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Erschienen in: BMC Geriatrics 1/2018

Open Access 01.12.2018 | Study protocol

Randomized controlled trial to evaluate a prevention program for frail community-dwelling older adults: a D-SCOPE protocol

verfasst von: Deborah Lambotte, Liesbeth De Donder, Ellen E. De Roeck, Lieve J. Hoeyberghs, Anne van der Vorst, Daan Duppen, Michaël Van der Elst, Bram Fret, Sarah Dury, An-Sofie Smetcoren, Martinus J. M. Kardol, Sebastiaan Engelborghs, Peter Paul De Deyn, Nico De Witte, Jos M. G. A. Schols, Gertrudis I. J. M. Kempen, G. A. Rixt Zijlstra, Jan De Lepeleire, Birgitte Schoenmakers, Dominique Verté, Eva Dierckx

Erschienen in: BMC Geriatrics | Ausgabe 1/2018

Abstract

Background

Frail community-dwelling older adults, whom might experience problems regarding physical, cognitive, psychological, social and environmental factors, are at risk for adverse outcomes such as disability, institutionalization and mortality. People in need of help do not always find their way to care and support services and are left undetected. The aim of the D-SCOPE project is to detect frail community-dwelling older adults who previously went unnoticed and to improve their access to care and support. Goal is to increase their frailty-balance, quality of life, meaning in life, life satisfaction, mastery, community inclusion and ageing well in place.

Methods/design

The study is a prospective, longitudinal randomized four-armed controlled trial with follow-up at 6 months. The study group aims to include 900 community-dwelling older adults aged 60 years and over from 3 municipalities in Flanders (Belgium). While selecting the study group, risk profiles for frailty will be taken into account. Participants will be randomly selected from the census records in each municipality. Data will be collected prospectively at baseline (T0) and at follow-up, 6 months after baseline (T1). At baseline, participants who are at least mild frail on one of the 5 domains of frailty (CFAI-plus) or feel frail based on the subjective assessment of frailty will be randomly assigned to (1) the study group or (2) the control group. A mixed method design with the inclusion of quantitative and qualitative data analyses will be used to evaluate the efficacy and experiences of the detection and prevention program on frailty.

Discussion

The study will contribute to an innovative vision concerning the organization of care and support, and a timely and accurate detection and support of community-dwelling older adults at risk for frailty.

Trial registration

This trial was registered at ClinicalTrials.gov, on May 26, 2017, identifier: NCT03168204.
Abkürzungen
BAS
Belgian Ageing Studies
CD-RISC2
Connor-Davidson Resilience Scale
CFAI-plus
Comprehensive Frailty Assessment Instrument
CIM
Community Integration Measure
D-SCOPE
Detection, Support and Care for older people, Prevention and Empowerment
GALES
Geriatric Adverse Life Events Scale
MAXQDA
Qualitative Data Analysis Software
MLQ
Meaning in Life Questionnaire
RCT
Randomized Controlled Trial
SPSS
Statistical Package for the Social Sciences
TRAPD
Translation, Review, Adjudication, Pre-testing and Documentation translation model
WHOQOL-BREF
World Health Organization Quality of Life abbreviated version

Background

Frailty is a common phenomenon in community-dwelling older adults. Research indicates that the average prevalence for multidimensional frailty is 13.6% and 33.5% for prefrailty in community-dwelling older adults [1]. Frailty increases with age [1, 2]. For example, a systematic review on the prevalence of frailty indicates that the prevalence for oldest-old people is 15.7% (80–84 years) and 26.1% (≥ 85 years) [1]. Within an aging society, more and more persons are confronted with frailty and the demand for care and support increases [36]. Although frailty has mainly been approached as a physical issue [7, 8], different researchers point to the necessity to operationalize frailty as a multidimensional and dynamic concept that considers the complex interplay of physical, cognitive, psychological, social and environmental factors [912]. Not only researchers identify frailty in a multidimensional way, older adults themselves experience frailty as more than merely a physical issue as well [13].
As older adults become frail, different dimensions of their lives such as their quality of life and feelings of control (e.g. mastery) may be affected [1416], and their risk for adverse outcomes such as hospitalization and institutionalization increases [1719]. A study by Rockwood et al. [19] indicates that frailty is one of the most important predictors of death and institutionalization. Governments are implementing a proactive care approach in order to prevent or delay (the high costs of) such institutionalization and other adverse outcomes, and stimulate older adults to stay in their own environment as long as possible with good quality of life [20]. This so-called policy on aging in place is in line with the wish of the majority of older adults [21], even when they need care and support, have economic difficulties or live in inadequate housing or deprived environments [22].
People in need of care and support do not always find the appropriate services and are often left undetected [23]. Nowadays in several European countries, also in Belgium, there is insufficient continuity and coherence between the different care and support services in the community [24]. Research indicates that 6.4% of Flemish older adults in need of care and support do not receive any care at all [25]. As a result, the problems and needs of older adults are frequently not recognized or treated in time, leading to a decline of their autonomy and quality of life. Furthermore, current initiatives to proactively identify health and social problems in (frail) older adults insufficiently address needs of (frail) older people [26]. This suggests a need for rethinking the organization of the support and care system [27]. For instance, empowering older adults to manage their own health and social issues and improving their access to community care and support needs to be ameliorated [28]. Therefore, early detection of frailty and tailored care and support are of main importance [29].
Within the detection and support of frail older adults, a critical consideration should be made. Frailty in older adults does not necessarily have negative consequences in daily life, especially when the right care and support is present. This suggest that besides measuring the deficits of frailty, there is also a need to take into account the strengths and resources of older adults [30]. Therefore, we prefer to use balancing factors and the frailty balance as terminology. The latter is in line with Baltes and Smith [31] who suggest the recognition of two faces of human aging, including both the gains and the losses. Such gains might also be seen in the context of losses, as older adults may unfold unexpected substitute skills, collaborative relationships or creative strategies to overcome limitations [32]. For instance, two individuals with a similar frailty level or profile can have different needs of support because their ‘frailty-balance’ is different [33]. Thereby, they might differ in terms of autonomy, resilience, social contacts and received informal and formal care. Interventions are necessary to close of diminish the distance of the gap between gains and losses, and to restore the frailty-balance [33]. Furthermore, older adults need to be supported in using and further develop their own competences [30].
Findings from aforementioned studies, additional literature reviews [3436] and preliminary studies [29, 3742] led to the design of a multidimensional detection and prevention program for frail community-dwelling older adults (D-SCOPE) aimed to improve access to care and support. Research indicates that for both men and women, increased age, having no partner, having moved in the previous 10 years, having a lower educational level and having a lower household income are risk characteristics for frailty [29]. Furthermore, different risk profiles for frailty in older adults exist according to gender and the type of frailty (physical, psychological, social, environmental and total frailty). In addition to frailty, it is also important to identify and strengthen the competences and resources of older adults [30, 40]. For example, a literature review concerning the social environment of older adults indicates that different aspects of the social environment such as subjective neighborhood characteristics are protective for frailty in community-dwelling older adults [34]. Another systematic review found a high level of physical activity and being married to be protective against developing limitations in ADLs in community-dwelling persons aged 75 years and over [35].
This article describes the design of the Randomized Controlled Trial (RCT) aimed to evaluate a detection and prevention program on frailty (D-SCOPE), which will create a continuum of care and support for frail community-dwelling older adults, from early detection, over intervention, to follow-up. The D-SCOPE frailty program intends to develop methods to easily, accurately and timely detect and prevent a negative frailty-balance in older adults. The intervention will include tailored care and support and long term care follow-up. The RCT will explore if the D-SCOPE frailty program improves the quality and efficacy of care and support given to frail community-dwelling older adults, which ultimately would increase their quality of life, meaning in life, life satisfaction, mastery, community inclusion and ageing well in place.
The objectives of this trial are to conduct:
1.
An effect evaluation to determine if the D-SCOPE frailty program
a.
detects frail community-dwelling older adults who otherwise would have remained undetected (i.e., older adults who are at least mild frail on one of the 5 domains of frailty of the CFAI-plus or feel frail based on the subjective assessment of frailty, who do not receive the necessary care and support, by using risk profiles based on age, gender, marital status, migration background and being moved in the past 10 years [29])
 
b.
guides frail community-dwelling older adults towards appropriate care and support (by recognizing, valorizing and strengthening their competences, strengths and resources)
 
c.
prevents that care and support is discontinued (by the older person itself, the care and support organization, discontinuity or care selection by the organization) and thus reduce dropout
 
d.
improves the frailty-balance of community-dwelling older adults (i.e., effect on frailty, balancing factors and outcomes)
 
 
2.
A process evaluation to determine the obstructing and facilitating components when implementing the D-SCOPE frailty program:
a.
On the micro-level: concerning the individual capacities of key-actors (volunteers, municipal health and social care professionals, etc.) such as motivation, needed outcomes, required training and features of older adults (financial vulnerability, care expenditures, etc.)
 
b.
On the meso-exo-level: concerning interpersonal relations, management, administrative support, professional networks, etc.
 
c.
On the macro-level: concerning the broader care system, present care and support organizations in the network, political recommendations, available resources, etc.
 
 

Methods/design

Study design

The D-SCOPE frailty program concerns a Randomized Controlled Trial (RCT). The RCT will compare usual care with an intervention that include tailored care and support and long-term care follow-up. Figure 1 presents an overview of the study design. The D-SCOPE frailty program will start with targeted case-finding, which refers to the selections from the census records based on eligibility criteria [29]. Older adults will receive an invitation letter explaining the purpose of the study, the way on which the study will be conducted and the expectations towards people who agree to participate. A trained volunteer or a researcher will contact them in person and will inform them face to face about the study. Participants will also receive the informed consent form and a letter for the general practitioner explaining the D-SCOPE frailty program. Respondents will have the opportunity to ask questions if anything would remain unclear. Older adults willing to participate will undergo the baseline assessment (T0) after signing the informed consent.
Older adults who are at least mild frail on one of the 5 domains of frailty (CFAI-plus) or feel frail based on the subjective assessment of frailty will be randomly assigned to either (1) the experimental group or (2) the control group. Older adults with no-to-low frailty (CFAI-plus) or who do not feel frail (subjective assessment of frailty) will be grouped into a third group. A fourth group will include frail older adults willing to participate in the T0 and T1 assessment but not in the intervention part. All groups except for the experimental group will receive care as usual.
All older participants will be assessed after a 6 months’ period. The study will include an effect evaluation and a process evaluation of the RCT. The effect study will be conducted using a quantitative evaluation of the outcome measures for frail community-dwelling older adults. The process evaluation will be performed by a quantitative monitoring of the experimental group (including follow-up telephone interviews) and qualitative focus groups with older adults, informal caregivers and municipal health and social care professionals in each municipality.
The baseline assessment T0 will begin in June 2017 until October 2017. The study assessment T1 will begin in December 2017 until April 2018. The intervention will take place between June 2017 and March 2018, between the baseline assessment T0 and the study assessment T1. The qualitative evaluation will take place in March and April 2018. The data analysis will take place between April 2018 and June 2018.
The content of the program has been developed in close collaboration with representatives of different home care and support levels, i.e. general practitioners, home care organizations, social service of the municipalities, home nurses, older people’s organizations, centers of expertise in housing and care, care insurances companies, universities, etc.

Setting

The RCT will be conducted in three municipalities in Flanders (Belgium): Knokke-Heist, Ghent and Tienen (N = 900, 300 in each municipality). Each municipality was chosen due to their specific characteristics (Table 1). First, the municipalities differ in terms of socio-economic environment [43]. Knokke-Heist is defined as a coastal town, Ghent as a big city and Tienen as a medium-sized town. Second, demographically and regarding welfare and health, Knokke-Heist has been confronted with a sharp increase of older adults despite a low number of places in residential care and a low number of informal care and home care. Like Knokke-Heist, Tienen has more older adults (both 65+ and 80+) than the percentage of the Flemish region. Finally, the population in Ghent has a lower average income in comparison with the Flemish average.
Table 1
Characteristics of the 3 localities [7476]
 
Knokke-Heist [74]
Ghent [75]
Tienen [76]
Flemish region [7476]
Demographic data (2016)
 Total number of inhabitants
33,311
257,029
34,185
6,477,804
 Population growth since 2005
98.5
111.3
107.7
107.2
 Total number of older inhabitants
11,310
42,706
7,243
1,265,666
 Older population growth since 2005
128.5
102.1
111.2
117.9
 % older adults (65 years and over)
34.0%
16.6%
21.2%
19.5%
 % older adults (80 years and over)
9.9%
5.5%
6.5%
5.9%
Socio-economic data (2013)
 Average income per capita in €
23,374
17,477
18,479
18,163
Welfare and health data
 Number of places in residential care in 2016 per 1000 older adults (>65y)
58
84.6
90.2
76
 Number of entitled informal and home care in 2015 per 1000 older adults (>65y)
56.3
69
132.1
98.2

Ethics

This study protocol was reviewed and approved by the medical ethics committee of the Vrije Universiteit Brussel, Brussels, Belgium (reference number: B.U.N. 143,201,630,458). Prior to the baseline assessment and start of the intervention in the experimental group, written consent will be obtained from all participants.

Participants and eligibility criteria

Study participants will be community-dwelling older adults aged 60 years and over. In order to explore the most efficient selection strategy to detect frail older adults, two randomized selections, with replacement addresses, from the census records will take place in each municipality. Each randomized selection in each municipality will include 150 participants. The two stratified samples will be based on previous research on risk profiles for frailty [29]. Risk characteristics for frailty are gender, age, marital status, moved in the past 10 years and migration background. In the first sample (n = 450) older participants will need to fulfill at least one criterion. This implies that the participants will be women or aged 70 years and over or not have a partner or have moved in the past 10 years or will have a migration background. In the second sample (n = 450) all older participants will need to fulfill all selection criteria. This implies that older participants will be aged 70 years and over, have no partner, and moved last 10 years. The second sample will exclude the variable migration background due to too small samples within the three selected municipalities.
Exclusion criteria will be current hospitalization, institutionalization, when the older participant himself or his/her informal caregiver indicates that the older participant is not able to participate or if the interviewer notes that the older participant is cognitively not capable to provide adequate answers.
Older adults will be included in the RCT if they are at least mild frail on one of the 5 domains of the CFAI-plus (i.e., ≥ 25 for physical frailty, ≥ 12.52 for cognitive frailty, ≥ 20 for psychological frailty, ≥ 37.5 for social frailty and ≥ 5 for environmental frailty) or feel frail based on the subjective assessment of frailty (i.e. at least agree with the statement), and accept to participate in the intervention.

Randomization

Eligible participants will be randomly assigned directly after the baseline assessment by the principal researcher, using computer-generated randomization to either the control or the experimental group.

Intervention

The intervention contains several steps in order to empower older adults and improving their access to care and support [28]. Older participants assigned to the experimental group after the first home visit containing the T0 baseline assessment will be contacted by a professional from the social service of the municipality for a second home visit. These professionals will already be experienced with conducting home visits and will receive training and instructions concerning multidimensional frailty, frailty-balance and taking into account the strengths and competences of older adults and their informal caregivers. During the second home visit, the professional from the social service of the municipality will further explore the older adult’s competences, needs and preferences. Based on the results of the baseline assessment and on the results of the second home visit, the professional from the social service of the municipality will propose a type of intervention. The decision and organization of tailored care and support will be made together with the older participant and his/her environment. The older participant will be accompanied in the referral once decided in which organization/form of intervention the older participant will participate in order to reduce dropout. The older participant will receive tailored care and support whereby his competences, strengths and resources will be supported [30]. The intervention will depend on the availability of the care and support services in the municipality, and could be formal (e.g., home care) or informal (e.g., activities of an older adult’s association). A professional from the social service of the municipality will monitor which care the participant receives, when the older person cancels the care and support and if everything is going according to his/her wishes. This will be done monthly by telephone.

Measurements

Table 2 presents the outcomes of the effect and process evaluation.
Table 2
SPIRIT diagram outlining schedule of enrolment, intervention and assessments for study participants
Time points
Enrolment
Baseline assessment T0
Intervention
Quantitative monitoring
Monthly follow-up
Study assessment T1
Qualitative evaluation
Introduction/preparation
Screening eligibility criteria
x
      
Information letter
x
      
Informed consent
x
      
Study groups
Experimental group
 
x
x
x
x
x
x
Control group
 
x
   
x
x
Care avoiders
 
x
   
x
x
Group ≤ mild frail (CFAI-plus) or do not feel frail (subjective assessment of frailty)
 
x
   
x
x
Informal caregivers
      
x
Municipal health and social care professionals
      
x
Primary outcome measures
Quality of life
 
x
   
x
 
Meaning in life
 
x
   
x
 
Life satisfaction
 
x
   
x
 
Mastery
 
x
   
x
 
Community inclusion
 
x
   
x
 
Ageing well in place
 
x
   
x
 
Secondary outcome measures
Multidimensional frailty
 
x
   
x
 
Physical phenotype of frailty
 
x
   
x
 
Feeling frail
 
x
   
x
 
Resilience
 
x
   
x
 
Coping
 
x
   
x
 
Help needed for activities in daily life
 
x
   
x
 
Informal and formal care
 
x
   
x
 
Medical care
 
x
   
x
 
Leisure time
 
x
   
x
 
Neighborhood
 
x
   
x
 
Future perspective
 
x
   
x
 
Life events
 
x
   
x
 
Additional variables
Socio-demographic variables
 
x
   
x
 
Socio-economic situation
 
x
   
x
 
Process measures
Amount of intended target group that participated in the second home visit/started the intervention
   
x
   
Amount and types of delivered intervention(s)
   
x
   
Number refuses, dropouts and completions
   
x
   
Logbook
   
x
   
Reasons for refusal/dropout
    
x
  
Satisfaction of intervention
    
x
  
Satisfaction D-SCOPE frailty program
      
x
Experiences care/support processes
      
x
Components that support or inhibit the implementing process of the D-SCOPE frailty program
      
x

Effect evaluation

Primary outcome measures

The primary outcomes of the effect evaluation will be quality of life, meaning in life, life satisfaction, mastery, community inclusion and ageing well in place.
Quality of life will be measured by the use of one item from the abbreviated version of the World Health Organization Quality of Life (WHOQOL-BREF) [44]. Meaning in life will be evaluated with the Meaning in Life Questionnaire (MLQ) and will assess perceived meaning in life by the use of 5 items [45]. Life satisfaction will be measured by using the Satisfaction with Life Scale, a validated scale which measures global life satisfaction [46]. To assess mastery, a questionnaire which evaluates to what extent people feel they exert control over existing circumstances of their lives with 4 items will be used [47]. In addition, one self-constructed item will assess mastery in relation to others [48]. Community inclusion will be measured by using 1 item from the Community Integration Measure (CIM) and will ask the participants to what extent they feel like part of the community [49]. Ageing well in place will be assessed using a self-constructed question and will explore to what extent the older participant feels he/she lives at home in a qualitative way. Older participants will also be asked to rate the outcomes quality of life, meaning in life, autonomy and community inclusion on a scale from 0 to 10.

Secondary outcome measures

Secondary outcomes will be multidimensional frailty, physical phenotype of frailty, feeling frail, balancing factors (i.e., resilience, coping, help needed for activities in daily life, informal and formal care, medical care, leisure time, neighborhood), future perspective and life-events.
The Comprehensive Frailty Assessment Instrument (CFAI-plus) will measure multidimensional frailty [12, 50]. The physical domain evaluates the general physical health (e.g., walking up a hill or stairs); the psychological domain assesses mood-disorders and emotional loneliness (e.g., feeling pressure); the social domain contains social loneliness and social support (e.g., there are enough people I feel close to); and the environmental domain evaluates conditions of inadequate housing using (e.g., my house is in a bad condition). Cognitive frailty was recently added to the CFAI and evaluates cognitive functioning (e.g., memory problems) [50]. The Fried’s phenotype of frailty (slow mobility, weakness, weight loss, decreased activities and exhaustion) [7] will be used to assess the physical phenotype of frailty as well as the questionnaire of Op het Veld et al. [51]. For weakness and slow mobility, 180 older participants will do the physical tests included in the Fried’s phenotype of frailty. The subjective feeling of frailty will be assessed with a self-constructed question which explores to what extent the participant agrees with the statement ‘I feel frail’. Older participants will also be asked to rate their subjective feeling of being frail on a scale from 0 to 10. Resilience will be measured by using the Connor-Davidson Resilience Scale (CD-RISC2), which is an abbreviated 2-item version of the original Scale [52]. Coping will be measured by using 6 items (i.e., active coping, positive reframing, acceptance, religion, emotional support and self-distraction) of the BRIEF Cope Carver scale [53]. By proposing statements, older participants need to answer to what extent they would react like this in a stressful or difficult situation. Help needed for activities in daily life will be measured by asking if older participants need help with 8 activities of daily life (i.e., personal care, household tasks, personal displacements, administrative and financial management, social company and support, grocery shopping, chores and supervision), and to what extent the help they receive for these activities is sufficient. These questions are adapted from the questionnaire of the Belgian Ageing Studies (BAS) [54]. Informal and formal care will be assessed by asking older participants if they receive care from 7 informal (e.g., children, neighbors, friends) and 13 formal caregivers (e.g., home nursing), and if they are satisfied with the help they receive from these caregivers. These questions are adapted versions of the BAS-questionnaire [54]. Medical care will be measured by asking how many times the participants needed to go to a general practitioner, a hospital, residential setting and/or rehabilitation center over the past 6 months (day care/overnight stay). These questions are adapted from the Health Interview Survey [55]. In addition, the participants will be asked when they visited a general practitioner for the last time. Also different aspects of the environment will be assessed. First, the social environment will be administered by using 3 items from the social cohesion dimension of the Neighborhood Scale [56]. Second, the physical environment will be explored by using 4 items from the BAS-questionnaire [54] as well as from the Neighborhood Environment Walkability Scale [57]. In terms of participation, leisure time will be measured by using an adapted question with 8 items derived from the BAS questionnaire [54]. This question will examine how often the participants perform following activities: giving care or support, voluntary work, activities at home, sport activities outside a club, cultural activities, activities in an organization, going to a bar/restaurant/shopping center/trips, attend training. Also, low-key social participation will be examined by using 2 items from the questionnaire of Oswald and Konopik [58]. Future perspective will be assessed by using a self-constructed question and will explore to what extent the participant has things to look forward to. Finally, the occurrence of life-events will be assessed by using a shortened version (11 items) of the Geriatric Adverse Life Events Scale (GALES) [59, 60].

Additional measures

Several variables will be assessed in order to provide insight information concerning the study population, and to interpret outcomes of the study. These are the socio-demographic variables, assessed during the process of screening for eligibility: age, gender, country of birth, educational level, marital status and moved last 10 years [29, 54]. Additionally, also nationality will be assessed as well as the socio-economic situation (net monthly household income) [54].
The questionnaires will be available in Dutch and in French. Questions from existing instruments will be translated (if not already validated in the respective language) using a team translation approach called the Translation, Review, Adjudication, Pre-Testing and Documentation (TRAPD) translation model [61]. Team approaches provide the richest output in options to choose from for translation. Another advantage of this method is the acquisition of balanced critique and a more fundamental choice between different versions [62]. In the TRAPD model, several translators will make independent parallel translations of the same questionnaire [61]. Thereafter, the translators and translation reviewers will go through the entire questionnaire discussing versions and agreeing on a final review version. The version produced trough discussion will move on to adjudication. The survey will also be screened by “Wablieft”, an organization who will check the accessibility and clarity of the survey taking into account the target group, (possibly frail) older adults.

Process evaluation

In order to evaluate the quality and sustainability of the D-SCOPE frailty program a quantitative questionnaire will be used during the intervention to measure the number of older adults that participated in the second home visit (1), started the intervention (2) and, dropped-out during the intervention (3). A professional from the social service of each municipality will also keep track of a logbook. In this logbook the amount of contacts in the intervention, the offered informal and formal care and support, satisfaction about the offered care and support and the problems encountered during the intervention will be registered. The reasons for refusal/dropout before the start as well as during the intervention will be evaluated as well.
In addition, after T1, in each municipality 3 focus groups will be organized: one with older adults who participated in one of the four groups, one with informal caregivers and one with professionals participating in the D-SCOPE frailty program. Because in complex interventions social or behavioral processes are difficult to explore using quantitative methods alone [63] the use of an additional qualitative research design will be helpful in providing valuable new insights. The goal is to determine the participant’s opinions concerning the added value of the program and to identify components that support or inhibit the process of implementing the D-SCOPE frailty program. The focus groups will be held by a semi-structured interview schedule, developed following a literature review and input from the D-SCOPE consortium, consisting of researchers from different research areas from different universities:
  • Satisfaction with the D-SCOPE frailty program
  • Experiences of the care/support processes
  • Identification of components that support or inhibit the process of implementing the D-SCOPE frailty program: the extent to which success factors or problems were encountered while applying the program.

Data gathering

Data on baseline characteristics, frailty, balancing factors and outcomes will be collected to evaluate the effect of the intervention with questionnaires at two points in time: T0 and T1 (6 months after inclusion). Participants in the study will concern all groups; the experimental group of the RCT, the control group of the RCT, older participants with no-to-low frailty (CFAI-plus) or who do not feel frail (subjective assessment of frailty) and care avoiders. Trained volunteers or researchers will collect the T0 data. A professional from the social service of the municipality will receive all completed questionnaires and informed consents from the baseline assessment after the first home visit and will register the completed questionnaires in a specific designed computer program named Qualtrics. The research coordinator, who is responsible for the randomization to the control and experimental group, will be the person who can consult the results and will communicate to the municipality which respondents are randomized in the experimental group. The municipality will arrange that the experimental group receives a second home visit by a professional from the social service of the municipality, search an appropriate intervention and do the follow-up. After 6 months, trained volunteers and researchers will collect the T1 data. A professional from the social service of the municipality will again receive all completed questionnaires from the T1 assessment and will register them in the specific designed computer file. At the end, the research coordinator will consult the data.

Power analysis

As we have no clear view yet on all aspects, factors, scales, outcomes, statistical analyses, etc., it is not feasible to run detailed power analyses a priori. However, according to Cohen [64] and when using the online a priori sample size calculator for independent sample t-tests [65]; the minimum sample size per group (experimental as well as control group) with a probability level of .05, an anticipated Cohen’s d effect size of 0.5 (medium) and a desired statistical power of 0.8 will be 64. To find differences with a small effect size (cohen’s d = 0.2) between the 2 groups a total n of 788 (394 in each group) is required.
As is our longitudinal design is concerned, we have based our a priori estimation on a study of Fabricotti et al. [66]. They expect a 10% loss to follow up (due to mortality, re-housing, impossibility or unwillingness to participate further) between T0 and T1. By including 220 older adults in both the experimental and control group, they state that their sample is sufficient to detect changes. Assuming an average effect size of 0.5 and significance of 5%, this gives a power of 0.997. They further argue that if a small effect size is expected of 0.3 with a significance of 5%, this still supplies sufficient power at 0.837. Interfering variables will also play a role. At an average effect size (f2) of 0.15 and significance of 5%, assuming five independent variables, the power is 0.97. Even with 15 independent variables, the power remains sufficient at 0.856.
So, in sum, it was decided to aim for 900 community-dwelling older adults aged 60 years, equally divided over the municipalities Knokke-Heist, Ghent and Tienen in Flanders, Belgium; so 300 community-dwelling older adults will participate in each municipality.

Blinding

Older participants, interviewers performing the baseline assessment and researchers doing the outcome assessment and data analysis will be blinded to group allocation. It won’t be possible to blind the research coordinator and municipal health and social care professionals performing the intervention to group allocation. Interviewers won’t be blinded when doing the follow-up.

Analysis of the data

Effect evaluation

The experimental and control groups will be described at both time points with descriptive statistics. Similarity of characteristics between the two groups will be assessed by means of independent sample t-tests or chi-square tests. Differences in measurements between T0 and T1 will be assessed by means of repeated measures ANOVA’s. In order to explore which combination of resources lead to a higher quality of life, meaning in life, life satisfaction, mastery, community inclusion and ageing well in place in frail community-dwelling older adults, different interaction models with balancing factors as moderators will be tested. We will explore which balancing factors are moderators for having a good quality of life, meaning in life, life satisfaction, mastery, community inclusion and ageing well in place, despite being frail. We will explore the hypothesis that frail older adults who have the adequate resources (positive frailty-balance) have a better chance for aforementioned positive outcomes than frail older adults with a negative frailty-balance. For each measure, regression analyses will be performed with the T1 scores as the dependent variable, the research group (experimental vs. control) as independent variable of interest, and demographic variables and differences in baseline characteristics as co-variates. Multivariate analyses will be performed in order to answer the research questions.

Process evaluation

All qualitative interviews will be audio-recorded and transcribed verbatim. Interviews will be analyzed by the use of thematic content analysis. In order to increase the credibility of the findings, the coding frames and strategies will be subject to systematic review by the two principal investigators and refined through a process of consensus. Findings from each focus group will be analyzed separately to have a cross-sectional perspective, and only after separate analysis has taken place the focus groups will be combined for a comparative analysis. This generates cross-sectional descriptions of each municipality and enables a comparative view capturing similarities and differences between localities.
All quantitative data will be analyzed with SPSS [67] and all qualitative data will be analyzed using the MAXQDA software package [68].

Discussion

In order to detect and prevent frailty worsening in community-dwelling older adults, a program on detection and prevention is needed, involving targeted case-finding, individualized assessment, tailor-made interventions and repeated short term follow-up. In the upcoming years, the aging population will increase the challenges on health care systems and consequently the management of community care and support needs to be reconsidered. By introducing the D-SCOPE frailty program, we aim to provide an efficient structure for a timely and accurate detection of frailty-imbalance in community-dwelling older adults and for the organization and delivery of efficient and effective care and support.
Some challenges will be taken into account. Research indicates that the implementation of integrated care programs is challenging and difficult [69]. For example, frail individuals who receive care and support often lose control over their own lives and receive little opportunity to shape their own care. Furthermore, when integrated care interventions are successfully implemented in one specific setting, the dissemination on a wider scale remains challenged [70]. Several activities were and will continue to be organized to face these challenges. The D-SCOPE frailty program has been designed in close collaboration with different actors specialized in care and support for older adults, which along with the process evaluation and future protocol meetings are intended to ensure the quality and sustainability of the program.
The D-SCOPE program has a number of strengths, which makes the study relevant for science and practice. First, this program will not focus of the total older population of the municipality but will target older adults with an increased risk for frailty. This targeted case-finding will permit the organization of well-coordinated, targeted and comprehensive home and community care, which is a key factor to maintain frail older adults at home [71]. Second, this program will create a tailored delivery system of care and support by the use of a frailty-balance approach. Two individuals with the same frailty may have a total different quality of life, autonomy, etc. due to their strengths, resources and skills accumulated or lost over time [72]. The D-SCOPE program acknowledges the fact that need of care, support and empowerment is highly personal [33]. Moreover, current frailty instruments often lead to false positives [73]. With the development of a frailty-balance instrument “diagnostic” accuracy can improve as only those older adults who are in need of care and/or support will be included in an integrated care and support trajectory.
In summary, the D-SCOPE program will contribute to the creation of a continuum of care and support for frail older adults who often remain undetected. It will enhance the organization and transfer of care and support, which will have advantages for the individuals as well as for society. Specifically, the study is expected to show positive results on the quality of life, life satisfaction, meaning in life, autonomy and community inclusion of frail community-dwelling older adults as a consequence of tailor-made interventions.

Funding

The study is part of the research program “D-SCOPE: Detection, Support and Care of Older people: Prevention and Empowerment” (http://​www.​d-scope.​be), which is supported by a grant from the Flemish government agency for Innovation by Science and Technology [IWT-140027 SBO]. This research is conducted independently of the funding body.
The medical ethics committee of the Vrije Universiteit Brussel, Brussels, Belgium reviewed and approved the protocol study, under protocol number (reference number: B.U.N. 143,201,630,458). Written consent will be obtained from all participants prior to participation in this trail.
Not applicable.

Competing interests

The authors declare that they have no competing interests.

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Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://​creativecommons.​org/​licenses/​by/​4.​0/​), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://​creativecommons.​org/​publicdomain/​zero/​1.​0/​) applies to the data made available in this article, unless otherwise stated.
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Metadaten
Titel
Randomized controlled trial to evaluate a prevention program for frail community-dwelling older adults: a D-SCOPE protocol
verfasst von
Deborah Lambotte
Liesbeth De Donder
Ellen E. De Roeck
Lieve J. Hoeyberghs
Anne van der Vorst
Daan Duppen
Michaël Van der Elst
Bram Fret
Sarah Dury
An-Sofie Smetcoren
Martinus J. M. Kardol
Sebastiaan Engelborghs
Peter Paul De Deyn
Nico De Witte
Jos M. G. A. Schols
Gertrudis I. J. M. Kempen
G. A. Rixt Zijlstra
Jan De Lepeleire
Birgitte Schoenmakers
Dominique Verté
Eva Dierckx
Publikationsdatum
01.12.2018
Verlag
BioMed Central
Erschienen in
BMC Geriatrics / Ausgabe 1/2018
Elektronische ISSN: 1471-2318
DOI
https://doi.org/10.1186/s12877-018-0875-3

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