Background
Lung cancer has been the most common fatal cancer worldwide in the last 30 years. Its 5-year survival rate is poor at less than 15% and has not improved significantly since the 1970’s. However, the prospect of survival in treated stage I lung cancer are greater than from stage II lung cancer or worse. Hence, it is suggested that an early diagnosis is pivotal for successful treatment, and advancing the means for early diagnosis will reduce mortality of this disease [
1,
2].
About 20% of all lung cancers are ISCC that arise from epithelia that line the upper airways [
3]. Patients at high risk for ISCC, such as smokers, are susceptible to focal squamous changes within the upper airway epithelia that are detectable by sensitive autofluorescence bronchoscopy techniques [
4,
5]. The lesions of PSCC are usually small, do not disrupt the basement membrane and show a diverse histological spectrum that suggests a gradual morphological transformation of bronchial epithelia into low- and high-grade PSCC that eventually may progress into ISCC [
6]. High-grade lesions in sputum or bronchial biopsies indicate a higher risk for lung cancer within the airway and at remote parenchymal sites and are therefore regarded as important clinical indicators [
6,
7]. However, the prognostic benefit of PSCC is impaired by a challenging histopathological classification and uncertainty about their individual malignant potential, which may impair their clinical relevance [
8,
9].
Squamous cancers accumulate structural chromosomal damage that increase in number and size at well-recognised genomic positions in high-grade PSCC and ISCC [
10‐
12]. Moreover, amplifications of the distal part of chromosome 3q may correlate with progression of high-grade PSCC to ISCC, and amplifications of this particular chromosomal area are a significant feature of ISCC in the lung and the esophagus, which is postulated to lead to an up-regulation of gene expression of known oncogenic potential, such as
SOX2 or
PIK3CA [
13,
14]. These findings strongly suggest distinct gene expression changes that underpin both PSCC and ISCC and which may offer insights into the mechanism of progression from a pre-invasive to an invasive tumour and potentially aid the phenotypic classification of PSCC according to their malignant potential. However, this has been hindered by the scarcity of fresh and longitudinally harvested material and the experimental challenges associated with analysis of the widely available FFPE biopsies.
In this report, we have examined the changes in gene expression in PSCC and ISCC using RNA from microdissected archival biopsies obtained from the University Hospital of South Manchester. To generate genome-wide gene expression profiles across a reliable histological classification of these samples, expert pathological review of lesions was agreed prior to analysis with Human Exon 1.0 ST arrays, which demonstrate greater accuracy of gene expression estimation using genomic material obtained from FFPE biopsies [
15,
16].
Methods
Laser capture microscopy (LCM) and RNA extractions
All FFPE biopsies were selected by a specialist thoracic pathologist, sectioned using a Leica RM2125 microtome and stained with Hematoxylin and Eosin. PSCC, ISCC cell clusters and normal epithelia were microdissected as follows: each FFPE biopsy was used to produce a series of a single 5μm section, transferred to a standard glass slide for diagnostic evaluation by specialist thoracic pathologists, and on average ten 10μm sections were each placed on 1mm PEN membrane slides (Carl Zeiss, Germany) for LCM using a Leica LMD6000 (Additional file
1: Figure S1). RNA was isolated using the Ambion Recover All Kit. Isolated RNA was quantified using a Qubit fluorometer (Qubit RNA assay kit) and RNA integrity was examined using an Agilent Bioanalyser. Samples with RIN values in the range 2–3 were employed for microarray analysis. All donors gave written informed consent and the conducted research was approved by the South Manchester Ethics Committee
Library preparations and array hybridization
Gene expression was analysed as previously described [
16]. 50ng of total RNA was used for amplification and reverse transcription of individual samples using the Nugen Ovation FFPE WTA Kit, followed by biotin labelling and library fragmentation via the Nugen Encore Biotin Kit. Affymetrix Human Exon 1.0 ST array hybridisation, washing, staining and scanning was performed at the Molecular Biology Core Facility of the CRUK Manchester Institute.
Real-time PCR (RT-PCR)
Comparative RT-PCR was performed to validate expression changes of candidate genes between ISCC and paired normal biopsies by using the delta delta Ct method [
17]. All primers were designed using Primer-BLAST (see Additional file
2: Table S1). PCR reactions were setup using Applied Biosystem’s Fast SYBR green master mix and were run in triplicates on an Applied Biosystems 7900HT Real-Time PCR system. Primers targeting 28S were used for the endogenous control in all assays [
18].
Exon array quality control and outlier detection was performed using dChip (
www.dchip.org, [
19]). For normalization and expression analysis of the array data, the implementation of the RMA algorithm in Partek GS 6.6 (Copyright 2010, Partek Inc., St. Charles, MO, USA) using core probesets was used. Differential expression tests were performed with the Bioconductor package limma using paired designs [
20]. The Bioconductor package QVALUE was used to calculate the corresponding q-values [
21]. Principal component analysis (PCA) of normalized expression data from the included exon arrays was performed using the R package FactoMineR (
https://cran.r-project.org/web/packages/FactoMineR/). Gene Set Enrichment Analysis was used to calculate positional enrichment of abnormal transcription using pre-ranked list of aberrantly expressed genes in all ISCC or all PSCC and positional gene sets available from MSigDB (
http://www.broadinstitute.org/gsea/msigdb) according to previously published procedures [
22]. RCircos was used to create the circus plot [
23]. For clustering analysis, 1914 differentially expressed genes from the three contrasts, i.e., all ISCC versus control samples, all PSCC samples versus control samples and PSCC high-grade versus PSCC low-grade, were selected and filtered for
p-value <0.05 and fold change greater than +/−1.75. For the clustering analysis, 4 data points were used; average controls, average PSCC low-grade, average PSCC high-grade and average ISCC. Averages are calculated in log base 2 and were standardised (standard deviation normalised to 1 and mean to 0). Genes were clustered according to these standardised expression levels by k-means into 12 clusters followed by ranking by hierarchical clustering using maxdView software "Super Grouper" plugin (available from
http://bioinf.man.ac.uk/microarray/maxd/). The functional analyses of differentially expressed genes were generated through the use of QIAGEN’s Ingenuity Pathway Analysis (IPA®, QIAGEN Redwood City,
https://www.qiagenbioinformatics.com/products/ingenuity-pathway-analysis/). Microarray data has been uploaded to the ArrayExpress database (
www.ebi.ac.uk/arrayexpress) under accession number E-MTAB-3950.
Immunohistochemistry
Immunohistochemistry on FFPE lung biopsies was performed on the Leica Bond platform, which included standard procedures for the removal of paraffin wax, section rehydration, epitope retrieval (Leica Bond Epitope Retrieval Solution 2, 20 min, Leica Biosystems, Germany), blocking of endogenous peroxidases for 5 min and blocking with 10% casein for 10 min. The primary antibody (Anti-PTTG1, Sigma-Aldrich HPA008890, produced in rabbit) was used at 5 μg/ml for 15 min followed by treatment with the Leica Bond Refine Kit (8 min, Leica Biosystems, Germany), Leica Bond DAB (10 mins, Leica Biosystems, Germany) and a counterstaining with hematoxylin prior to rehydration, clearing and coverslipping. Images were taken on a Leica SCN 400.
Discussion
Understanding the molecular alteration that underpins malignant squamous transformations within the airway epithelia is pivotal for the development of novel means of early detection or treatments of squamous cell carcinomas at a non-lethal stage [
30,
31]. Recently published studies utilized different grades of FFPE PSCC samples that revealed incremental increase of chromosomal rearrangements to occur during the proposed model of squamous carcinogenesis, and although these findings imply changing transcriptional profiles, the available knowledge of genes or pathways with altered transcriptional profiles in these conditions remains sparse [
6,
32]. Only a few studies so far have successfully addressed this shortcoming and uncovered a number of genes, e.g.,
SOX2,
CEACAM5 or
SLC2A1, with the potential of inducing malignant traits in PSCC by amplification or up-regulation in fresh samples of PSCC and ISCC [
13,
22,
33].
Surprisingly, the results from the array data presented here suggest a massive surge of significantly altered transcription in ISCC in comparison to PSCC, while levels between low-grade and high-grade PSCC or the different stages of ISCC, i.e., TN0, TNx and Nx ISCC, remain rather indistinguishable. This seems to point to a great leap of significantly changed gene expression at or after the transition of PSCC to ISCC rather than a gradual change in gene expression that would match the previously described stepwise accumulation of chromosome instability in PSCC and ISCC. Nevertheless, despite these obvious molecular differences found between PSCC and ISCC, we were able to identify abnormal gene expression shared between both. Moreover, cluster analysis of this shared abnormal gene expression revealed that the majority of these genes are either incrementally changed across PSCC and ISCC or exclusively altered in ISCC.
The pathways identified by IPA for genes gradually up regulated across PSCC and ISCC encompass changes to biological functions that are reminiscent of malignant cells. ‘G2/M cell cycle checkpoint regulation’, ‘p53 signaling’, ‘GADD signaling’ or ‘Polo-like kinase signaling’ can be associated with DNA damage and stress reactions in response to a chronic exposure to tobacco fumes or other volatile carcinogens [
25,
27,
34‐
36]. The observed activations of ‘ERK/MAPK Signaling’ (z-score: 2.236) or ‘PI3K/AKT Signaling’ (z-score: 2.449) are common in many different cancers and may gradually enhance survival and proliferation of preinvasive and invasive cells in the included samples [
28]. In addition, the incremental down regulation of the cytochrome P450 genes
CYP2B6 and
CYP4B1 in PSCC and ISCC suggest a reduced catabolism of inhaled carcinogens, such as those from tobacco fumes, which might in turn accelerate their detrimental effects in bronchial epithelia and preinvasive squamous tumors [
37]. Hence, the combination of increased genetic injury, modifications of the G2/M checkpoint regulation and early changes of signalling cascades that underpin cell survival and proliferation could provide a possible explanation for the occurrence and propagation of chromosomal rearrangements in PSCC.
PTTG1, which is a known proto-oncogene that under normal conditions acts as a securin to regulate chromatid separation during mitosis, has been found up-regulated in colorectal, thyroid and skin cancer where it is suggested to cause genetic instability and an increase in aneuploidy [
29]. Hence, the observed increase of
PTTG1 on the mRNA and protein level suggests a similar function of this protein in invasive squamous carcinomas. Moreover, the observed shift to a pronounced nuclear localization in ISCC confirms a previous observation in aggressive-invasive subtypes of pituitary tumors (prolactin) that suggest a crucial role for PTTG1 during squamous carcinogenesis [
38].
Genes up regulated in ISCC (cluster 11 in Fig.
2b) are enriched with a subset of IPA pathways, e.g., ‘leukocyte extravasation signaling’ (z-score: 1.265), ‘granulocyte adhesion and diapedesis’, or ‘IL-8 Signaling’ (z-score: 1) that suggest inflammation-related, microenvironmental processes such as the infiltration of immune cells, rearrangements of the connective tissue by metalloproteases or chemokine signaling in invasive squamous tumors (Fig.
3 and Additional file
2: Table S10). It is understood that such a local inflammation may contribute to tumor growth by the initiation of tumor vascularization, the local supply of growth stimuli, modifications of the immune response towards tumor cells and might eventually facilitate tumor metastasis [
39,
40]. Interestingly, abnormal up regulation of chemokine genes such as
CXCL1,
CXCL8,
CXCL9 or
CXCL10 is also frequently detected in pre-invasive tumors, which might be indicative of a response to microbiological infections or an earlier onset of the inflammation-related processes observed in ISCC samples.
Conclusions
Despite the known challenges to molecular studies that come with the use of FFPE material, we believe that our transcriptome analysis of preinvasive and invasive squamous FFPE tumor samples from the lower airways provides valuable insights into the genomic changes that occur during squamous carcinogenesis. The analysis of our Human Exon 1.0 ST array data confirms the previously published prevalence of segmental amplifications on chromosome 3q through enrichment analysis of abnormal transcription in PSCC and ISCC, and extends this analysis to all chromosomes (apart Y), which suggests further changes to chromosomal structures and consequently changes to gene expression being present in PSCC and ISCC. In addition, the functional analysis of this array data by IPA revealed alterations of biological functions in PSCC that confirm and extend recent findings [
11,
22,
33]. The included PSCC and ISCC samples were not longitudinally harvested from the same bronchial lesion and are therefore unlikely to be clonally related. Nevertheless, we were able to identify common patterns of aberrant transcription during squamous carcinogenesis by sorting genes according to their abnormal expression profiles in PSCC and ISCC and associate these genes with biological functions related to developing malignancies. Consequently, we can propose alterations to cell cycle checkpoint regulation, DNA damage response and, among other signal transduction cascades, PI3K/AKT signaling as early events during squamous carcinogenesis, and suggest the up-regulations and nuclear localization of PTTG1 as a novel biomarker for ISCC.
Acknowledgements
The authors would like to thank John Brognard, Stuart Pepper and Garry Ashton (all CRUK Manchester Institute, UK) for their technical assistance and comments on the study and manuscript.