Premorbid physical activity is modestly associated with gait independence after a stroke: an exploratory study

Regaining physical function after a stroke is important for patients since cerebrovascular disease (CVD) is not entirely avoidable. In 2010, CVD caused 102 million deaths and disabilities worldwide, which accounted for approximately 4.1% of all-cause mortality and disability [1]. Independent ambulation promotes independence and helps patients perform activities of daily living [2‐4]. In addition, physical activity (PA) after a stroke enhances the quality of life, and regular exercise combined with abstinence from smoking lowers all-cause mortality in stroke survivors [2‐5]. Thus, gait independence after a stroke has great importance for social participation, preventive medicine, as well as for rehabilitation.

Factors reported to determine or predict gait ability after a stroke include age, consciousness level at stroke onset, urinary continence, upper and lower limb function, balance, and walking ability during rehabilitation [6‐9]. More recently, premorbid activities and lifestyle have been shown to be predictors of post-stroke functioning [10, 11].

Health education promotes a lifestyle that includes PA and exercise as crucial prophylaxis against arteriosclerotic disease [12‐20]. In addition, moderate to vigorous PA is recently becoming known to contribute to decreasing all-cause mortality [21]. However, the direct contribution of premorbid PA to gait outcome after a stroke is not well investigated.

We carried out this exploratory study to determine the characteristics of premorbid PA in stroke patients and to ascertain whether PA has any association with gait independence after rehabilitation.

The present study was approved by the Ethics Committee of Fukui Prefectural Hospital (#11–36). Written informed consent was obtained from the patients or their relatives on enrollment into this study.

All inpatients with acute CVD introduced to the Department of Physical Medicine and Rehabilitation (PMR) of Fukui Prefectural Hospital between October 22, 2011 and March 31, 2013, were considered for inclusion. Patients who had suffered from ischemic and hemorrhagic strokes were included. Patients with intracranial tumors, traumatic brain injuries, subarachnoid hemorrhages due to ruptured aneurysms, or chronic subdural hematomas were excluded, as well as were pediatric patients. Standardized treatments were performed by board-certified neurologists or neurosurgeons at the time of hospitalization for all the patients.

The rehabilitation therapists in charge asked the participants to complete a questionnaire regarding their pre-stroke exercise routine and daily PA at the beginning of the rehabilitation therapy (Additional file 1). The questionnaire was prepared in accordance with the Japanese Kenko Nippon 21 Exercise Guide [22], in which the intensities of exercises and daily activities were estimated in metabolic equivalents (METs). For example, watching television in a sitting position, performing light household activities such as pressing clothes, walking at a speed of 67 m/min on a flat surface, and climbing stairs have intensities of 1, 2.3, 3, and 8 METs, respectively [22, 23]. The participants were asked to indicate all the activities they had performed for more than 1 h per week during the month prior to their admission. The therapists helped the participants complete the questionnaire if they needed assistance because of seeing or hearing difficulties; when the participants had cognitive impairment, their relatives were asked to fill the questionnaire. The participants’ maximal daily PAs were classified into integral METs, from 1 to 8 METs.

Basic information, such as sex, age, and type of disease, was gathered from hospital records, along with the following information: date on which the rehabilitation therapy was started; coexistence of aphasia, agnosia, or apraxia; ongoing or past treatment of diabetes mellitus, hypertension, hyperlipidemia, cardiac disease, malignancy, orthopedic complication, and psychiatric disease; smoking history, and CVD history. Stroke size was represented as the maximal diameter of the affected region measured on cross-sectional images of the initial computed tomography or magnetic resonance imaging findings. The measurement was performed under the supervision of a board-certified radiologist. Paresis was assessed according to the Brunnstrom Recovery Stage (BRS). Sensory disturbance was categorized as “no symptom/slight numbness” or “overt disturbance.”

When participants completed their inpatient rehabilitation program, gait independence was evaluated using the Functional Independence Measure (FIM), in which the activities of daily living of the patients were classified into seven levels according to their ability. Levels 1 and 2 indicated dependence on others, levels 3–5 indicated the need for varying degrees of assistance, and levels 6 and 7 indicated independence [24]. A physiatrist who was blinded to the premorbid PA level evaluated gait independence to avoid bias in the rehabilitation goal setting. The participants were then assigned to one of two categories according to their gait independence as follows: “walking alone” (WA) group, which included participants with FIM levels 6 and 7, and “not walking alone” (NWA) group, which included participants with FIM levels 5 and below.

Dementia was evaluated using the Japanese domestic scale presented by the Ministry of Health, Labor and Welfare, which is mainly used in the Long-term Care Insurance System in Japan. This scale focuses on how much service a patient/client needs, rather than on psychopathological severity [25]. The classes are as follows: class 0, no sign of dementia; class 1, signs of dementia, e.g. forgetfulness but an independent daily life; class 2, daily life involves surveillance because of signs of dementia, difficulty in communication, and differences in behavior; class 3, daily life is dependent on others because of the above symptoms; class 4, continuous help is needed from others because of the above symptoms; and class M, treatment is needed because of psychiatric, behavioral, or physical symptoms. In the present study, those in classes ≥2 were defined as having overt dementia.

Overlapping of coexisting diseases has been reported to be a factor of stroke outcome deterioration [11, 26]. The comorbidity index (CI) was defined as the total number of the following risk factors involved: hypertension, diabetes mellitus, hyperlipidemia, cardiac disease, malignancy, smoking history, and overt dementia.

Anonymous patient records were created in FileMaker Pro 8.5 ver. 2 (FileMaker Inc., Santa Clara, CA, USA), the data were calculated using Excel for Mac 2004 ver. 11.6.5 (Microsoft, Redmond, WA, USA) and transferred to StatView ver. 5 (SAS Institute, Cary, NC, USA) for statistical analysis.

The results of the present study suggest several associations of premorbid PA with gait independence after stroke. First, the participants who regained gait independence tended to have performed more PAs, whether mild or vigorous. In addition, we determined the threshold, premorbid PA ≥ 4 METs seemed to be associated with gait independence.

PA ≥ 4 METs may have had physical training effects on the muscular fitness, balance, and cardiopulmonary fitness of the participants. Leg strength was one of the determinants of gait ability among stroke survivors [27]. Additionally, as recently reported, good balance after a stroke is necessary for better gait recovery [8, 9]. Gait after a stroke requires increased energy owing to spasticity and to compensate for affected limbs [28]. As Kelly et al. reported [29], aerobic capacity declines several weeks after a stroke and the disturbed cardiopulmonary fitness affects gait performance in the subacute phase. Participants who engaged in vigorous PAs before stroke onset might have had a better physical condition to overcome the dysfunction described above, and recover favorably during the rehabilitation period. The duration of this additional effect is unknown but usually, rehabilitation begins soon enough. The majority of PAs ≥ 4 METs included ambulation and occupational or household activities. These activities do not require sports facilities or expensive equipment, nor are they gender-restricted; consequently, they can be performed with the least barrier.

Mild PA, namely, some household jobs and driving were indicated more frequently by participants who regained gait independence. These PAs tend to reduce sedentary time, lead to participation in social activities, and contribute to better cognitive function. Reducing sedentary time is known to improve health and life prognosis [30]. In addition, participation in social activities is reported to be useful for better cognition to some degree [31‐33]. Dementia was an unfavorable factor for functional outcomes after a stroke [34‐36].

Age and CVD history were the strongest unfavorable factors for gait independence. To determine whether the involvement of old participants or stroke survivors in vigorous PAs contributes to gait independence, further cohort studies will be needed.

This study has some limitations. First, not all stroke patients were included; patients without neurological deficits are often discharged without rehabilitation therapy, and patients in a life-threatening condition are sometimes not introduced to the PMR department. In addition, as the study included the use of questionnaires, relatively cooperative participants might have represented the majority. Thus, the pathological influence of premorbid PA might have been under- or overestimated owing to these selection biases.

Second, precise evaluation of PA was difficult. As noted by Ainsworth et al., a compendium to estimate PA in METs has not been developed, to determine the precise energy cost of each PA [23]. The amount of PA was also not examined in this study. Again, we could not include all the activities that the participants had performed. A quantitative study using instruments (e.g. accelerometer) will overcome these deficiencies.

Third, the small sample size made the subgroup analyses difficult.

Finally, the interpretation of the results was ambiguous, because PA plays a part as the modifier of comorbidity and arteriosclerotic disease. In the present study, we hypothesized that premorbid PA was an etiological factor. Stroke size and severity, comorbidity, and dementia were treated as response variables in the present study, although they have often been treated as explanatory variables for gait outcome. Similarly, the symptoms observed post-stroke onset were not used as explanatory variables, although they were often used in that way in cross-sectional studies [6‐9].

In conclusion, premorbid PA was modestly associated with gait independence after stroke. Ambulation and occupational or household activities were most frequently performed before stroke onset. Premorbid PA ≥ 4 METs was associated with an increased likelihood of gait independence, although this effect was not as strong as those of age and CVD history.