Introduction
The HER family (also called ErbB or epidermal growth factor receptor (EGFR) family) comprises four transmembrane receptor tyrosine kinases, EGFR (or HER1), HER2, HER3, and HER4. These receptors signal through homo- and heterodimerization and promote cell proliferation, motility, and invasion [
1]. Dysregulated expression and activity of HER family members is frequent in breast cancer. Overexpression of EGFR1, HER2 and HER3 is generally associated with poor prognosis whereas high expression of HER4 is associated with a better outcome [
2-
7]. Up to 25% of breast carcinomas overexpress HER2. High levels of this oncogene, almost invariably as a consequence of genomic amplification of a region of chromosome 17 (17q21) including the HER2 locus, drives aggressive disease and is an important therapeutic target.
Monoclonal antibodies (that is, trastuzumab, pertuzumab, T-DM1) and small molecule kinase inhibitors (that is, lapatinib, neratinib and afatinib) are the main strategies to target HER2 in breast cancer. Trastuzumab, in combination with chemotherapy, has significantly increased both progression-free survival (PFS) and overall survival in patients with advanced disease [
8,
9] as well as in the early (adjuvant) setting [
10,
11]. Lapatinib, given in combination with capecitabine, has shown clinical activity in HER2-positive breast cancer patients that became refractory to trastuzumab-based therapy [
12]. Moreover, measurable clinical benefit is observed also when lapatinib is administered as a single agent or in combination with paclitaxel as first-line treatment [
13,
14]. Recently, the antitumor activity of dual HER2 blockade (trastuzumab in combination with either lapatinib or pertuzumab) was proven to be significantly superior to single agents in a neoadjuvant setting [
15-
17].
EGFR has been shown to be highly expressed in triple-negative breast cancer (TNBC), both in cell lines and in patients [
18]. Moreover, preclinical studies have demonstrated that the inhibition of EGFR affects growth in TNBC cell lines [
19]. These findings provided the rationale to test the efficacy of anti-EGFR agents, such as the antibodies cetuximab and panitumumab, in TNBC patients. In the metastatic setting, cetuximab in combination with chemotherapy showed some promising activity [
20-
22]. Nevertheless, no substantial improvements in either PFS or overall survival were achieved in these patients. A small pilot study testing the efficacy of panitumumab in combination with standard chemotherapy in TNBC patients in the neoadjuvant setting showed a pathological complete response rate of 46.8% [
23]. However, the relevance of these findings will be assessed only when PFS and/or overall survival data are available.
There are several unanswered questions about which patients with breast cancer are most likely to benefit from one or another form of anti-HER targeted therapy and which type of determination methodology is most appropriate.
DNA-based, RNA-based, and protein-based assays have been developed to determine the HER status of breast tumors. To date, exploitation of the overexpression of HER2 is part of the management of a breast cancer patient whereas EGFR, HER3, and HER4 determinations are still exploratory and not used in clinical practice. As a matter of fact, to be eligible for anti-HER therapy such as trastuzumab, specimens have to be HER2-positive as determined by immunohistochemistry (IHC) analysis or harbor HER2/neu gene amplification by fluorescence
in situ hybridization (FISH). Although these tests have become the benchmarks for defining tumors as HER2-positive, considerable controversy still exists regarding the accuracy, reliability, and inter-observer variability of these assay methods. It is estimated that up to 20% of HER2 testing performed in the field may be inaccurate when validated against central or 'expert' laboratories [
24,
25]. A recent round-robin study conducted to evaluate current HER2 testing methods and their potential impact on clinical outcomes showed that interpretation issues (especially when dealing with IHC or FISH equivocal results as defined by the American Society of Clinical Oncologists (ASCO)/College of American Pathologists (CAP) guidelines) and/or HER2 tumor heterogeneity may play a significant role in discordant results [
26].
In an effort to improve the accuracy and consistency of HER2 testing, a joint task force of ASCO and CAP proposed guideline recommendations for HER2 testing using either IHC or FISH [
27]. Among ‘HER2-positive’ tumors (defined by consensus criteria), there is a wide range of variability in terms of HER2-gene amplification and protein expression measured by conventional semi-quantitative methods such as the HercepTest®. The possibility that a quantitative analysis of HER family protein expression could improve the prediction of HER-targeting drugs has led to the evaluation of alternative and more quantitative tests. Despite that, the 2013 ASCO/CAP Update Committee concluded that there was insufficient evidence to warrant inclusion of these new assays to determine HER2 status in unselected patients due to lack of a consistent body of evidence on their analytical validity, clinical validity, and clinical utility [
27].
In this review we address these issues by evaluating the current methodologies used for HER family status determination and discussing the clinical implications of HER family quantification on response to anti-HER treatment. In Additional file
1 we list the Food and Drug Administration (FDA) approved/Clinical Laboratory Improvement Amendments certified diagnostic tests available to measure HER receptors in the clinic.
Clinical implications
The fundamental principle of targeted therapy is to specifically harm tumor cells that depend on a definite target for proliferation and survival, sparing non-tumor cells from damage. In many cases, the target is a protein with activating mutations that is present only in tumor cells, facilitating the specificity of the therapy (for example, Braf-mutant melanomas, EGFR-mutant lung cancer), allowing profound inhibition of the target before the emergence of side effects. In the case of HER receptors in breast cancer the target is a protein that, although not carrying any activating alterations, is present in much higher amounts in tumor cells compared with normal cells. In these cases one would guess that the higher is the difference in target expression between normal and tumor cells, the wider is the therapeutic window. However, only the presence of the target or its semiquantitative expression (and not the absolute levels) is currently taken into consideration in clinical practice.
There is an increasing body of evidence indicating that the levels of HER2 in HER2-positive tumors can influence the response to HER2-targeted therapy, converging to the common conclusion that 'more HER2, more response' [
131-
137]. Quantitative HER2 expression or homodimer levels determined by the HERmark assay correlated with clinical outcome of trastuzumab therapy better than IHC or central FISH studies in patients with metastatic breast cancer. Interestingly, patients with
HER2 gene amplification by FISH but low HER2 protein expression or homodimer levels as measured by HERmark responded poorly to trastuzumab-containing therapy, suggesting that not all gene-amplified tumors overexpress the target of trastuzumab [
135]. Similarly, absolute HER2 quantification in an homogeneous group of HER2-positive breast cancer (IHC 3+) using triple quadrupole MS was predictive of a better response to trastuzumab in both adjuvant and metastatic settings [
136].
But perhaps this is valid until a certain limit. First, the link between the level of HER2 amplification and outcome in patients treated with trastuzumab has been proven only in the neoadjuvant setting [
138], whereas other studies failed to demonstrate this association [
139,
140]. Second, although the clinical benefit from HER2 blockade increases with the level of the target, there may be tumors with extraordinarily high levels of HER2 that are actually more resistant to the therapeutic pressure [
141-
144]. It is unclear whether this is due to insufficient engagement of the receptor by the targeted agents. In any case, validation of these findings in a larger cohort of patients is necessary. Third, the intriguing observation from B-31 and N9831 studies that tumors that failed to be confirmed as HER2-positive after central laboratory testing may still derive benefit from trastuzumab [
145,
146] and the complex relationship between HER2, ER, and trastuzumab sensitivity outlined by the study suggest that quantitative HER2 measure alone may not be sufficient, and combination with other markers may be more predictive of trastuzumab response [
147].
Since dual HER2 blockade (trastuzumab combined with either pertuzumab or lapatinib) is proving to be more effective than single agent treatment, it will be interesting to investigate whether HER2 absolute levels predict response in this setting as well. In the neoadjuvant setting, this seems to be the case. HER2 levels were measured by HERmark in the primary tumors of patients enrolled in the NeoALTTO trial, testing the activity of trastuzumab in combination with lapatinib compared with single agent treatments, and a positive correlation was found between constitutive HER2 expression and benefit from dual blockade [
148].
One of the mechanisms proposed for the synergy observed when combining lapatinib and trastuzumab (at least in preclinical models) is the stabilization and membrane accumulation of HER2 as a consequence of receptor kinase inhibition [
149]. One may wonder, therefore, whether lapatinib could sensitize tumors with relatively low levels of HER2 to the antitumor activity of trastuzumab. Testing this possibility, however, is not as easy as it sounds. First, a threshold above which tumors benefit from anti-HER2 therapy (but are still considered 'low expressing tumors') needs to be defined by quantitative methodology. Then, other therapeutic options should be considered to exclude the possibility that these patients can achieve better response from other agents. Genomic analysis of the tumors would be very helpful in these cases as the identification of actionable genetic alterations may guide the choice of therapy. Finally, HER-targeted therapeutic agents such as lapatinib have been shown to stabilize/enhance the HER2-HER3 dimer in preclinical cell models [
149]. The quantification of this dimer (as described above), which is believed to be the most potent of all HER dimers with regard to driving cellular proliferation [
150,
151], will provide important and non-redundant information to that provided by HER protein expression to help clinicians to understand and/or predict the heterogeneity in clinical response.
The quantification of HER3 in response to lapatinib-containing therapies may also be of relevance. In fact, compensatory upregulation of HER3 upon lapatinib treatment has been described both in preclinical models and in patients with HER2-positive breast cancer [
152]. The addition of compounds blocking HER3 or the downstream PI3K/AKT pathway significantly potentiates the antitumor effects of lapatinib, underscoring the importance of this occurrence. Because of the mechanistic relationship between EGFR and HER2, EGFR measurement may provide a method for personalizing treatment in breast cancer, beyond the single assay for HER2. Patients with high EGFR using the EGFR antibody D38B1 did not appear to benefit from concurrent trastuzumab in the N9831 trial using the fluorescence-based AQUA quantitative platform [
153]. Based on these results, it may be hypothesized that the subset of tumors with high EGFR expression may better respond to lapatinib or dual HER blockade compared with trastuzumab alone.
The absolute levels of EGFR may be predictive for response to anti-EGFR therapy in TNBC patients. We recently showed that patients with tumors expressing high levels of EGFR were more likely to achieve pathological complete response following panitumumab-based therapy [
74]. Furthermore, we found that EGFR levels tended to decrease in the residual tumors collected at surgery compared with the primary tumor before the commencement of therapy, indicating that the levels of EGFR may be influenced by the therapeutic pressure. It remains to be defined whether this is a global downregulation of EGFR in all tumor cells or is a positive selection of cells with lower EGFR expression.
As a matter of fact, the acquired loss of expression of HER receptors may be an obvious mechanism of resistance to targeted therapy according to the simple paradigm 'no target, no response'. This has also been described in HER2-positive breast cancer patients upon treatment with trastuzumab-based therapy [
154]. Therefore, measuring the levels of HER receptors at the time of progression to targeted therapy should be encouraged to avoid persevering with similar targeted approaches.
Conclusion and perspectives
It is becoming evident that the 'simple detection' of the HER receptors in breast cancer is not sufficient to predict the benefit that patients will achieve from anti-HER therapy. The example of HER2 is archetypal. We know that HER2-positive patients benefit from anti-HER2 therapy, but now we also know that 15 to 20% of these patients express levels of the receptors that are almost comparable with HER2-negative tumors. And, more importantly, these patients do not achieve the same benefit from anti-HER2 therapy as do patients with high HER2 expression. This is especially true in the neoadjuvant setting in patients undergoing dual HER2 blockade [
148].
Let’s make an example of how relevant these findings can be. The disease-free survival data from the ALTTO adjuvant trial (comparing patients that received lapatinib, trastuzumab or the combination of the two agents) were recently released [
155]. The take home message was that the combination was not significantly superior to trastuzumab single agent in preventing relapses to therapy. These findings were somehow surprising since the NeoALTTO trial clearly demonstrated that dual HER2 blockade is more effective than monotherapy in the neoadjuvant setting. But if we dissect the data we realize that many variables could have influenced this outcome. First, the number of PFS events taken into consideration was lower than the one needed for the planned statistical analysis. Second, a significant percentage of patients enrolled in the combination arm were not treated with a full dose of lapatinib (for toxicity reasons). In a study where the 'control arm' (trastuzumab-based therapy) is known to cure more than 80% of patients, these factors may have diluted the possible improvement in PFS. Thus, it is not so surprising that the difference observed in the ALTTO trial was not significant. It would be interesting to quantify the levels of HER2 in these samples and correlate them with clinical response. Perhaps we will identify a subset of patients with high HER2 expression that is more sensitive to dual HER2 blockade and shows significant clinical benefit in the long term. Fortunately, these samples are available for future biomarker analyses, including HER2 quantification.
For EGFR things are far behind. The basis for testing anti-EGFR therapy in TNBC was the knowledge that overexpression of EGFR occurs in up to 50% of cases [
156]. But a real stratification based on how much EGFR these tumors express has never been made. Now we have evidence that, the higher the levels of EGFR, the higher the probability to achieve pathological complete response from cetuximab- or panitumumab-based therapy in the neoadjuvant setting [
74]. Again, one would wonder whether the reported activity of anti-EGFR therapy in TNBC (or even in head and neck and colon cancers) would be different if stratification based on the EGFR levels had been done in these clinical trials.
Competing interests
The authors declare that they have no competing interests.