1 Introduction
Acute kidney injury (AKI) is a serious complication in critically ill patients, with an incidence of 20–50 % and a mortality of >50 % [
1]. While AKI may develop after trauma, cardiovascular surgery or administration of nephrotoxic drugs, sepsis represents the most common cause [
1]. Sepsis-associated AKI increases mortality to 70 %, and survivors have an increased risk of developing chronic kidney disease [
2,
3]. As yet, no pharmacological interventions have been approved, and treatment is limited to renal replacement therapy (RRT).
Currently, alkaline phosphatase (AP) is one of the limited number of candidate drugs in clinical development to prevent or treat sepsis-associated AKI. This endogenous, membrane-bound enzyme is present in many cells and organs, including the placenta, liver, bone, kidney, germ cells and granulocytes [
4]. AP exerts detoxifying effects through dephosphorylation of pro-inflammatory molecules, including endotoxins (lipopolysaccharide [LPS]) involved in sepsis pathogenesis, and adenosine triphosphate (ATP) released from cells during stressful events [
5,
6]. The potency of AP in attenuating the innate immune response has been illustrated in several animal models of sepsis, in which exogenous AP reduced inflammatory injury and mortality [
7,
8]. Considering the immune-modulating effects of AP, the potential of bovine intestinal AP (biAP) was investigated in critically ill patients with sepsis, with or without AKI, in which biAP treatment significantly improved renal function and prevented further kidney damage [
9,
10]. An effect on mortality was not demonstrated in these relatively small studies (
n = 36 each).
Administration of bovine-derived material in humans is less than ideal. Repeated administration of animal-sourced AP could provoke immune reactions, and bovine spongiform encephalopathy (BSE)-free sources of bovine-derived enzyme are difficult to obtain. Therefore, a human recombinant AP (recAP) has been developed as a pharmaceutically acceptable alternative by replacing the crown domain of a human intestinal AP with the crown domain of human placental AP [
11]. As the renal protective effects of recAP have been confirmed in vitro in renal proximal tubular epithelial cells, and in vivo during LPS-induced AKI in rats [
12], therapeutic application of recAP could have potent anti-inflammatory and tissue-protective effects in patients suffering from sepsis-associated AKI. Prior to investigating the potential of recAP in this patient population, it is vital to evaluate the pharmacokinetic characteristics of this enzyme. A translational population pharmacokinetic model has previously been developed, based on preclinical data on recAP and preclinical and clinical data on biAP [
13], followed by simulations of several dosing regimens, aiding in dose selection for the first-in-human clinical trial, as reported in this article. Here, we evaluate the tolerability, safety and pharmacokinetics of recAP in healthy volunteers in a two-part, randomized, double-blind, placebo-controlled clinical trial. Using data from this study, the population pharmacokinetic model was further developed, and simulations were performed to support the design and dose selection for patient studies.
2 Materials and Methods
2.1 Phase I Clinical Trial
This two-part, randomized, double-blind, placebo-controlled study was conducted in 51 healthy volunteers (part A:
n = 33; part B:
n = 18) at a medical screening facility in Zuidlaren, the Netherlands. The local ethics committee approved all protocols, and the study, including amendments, was conducted in accordance with the principles of the Declaration of Helsinki and in compliance with the International Conference on Harmonisation E6 Guideline for Good Clinical Practice (CPMP/ICH/135/95) and the European Union Clinical Trial Directive (2001/20/EC). This study is reported in accordance with the Consolidated Standards of Reporting Trials (CONSORT) guidelines [
14]. The trial was registered with the European Clinical Trials Register (EudraCT number 2013-002694-21) and the Dutch Central Committee on Research Involving Human Subjects (CCMO) [reference number NL45925.056.13].
2.1.1 Subjects
All participating healthy volunteers provided written informed consent prior to the start of any study-related procedures. Subjects were eligible for the study if they were aged 18–55 years and considered healthy on the basis of medical screening, including their medical history, a physical examination, routine laboratory testing and a 12-lead electrocardiogram (ECG). The exclusion criteria were pregnancy or lactation, a body mass index (BMI) of <18 or >30 kg/m2, smoking (more than five cigarettes, one cigar or one pipe daily), a history of alcohol abuse or drug addiction, and use of medication (except for acetaminophen). A 4-h fasting period was required prior to screening, admission to the medical screening facility, all visits with clinical laboratory assessments and the follow-up visit. The use of methylxanthine-containing beverages or food (coffee, tea, cola, chocolate, power drinks), grapefruit (juice) and alcohol was not allowed from 48 h prior to entry to the clinical research center and during the stay in the clinic.
2.1.2 Dosing Regimen
To support the dosing rationale for this trial, human pharmacokinetic profiles of recAP were simulated, based on a previously reported translational population pharmacokinetic model for recAP, using various dosing regimens [
13]. The simulations, performed in R version 2.12.0 software [
15] using the lsoda (deSolve Package 1.8.1) and mvrnorm functions (MASS Package version 7.3-8), were conducted considering the reported population parameters, as well as the full covariance matrix describing inter-individual variability (IIV), for 1000 individuals with a typical weight of 70 kg. Graphical representation of summary statistics of the simulations (medians and 95 % prediction intervals of the simulated IIVs) aided in the selection of optimal dosing regimens. The dosing regimens that were simulated are presented in Supplemental Table 1 in the Electronic Supplementary Material.
2.1.3 Study Design
Part A was a single-ascending-dose study to assess the safety, tolerability and pharmacokinetics of single intravenous doses of recAP in four sequential groups of eight healthy male or female subjects per group (groups 1–4). In each group, subjects were randomly assigned to receive a single dose of recAP (
n = 6) or placebo (
n = 2) via a 1-h intravenous infusion on day 1. The doses of recAP administered to subjects in groups 1, 2, 3 and 4 were 200, 500, 1000 and 2000 U/kg, respectively (Table
1). Blood samples were drawn pre-dose and at 0.25, 0.5, 0.92, 1.25, 1.5, 2, 3, 4, 6, 8, 12, 16, 24, 36, 48, 72, 120 and 192 h
after the start of the infusion.
Table 1
Human recombinant alkaline phosphatase (recAP) dosing schedule in healthy volunteers
Part A: SAD | 33 | 8 | 25 | | | |
Group 1 | 8 | 2 | 6a
| 200 | – | – |
Group 2 | 9 | 2 | 7 | 500 | – | – |
Group 3 | 8 | 2 | 6 | 1000 | – | – |
Group 4 | 8 | 2 | 6 | 2000 | – | – |
Part B: MAD | 18 | 6 | 12 | | | |
Group 5 | 9 | 3 | 6 | 500 | 500 | 500 |
Group 6 | 9 | 3 | 6 | 1000 | 1000 | 1000 |
Part B was a multiple-ascending-dose study to assess the safety, tolerability and pharmacokinetics of multiple intravenous doses of recAP in two groups of nine healthy male and female subjects per group (groups 5 and 6). Subjects were randomly assigned to receive recAP (
n = 6) or placebo (
n = 3) via a 1-h intravenous infusion on days 1, 2 and 3. The doses of recAP or placebo administered to subjects in groups 5 and 6 were 500 and 1000 U/kg, respectively (Table
1). The selection of the dose and dosing regimen administered in part B was based on an interim pharmacokinetic analysis. Blood samples were drawn pre-dose and at 0.5, 0.92, 1.5, 3, 6 and 12 h after the start of the infusion on day 1; pre-dose just before the start of the infusion on day 2; and pre-dose and 0.25, 0.5, 0.92, 1.25, 1.5, 2, 3, 4, 6, 8, 12, 16, 24, 36, 48, 72, 120, 168 and 240 h after the start of the infusion on day 3.
2.1.4 Randomization, Blinding and Sample Size
A randomization scheme, assigning the study treatments to subject numbers at random, was generated by an independent biostatistician team, using SAS PROC PLAN (SAS software version 9.1.3) per treatment group. The randomization scheme was then transferred in a sealed envelope to the pharmacist for dispensing purposes and kept in the pharmacy. Subjects who met all eligibility criteria were given a subject number just prior to dosing according to the randomization scheme, and received the treatment assigned by the scheme.
The products that were administered were a placebo and the active medication (recAP 7036 U/mL; AM-Pharma, Bunnik, the Netherlands). RecAP was diluted with the placebo solution to stock solutions containing 600, 1500, 3000 or 6000 U/mL in order to give each subject an equal amount of the drug product per kilogram of actual body weight. The placebo consisted of 20 mM citrate, 250 mM sorbitol, 2 mM MgCl2 and 50 μM ZnCl2 (pH 7.0). To ensure blinding, the recAP and placebo were indistinguishable in appearance, AP activity results were not communicated to blinded persons during the duration of the study, and the randomization list was accessible only to the pharmacist and the pharmacy assistant. A subject’s treatment assignment was not broken until the end of the study, unless knowledge of the treatment assigned to the subject was necessary to guide medical treatment of the subject.
Considering the exploratory nature of this study, the sample size (with a minimum of six subjects per group) was selected to provide information on safety, tolerability and pharmacokinetics following single and multiple doses of recAP. No prospective calculations of sample statistical power were performed.
2.1.5 Bioanalysis and Safety Assessments
All bioanalytical procedures were performed at the Bioanalytical Laboratory of PRA Early Development Services (EDS, Assen, The Netherlands). Serum recAP concentrations were determined using a validated electrochemiluminescent ligand-binding procedure (ECL) [Meso Scale Discovery, Rockville, MD, USA]. The lower limit of quantitation was 3.91 ng/mL and the upper limit of quantitation was 500 ng/mL, with overall mean accuracy and precision values of ±20.0 % at each concentration of the quality-control samples (10, 66 and 400 ng/mL). Duplicates were not allowed to exceed the coefficient of variation (CV) of 10.0 %. Anti-drug antibodies were determined by an ECL ligand-binding assay, for which a confirmatory cut point of 18.9 % was established during method validation. Any study sample signal reduction equal to or higher than the specificity cut point was confirmed as positive, and any signal reduction lower than the specificity cut point was scored as negative. Duplicates were not allowed to exceed the CV of 20.0 %. The activity of AP was determined by routine laboratory testing, using the Advia 1800 (ALPAMP; Siemens AG Healthcare Sector, Erlangen, Germany).
All adverse events that were reported during the course of the study were recorded. Adverse events were coded using the Medical Dictionary for Regulatory Activities (MedDRA; Version 16.1 [
16]) and evaluated by the principal investigator. The intensity of the adverse events was rated as mild, moderate, severe, life threatening or fatal, and the relationship between the adverse events and the study medication was indicated as non-existent, unlikely, possible, likely or definite. Additional safety and tolerability assessments consisted of the results of vital sign assessments, 12-lead ECGs, continuous cardiac monitoring (telemetry), laboratory tests, physical examinations and detection of anti-drug antibodies. All subjects who received at least one dose of the study medication were included in the analysis. Blood sampling for anti-drug antibodies was performed at screening and at days 9 and 15 (part A) or at days 10 and 19 (part B).
The data, represented as mean values and standard deviations or as numbers and percentages, were summarized in tabular or graphical form, and descriptive statistics are given.
2.2 Population Pharmacokinetic Model Development
Population-approach nonlinear mixed-effects modeling was performed with the NONMEM software package (version 7.2.0; Icon Development Solutions, Ellicott City, MD, USA). The location (the typical value or fixed effect) and the spread between individuals (the variability or random effect) were estimated for the model parameters by fitting the model to the data by minimizing the objective function based on the log likelihood (−2× LL). Additive, proportional or combined residual error structures were investigated, while log-normal distribution for the IIV was assumed. Various types of variance–covariance matrices were tested for the IIV.
In order to find the simplest model that adequately described the pharmacokinetic observations, different models were compared with increasing complexity in the structural model and the number of random effects. The likelihood ratio test was used, which compared the difference between −2× log likelihoods of the models (difference in objective function value [∆OFV]) with a Chi squared distribution with degrees of freedom corresponding to the difference in the number of parameters between the two models. Hence, with a difference of at least 6.63 points (P < 0.01), the model with one additional parameter was preferable to its parent model.
Graphical analysis was another tool used to help assessing differences between models. These goodness-of-fit plots included (1) population-predicted (PRED) and individual-predicted (IPRED) versus observed concentrations (DV); (2) conditional weighted residuals with interaction (CWRESI) versus predicted concentrations and versus time, where most observations should be normally distributed around zero and should be within the acceptance criterion of −2 to 2; (3) frequency distributions of CWRESI; (4) frequency distributions of post hoc individual estimates of IIV; and (5) correlation plots with their Pearson’s correlation coefficients for all parameters with IIV [
17]. The uncertainty of the parameter estimates was determined by the relative standard error (RSE) [standard error/parameter estimate × 100 %] and was considered acceptable when the RSE was <50 %. The parameter estimates of the IIV were reported as %CV (
\( \sqrt {{ \exp }(\omega^{2} ) - 1} \times 100\; \% \)), and shrinkage was considered acceptable when below 35 % [
18].
A covariate analysis was performed on age, actual body weight, sex, height, lean body mass and BMI. The covariate in a variable cluster that showed the highest correlation with the empirical Bayes estimates of the parameters, which was also clinically relevant, was implemented in the model. Continuous covariates were centered on their median values. Power functions, exponentials and linear functions were explored for the covariate relationships. Covariate analysis was performed by forward inclusion (ΔOFV > 3.84), followed by backward elimination (ΔOFV > 6.63).
The first-order method with conditional estimation and interaction (FOCEI) was used for the maximum likelihood parameter estimation. Additionally, R version 2.12.0 software was used for the graphical presentation, evaluation of goodness of fit, covariate selection and model evaluation. The analyses closely followed the US Food and Drug Administration (FDA) and European Medicines Agency (EMA) guidelines for performing and reporting population pharmacokinetic analyses [
19,
20].
2.3 Simulations for Phase IIa/b Dose Selection
All simulations for the patient study were performed in R software, using the lsoda (deSolve Package 1.8.1) and mvrnorm functions (MASS Package version 7.3-8). The target used for the simulations was a serum recAP concentration of >290 U/L (170 ng/mL), maintained for at least 48 h and preferably for 5–7 days. The dosing rationale for the patient studies was primarily based on trough concentration (
C
min) values and on exposure values shown to be associated with objective clinical benefit in sepsis-associated AKI patients treated with biAP in previous clinical studies [
9,
21]. The simulations were performed considering the estimated population parameters, as well as the full covariance matrix describing IIV, in 1000 individuals. To simulate the dose in units per kilogram, individual weights were drawn from a normal distribution (with resampling) based on the mean and standard deviation of the population of included subjects. Graphical representation of the summary statistics of the simulations (the median and 95 % prediction interval values for the simulated IIV) aided in the selection of optimal dosing regimens. The dosing regimens that were simulated are presented in Supplemental Table 2.
4 Discussion
Sepsis-associated AKI is a common complication observed in the intensive care unit and is accompanied by high mortality rates, while survivors have an increased risk of developing end-stage renal disease [
22]. Two previous clinical trials suggested that biAP had renal protective effects in critically ill patients with sepsis-associated AKI [
9,
10]. On the basis of these results, recAP was developed to replace the bovine-derived enzyme [
11]. This randomized, double-blind, placebo-controlled, first-in-human trial demonstrated that single ascending recAP doses of up to 2000 U/kg and multiple recAP doses of up to 1000 U/kg per day for 3 days were well tolerated by healthy volunteers and that recAP displays a good safety profile. Following recAP infusion, no anti-drug antibodies were detectable, no serious adverse events occurred and recAP could be administered sequentially without an increase in either the frequency or the severity of any treatment-emergent adverse events, in comparison with single recAP infusions.
The results from the biAP trial showed that a loading dose was required to significantly raise serum AP activity levels, followed by a continuous infusion over 24 h, to maintain relatively stable serum AP levels [
21]. In order to improve the treatment regimen, recAP was developed by replacing the crown domain of a human intestinal AP with the crown domain of human placental AP [
11], which has a half-life of approximately 6–7 days in humans [
23]. This is expected to improve enzyme stability while preserving or enhancing catalytic function. Indeed, our results demonstrated that a 1-h recAP infusion resulted in an apparent terminal half-life of 48 h, and that 24 h after a single administration of 2000 U/kg recAP, or after 3 days of recAP dosing of 1000 U/kg, serum AP activity levels were still up to 20-fold higher than at baseline. The improved bioavailability of recAP could be an important feature of a potential new treatment option for sepsis-associated AKI, a disease with a complex pathogenesis in which multiple pathological processes—including inflammation, hemodynamic instability, microvascular dysfunction and unbalanced renal bioenergetics [
24]—should be targeted for a longer period of time.
On the basis of the pharmacokinetic observations, a four-compartment population pharmacokinetic model was developed with IIV on V
1 and K
10. The apparent terminal half-life (48 h) and volume of distribution (3.5 L) are comparable to those in the previously developed translational two-compartment pharmacokinetic model (41 h and 4.2 L, respectively) used to support the design of this trial [
13]. The discrepancy in the model structure could be explained by the experimental design of this trial, as the sampling was more intensive, with a longer follow-up period. Nevertheless, our model accurately described the data and was used to support the selection of optimal dosing regimens to investigate the potential of recAP in patients. The simulations aimed to reach trough recAP concentrations above 290 U/L (170 ng/mL), maintained for at least 48 h and preferably for 5–7 days. This resulted in selection of three recAP doses, ranging from 250 to 1000 U/kg, administered once every 24 h for three consecutive days. The dosing rationale was primarily based on the results of previous clinical studies conducted with biAP [
9,
21]. As could be expected from the enhanced stability by design of the chimeric enzyme, the data from this trial showed that AP activity increased with increasing concentrations of recAP in a linear relationship. Once the optimal dose of recAP is determined, therapeutic drug monitoring allows exposure to be monitored, as AP activity can be quantified by routine laboratory chemistry.
Patients suffering from sepsis-associated AKI not only have impaired renal function, but also have critical illness-related symptoms such as hypotension, edema and increased vascular permeability, all of which might influence recAP pharmacokinetics. In addition, impaired liver function could affect recAP clearance, as circulating AP is normally cleared through uptake by the hepatic asialoglycoprotein receptor [
13]. Previously, we demonstrated in vivo that recAP radioactivity and AP enzyme activity levels were increased during endotoxemia-induced AKI in rats, in comparison with placebo, whereas the organ distribution of recAP was not critically affected [
13]. Currently, the safety and efficacy of recAP are being investigated in patients with sepsis-associated AKI (ClinicalTrials.gov study ID: NCT02182440). In that trial, recAP pharmacokinetics will also be assessed in patients receiving one of three doses of recAP (250, 500 or 1000 U/kg). Even if pharmacokinetic derangements affect the recAP dosing requirement, the highest dose selected for that patient study significantly exceeds the target
C
min of 290 U/L. Whether recAP administration will result in sufficient exposure in the target organs of the heterogeneous patient population, and will thereby exert renal protective effects, will be revealed by that large, multicenter trial.
5 Conclusion
In this study, we investigated the pharmacokinetics, safety and tolerability of recAP, a potential new biological treatment option for critically ill patients with sepsis-associated AKI. In healthy volunteers, peak concentrations of recAP and AP activity levels were reached at the end of the 1-h infusion and decreased rapidly in a multiphasic manner. Single ascending recAP doses of up to 2000 U/kg and multiple doses of up to 1000 U/kg three times daily did not cause serious adverse events. A population pharmacokinetic model was developed and was used to simulate different dosing regimens. From these simulations, a more informed dose was selected for the patient studies. These results pave the way to investigation of the potential of recAP as a new treatment option for sepsis-associated AKI in patient studies.
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