Background
The population of serious juvenile offenders in Juvenile Justice Institutions (JJIs) is heterogeneous in its background, mental health issues, offending behavior and attitude towards treatment [
1,
2]. Serious juvenile offenders often display problems in several life areas that all impact daily functioning and show risk factors on different domains. Therefore, the potential number of different combinations of risk factors in individuals is substantial. So far, many studies on characteristics of serious juvenile offenders are based on the population as a whole and do not take the heterogeneity within this population into consideration. However, given their heterogeneity, findings based on overall group statistics cannot automatically be used in individual clinical treatment planning and therefore leaves a gap between science and practice [
3]. Identifying subgroups of serious juvenile offenders in the larger population may help to find more specific treatment indicators for more homogeneous subgroups of individuals. This is a step towards the development of individualized treatment for these juveniles.
The main objectives of treatment of serious juvenile offenders in JJIs are to reduce criminal recidivism, to prevent further harm to society, and to create a positive future on different domains for the individual. Well-known theoretical frameworks such as the Risk Needs and Responsivity model (RNR) [
4] and the Good Lives Model (GLM) [
5] state that treatment works best when tailored to specific individual characteristics. Based on the RNR model, the intensity of treatment has to be adjusted to the level of
risk and interventions should aim at the
needs related to criminogenic factors. According to the
responsivity principle, interventions should also match the offenders personal characteristics, such as learning style and motivation. Several studies demonstrate that the number of risk factors are more predictive of reoffending behavior, than one particular risk factor [
6]. Hence, information about characteristics related to these three elements is needed in order to work on reducing recidivism. However, within forensic psychiatry, clinicians not only focus on recidivism reduction, but also on treating individuals with mental health problems. Therefore clinicians constantly have to find a balance between protecting the society against ‘offenders’ and providing care for ‘patients’ [
7]. Forensic practitioners have therefore previously been described as ‘double agents’ using different objectives when developing treatment plans [
8]. Since recent studies demonstrate high prevalence rates of chronic and comorbid mental health problems [
2,
9‐
11], cognitive impairment [
12], and trauma [
13] in incarcerated adolescents, these offender characteristics should be integrated in treatment as well. This in order to provide good care and to create optimal circumstances for treatment and development for the individual serious juvenile offender. Thus, problems that are not directly linked to criminal behavior or recidivism, need to be taken into account during individualized treatment planning as well.
In everyday practice, it is challenging to integrate these different models, and to design individual treatment trajectories considering all possible risk factors and offender characteristics for each of the serious juvenile offenders in care. To support clinicians in this process, it will help to identify subgroups with a common pattern of risk factors within the group of serious juvenile offenders. If clinicians are able to choose interventions matching the specific needs of a subgroup a juvenile belongs to, a next step will be taken towards individualized treatment. Thus, knowledge is needed on which subgroups can be recognized based on clustering of risk factors and which risk factors point towards treatment indicators within these subgroups. Classification of a larger population into subgroups also enables clinicians to learn from previous experiences and to study treatment interventions for specific subgroups of serious juvenile offenders.
For decades, the population of serious juvenile offenders has been studied and classifications of this heterogeneous group have been developed [
12,
14,
15]. So far, most studies on subgroups of serious juvenile offenders have used offending behavior [
16,
17] or the severity, nature, and chronicity of the careers of the offenders [
6] to distinguish subgroups. Characteristics of the serious juvenile offenders that are considered important for treatment according to the above mentioned models, such as motivation for treatment, cognitive skills and attitude in the institution together with mental health issues, are not included in these studies on typologies of serious juvenile offenders. Studies that did focus on mental health issues in serious juvenile offenders [
1,
18‐
20], or on gender [
21,
22] mainly focused on specific subgroups of offenders without making comparisons
between subgroups of serious juvenile offenders. In addition, these studies focused on relatively small populations, which makes it impossible to identify clear subgroups and provide clinicians with valuable information. As a result, data on the uniqueness of offender characteristics, other than offense characteristics, for specific subgroups of offenders, is lacking. To overcome these limitations, Mulder, Brand, Bullens, and van Marle identified subgroups of offenders based on a wide variety of risk factors in a nation-wide sample of incarcerated youth [
23]. This study of Mulder and colleagues identified subgroups based on data driven research which provided certain fit values, combined with the face value after the consultation of experts in the forensic field. Six subgroups with different risk profiles were found, named: (1) antisocial identity, (2) frequent offenders, (3) flat profile, (4) sexual problems and weak social identity, (5) sexual problems, and (6) problematic family background [
23]. Since the identification of subgroups by algorithms is an exploratory heuristics process that can create as well as reveal structure, replication is critical to establish validity [
24]. Besides replication, the clinical value of the subgroups would improve when more insight is provided about differences and resemblances in risk factors between the identified subgroups on an item level, as this could inform clinical intervention strategies. Therefore, the present study aims to replicate the previous study by Mulder and colleagues and to study the subgroup characteristics on item level.
Using cluster-analyses, the present study identifies subgroups within a nationwide population of serious juvenile offenders from JJIs. We are interested in the identification of subgroups in the total JJI population, including male and females. A sample twice as large as the original sample was used with information on offender characteristics, including a wide variety of static and dynamic risk factors and mental health problems. In order to identify the solution with the highest clinical relevance, different subgroup solutions and their risk profiles were discussed with clinicians. Finally, the present study takes the identification of the subgroups one step further by taking a more detailed look at the differences between subgroups on item level of the different risk factors. These analyses result in combinations of distinguishing offender characteristics per subgroup, that enables clinicians to tailor treatment to individual needs according to the principles of prevailing theories on offender treatment and create optimal treatment circumstances per individual.
Discussion
Present study aimed to identify subgroups of serious juvenile offenders in JJIs based on specific sets of offender characteristics that can serve as an important starting point for tailored treatment. Cluster-analyses in a sample of 2010 serious juvenile offenders and checks of cluster solutions by clinicians resulted in seven subgroups of serious juvenile offenders: (1) a sexual problems subgroup, (2) an antisocial identity and mental health problems subgroup (3) a lack of empathy and conscience subgroup, (4) a flat profile subgroup, (5) a family problems subgroup, (6) a substance use problems subgroup, and (7) a sexual, cognitive and social problems subgroup.
The present study is a replication of the previous study by Mulder and colleagues [
23] and thereby a validation of the earlier described subgroups. Factor analyses on the 70 items of the JFP-list of risk factors demonstrated almost the same nine factors in the present as the previous study on a sample twice as large. This implies that the risk factors of the JFP-list are consistently divided over nine factors. Results of the present study further indicate towards a good replication of the identification of robust subgroups of serious juvenile offenders. The original study identified six subgroups, whereas the present study identified seven subgroups. The present six subgroups were supplemented with a subgroup of juveniles marked by substance use.
Although the other subgroups are more or less identical between the studies of 2010 and 2017, the subgroup of offenders with substance use problems is remarkable. This especially because it was not the last cluster that originated from a larger subgroup during the hierarchical cluster-analyses, which could imply that it is a subgroup of a subgroup. Furthermore, this subgroup is fairly large (16.8%). These results suggest that over the years problematic alcohol and drugs use in Dutch serious juvenile offenders increased to the extent that it influences delinquent behavior. Statistics from the Trimbos Instituut, the Dutch institute for mental health and substance use, show, however, a decrease in the use of alcohol, soft-drugs and hard-drugs since 2003 in the total population of Dutch adolescents [
50]. Research that focused specifically on the population in the JJI in the Netherlands has shown different substance use behavior, since the problematic use of alcohol and the use of substances during criminal behavior has increased between the years 1995 and 2010 [
51]. The specific subgroup of serious juvenile offenders with substance use problems was also acknowledged by the clinicians as a separate group in their existence and need for a specific approach during treatment, which will be discussed hereafter.
Including female adolescents and adolescents from a large age-span in the current sample, provided the opportunity to find out whether these groups form a separate subgroup based on their offender characteristics. This was not the case, since the female, younger and older adolescents were distributed over the subgroups that were found. However, the present sample includes only a small percentage of females or older adolescents and therefore can present findings not be generalized to these groups of serious juvenile offenders. Thereby, prevalent theories on the development of criminal behavior [
14,
52] discuss the differences between boys and girls that are also seen in clinical practice. Further research into these subgroups, with larger samples is needed in order to be able to say anything conclusive about female or older serious juvenile offenders.
Since the present study is based on a large sample and identified almost the same subgroups as the previous study, based on solid performed cluster-analyses that are also validated with clinical experts, we feel confident to adopt these seven subgroups and take a closer look at the characteristics of the juveniles per subgroup. It is not possible to develop a set protocol for the treatment of serious juvenile offenders per subgroup. However, insight can be given in treatment ingredients towards specific offender characteristics and tailored treatment. The interventions suggested are not new, but they can be seen as suggestions to support clinicians tailoring treatment depending on subgroup characteristics and in this way focus on the most important factors for the specific individual in treatment. Next, the unique offender characteristics per subgroup will be described to be able to point towards treatment indicators per subgroup, but not before we pay attention to the following issue. Although present subgroups are the result of extended analyses in a large sample of serious juvenile offenders and of high clinical relevance, it is important to interpret current results with some caution. As always when making classifications, different nuances can be found in offender characteristics. Not all serious juvenile offenders who cluster into a subgroup are exactly the same, although they do share distinguishing characteristics that could be relevant for treatment and treatment outcome. Since young offenders are still developing, subgroups also need to be put in a developmental perspective.
A large part of the serious juvenile offenders belong to the “Lack of empathy and conscience” subgroup. As this profile is quite common, all clinical practitioners in juvenile justice institutions should be equipped with adequate intervention techniques to promote the development of empathy and conscience. This is in line with clinical practice as most correctional programs are working on increasing empathy. However, studies on the effect of these interventions are still scarce. Specific interventions based on cognitive behavioral therapy (CBT) that work on critical and moral reasoning, social skills and empathy have shown promising results [
53] and could therefore be suitable for treatment of offenders from this subgroup. This subgroup further displays high risks to develop personality disorders (antisocial, borderline, narcissistic), negative coping styles and orientation towards a criminal environment. Suitable interventions to work on these criminogenic factors are based on CBT and schema focused therapy with training in social skills and problem solving or focus in the system of the juvenile like Multi Systemic Therapy (MST) [
54].
Another subgroup identified in this study was the subgroup “Substance use problems”. This indicates that it is essential to pay special attention to these problems, all the more because previous studies have demonstrated high prevalence rates (60%) of substance use problems in detained adolescents [
2,
55,
56]. It has been stated that substance abuse and delinquent behavior could have a different etiology and are linked with different psychological and social processes. Interventions focused on reducing substance abuse and those focused on reducing reoffending behavior should therefore aim at different processes and mechanisms [
57]. Promising interventions for substance abuse problems for serious juvenile offenders are cognitive behavioral therapy and Multi-Dimensional Family therapy (MDFT) [
58].
The subgroup “Antisocial identity and mental health problems” contains serious juvenile offenders with a clear antisocial identity. Negative coping style, lack of motivation for treatment and a negative attitude have a particular high prevalence in these juveniles. Although it is important for every juvenile from every subgroup to address motivation, juveniles from the subgroup “Antisocial identity” seem to have specific problems concerning their attitude towards treatment and motivation for change, compared to other subgroups. Therefore it seems important to focus on motivating and engaging with the adolescent first, in order to be able to work on underlying problems at a later stage. In order to develop motivation for treatment, the juvenile needs to be provided with the optimal balance of autonomy, competence and relatedness [
59]. Motivation for treatment is found to be a crucial factor for engaging juveniles in the process of change in treatment trajectories [
60] and reducing the risk of reoffending [
61].
Further, the results reveal two separate subgroups of offenders that demonstrate sexual problems (sexual problems and sexual, cognitive and social problems). The presence of committing a sexual offense, however, does not mean that all these juveniles are identified as a member of one of these two subgroups. Around a third of the sexual offenders from the current sample (167 from 467) was divided over the other five subgroups, with the largest part in the “Lack of empathy and conscience” subgroup. This is in line with previous studies that describe differences within the group of juvenile sex offenders and suggest differentiation in treatment approaches [
17,
18,
62]. According to the clinicians participating in a discussion group with focus on the different subgroup solutions, the juveniles with cognitive, social and sexual problems need a different approach than the juveniles only displaying sexual problems, since the first group is more vulnerable and has different needs with respect to reintegration. It has been stated that the (sexual deviant) behavior of these juvenile is more visible and less sophisticated [
60] and therefore needs more practical corrections, whereas the other group of sexual offenders has developmental needs on more cognitive and moral level. Further investigation of the differences in item scores between sexual offenders that are included in the different subgroups could provide data driven starting points for treatment.
Further, a distinct subgroup was identified as the “Family problem” subgroup, including lack of consistency in parenting, presence/accessibility of parents and criminal behavior of the parent. Although these are static risk factors and might not be present at the time of incarceration, they may still influence family interactions. It could be important to identify juveniles with these specific characteristics and start family oriented intervention at an early stage of treatment. For example, MST [
63], Functional Family Therapy (FFT) [
64] and MDFT [
65] have shown promising results on family factors as well as other offender characteristics [
66,
67].
A strength of this study is that results lead to subgroups with specific characteristics that are of great practical value when creating tailored treatment in JJIs. Clinicians know, based on these results, which offender characteristics are distinguishing between the population of serious juvenile offenders, need focus during treatment and might point towards missing information that is necessary to develop a suitable treatment trajectory. The use of fit values for the cluster-solutions in combination with the face value of the clinicians, strengthens our findings and overcomes limitations of the identification of subgroups in other studies when the choice of the optimal subgroup solution is often made by the researcher [
49]. The large sample on which this study is performed makes the results relevant for a large population of serious juvenile offenders. Thereby, the identification of seven subgroups with distinguishing offender characteristics makes it possible to perform future research on the effects of treatment interventions for different groups of serious juvenile offenders. Currently, evaluation studies of treatment interventions in incarcerated adolescents use a relatively heterogeneous population, while the evaluation of more homogeneous groups as presented in the subgroups in this study could reveal a more realistic outcome of treatment. This makes it possible to not only study
what works?, but also
what works for whom? The next step in research should be focused on the experience of the clinician working with juveniles from these different clusters to gain information about best practice interventions, since the identification of the subgroups was data-driven and not theory-driven. This information should be transferred to the clinical field in order to be of great value for clinicians as well as the juveniles. Together with information on future delinquent behavior of juveniles from the seven subgroups this provides practical information on the characteristics that could be targeted to maximize treatment effect in each subgroup.
Notwithstanding the strengths of this study, some limitations must be mentioned. The present study focused on file information of characteristics of Dutch serious juvenile offenders placed in JJIs and therefore focused on a specific group of young offenders. The fact that file based information is used may have led to missed information that was not present in the files, for instance on protective factors or trauma. Moreover, the list that is used to collect the data focused on risk factors and, thereby, overlooks the value of protective elements in a juveniles life. Thereby, the interrater reliability and other psychometric characteristics of the JFP-list for the total current sample were not measured, only for a part of the sample. Present results and the use of the JFP-list to identify subgroups of serious juvenile offender would be stronger if these measures of the total sample could be provided and is the focus of future research. The strength of the large sample in current study can also be regarded as a limitation, because the sample includes a small percentage of girls (4.9%), younger (< 14 years, 4.6%) and older adolescents (> 20 years 3.5%). We were interested in the total population of serious juvenile offenders with a mandatory treatment order and therefore included all juveniles in the sample. When preferring a more homogeneous set of data, these theoretical outliers that appear in daily practice, should be excluded. Present study can be considered an exploration of serious juvenile offenders, as the sample consists of the total population of serious juvenile offenders under a mandatory treatment order in Dutch JJI’s, where also some female offenders and older juveniles reside. Future research based on these specific ‘subgroups’ of serious juvenile offenders is necessary in order to be able to generalize current result to female, younger or older serious juvenile offenders. The results of present study are based on risk factors and offender characteristics of serious juvenile offenders that can be measured in other countries as well and are known factors in international literature. Therefore, the main focus of current results are internationally generalizable: The group of serious juvenile offenders is heterogeneous and there are specific groups (with sexual problems, substance use problems, family problems, antisocial behavior, conscience and empathy problems) with specific needs. Nevertheless, in most Western countries are serious juvenile offenders placed in different facilities and the population of juveniles in JJI’s differs across countries. Future research is necessary to be able to study the international generalizability of our results.