Background
Harnessing the body’s immune system to fight cancer has become one of the most promising therapeutic approaches in oncology [
1]. The use of checkpoint inhibitors (CPIs) targeting T cell co-inhibitory receptors like cytotoxic T lymphocyte associated protein 4 (CTLA-4) or programmed death protein 1 (PD-1), induced strong and durable anti-tumoral responses in several tumor types and improved clinical outcomes for patients with a wide range of cancers; however, a substantial proportion of patients remain unresponsive to CPIs, so a significant unmet need remains [
2].
It has become apparent that the status of the tumor microenvironment is critical for the efficacy of CPI therapy [
3]. Accordingly, strategies to overcome the immune suppression and induce local, pro-inflammatory responses within tumors have gained attention, and local activation of the innate immune system by triggering pattern recognition receptors such as toll-like receptors (TLRs) or retinoic acid-inducible gene I (RIG-I) have demonstrated great potential in this regard [
4,
5].
TLRs are a class of pattern recognition receptors (PRRs) that can recognize pathogens and damage-associated molecular patterns, such as lipopolysaccharide and free nucleic acids [
6]. TLR7 and TLR8 are present in the endosomal membrane, where they recognize pathogen-derived purine-rich single stranded RNA [
7]. While TLR7 is primarily expressed in myeloid cells (dendritic cells [DCs], monocytes and macrophages) [
8] and to a lesser degree in other leukocytes including natural killer (NK) cells, and T cells, TLR8 is predominately expressed in myeloid DCs, monocytes, macrophages, and T cells [
9,
10]. Upon activation, both receptors signal through MyD88 and interleukin-1 receptor-associated kinase 4 to mediate production of type I interferons (IFNs) and other pro-inflammatory molecules [
11,
12]. As well as being candidate vaccine adjuvants [
13], synthetic TLR7/8 agonists have potent anti-tumor activity when used alone or in combination with immunotherapies [
10]. To limit the systemic exposure, which causes severe side effects and toxicity, TLR7/8 agonists are predominantly employed locally [
13,
14]. Topical application of imiquimod (TLR7 agonist) or resiquimod (TLR7/8 agonist) has been used successfully to treat several murine tumor models [
15‐
17], while resiquimod has also demonstrated efficacy in early-stage cutaneous T-cell lymphoma [
18]. Imiquimod is also approved as a topical treatment for actinic keratosis and superficial basal cell carcinoma [
19,
20]. Furthermore, combining CPIs with application of intratumoral TLR7/8 activation results in myeloid cell activation and antigen-presenting cell (APC) maturation in the tumor microenvironment to augment the activity and specificity of adaptive immune responses [
21].
The cytosolic RNA receptor RIG-I has also been linked to anti-tumor immune responses [
22,
23]. RIG-I is expressed in most nucleated cells including tumor cells [
24] and recognizes various single-stranded and double-stranded RNAs, preferentially with 5’ triphosphate ends, or polyuridine (poly-U) rich sequences, following events such as viral or bacterial infection [
25,
26]. In myeloid cells, RIG-I activation induces pro-inflammatory cytokines and type-I IFN production as well as inflammasome activation [
23,
27], resulting in broad innate and adaptive immune responses. In tumor cells, RIG-I activation has been shown to induce immunogenic cell death, which promotes cross-presentation of tumor-associated antigens through bystander DCs and augments the efficacy of CTLA-4 checkpoint blockade [
27‐
29].
In previous studies, we demonstrated that synthetic RNA molecules can activate innate immunity by triggering intracellular PRRs [
30]. Following this discovery, we developed the potent, RNA-based, immuno-stimulatory agent CV8102 which comprises a single-stranded, non-coding, non-capped RNA with poly-U repeats, complexed by a cationic peptide. CV8102 mediates its immunostimulatory properties by simultaneously triggering TLR7/8 and RIG-I signaling [
31]. In preclinical models, intradermal, intramuscular, and intravenous application of CV8102 showed a strong adjuvant function together with good tolerability and a favorable safety profile in settings of therapeutic cancer vaccines and in prophylactic vaccines for infectious diseases [
31,
32]. CV8102 induced locally restricted, transient but strong up-regulation of pro-inflammatory and anti-viral cytokines including type-I IFNs and cytoplasmic RNA sensors. This was followed by the activation of DCs, NK cells, B cells and T cells, effectively boosting humoral and cellular responses against vaccine antigens [
31,
32]. CV8102 also activated human peripheral blood mononuclear cells (PBMCs) by inducing the expression of a plethora of cytokines and chemokines including type-I IFNs leading to the activation and maturation of DCs [
32‐
34]. In a clinical setting, intramuscular CV8102 enhanced the immunogenicity of a licensed rabies vaccine in a first-time-in-human (FTiH) trial [
35] and was included as an intradermal adjuvant in the HepaVac-101 FTiH therapeutic cancer vaccine that was assessed in a phase I/II clinical trial in patients with hepatocellular carcinoma [
36].
In the present study, we evaluated the potential of i.t. administration of CV8102, with and without systemic anti-PD-1 therapy, to modulate the tumor microenvironment and to induce anti-tumoral immune responses in mouse tumor models.
Methods
CV8102
CV8102 consists of a synthetic RNA and a polymeric carrier. The RNA component consists of an uncapped, U-rich RNA sequence containing several poly-U-repeats as described in WO2009/095226. The RNA component is complexed with a polymeric carrier formed by a disulfide-crosslinked cationic peptide (WO2012013326).
Dephosphorylated CV8102 was produced using RNA treated with calf intestinal alkaline phosphatase. 5’ ends of the RNA were cleaved off using a chemical scissor and separated by ion-pair reversed-phase high-performance liquid chromatography to measure dephosphorylation efficacy.
Mice
Female BALB/c mice (aged 7–9 weeks) were obtained from Janvier Laboratories (France) and kept under specific pathogen-free conditions. The animal experimental protocols were approved by the ethics committee of the Tübingen Regional Council.
In vitro cell stimulation
CT26 colon carcinoma tumor cells (ATCC) were grown in RPMI-1640 with 1% L-glutamine, 1% Penicillin–Streptomycin, and 10% heat inactivated fetal calf serum. For stimulation, cells were seeded at 100,000 cells/mL in 6-well plates and were on the following day either incubated with 100 µg/mL of CV8102, dephosphorylated CV8102, low molecular weight Poly(I:C) (average size 0.2–1 kb, Invivogen), or high molecular weight Poly(I:C) (average size 1.5–8 kb, Invivogen), or transfected with 1 µg/mL CV8102 or dephosphorylated CV8102, formulated in Lipofectamine 2000 (Invitrogen).
Tumor challenge and treatment
BALB/c mice were challenged subcutaneously (s.c.) on one or both flanks with 1 × 106 CT26 cells or 0.5 × 106 A20 murine B cell lymphoma cells (ATCC) per flank. One day prior to first treatment, mice were grouped based on equal tumor size distribution. If mice were challenged on both flanks, CT26 tumors cells were implanted (s.c.) 5 days apart. For all challenge experiments, the day of the first challenge was considered Day 0.
Following challenge, mice were treated as indicated in the individual figure legends with CV8102 resuspended in Ringer’s lactate buffer (25–100 µg, i.t.), rat immunoglobulin G (IgG) 2a anti-mouse PD-1 antibody (200 µg, intraperitoneal (i.p.) [CD279, clone RMP1-14; BioXCell]) in phosphate buffered saline, or both in combination. Ringer’s lactate buffer (i.t.) served as the control for CV8102 treatment, and rat IgG2a isotype (i.p.) served as the control for anti-PD-1 treatment.
Tumor growth was measured using calipers and tumor volume was calculated as: length × width2 × π/6. Animals that had a non-measurable tumor at the end of the study were scored as complete responders. Re-challenge of CT26 complete responders was performed four months after the initial challenge by implanting 1 × 106 CT26 cells (s.c.) into the opposite flank.
Survival (challenged animals remaining in the study) was defined as not reaching a humane endpoint and a tumor volume of < 2000 mm3 (CT26 cell challenge on a single flank) or < 1000 mm3 (A20 cell challenge on a single flank or CT26 cell challenge on both flanks).
Cytokine measurements
Supernatants of CT26 cells stimulated in vitro were measured using the LEGENDplex™ Multi-Analyte Flow Assay Kit (Mouse Anti-Virus Response Panel, BioLegend). CT26 tumors treated in vivo were snap-frozen and lyzed in a TissueLyzer (Qiagen) using T-Per tissue protein extraction solution (Thermo Scientific) and a protease inhibitor cocktail (cOmplete Mini, Roche). Lysates were adjusted for protein content (150 µg) and analyzed with the Cytometric Bead Assay Kit (BD Biosciences) for CCL2 (MCP1), CCL3 (MIP-1α), CCL4 (MIP-1β), CCL5 (RANTES), CXCL1 (KC), CXCL9 (MIG), GM-CSF, IFN-γ, IL-1α, IL-1β, IL-2, IL-4, IL-6, IL-10, IL-12p70, TNF. Mouse CXCL10 (IP-10) concentrations were measured by DuoSet ELISA (R&D systems).
Flow cytometry
In vitro stimulated CT26 cells were stained with Fixable Aqua Dead Cell Stain (ThermoFisher) and antibodies against MHC-I (H-2Kd/H-2Dd, Invitrogen) and PD-L1 (Biolegend). CT26 tumors treated in vivo were harvested into MACS® Tissue Storage Solution and processed into single cell suspensions using the Tumor Dissociation Kit and a gentleMACS™ Dissociator (all Miltenyi Biotec). Cells were stained with Fixable Aqua Dead Cell Stain, incubated with Fc-Block and surface staining antibodies (see Table S1). Cells were then either fixed with BD Cytofix™ Fixation Buffer (BD Biosciences) or permeabilized with Foxp3 Fixation/Permeabilization working solution (eBioscience) before staining intracellularly (see Table S1). Cells were analyzed on a LSR Fortessa using FlowJo software (BD Biosciences).
RNA-Seq analysis
BALB/c mice were challenged s.c. with 1 × 10
6 CT26 cells on the flank. At days 10 and 14 after tumor challenge, mice were treated with 100 µg CV8102 (i.t.) or 200 µg of anti-PD-1 antibody (i.p.), either alone or in combination. Control animals received Ringer’s lactate buffer (i.t.). Tumors were collected 5 h after the second treatment and snap frozen. Total RNA was extracted and used to generate stranded, poly-A enriched RNA TruSeq libraries (Illumina) that were sequenced on Illumina NextSeq, v2, 1 × 75 bp (target 30 million reads per sample). Differential gene expression analysis was performed using reference genome mm10. Gene sets analysis was performed using Kyoto Encyclopedia of Genes and Genomes (KEGG) pathway or Gene Ontology (GO) functional clustering. GO enrichment analysis of genes upregulated ≥ 1.5-fold was performed using
http://geneontology.org. Shown GO terms include: defense response to virus (GO:0051607), cellular response to IFN-α (GO:0035457), cellular response to IFN-β (GO:0035458), positive regulation of RIG-I (GO:1900246), and regulation of ribonuclease activation (GO:0060700).
Statistical analyses
Statistical analyses were performed using GraphPad Prism software, Version 9.3. Details of each analysis are provided in the associated figure legend; p < 0.05 was considered statistically significant.
Discussion
Anti-tumoral immune responses are often inhibited by an immunosuppressive or immune-exclusive tumor microenvironment. Here, we demonstrated that i.t. injection of CV8102 can modulate the tumor microenvironment, increase immune activation, and improve anti-tumor responses; an effect that was enhanced by concomitant systemic anti-PD-1 antibody treatment.
Previously, we demonstrated that CV8102 stimulates TLR-7/8 and RIG-I and activates PBMCs [
31,
32]. Recent studies exploring the properties of CV8102 on PBMCs from liver cancer patients and patients undergoing chemotherapy demonstrated strong immune-stimulatory effects, suggesting CV8102 may also be efficacious in cancer patients with severe immune impairment [
33,
34]. Here, we demonstrated that CV8102 also acted directly on tumor cells in vitro to induce cytokine and chemokine secretion, leading to increased MHC-I expression on tumor cells, which may support presentation of tumor antigens to the immune system. The effect is dependent on the 5’ppp of CV8102 and is likely mediated by the 5’ppp receptor RIG-I. This has the advantage that RIG-I is expressed by most cells in the human body, including tumor cells [
38], while other PRRs are primarily restricted to immune cell subsets. For example, TLR7, which senses single-stranded RNA and is also triggered by CV8102, is primarily expressed in plasmacytoid dendritic cells, monocytes, and B cells [
39]. RIG-I-like receptor (RLR) activation induces immunogenic cell death, accompanied by increased inflammatory cytokine production, antigen presentation, and immunity against tumor antigens [
40].
The in vivo activity of CV8102 when administered as monotherapy to both A20 and CT26 murine tumor models, led to reductions in tumor volume, coupled with increases in both survival rates and numbers of mice who were complete responders. In the A20 lymphoma model, there was a significant, dose-dependent effect on tumor growth, survival, and complete response rate. Although the same trend was apparent in the CT26 colon carcinoma model, the treatment effects were less pronounced. This distinction likely reflects differences in PRR expression between the tumor cells, their capacity to present antigens, as well as differences in the tumor microenvironment. However, the higher sensitivity of the A20 tumors to CV8102 treatment is unexpected as they are immunologically cold and dominated by leukemic B cells [
41]. In contrast, CT26 tumors are immunologically hot, with a higher mutational load and higher frequencies of NK cells, DCs, and macrophages compared to A20 tumors, and are therefore anticipated to be more sensitive to immunotherapy [
41].
Concomitant CV8102 and systemic anti-PD-1 treatment significantly improved anti-tumoral responses in the CT26 model, with long-lasting and systemic immune responses that controlled tumor re-challenge and non-injected distal tumors. Anti-PD-1 antibodies have been demonstrated to enhance anti-tumoral T cell responses in various settings by blocking the interaction between the T cell inhibitory receptor PD-1 and its ligand PD-L1 [
42]. This effect is observed with anti-PD-1 antibodies alone and in combination with short double-stranded RNAs with 5’ppp that activate RIG-I [
43], as was seen in this study. Based on our in vitro data, we hypothesize that CV8102-induced upregulation of PD-L1 on the surface of CT26 cells could be one explanation for the apparent synergy of CV8102 and anti-PD-1 antibodies in this study. Whether this also occurs in vivo remains to be determined. Since loss of PD-L1 on CT26 cells leads to increased T cell activation and tumor rejection [
44], upregulation of PD-L1 could conversely hamper T cell activation and promote tumor growth, a mechanism that could be counteracted by PD-1 inhibition.
Transcriptome analysis of tumors demonstrated that treatment with CV8102 as monotherapy induces anti-viral and related immune responses driven by type I interferons, which are further enhanced and broadened by the addition of systemic anti-PD-1 treatment. By comparison, PD-1 blockade alone had little detectable effect on the tumor transcriptome, although it is important to note that the contribution of small cell populations such as PD-1-responsive infiltrating lymphocytes can be obscured in bulk RNA-Seq data where most of the RNA is derived from tumor and stroma cells.
Analysis on protein level confirmed the detected gene signatures and showed that increased concentrations of IFN-α, IFN-β, IL-6, and CCL5 were observed in tumors following treatment with CV8102, with and without PD-1 inhibition, compared with the buffer treatment group. This finding suggests that these cytokines are predominantly induced by CV8102, which is in line with the in vitro release of these cytokines by CV8102-stimulated murine CT26 tumor cells and human PBMCs [
32,
34].
These data indicate that CV8102 could promote a pro-inflammatory environment by inducing tumor cells to release type I IFNs and chemoattractants, such as CXCL10, resulting in upregulation of PD-L1 and MHC-I. However, the increases in intratumoral cytokines resulted in only limited increases in serum concentrations, which is reflective of the good safety profile that has been observed for CV8102 in clinical studies [
35,
36].
Assessments of immune cell infiltration to both tumor site and dLNs demonstrated significant increases of monocytes, NK cells and neutrophils within 14 h of treatment with a combination of CV8102 and anti-PD-1 antibodies. By 72 h post combined treatment, significantly higher levels of leukocytes and CD8+ T cells were observed in both tumors and dLNs compared with buffer only treatment. While concomitant CV8102 and PD-1 blockade treatment did not significantly increase cytokine production in the tumor environment or serum compared with CV8102 treatment alone, significant differences in immune cell activation at both, the tumor site and dLNs were observed. Interestingly, concomitant CV8102 and anti-PD-1 treatment did not lead to an increase in the Treg population in the tumor tissue, which was observed after anti-PD-1 treatment alone. However, it is unknown whether anti-PD-1 treatment increased the Treg population in the tumor by inducing cell infiltration or local differentiation/expansion, and how CV8102 interfered with this process.
In summary, our results demonstrate that CV8102 treatment is a promising approach for local cancer immunotherapy, especially to boost the anti-tumoral effect of systemic CPI therapies. Based on these observations, a clinical trial of CV8102, as monotherapy and in combination with immune checkpoint inhibition, is currently ongoing in patients with advanced melanoma, squamous cell carcinoma, skin or head and neck, and adenoid cystic carcinoma (ClinicalTrials.gov identifier: NCT03291002).
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