Background
Hepatocellular carcinoma (HCC) is the fifth most common malignancy and the second highest mortality rate among cancers worldwide, accounting for more than 0.5 million deaths annually [
1]. Furthermore, the incidence of HCC has been increasing in the last decades [
2,
3]. Therefore, HCC has been a major health problem worldwide. In the past decades, several effective therapies have been developed, including surgical resection, liver transplantation, radiofrequency ablation (RFA), microwave ablation, percutaneous ethanol injection (PEI), and transcatheter arterial embolization or chemoembolization (TAE/TACE) [
4]. Therefore, it is imperative to determine whether a patient would benefit from aggressive therapies, while avoiding overtreatment. Cancer staging is important for guiding therapeutic interventions and assessing prognosis that could be of significance for both the patients and clinicians in decision-making.
Currently, several staging systems are being used to predict survival in HCC patients, including the Tumor, Node, Metastasis (TNM) staging [
5], Barcelona Clinic Liver Cancer (BCLC) staging [
6], Okuda [
7], Cancer of the Liver Italian Program (CLIP) score [
8], Japan Integrated Staging Score (JIS) [
9], Chinese University Prognostic Index (CUPI) [
10], and the Groupe d’ Etude et de Traitement du Carcinome Hepatocellulaire Prognostic classification (GETCH) [
11], all of which have their advantages and disadvantages. The Okuda, CUPI, and GETCH classifications properly stratified the prognosis of patients with advanced or terminal stage [
12]. The TNM staging only accounts for tumor-related indicators reflecting the tumor morphology and pathology, without taking the liver functional features into consideration [
13]. Meanwhile, these staging systems only serve to stratify patients into various groups with variable outcomes, but could not estimate the individual survival outcomes of HCC.
Nomograms are graphic calculating scales of predictive statistical models to optimize predictive accuracy of individuals [
14,
15], and they have been developed for several carcinomas [
16‐
19]. Because nomograms has been demonstrated to provide more precise prediction over the traditional staging systems in many types of cancers, it has been proposed as an alternative method or even as a new standard to guide the administration of appropriate treatment to cancer patients [
16,
19,
20]. However, nomograms that predict overall survival (OS) in HCC patients are rare. Although Li shu
et al. proposed a prognostic nomogram specifically developed for patients with unresectable HCCs after TACE, it did not cover the entire clinical spectrum of HCCs [
21]. Patients who were suitable candidates for surgical resection or had advanced/end-stage cancers were excluded. In this study, the specific aim of this analysis was to develop a simple and clinically useful nomogram for patients with HCC and compare the performance of this model with the currently available staging systems.
Methods
Patients and design
We retrospectively analyzed 661 patients between October 2008 and July 2012 and prospectively studied 220 patients between August 2012 and March 2013, who were newly diagnosed with HCC at the Beijing Ditan Hospital (Beijing, China), Capital Medical University. The diagnosis of HCC was based on the European Association for the Study of the Liver (EASL) criteria [
22]: a histopathologic confirmation, a positive lesion detected by at least 2 different imaging techniques, or a positive lesion detected by 1 imaging technique combined with α-fetoprotein (AFP) >400 ng/ml. The imaging techniques included transabdominal ultrasonography, angiogram, computed tomography (CT) and magnetic resonance imaging (MRI). Patient records and information was anonymized prior to analysis. This project was approved by the ethics committee of the Beijing Ditan Hospital (Beijing, China).
The inclusion criteria were age 18–75 years; newly diagnosed with HCC; and no history of previous anticancer therapy. The exclusion criteria were the diagnosis or history of other malignancies; tumors of uncertain origin or probable metastatic liver tumors; patients with missing key data concerning clinical information and laboratory data; or patients with no follow-up data.
Resection and liver transplantation should be the first option for patients who have the optimal profile. Locoregional approaches including ablation and TAE were used for patients who were not suitable candidates for curative therapies. RFA, PEI, or microwave ablation was performed in HCC patients with 2–3 nodules ≤3 cm. TACE/Lp-TAE were performed in patients with 4 nodules >3 cm, or Child-Pugh A or B. Sorafenib and FOLFOX regimens were considered first-line treatment in patients with distant metastases who can no longer be treated with potentially more effective therapies. End stage includes those patients with severe impairment of liver function (Child-Pugh C) merely received the best supportive care [
23,
24].
Data collection
A standardized data collection form was designed to retrieve all the relevant information on demographic data (age, sex, history of smoking, history of alcohol consumption, family history of HCC, and household registry); laboratory data (alanine aminotransferase [ALT], aspartate aminotransferase [AST], total bilirubin [TBil], serum albumin [ALB], alkaline phosphatase [ALP], ɣ-glutamyl transpeptidase [GGT], prothrombin activity [PTA], international normalized ratio [INR], AFP, white blood cell [WBC] count, absolute neutrophil count [NC], absolute lymphocyte count [LC], absolute platelet count [PLT], neutrophil-to-lymphocyte ratio [NLR]); and tumor-related indicators (tumor size and number, lymph node metastasis, distant metastasis, portal vein involvement). The relevant data were collected from the patient medical records or the hospital database at the time of HCC diagnosis and during the follow-up period. In addition, seven scoring systems associated with clinical prognosis were used at baseline, which were the TNM, BCLC, Okuda, CLIP, JIS, CUPI, and GETCH staging scores, as previously described [
5‐
11].
Follow-up
All patients were followed-up at least once every 3 months during the first 2 years after treatment, and every 4–6 months annually thereafter. At each of these follow-up visits, a detailed history was taken and a complete physical examination was carried out. Abdominal CT or MRI was also done annually or earlier when tumour recurrence/metastasis was suspected. OS was defined as the interval between diagnosis and death from any cause or until the last known follow-up, obtained from the patient medical records, or through direct contact with the patients or their families.
Statistical analysis
All the statistical analyses were conducted with SPSS 20.0 statistical package (IBM, Armonk, NY, USA). Continuous variables were presented as mean ± standard deviation or medians with interquartile ranges, while categorical variables as the frequencies or percentages of events. The Student’s t-test or Mann–Whitney U test was used for continuous data. The Pearson chi-square or Fisher’s exact tests were used to compare differences in proportion between the groups, as appropriate. Cox univariate and multivariate regression analyses were performed to identify independent risk factors for predicting mortality.
Nomograms were formulated based on the results of the multivariate Cox regression analyses performed using the RMS packages [
25] in R version 3.0.2 (
http://www.r-project.org/). Final selection of the nomogram model was based on a backward step-down process with the Akaike information criterion [
26]. The performance of the nomograms and other seven staging systems for predicting survival were evaluated by the concordance index (C-index), an equivalent variable of the area under curve (AUC) of the receiver operating characteristic (ROC) curve for censored data. The maximum C-index value is 1.0, which indicates a perfect prediction model whereas 0.5 indicates a random chance to correctly predict outcome by the model. Bootstraps with 1,000 resamples were used for validation to correct the C-index and explain the variance due to over-optimism. Comparisons between nomogram models and the other seven staging systems were performed with the rcorrp.cens function in the Hmisc package [
27] in R. Calibration curves of the nomogram for 1-, 2-, and 3-year OS were applied to assess the agreement between the predicted survival and the observed survival. Clinical survival outcomes were assessed by Kaplan–Meier analysis and prognostic groups were compared by log-rank test. When externally validating the nomogram, the total points for each patient were computed according to the established nomogram, which were used as factors in the Cox regression model, and the C-index and calibration curves were derived based on the regression analysis. All statistical tests were two-sided with a statistical significance level set at
p values < 0.05.
Discussion
In this study, we established a novel, easy-to-use, and effective nomogram capable of estimating individual survival outcomes for HCC. Moreover, a robust HCC nomogram including the inflammatory indices (WBC, NLR) was developed to improve the predictive power of the current prognostic scores.
Distinct from other solid cancers, the prognosis for HCC patients relies not only on tumor progression but also on the extent of liver dysfunction; approximately 70 to 90% of HCCs occur in the context of chronic liver inflammation and cirrhosis [
28,
29]. Consequently, staging systems such as TNM that depend solely on pathological characteristics retain limited prognostic impact on HCC [
13]. A number of alternative systems have been proposed for HCC, including the BCLC, CLIP, CUPI, and JIS. However, there is no universally accepted consensus about the best staging system for predicting the outcome of HCC patients.
Numerous clinical and experimental data demonstrated that host inflammatory response to cancer cells is associated with tumor progression [
30,
31]. The link between inflammation and cancer is well established. Various markers of systemic inflammation response, including WBC count [
32,
33], cytokines [
34,
35], and absolute count of blood neutrophils or lymphocytes as well as the neutrophil-to-lymphocyte (NLR) ratio [
36‐
38] have been explored for their prognostic impact in various cancer populations including HCC. In this study, we also found that the WBC count and NLR have moderate contributions to the nomogram prediction of OS. Elevated neutrophils are regarded as a reservoir of the circulating vascular endothelial growth factor, which plays a key role in the promotion of angiogenesis [
39], and neutrophils could contribute to metastasis by promoting the motility of tumor cells and the adhesion of metastatic tumor cells to liver sinusoids [
40,
41]. Conversely, reduced lymphocyte infiltration, reflecting the suppression of the host immune surveillance, has been shown to attenuate lymphocyte-mediated antitumor immune response [
42]. The presence of high intratumoral activated CD8 cytotoxic cells is associated with improved survival in HCC patients [
43]. Consequently, when taken together, NLR could reflect the balance between host inflammation and immunity, which has been reported to be a predictor of survival in HCC patients who underwent hepatic resection, RFA, TACE, and liver transplantation [
36,
44‐
46]. In the future, manipulating the inflammatory status and the immune function of HCC patients might be a promising strategy for further improving the clinical outcomes.
The proposed nomogram included three liver function indices (AST, GGT, PTA), five tumor-related indicators (AFP, tumor number and size, lymph node metastasis, and portal vein involvement), and two inflammatory indices (WBC, NLR), which performed well in predicting the survival outcome of HCC patients, and the prediction was supported by the C-index (0.82 and 0.78 for the primary and validation cohorts, respectively) and the calibration curves. In the current study, the nomogram showed the highest predictive accuracy for OS in patients with HCC, compared to the other seven staging systems. Although there was no statistical significance in comparison to the BCLC in the validation cohort, it is worth noting that the nomogram could more effectively stratify patients with advanced stage cancers compared to the TNM, BCLC, Okuda, and CLIP, and more effectively stratify patients in the early stages of HCC than the Okuda, CUPI, and GETCH in both cohorts.
Our nomogram has some limitations. First, the nomogram was established based on a single-center cohort study. Second, the nomograms only included basic clinical and laboratory data. However, the present study aimed to build reliable prediction models. Objective variables are therefore the ideal factors to be included in the models, while subjective variables might negatively affect the models due to inevitable bias. Third, the study was conducted retrospectively and selection bias might exist. However, we have included a relatively large training cohort to build the nomograms and validated them by a prospective dataset. The results consistently showed the satisfactory performance of the established models.
Conclusions
In conclusion, we developed and validated nomograms predicting individual prognosis in patients with HCC. The proposed nomogram in this study provided better predictive accuracy and discrimination than the TNM, BCLC, Okuda, JIS, CLIP, CUPI, and GETCH staging systems, and it offers a useful tool for providing patient counseling and timing surveillance, as well as clinical assessments. In order to standardize the use of this nomogram, validation with data from other institutions and other patient groups is required.
Acknowledgements
We gratefully recognize the patients who participated in this study. We thank Yan Sang for her help with the data.