of IL-1β and the PMI. This is in accordance with two recent studies with small animals (rat and rabbit) [19, 52], which failed to demonstrate regional differences in the morphology of lung injury in either of the body positions through semiquantitative or subjective evaluation, respectively. However, data from larger animals such as dog and sheep suggested less edema formation and a lower histological injury score in the prone position as compared to the supine position [53, 54]. This divergence could be attributed to species size and to methodological differences in the histological parameters chosen (point counting in our study as opposed to scores).

Our data suggest that in injured lungs ventilation strategy not only may alter the overall procollagen response but also induces a regional fibrogenic response. In the development of better protective ventilatory strategies, all attempts should be made to avoid regional overdistension, thereby reducing any early stimulus for fibrogenesis, which could potentially have an impact on the outcome of patients with ALI/ARDS.