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Erschienen in: Malaria Journal 1/2015

Open Access 01.12.2015 | Research

Distribution of malaria exposure in endemic countries in Africa considering country levels of effective treatment

verfasst von: Melissa A. Penny, Nicolas Maire, Caitlin A. Bever, Peter Pemberton-Ross, Olivier J. T. Briët, David L. Smith, Peter W. Gething, Thomas A. Smith

Erschienen in: Malaria Journal | Ausgabe 1/2015

Abstract

Background

Malaria prevalence, clinical incidence, treatment, and transmission rates are dynamically interrelated. Prevalence is often considered a measure of malaria transmission, but treatment of clinical malaria reduces prevalence, and consequently also infectiousness to the mosquito vector and onward transmission. The impact of the frequency of treatment on prevalence in a population is generally not considered. This can lead to potential underestimation of malaria exposure in settings with good health systems. Furthermore, these dynamical relationships between prevalence, treatment, and transmission have not generally been taken into account in estimates of burden.

Methods

Using prevalence as an input, estimates of disease incidence and transmission [as the distribution of the entomological inoculation rate (EIR)] for Plasmodium falciparum have now been made for 43 countries in Africa using both empirical relationships (that do not allow for treatment) and OpenMalaria dynamic micro-simulation models (that explicitly include the effects of treatment). For each estimate, prevalence inputs were taken from geo-statistical models fitted for the year 2010 by the Malaria Atlas Project to all available observed prevalence data. National level estimates of the effectiveness of case management in treating clinical attacks were used as inputs to the estimation of both EIR and disease incidence by the dynamic models.

Results and conclusions

When coverage of effective treatment is taken into account, higher country level estimates of average EIR and thus higher disease burden, are obtained for a given prevalence level, especially where access to treatment is high, and prevalence relatively low. These methods provide a unified framework for comparison of both the immediate and longer-term impacts of case management and of preventive interventions.

Background

The prevalence of Plasmodium falciparum infections is routinely measured in malaria indicator surveys (MIS), and as part of various health assessments and research projects. Prevalence data are therefore relatively widely available and are often used as a measure of endemicity in geographical comparisons and in evaluating the success of intervention programmes [1]. However, although prevalence is a consequence of malaria transmission and levels of exposure, these variables do not have a one-to-one relationship but rather a non-linear relationship modified by many factors such as naturally acquired immunity, malaria interventions and of heterogeneity in transmission rates [2]. These complicate the interpretation of age-patterns of infection and disease. The relationship between exposure and prevalence of infection also depends on the amount of treatment in the population because treatment truncates infections and (depending on the drug regimen) provides a few weeks of chemoprophylaxis (Fig. 1). If access to effective treatment is good, then prevalence may remain relatively low, even at high transmission levels. The amount of effective treatment also affects the relationships of exposure (or prevalence) with morbidity, and mortality rates (Fig. 1).
Human exposure to malaria, one part of malaria transmission, is best quantified by the entomological inoculation rate (EIR: the number of infectious bites per human host, per unit time), which is more directly related to morbidity and mortality than is prevalence. However, measuring this quantity directly requires intensive entomological studies over the whole annual period of malaria transmission. Previously established empirical relationships between prevalence and EIR have illustrated the complications and diversity by site [3]. EIR data are consequently relatively sparse, and indirect methods, that ideally account for treatment effects, are needed for estimating EIR from available prevalence data [4, 5].
The comprehensive repository of geo-located malaria parasite prevalence data maintained by the Malaria Atlas Project (MAP) is the obvious starting point for estimating how many people are exposed to malaria at different intensities, in different endemic countries. Several different algorithms have been used to infer the distribution of exposure from prevalence maps. In particular, a linear relationship between prevalence and the logarithm of the EIR approximates the empirical relationship between these variables [6], and the MAP repository includes EIR surfaces and estimates of the uncertainty based on this relationship [7]. Other researchers use process models to estimate transmission rates surfaces from prevalence data [6, 810]. These analyses do not allow for effects of treatment on prevalence. At low transmission levels, where infection events are sporadic, and superinfection relatively infrequent, this omission can be remedied using rather simple models for translating prevalence into transmission estimates, conditional on the incidence of effective treatment [4]. At higher levels of transmission, both concurrent and sequential superinfection are frequent; so mechanistic models allowing for this, as well as for treatment rates, are needed.
Estimates of the number of clinical malaria episodes at national level and continent-wide have been made from the MAP database by assuming a standard empirically determined relationship between prevalence and the incidence of clinical malaria in children [11, 12]. Using a similar methodology based on geographical stratification of risk, estimates of clinical incidence at national level are made yearly by the World Health Organization (WHO) for the World Malaria Report (WMR) for high-burden sub-Saharan countries [13]. This report also provides up-to-date assessments of malaria-related interventions and policies, attempting to quantify the impact on disease burden. Estimates of clinical incidence for each year have been made by adjusting for changing intervention coverage levels within each country, assuming effects match those seen in controlled trials [14].
These estimates of clinical incidence do not allow for levels of access to effective treatment. This affects both the true extent of pathology, and the observed clinical incidence, whether ascertained passively or actively. Depending on underlying exposure, high treatment levels create a virtuous cycle by averting further pathology and secondary cases. Estimates of worldwide and national levels of burden should, therefore, take into account effects of treatment, as well as the shifts in age patterns of prevalence [15] and of incidence that occur as a result of transmission reducing interventions.
The OpenMalaria platform supports an ensemble of models that can be used for calibrating different malariological indices against each other [16]. OpenMalaria is a stochastic, individual-based, simulation model of malaria in humans [17] linked to a deterministic model of malaria in mosquitoes [18]. The simulation model includes sub-models of infection of humans [19], blood-stage parasite densities [20], infectiousness to mosquitoes [21], incidence of morbidity including severe and hospitalisation [22, 23] and mortality [22]. An ensemble of 14 model variants is available [24] with each model including different assumptions for decay of natural immunity, greater within-host variability between infection and entomological exposure, heterogeneity in transmission and heterogeneity in susceptibility to co-morbidities.
Six of the OpenMalaria ensemble models were used in this work to compute estimates of the distribution of exposure (EIR) for each of 43 malaria endemic countries in sub-Saharan Africa as well as estimates of clinical incidence (and also incidence of severe disease and malaria mortality) for 2010 levels of malaria control. These estimates are based on the pixel-level posterior distributions of parasite prevalence in 2010 published by MAP [7]. For each country, these estimates are conditional on national level estimates of the levels of access to effective treatment for malaria fevers [25]. The resulting estimates of the distribution of transmission and of the incidence of clinical malaria provide a basis for evaluating the impacts of both preventive and curative intervention programmes allowing for the effects of existing case management on prevalence and burden of disease.

Methods

An overview of the methods in estimating malaria exposure distributions (as EIR) and resulting burden is presented in Table 1, including inputs and outputs of each method.
Table 1
Description of the EIR and burden estimation methods A and B including their inputs and outputs
Method
Description
PfPR2–10 (input by pixel)
Population demographics (input by pixel)
Coverage of clinical treatment
EIR (output and input to burden calculations)
Burden (output from OpenMalaria simulations)
A
Malaria transmission as EIR is estimated using previous published statistical relationship between prevalence and EIR [6, 7]. Burden of clinical disease is determined via the OpenMalaria micro-simulation model with EIR distributions derived by this method as inputs
Prevalence distributions from MAP [7] by pixel (5 km by 5 km). See Fig. 3a and results Additional file 2: Figure S2
Population numbers by pixel from [30]
Input for burden estimation only: coverage of effective treatment is country or geographic area specific (Table 2, [25])
Using the empirical relationship between prevalence and EIR [6, 7] (Eq. 1) and the prevalence distributions per pixel weighted by population demographics, a population weighted distribution for EIR is constructed. Overall EIR distribution for a geographic area is found by aggregation of the pixel EIR distributions (Fig. 3c and results Figs. 4, 5)
Using population weighted EIR distributions from Method A as input and assuming coverage of treatment at country specific levels, clinical incidence is determined using the OpenMalaria micro-simulation (process schematic Fig. 3d and results Fig. 7)
B Assuming country levels of coverage of effective treatment
Malaria transmission as EIR is estimated using a derived functional form of the relationship between prevalence and EIR and level of effective treatment from the OpenMalaria micro-simulation model. Burden of clinical disease is determined via the OpenMalaria microsimulation model with EIR distributions derived by this method as inputs
Prevalence distributions from MAP [7] by pixel (5 km by 5 km). Figure 3a and results Additional file 2: Figure S2
Population numbers by pixel from [30]
Input for both EIR and burden estimation: Coverage of effective treatment is country or geographic area specific (Table 2, [25])
A statistical relationship is fit to predict prevalences from the OpenMalaria micro-simulation model for a range of EIR and different levels of coverage of effective treatment of clinical disease (Fig. 3b). Prevalence distributions weighted by population by pixel are transformed to EIR distributions via this fitted function (Eq. 2) for country levels of coverage of effective treatment resulting in a population weighted distribution of EIRs by pixel and aggregated to country or geographic area. (Fig. 3c and results Figs. 4, 5).
Using population weighted EIR distributions from Method B as input and assuming coverage of treatment at country specific levels, clinical incidence is determined using the OpenMalaria micro-simulation (process schematic Fig. 3d and results Fig. 7)
B Assuming coverage of effective treatment at pre-ACT scale up levels
As above
As above
As above
Input for both EIR and burden estimation: E14 = 15 % capturing the situation before recent scale-up of ACT
As above but assuming coverage of effective treatment is 15 %
As above but EIR distributions and incidence are determined assuming coverage of effective treatment is 15 %

Malaria prevalence data

National levels of prevalence were taken from the prevalence surfaces estimated by the Malaria Atlas Project (MAP) for Plasmodium falciparium 2010 [7]. Estimates of prevalence in children aged 2 up to children before their 10th birthday (PfPR2–10) across a 5 km × 5 km grid were extracted as posterior distributions from a Markov Chain Monte Carlo (MCMC) calculated via a Bayesian geostatistical model using survey data. The primary estimates are of PfPR2–10 are available from the MAP website [26] as posterior densities.

National levels of effective treatment coverage

National levels of access to effective malaria treatment were collated previously [25] and are detailed in Table 2. Effective malaria treatment is treatment that results in parasitological cure. In this work effective treatment are estimates of the probability, E 14, that effective malaria treatment will be obtained during any 14-day period in which a fever occurs. Estimates were assembled at country level taking into account multiple factors for effectiveness of malaria case management, including probably of treatment-seeking, of type of care provider, of systems compliance with the recommended anti-malarial treatment, of adherence with the drug regimen, and the quality of the anti-malarial medications.
Table 2
Coverages of effective treatment and estimated transmission profiles (EIR mean, median and quartiles) for 43 sub-Saharan Africa estimated by method B assuming country level effective treatment
Country
Country code
Coverage of effective treatment [25] (E14 %)
Weighted mean EIR
Weighted median EIR
Weighted EIR 25 % quartile
Weighted EIR 75 % quartile
Angola
ago
48.7
49.8
6.2
1.4
50.4
Benin
ben
30.3
72.8
13.3
2.9
130.3
Botswana
bwa
71.3
5.3
0.0
0.0
1.7
Burkina Faso
bfa
34.6
118.1
73.7
9.1
407.3
Burundi
bdi
42.6
13.5
1.1
0.2
6.2
Cameroon
cmr
25.9
67.4
11.0
2.0
107.8
Central African Republic
caf
13.4
61.5
7.6
1.1
89.2
Chad
tcd
17.7
27.8
1.7
0.2
11.0
Comoros
com
37.6
46.5
5.2
0.8
34.5
Congo
cog
42.9
49.0
7.6
1.7
50.4
Democratic Republic of Congo
cod
26.9
47.4
4.3
0.6
34.5
Cote d’Ivoire
civ
25.3
78.8
19.5
2.9
157.6
Djibouti
dji
46.6
0.2
0.0
0.0
0.0
Equatorial Guinea
gnq
19.4
76.8
16.1
2.4
157.6
Eritrea
eri
24.7
1.1
0.1
0.0
0.2
Ethiopia
eth
15.8
1.0
0.0
0.0
0.1
Gabon
gab
40.4
71.7
16.1
3.5
130.3
The Gambia
gmb
39.3
7.3
1.4
0.4
5.2
Ghana
gha
39.9
52.3
7.6
1.7
50.4
Guinea
gin
25.0
39.7
3.5
0.6
23.6
Guinea Bissau
gnb
27.5
6.3
0.8
0.2
2.9
Kenya
ken
35.7
7.7
0.2
0.0
1.1
Liberia
lbr
45.2
60.2
16.1
4.3
73.7
Madagascar
mdg
20.2
42.0
2.0
0.2
23.6
Malawi
mwi
39.1
54.5
9.1
1.7
61.0
Mali
mli
27.5
76.0
16.1
2.4
157.6
Mauritania
mrt
22.4
5.4
0.1
0.0
0.4
Mozambique
moz
37.9
65.8
11.0
1.7
107.8
Namibia
nam
38.0
11.3
0.3
0.0
2.4
Niger
ner
30.9
35.3
3.5
0.8
19.5
Nigeria
nga
32.2
65.7
11.0
2.4
107.8
Rwanda
rwa
41.0
2.2
0.2
0.0
0.9
Sao Tome Principe
stp
68.0
25.8
6.2
1.7
23.6
Senegal
sen
32.3
5.8
0.6
0.2
2.4
Sierra Leone
sle
36.8
61.0
11.0
2.4
73.7
Somalia
som
7.5
1.1
0.0
0.0
0.2
North Sudan
sdn
18.8
7.0
0.1
0.0
0.5
South Sudan
ssd
8.7
17.0
0.1
0.0
2.0
Tanzania
tza
44.5
25.1
2.0
0.4
11.0
Togo
tgo
18.1
58.9
7.6
1.4
73.7
Uganda
uga
66.3
89.7
34.5
7.6
190.6
Zambia
zmb
51.5
26.9
2.9
0.6
16.1
Zimbabwe
zwe
25.7
2.8
0.2
0.1
0.6

Relationship between parasite prevalence and EIR

Two different methods were used to estimate distributions of malaria exposure (as measured by the entomological inoculation rate, EIR) from PfPR2–10 data:

Method A: statistical relationship between EIR and prevalence

A previously published statistical model transforming PfPR2–10 to EIR [7] (Additional file 7 of that paper), based on an earlier empirical analysis of the relationship of measured EIR values with PfPR2–10 [6]:
$$x \sim \log {\text{Normal}}\left( {\mu ,\sigma^{2} } \right)$$
(1)
where x is EIR, μ = 1.768 + 7.247p, σ = 1.281, and p, is PfPR2–10. This relationship is independent of the level of access to effective treatment, E 14, and thus does not allow for the effects of case management on the prevalence-EIR relationship. This model allows for statistical uncertainty in both variables x and p (data and fitted curve shown in Fig. 2a). Scale factors can be used to obtain the EIR estimate that would be obtained with different measurement approaches (e.g. pyrethroid-spraying catches, human landing catches, or both). This method is similar to the method used in previous analyses of the global burden of clinical malaria [11].

Method B: dynamic model relating EIR, prevalence, and coverage of treatment

Method B uses relationships between EIR and prevalence derived from multiple transmission models of malaria epidemiology and control, incorporating the effects of treatment on the infectious reservoir. The process of translating prevalence to EIR is illustrated in Fig. 3a, b, in essence extracting prevalence distributions at each 5 by 5 km grid from MAP (detailed above, Fig. 3a) and converting to EIR by the fitted relationship from OpenMalaria for a given coverage of effective treatment (Fig. 3b).
The transmission models are six model variants from the OpenMalaria stochastic individual-based model of the dynamics of P. falciparum malaria in humans [24] (Table 3), comprising a subset a previously published model ensemble [24] with each model variant including the same sub-model for pathogenesis [23] and case-management [27], but differing by assumptions concerning immunity decay or heterogeneity in transmission or co-morbidity (Table 3). The same parameterizations as used previously [24] were used to capture human demography and the seasonality of transmission. Each model variant has been parameterized by fitting to observed relationships between seasonal patterns of EIR and a range of outcomes, including parasite prevalence [19] and morbidity rates [23] in specific field sites.
Table 3
Model-specific parameters for each model variant for the statistical models fits relating OpenMalaria EIR and prevalence among 2–10 year olds
Model
Description of model variant
K 1
K 2
n 1
n 2
n 3
p 1
p 2
R0068
Heterogeneity in transmission: within-host variability
3.40
2.39
−2.44
1.65
1.09
0.90
−0.18
R0131
Immunity decay in effective cumulative exposure
3.68
3.44
0.95
0.68
0.81
0.84
−0.33
R0132
Immunity decay in immune proxies
3.35
3.69
−1.27
2.11
0.72
0.85
−0.45
R0133
Immunity decay in both immune proxies and effective cumulative exposure
3.33
3.49
0.19
1.22
0.86
0.81
−0.39
R0134
Base model (no immunity decay)
4.02
2.67
−1.87
1.52
0.79
0.84
−0.24
R0670
Heterogeneity in susceptibility to co-morbidity
3.51
3.78
1.55
0.43
0.81
0.86
−0.32
A statistical relationship was fit between simulated PfPR2–10, p, and EIR, x, for a given level of effective treatment, E 14, for each model in the ensemble (Fig. 2b illustrates an example of this relationship). These simulated predictions cover a wider range of EIR and prevalence used to parameterize the transmission models originally [17, 24]. The OpenMalaria simulations use a 5-day time step and effective treatment at each 5-day time step, E 5, was obtained from the 14 day estimates using a mapping based on the pattern of fevers over time in malaria-therapy data [28] (sample values shown in Additional file 1: Table S1). A Hill function was fitted by least-squares to the simulation data in order to relate PfPR2–10 and EIR, namely:
$$p\left( {x,E_{14} } \right) = \frac{{p_{max} x^{{n\left( {E_{14} } \right)}} }}{{K^{{n\left( {E_{14} } \right)}} + x^{{n\left( {E_{14} } \right)}} }},$$
(2)
where, p max , K, and n are functions of E 14. The inverse of relationship Eq. (2), relating EIR to PfPR2–10 is given by
$$x = K\left( {E_{14} } \right) exp\left[ {\frac{1}{{n\left( {E_{14} } \right)}}ln\left( {\frac{{p\left( {x,E_{14} } \right)}}{{p_ {max}\left( {E_{14} } \right) - p\left( {x,E_{14} } \right)}}} \right)} \right].$$
(3)
The functional forms for x, p max and K were chosen among exponential, linear, and quadratic options to give the best fit of p(xE 14) to the simulated prevalence for different levels of coverage of effective treatment. The selected functions are:
$$K\left( {E_{14} } \right) = K_{1} { exp }\left( {K_{2} E_{14} } \right)$$
(4)
$$n\left( {E_{14} } \right) = n_{1} E_{14}^{2} + n_{2} E_{14} + n_{3}$$
(5)
and
$$p_{max} \left( {E_{14} } \right) = p_{1} exp\left( {p_{2} E_{14} } \right) .$$
(6)
where K 1, K 2, n 1,n 2, n 3, p 1, and p 2 are fitted parameters. Separate parameter sets were fitted for each of the six model variants in the ensemble (values provided in Table 3).

Estimation of EIR distributions at national level

The prevalence-EIR relationships from method A and B were used to estimate a distribution of EIR for each country from the prevalence surfaces estimated by the MAP for 2010 [7]. Prevalence from the MCMC chains are weighted by each pixel-level value of population, and the percentiles of the distributions obtained by summarizing the whole set of MCMC chains. Corresponding to the PfPR2–10 value for pixel j, from MAP, and MCMC iteration i, an EIR estimate, x j (i) , is obtained. For method B this is
$$\mathbf{ x_{j}^{(i)}} = K\left( {E_{14} } \right) exp \left[ {\frac{1}{{n\left( {E_{14} } \right)}}\ln \left( {\frac{{p_{j}^{(i)} }}{{p_{{max} } - p_{j}^{(i)} }}} \right)} \right].$$
(7)
The corresponding estimate of the distribution of EIR over the whole country (including non-endemic areas, with EIR = 0) is obtained by binning x j (i) into a limited number, K, of ranges \(X_{ 1} ,X_{ 2} , \ldots ,X_{K}\), and population weighting. Aggregating the estimates from the whole set of T sampled values of p j (i) from the MCMC chains, each range is assigned probability:
$${ \Pr }\left( {X_{k} } \right) = \frac{{\mathop \sum \nolimits_{i} \mathop \sum \nolimits_{j} \left( {N_{j} {\text{I}}\left({ \mathbf{{{x}}_{{j}}^{{\left( {{i}} \right)}}} \in X_{k} } \right)} \right)}}{{T\left( {\mathop \sum \nolimits_{j} N_{j} } \right)}},$$
(8)
and I(x j (i)  ∊ X k ) is an indicator taking value 1 if x j (i) is in range X k and zero otherwise. Here N j is the population assigned to the pixel as determined by the gridded population of the world [29, 30]. For computational convenience we carried out the summation over i before summing over j.
The resulting distributions describe the proportion of each country’s population that one would expect to be living at a given level of prevalence. In many of the countries analysed, a proportion of the gridded population from [30] falls outside the boundary of the area defined by MAP as being within the spatial limits of endemic malaria transmission [7]. This proportion of the population was assigned an EIR of zero.
Two different estimates of the transmission distribution per geographic area were calculated by estimation method B, to examine sensitivity to the estimated level of access to effective treatment. To capture the situation before recent scale-up of artemisinin combination treatment (ACT), a common value of access to effective treatment for all countries was used assumed and at a value previously used in OpenMalaria simulations [31]. This value equates to approximately 15 % of all malaria cases receiving treatment resulting in parasitological cure. In addition, analyses were conducted using country-specific estimates of access to effective treatment [25]. Country levels of coverage of effective treatment are listed Table 2 and illustrated by map in Additional file 2: Figure S1 and in Fig. 3b.

Burden of disease

National level estimates of the incidence of clinical malaria were projected from the EIR distributions derived from Method A and Method B using OpenMalaria simulations. These incorporate dynamic models of clinical incidence and treatment parameterized with Senegalese and Tanzanian data [23, 31] and models for severe disease and mortality [22], and hence provide clinical incidence estimates as an extension of EIR estimation (process illustrated in Fig. 3d). Separate estimates were made using the EIR estimates with Method A, those from with Method B with E14 = 0.15, and those made with Method B with country specific E14 values.
Estimated burden, via clinical incidence, derived by both methods was compared with those national level estimates of clinical malaria from the WMR. For most sub-Saharan African countries, these use a standard empirical relationship between clinical incidence and endemicity. Clinical incidence values were assigned to each endemicity level based on estimates of the numbers of events recorded in longitudinal surveys of febrile malaria episodes in children, detected either actively or passively [3234], established independently of effects of treatment rates [12]. For countries with low endemicity, WMR uses national surveillance data to estimate burden, with adjustments to allow for incomplete reporting.

Results

National level prevalence distributions

National levels of PfPR2–10 aggregated at country level after extracting from MAP [7] posterior distributions at each 5 by 5 km pixel illustrate high average levels of PfPR2–10 in 2010 in many African countries but for many countries also the wide distribution of prevalence levels (values summarized in Table 4 and Additional file 1: Table S3 and shown as distributions in Additional file 2: Figure S2). Regional differences, local variation, and uncertainty within areas all contribute differently to the overall distributions, with the average levels of transmission highest in West and Central Africa. Much of Namibia, Botswana, and South Africa, and also several Sahelian countries are malaria free, as are highland areas of East Africa. Some of the variation is also a result of differences in the extent of recent intervention programmes. In some countries, intervention programmes have had little impact on 2010 prevalence (e.g. Benin, Burkina Faso, Côte d’Ivoire), while elsewhere prevalence has been considerably reduced in the last decade (e.g. Senegal, Tanzania, Zambia), or much of the population lives in areas on the margins of stable transmission (Somalia, North Sudan). The location of some major urban centres such as Nairobi and Lusaka at relatively high altitudes, with low transmission, strongly influences some of these profiles.
Table 4
Prevalence distributions, summarized for each country: estimated prevalence (mean, median and quartiles) for 43 sub-Saharan Africa estimated from MAP prevalence posteriors at 5 km by 5 km grids, aggregated to country level and weighted by population. Mean EIR estimates for Method A aand Method B assuming effective coverage (E 14) of 15 % for all countries
Country
Country code
Mean prevalence
Prevalence median
Weighted mean EIR for Method A
Weighted median EIR for Method B with E 14 of 15 %
Angola
ago
0.284
0.160
18.09
1.37
Benin
ben
0.467
0.440
35.55
7.55
Botswana
bwa
0.018
0.000
0.39
0.00
Burkina Faso
bfa
0.622
0.680
61.15
41.71
Burundi
bdi
0.114
0.001
3.57
0.25
Cameroon
cmr
0.457
0.440
34.07
7.55
Central African Republic
caf
0.462
0.440
35.73
7.55
Chad
tcd
0.265
0.120
14.67
1.37
Comoros
com
0.302
0.160
19.71
1.65
Congo
cog
0.318
0.240
18.07
2.42
Democratic Republic of Congo
cod
0.344
0.240
23.32
2.42
Cote d’Ivoire
civ
0.514
0.520
40.56
11.04
Djibouti
dji
0.001
0.000
0.03
0.00
Equatorial Guinea
gnq
0.520
0.520
41.78
13.35
Eritrea
eri
0.018
0.001
0.49
0.04
Ethiopia
eth
0.023
0.000
0.57
0.03
Gabon
gab
0.432
0.400
29.59
6.25
The Gambia
gmb
0.092
0.001
1.52
0.36
Ghana
gha
0.337
0.240
21.40
2.42
Guinea
gin
0.322
0.200
19.06
2.42
Guinea Bissau
gnb
0.105
0.040
2.18
0.36
Kenya
ken
0.068
0.001
2.80
0.04
Liberia
lbr
0.395
0.360
19.65
4.27
Madagascar
mdg
0.308
0.160
22.87
1.65
Malawi
mwi
0.355
0.280
22.02
2.92
Mali
mli
0.483
0.480
38.53
9.13
Mauritania
mrt
0.058
0.000
2.58
0.04
Mozambique
moz
0.391
0.320
30.07
3.53
Namibia
nam
0.095
0.001
3.66
0.05
Niger
ner
0.285
0.160
15.30
1.65
Nigeria
nga
0.429
0.400
30.51
6.25
Rwanda
rwa
0.023
0.000
0.48
0.04
Sao Tome Principe
stp
0.122
0.040
2.22
0.44
Senegal
sen
0.076
0.001
1.86
0.20
Sierra Leone
sle
0.401
0.360
25.55
4.27
Somalia
som
0.039
0.001
0.77
0.08
North Sudan
sdn
0.072
0.001
3.65
0.07
South Sudan
ssd
0.168
0.001
10.24
0.25
Tanzania
tza
0.172
0.040
8.16
0.44
Togo
tgo
0.440
0.400
32.62
6.25
Uganda
uga
0.399
0.360
25.97
4.27
Zambia
zmb
0.165
0.040
7.18
0.44
Zimbabwe
zwe
0.044
0.001
1.12
0.07

Modelled relationships between EIR and prevalence

Where PfPR2–10 is high, the OpenMalaria models predict on average a slightly higher EIR at a given prevalence than does the empirical model (method A), with relatively little influence of effective treatment (E 14) (Fig. 2a, b). The fitted prevalence to EIR relationships for Method B are shown in Fig. 2b (model variant R133) and Additional file 2: Figure S3 (all 6 model variants). The six model variants all predict broadly similar, but nevertheless distinct, prevalence-EIR relationships. The general pattern for Method A is for prevalence to increase steeply with EIR at low transmission levels, but to saturate at higher transmission (Fig. 2a). The considerable variation around the best fitting curve for Method A, after adjusting for the different EIR measurement techniques used, is treated as random variation that contributes to uncertainty in the estimate of EIR from prevalence. This analysis does not allow for variations in the coverage or effectiveness of case management in the different studies, however such variation could account for much of this unexplained dispersion (compare with Fig. 2b). At lower transmission levels the fitted curves for Method B (OpenMalaria) vary considerably with E 14, suggesting that effectiveness of case management is a particularly important driver of prevalence in such settings, with Method B estimating lower EIR at a given prevalence than the empirical model unless E 14 is high (Fig. 2b). This is partly because Method B constrains estimated EIR to be zero at zero prevalence, while the empirically-based Method A does not capture or force this constraint.

National level EIR distributions

The differences between the two relationships for prevalence and EIR are reflected in the estimated distributions of EIR by county (Fig. 4; Additional file 2: Figure S4). The EIR distributions are generally much more highly skewed than are the prevalence distributions. The distributions obtained with the empirical model (Method A: Fig. 4; Table 4 and Additional file 1: Table S4) and with the simulation models (Method B) that assume \(E_{14} = 0.15\) (Table 4 and Additional file 1: Table S5) are similar to each other for most countries, though the estimated median EIRs are generally somewhat higher for the estimates from the simulation models (Fig. 5). Where effectiveness of case management is high, the country specific assumptions for system effectiveness make substantial differences to the estimated EIR distributions (Fig. 4; Table 2; Additional file 2: Figure S2). In these countries, notably Zambia, Tanzania, São Tomé and Principe, the EIR distribution shifts to the right when the country-specific value of \({\text{E}}_{14}\) is used, reflecting lower prevalence than in a situation with the same EIR pattern, but less effective case management. The estimate of median EIR for these countries is thus much higher when country-specific effectiveness is considered. Conversely, in a few countries, where median prevalence is low, and case management is also poor, the estimated EIR distribution allowing for country-specific effectiveness is shifted slightly to the left (e.g. both South and North Sudan).
The EIR distributions are highly skewed, so that the arithmetic means are much higher than the medians (Figs. 4, 5). Except in some cases where prevalence is very low, the average EIR is higher when there is allowance for treatment (Method B), with a much larger shift in the mean than in the median of the distribution. When country specific E 14 values are used (which are mostly higher than the 15 % shown in yellow), this makes little difference to the mean EIR, but substantial differences to the medians, reflecting the stronger relationship between treatment rates and prevalence when EIR is low, than when EIR is high.

National levels of burden of disease

The OpenMalaria simulations predict that steady state clinical incidence (over all ages) increases linearly with EIR in low transmission settings, tending to plateau at high EIR (with a suggestion, driven by the specific Senegalese data used to parameterize the models for older children and adults [35] that there may be a maximum in the curve at high prevalence). The initial slope is greater when \(E_{14}\) is higher, but the plateau occurs at a similar level of incidence irrespective of effective treatment level. These patterns are a consequence of the age-specific relationships between incidence and EIR shown in Fig. 6.
When these models are used to infer country-specific incidence of clinical malaria, there is a clear increase in incidence with average prevalence at the country level (Fig. 7), and no plateau is reached because even the countries with highest average transmission have only small populations in the very high EIR categories (Table 4 and Additional file 1: Table S2). The relationships between country-level EIR and estimated clinical malaria incidence are similar, irrespective of whether the EIR is estimated by Method A or Method B. Similarly, Method B estimates similar relationships between country-level EIR and clinical malaria incidence, irrespective of whether a common value, or a country specific estimate is used for the effectiveness of case management.
Country-specific estimates of clinical incidence using country EIR distributions is compared to published malaria cases from the World Malaria Report [14] (Fig. 8; Additional file 2: Figure S5). In general, projections of incidence using EIR derived from method B produces higher predictions than using EIR from method A, but in both cases the simulation models predict substantially more episodes of malaria than the cases reported in the World Malaria Report 2013 (Fig. 8a). There is also a much less steep relationship between the incidence rate and the overall burden (Fig. 8b). This can be explained by the empirical relationships between prevalence and case incidence used by WMR [12], which refer back to field research carried out prior to the widespread use of ACT [33, 36], and therefore do not allow for level of treatment. Moreover, only clinical episodes in children under 5 years of age are considered. The effect of high levels of treatment on reducing prevalence leads to much higher ratios of case-incidence to prevalence ratio than it would be without treatment (Fig. 7). OpenMalaria correctly predicts that in low transmission countries the majority of the clinical burden is in older age groups (Fig. 6). The difference between the methods is particularly evident for low-burden countries Namibia and Botswana, for which very low case numbers are reported by the WMR, with estimates based on adjustments to surveillance data.

Discussion

It has been incontrovertible since Laveran’s first studies of the malaria parasite [37] that effective treatment of clinical malaria results in clearance of blood-stage parasites. Treatment lowers the overall prevalence associated with malaria (or other parasites [38]), the infectiousness of the human population and the transmission level [31], both of which synergize with effects of other interventions on transmission. Most immediately, effective treatment reduces the length of illness and the incidence adverse outcomes, including severe disease, neurological sequelae, and death. This reduces the burden of disease that can potentially be averted by other interventions. All these effects need to be considered in estimating current burden of disease, in analyses of the impact of case management and treatment on the burden of disease, and analyses of treatment modifies the public health impact achievable with other curative and preventive interventions. Results presented here clearly indicate that incorporating the dynamic effects of treatment is essential for valid estimation of EIR, of clinical incidence itself, and of downstream outcomes including the incidence of severe disease and mortality rates, with substantively differences in estimates when included or excluded.
Overall, the model-based method proposed in this work (method B) provides estimates of transmission intensity, as measured by EIR, that are somewhat higher than those estimated by method A [7], especially in low endemicity countries and where case management is relatively effective. The downstream country level clinical incidence estimates are also higher than those previously reported in the World Malaria Report [13]. At the country level, allowing for uncertainty in the inputs makes a substantial difference to average values of both EIRs and disease rates, as a result of the skewness of their distributions. This means that incorporating uncertainty and spatial variation into the estimation has important consequences for both burden estimates and prediction of average health impacts of interventions, which in general vary non-linearly with EIR. The OpenMalaria models also predict, as one would expect, that the effectiveness of uncomplicated malaria treatment has substantial impact on the incidence of severe disease and malaria mortality.
Preventive interventions like insecticide treated nets (ITNs), which affect prevalence only via their impact on exposure, do not change the relationship between exposure and prevalence. Consequently, coverages of preventive interventions can be useful covariates for estimating EIR or prevalence surfaces where direct measurements are sparse, but the coverage of these interventions are not directly relevant when making estimations of disease burden from prevalence. In contrast, treatment of malaria reduces the prevalence at a given level of EIR, by preventing infections from persisting, thus modifying the relationship between the two metrics (Fig. 1). So the same prevalence can result from very different average exposures depending on the level of treatment, and the effective coverage of case management (like the degree of transmission heterogeneity [2]) should be taken account in modeling the relationships between EIR and prevalence.
Nevertheless, at least in high endemicity settings, prevalence remains the best measure on which to base geographically specific models of malaria transmission. This is because prevalence data are actively collected based on representative sampling of populations, are widely available, have been compiled into publicly accessible databases [7, 39], and have been analysed using geostatistical models to produce high resolution maps of the distribution of infection in space [7, 40]. In most sub-Saharan African countries prevalence is therefore likely to remain the main metric used in deciding when and where to distribute or target interventions. In low transmission settings such as those in Asia, Latin America, and selected African countries the annual parasite index (API) rather than the prevalence is the main metric used for monitoring and evaluation, and WMR has estimated burden in these countries using an API-based algorithm [12]. Prevalence-EIR-treatment relationships in such low transmission settings can be captured by relatively simple empirical mathematical models [4]. However in areas of moderate or high transmission it is important to allow for effects of superinfection and natural immunity, and thus mechanistic models that account for dynamics of immunity are needed.
The use of simulation models that take both prevalence and treatment rates as inputs provides a generalizable way of generating national level estimates of transmission and disease burden, applicable across the range of transmission intensities. This generalizability will be important for monitoring progress as malaria is further controlled to the point where measurement of API becomes the main metric used by many more country programmes. The approach will capture in a natural way the transitions between the different metrics, and the age shifts in the pattern of disease where transmission rates change [41, 42]. The approach can be made more robust by employing a larger ensemble including other simulation models with different assumptions about transmission heterogeneity, immunity, and pathogenesis [10, 43]. For the method to provide the best estimates of malaria attributable mortality, geographical variation in access to appropriate in-patient treatment of severe disease also needs to be taken into account.
Previous methodologies for estimating burden have applied both estimates of intervention protective efficacy derived from meta-analyses of controlled trials and/or household survey data, leading to circular reasoning. Local variability has also been ignored [1], in particular variations in access, compliance, or adherence, and also the medium- and long-term dynamics resulting from intervention-induced reductions in transmission, which include shifts of disease into older age groups [41, 42]. The burden estimation procedures proposed in this paper will allow empirical analysis of the relationships between intervention coverage and burden independently of field trial results and conditional on all these factors. This will provide a basis for assessing the impacts of both preventive and curative interventions on an equivalent basis, ensuring correct attribution of the effects of different interventions. The method can be extended to give time-dependent estimates of burden by using time-period specific input data. By linking these to intervention coverage, this will provide valid estimates of intervention impacts in time and space. Although results are presented only at country level in this work, this methodology can, in principle, be applied to any level of spatial aggregation. However, applying the approach to data disaggregated in smaller spatial units would raise additional methodological issues, as the simulation models are parameterized mainly using village-level data.
This paper demonstrates the dual importance of capturing the effects of treatment when estimating disease burden based on infection prevalence: to both improve the accuracy of those estimates and to correctly quantify the impact of treatment on reduced malaria transmission and illness. These insights are currently being incorporated into a revised WHO methodology that will lead to more refined burden estimates and ultimately better information for national and international malaria control decision-making processes.

Authors’ contributions

MAP, CB, NM and TAS designed the experiments and analyzed results. PPR, OJTB, DLS, and PWG contributed to the methodology and carried out data analyses. MAP and TAS drafted the manuscript. TAS, MAP and NM conceived of the study. All authors read and approved the final manuscript.

Acknowledgements

The authors would like to thank Michael Tarantino and Erin Stuckey for the help with running simulations. The authors would also like to thank the many volunteers who made their computers available to run simulations via malariacontrol.net.

Compliance with ethical guidelines

Competing interests The authors declare that they have no competing interests.

Financial disclosure

MAP and TAS acknowledge funding by the Bill and Melinda Gates Foundation (#OPP1032350) and PATH-Malaria Vaccine Initiative (MVI). PWG is a Career Development Fellow (#K00669X) jointly funded by the UK Medical Research Council (MRC) and the UK Department for International Development (DFID) under the MRC/DFID Concordat agreement and also receives support from the Bill and Melinda Gates Foundation (#OPP1068048). DLS acknowledges funding from the Bill and Melinda Gates Foundation (#OPP1110495). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://​creativecommons.​org/​licenses/​by/​4.​0/​), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://​creativecommons.​org/​publicdomain/​zero/​1.​0/​) applies to the data made available in this article, unless otherwise stated.
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Metadaten
Titel
Distribution of malaria exposure in endemic countries in Africa considering country levels of effective treatment
verfasst von
Melissa A. Penny
Nicolas Maire
Caitlin A. Bever
Peter Pemberton-Ross
Olivier J. T. Briët
David L. Smith
Peter W. Gething
Thomas A. Smith
Publikationsdatum
01.12.2015
Verlag
BioMed Central
Erschienen in
Malaria Journal / Ausgabe 1/2015
Elektronische ISSN: 1475-2875
DOI
https://doi.org/10.1186/s12936-015-0864-3

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