Patients with pathological stage N2 rectal cancer treated with early adjuvant chemotherapy have a lower treatment failure rate

Since the pivotal German trial, preoperative chemoradiotherapy following surgery has been preferred for locally advanced rectal cancer in the routine practice of most institutions [ 1]. However, postoperative chemoradiotherapy and adjuvant chemotherapy are still recommended for patients with pathological stage II/III disease after definitive surgery without preoperative chemoradiotherapy [ 2].

Among patients with pathological stage N2 rectal cancer treated with curative intent, about 40% will have distant metastases and 24% local recurrence at 5 years [ 3, 4]. Optimizing the combination of radiotherapy and chemotherapy is therefore necessary to reduce recurrence. Trials investigating patients with stage II/III rectal cancer indicated that the sequence in which chemoradiotherapy was administered was not associated with disease-free survival (DFS), overall survival (OS) or relapse rate [ 5, 6]. However, there are no reports focusing on pathological stage N2 patients. The ADORE trial and the CAO/ARO/AIO-04 trial indicated the benefit of adjuvant oxaliplatin-based chemotherapy for rectal cancer [ 7, 8]. In view of the use of leucovorin-modulated fluorouracil chemotherapy and the inclusion of stage II rectal cancer in the previous studies [ 5, 6], the aim of the present study was to evaluate the sequence in which chemoradiotherapy should be administered for pathological stage N2 rectal cancer in this era of oxaliplatin-based adjuvant therapy.

The findings of this study demonstrate lower treatment failure and better survival (DFS and DMFS) rates when adjuvant chemotherapy was administered first in patients with pathological stage N2 rectal cancer.

With improvements in radiotherapy and surgery, regardless of whether the patient receives preoperative or postoperative chemoradiotherapy, the incidence of locoregional recurrence is relatively low; however, distant metastasis has become the predominant problem, especially in patients with stage N2 disease [ 3, 4]. New chemotherapy regimens have been investigated to reduce the occurrence of distant metastasis. The MOSAIC trial indicated that adding oxaliplatin to fluorouracil-based adjuvant chemotherapy significantly improved 5-year DFS and 6-year OS in stage II/III colon cancer, especially in stage III disease [ 13]. Although the MOSAIC trial did not include rectal cancer patients, oxaliplatin-based adjuvant chemotherapy was still recommended for rectal cancer in the National Comprehensive Cancer Network guideline [ 2]. Despite no head to head comparison in the adjuvant setting, current treatment guidelines accept either XELOX or FOLFOX as standard of care treatment options [ 2]. Randomized phase III studies indicated that XELOX is noninferior to FOLFOX as a first-line treatment for metastatic colorectal cancer [ 14, 15]. Most of the support for use of FOLFOX or XELOX as adjuvant chemotherapy in rectal cancer is an extrapolation from the data available for colon cancer [ 13, 16, 17]. The trial [ 18] investigating the efficacy and safety of substituting fluorouracil with capecitabine for perioperative treatment in locally advanced rectal cancer indicated that 5-year overall survival in the capecitabine group was non-inferior to that in the fluorouracil group. The authors concluded that capecitabine could replace fluorouracil in adjuvant chemoradiotherapy regimens for patients with locally advanced rectal cancer.

In a meta-analysis of the optimal interval between surgery and initiation of adjuvant chemotherapy in colorectal cancer, a 4-week increase in the time to adjuvant chemotherapy was associated with a significant decrease in both OS (HR 1.14, 95% CI, 1.10–1.17) and DFS (HR 1.14, 95% CI, 1.10–1.18) [ 19]. Furthermore, in the study of Kusters et al., adjuvant chemotherapy prevented local recurrence in patients with locally advanced rectal cancer [ 20].

So far, there have been two trials in rectal cancer evaluating treatment outcomes in relation to the sequence of adjuvant treatment [ 5, 6]. In a prospective randomized trial, 308 patients with resected stage II/III rectal cancer were randomly assigned to receive pelvic irradiation at either the first or the third course of leucovorin-modulated 5-fluorouracil chemotherapy [ 5]. In the preliminary results, a significantly higher DFS rate was achieved in the early pelvic radiotherapy group (81% vs. 70% at 4 years, p = 0.047) [ 21]. However, no significant difference in DFS, OS or relapse rate was observed between the two groups after a median follow-up period of 121 months. In the study of Kim et al., 5-year treatment outcomes were not significantly influenced by the sequence of adjuvant treatment [ 6].

In the present study, we focused on stage N2 patients who were more likely to develop distant metastases and local recurrence. Only patients receiving adjuvant chemotherapy (four or more cycles of XELOX or eight or more cycles of FOLFOX) were included to ensure the dose of adjuvant chemotherapy. More than 90% of patients in both groups had received a full dose of radiation, regardless of whether it was prescribed immediately after R0 resection or after adjuvant chemotherapy. With oxaliplatin adjuvant chemotherapy, the whole group exhibited high 3-year estimated OS, DFS, LRFS and DMFS rates (84.6%, 72.5%, 94.8% and 74.1%, respectively). Regarding the relationship between the timing of adjuvant radio/chemoradiotherapy and local recurrence, a systematic review indicated that the risk of local recurrence increased with waiting time for radiotherapy and the increase in local recurrence rate may translate into reduced survival in some clinical situations. However, patients with rectal cancer were not included in this review [ 22]. In our study, the incidence of locoregional recurrence was relatively low in both the A-CRT and the A-CT groups (5.6% and 2.3%, respectively) regardless of whether concurrent chemoradiotherapy was administered early or was delayed. However, whether adjuvant chemotherapy is given early or late does matter with regard to distant metastasis and overall recurrence. After adjusting for confounding factors with a Cox proportional hazards model, we found that giving adjuvant chemotherapy before concurrent chemoradiotherapy (A-CT vs. A-CRT) was a favorable prognostic factor for estimated DFS and DMFS. Given no significant difference in locoregional recurrence between the A-CRT group and the A-CT group in our study, we prefer to administer adjuvant chemotherapy before concurrent chemoradiotherapy after definitive surgery in pathological stage N2 rectal cancer patients.

There is a growing interest in developing neoadjuvant chemotherapy for locally advanced rectal cancer. In a phase 2, non-randomised trial of locally advanced rectal cancer, 25 (38%, 27-51) of 65 achieved a pathological complete response by adding 6 cycles of mFOLFOX6 between chemoradiation and surgery [ 23]. Recently, a randomized phase 3 trial indicated perioperative mFOLFOX6 alone had inferior results and a lower pCR rate than chemoradiotherapy but led to a similar downstaging rate as fluorouracil-radiotherapy, with less toxicity and fewer postoperative complications [ 24]. A phase 3 trial (NCT02533271) of comparing effectiveness of short-term radiotherapy plus neoadjuvant chemotherapy with preoperative long-term chemoradiotherapy in locally advanced rectal cancer is undergoing in our center.

There are several limitations to the present study, including the retrospective nature of the study design and the limited number of patients in the two groups. Furthermore, we did not determine the optimal time for intervention with radiotherapy. A further prospective randomized study is necessary for accurate evaluation of the sequence in which chemoradiotherapy should be administered after primary surgery in patients with stage N2 rectal cancer. However, conducting such a randomized controlled trial will be difficult because, since publication of the German trial, a larger number of patients with locally advanced rectal cancer have been treated with preoperative chemoradiotherapy than with postoperative chemoradiotherapy [ 1].

In pathological stage N2 rectal cancer patients, administering adjuvant chemotherapy before chemoradiotherapy led to a lower rate of treatment failure, especially with respect to distant metastasis. Adjuvant chemotherapy prescribed as early as possible might benefit this cohort of patients in this era of oxaliplatin-based adjuvant therapy.