Improved plan quality with automated radiotherapy planning for whole brain with hippocampus sparing: a comparison to the RTOG 0933 trial

Whole-brain radiation therapy (WBRT) was for decades the standard treatment for patient with multiple brain metastases [1] by various malignancies or for prophylactic cranial irradiation for patients with small cell lung carcinoma. However, the use of WBRT has decreased in the past years due to reports on possible equivalence of an SRS only approach, the advent of targeted therapies with CNS activity [2, 3] and the recognition of adverse neurocognitive effects from WBRT which are believed to be caused from the damage to the hippocampus due to irradiation [4]. With the improvement of radiation therapy (RT) delivery such as intensity modulated radio-therapy (IMRT) or volumetric modulated radiotherapy (VMAT), the concept of hippocampal sparing WBRT has been proposed and investigated with the hypothesis to avoid some of the observed neurocognitive toxicity of conventional WBRT [1].

The hippocampus sparring (HS) is aimed at, but a sufficient dose is required to the remaining brain tissue to avoid the risk of marginal failure in the HS dose gradient. Reassuringly, several reports have shown that the risk of metastases occurring in the hippocampal area is low [5]. Currently, HS-WBRT is also evaluated using in addition a simultaneous integrated boost to increase the probability of local control in macroscopic disease [6, 7].

Recently, HS WBRT for brain metastases has been evaluated in a prospective phase II study (RTOG 0933) [8]. The primary objective was the assessment of the delayed recall by the Hopkins Verbal Learning Test-Revised 4 (HVLT-R) [8]. The results were positive showing no decline in HVLT-R at two and four months and no change in respect to the quality of life in comparison to the historical control group (WBRT) in patients still alive at 6 months [9]. Strict constraints to the target coverage as well as the dose to the organs at risk (OAR) were defined in the radiation oncology working group (RTOG) 0933 protocol. Nevertheless, to achieve a reasonable dose gradient to spare the hippocampus, high doses to the PTV, i.e. the normal brain, were allowed: not more than 2% of the PTV was recommended to receive a cumulative dose of 37.5 Gy and 40 Gy was still allowed. Automated treatment planning system (aTPS) have gained attention, as they may allow an automation of the optimization process leading to a standardization of the plan quality at a high level, surpassing in some cases the manually optimized plans [10‐12].

The goal of this study was to evaluate the feasibility of using an automated treatment planning system (aTPS) for the treatment of HS WBRT to achieve a) consistent planer-independent plan quality and b) to significantly reduce the high dose to normal brain while still achieving all RTOG 0933 dose constraints.

Target and OAR objectives and priorities used for the optimization of HS WBRT with AP are listed in Table 2. These settings were used for the optimization of all cases planned with Auto-Planning. No individual optimization was performed. The plans were normalized to 92% of the target volume receiving 30Gy. The target was defined as the brain subtracted by the hippocampal expanded by 5 mm in three-dimension.

HS WBRT has gained much attention as an attractive concept and RTOG 0933 was a significant achievement to show a clinical relevant benefit of this approach. However, plan optimization of HS WBRT is a complex process, where hard constraints have to be fulfilled. A compromise between minimal dose to the hippocampus, target coverage and maximal dose to the target needs to be achieved. Multiple iterations are normally required before all the constraints are fulfilled. After each iteration, the planner has to modify the constraints, generate new help structures to take into account the cold and hot spots until a satisfactory dose distribution is achieved.

Our hypothesis was that with an automated planning approach a) all these complex planning steps could be automated resulting in a reduction of the effective working time [10], b) a reproducible high quality dose distribution can be achieved independent of the planner experience and c) volumes of normal brain receiving hotspots higher than 115% can be avoided.

The effective working time for plan optimization for automated planning of HS WBRT was in the order of five minutes. Beside the reduction of working time required to generate a plan for HS WBRT, an improvement of the average plan quality was achieved. Indeed, all the RTOG constraints were easily fulfilled after a single optimization. The two main improvements in the plan quality were a reduction of the hippocampus minimal dose by 10% and a reduction of the D2% for the target from 125 to 112% without compromising PTV coverage required within RTOG 0933. We consider especially the latter an achievement, i.e. significantly less high dose within the normal brain (2% normal brain receiving 33.5Gy compared to 37.2 Gy and 37.5 Gy (8, 14) the most relevant finding for clinical practice.

In the study performed by Gondi et al., for HS WBRT, using linac-based IMRT fields, 30Gy was prescribed in ten fractions [1]. They reported a maximum dose of 15.3 Gy and a medium dose of 7.8 Gy to the hippocampus. D2% to the brain was not reported but dose larger than 40 Gy (133% of the prescribed dose) were displayed on the DVH, see Table 1. The plan optimization was done with nine non-coplanar IMRT fields using seven different couch angles. With such a beam arrangement, one can assume that the treatment delivery would be time consuming.

In the study performed by Nevelsky et al. using a linac-based IMRT nine fields, only two different couch angles were used in order to reduce the treatment delivery time [14]. They were able to reduce the maximal dose to the hippocampus compared to Gondi et al. to 14.3 Gy, see Table 1. A mean minimal dose of 8.4 Gy to the hippocampus was reported. These values are very similar to our results were a value of 14.1 Gy and 8.1 Gy for maximal and minimal dose were obtained. The D2% to the brain achieved by Nelesky et al. was 37.2 Gy (124% of the prescribed dose), close to the maximal recommended value from the RTOG protocol of 37.5 Gy and an HI of 0.36 was achieved. In our study the D2% and the HI were both significantly improved. This led to an improvement of the dose homogeneity and a reduction of hot spot in the brain.

In order to reduce further the treatment delivery, Wang et al. [15] evaluated an automated treatment planning system using two coplanar arcs. Eight of the ten patients had a minimal and maximal hippocampus dose above the recommended value from the RTOG 0933 protocol. There D2% to the PTV was 35.1Gy, below the 37.5Gy recommended values from the protocol. In the current study, four arcs were used which allowed to decrease furthermore the D2% by 1.6Gy and fulfil all the recommended constraints from the RTOG 0933 protocol. The increase of arcs will have an impact on the treatment delivery time.

In the RTOG 0933, 98% of the target volume should receive at least 25Gy in order to avoid cold spot in the brain which could lead to an increase of the local relapse (LR). The brain region receiving the lowest dose is in close proximity to the hippocampus avoidance region. By under-dosing this region, an increase of LR compared to WBRT alone could occur [5]. The LR could increase up to 4% for small-cell lung cancer (SCLC). Therefore, a special attention was taken when choosing the optimization parameters to achieve a high dose gradient around the hippocampus. At a distance from 0.5 cm to 1 cm from the hippocampus, i.e. in the first 5 mm from the hippocampus avoidance region, the mean dose was 27.3 Gy, close to the prescribed dose of 30 Gy.

However, to arrive at an acceptable hippocampus sparing, the PTV constraints developed by Gondi et al. were incorporated into RTOG 0933 and this allowed significant hotspots within the normal brain: D2% was set to 40 Gy allowing normal brain to have hotspots up to 133% of the prescribed dose. Although restricting hippocampal dose has been proven to protect neurocognitive function early, i.e. 4 months, after HS WBRT, its benefits at later time points are not yet known. In contrast, several reports have shown cortical changes like cortical thinning and microvascular perfusion changes after radiotherapy which may counteract initial protective effects on hippocampal function and may negatively affect neurocognitive functions other than those mediated by proper hippocampal function [16, 17].

With automated treatment planning, a standardization of the plan quality was achieved and the effective time required for planning optimization was kept close to five minutes. aTPS for HS WBRT was able to fulfil all the recommendations from the RTOG 0933 study. Furthermore, the dose to most of the organs at risk could be significantly reduced, there was an improvement in dose homogeneity and a highly clinical relevant decrease of hot spots within the normal brain could be achieved.