Background
Extremely preterm (EP) infants with gestational age (GA) <28 weeks are at high risk of morbidity and mortality. Due to prematurity, they suffer higher incidence rate in respiratory distress syndrome (RDS), necrotizing enterocolitis (NEC), intraventricular hemorrhage (IVH), bronchopulmonary dysplasia (BPD), retinopathy of prematurity (ROP), infection and so on. Most of them need to receive advanced life support during the first several days. Consequently, the long-term survival rates were usually below 10% before 1970 [
1]. And, approximately one-quarter of EP infants born in the 1990s had a major disability at preschool age, such as impaired mental development, cerebral palsy, blindness, or deafness [
2]. In recent decades, the outcomes of EP infants have been greatly improved due to tremendous advancement in perinatal care including antenatal steroids, surfactant replacement therapy, mechanical ventilation, nutrition therapy and increase of active treatment. From 2003 to 2007, the median survival rates for infants born at 22–27 weeks of gestation were 6, 26, 55, 72, 84 and 88%, respectively,in the United States [
3]. Other studies from Netherlands, England, Canada, Switzerland and Australia demonstrated similar improvements as GA increased [
4‐
8]. Obviously, these studies were completed in developed countries. However, outcomes of EP infants in China, a developing country with the greatest population, still remain unclear.
The available epidemiological data including short-term and long-term outcomes of EP infants are very important to family counseling, clinical practice and social policies. Nevertheless, a population-based survey of EP infants in China is quite difficult to conduct because the exact number of EP infants is hard to evaluate. An infant born below 28 weeks of gestation is defined as an abortus, not as an infant, according to the current definition of preterm birth in China [
9,
10]. The number of EP infants died immediately in the delivery room due to lack of active and effective resuscitation, cannot be counted. Only those transferred to neonatal intensive care units (NICUs) after resuscitation can be known exactly. Thus, in this study, we focused solely on the short-term outcomes at discharge of EP infants from 26 NICUs in Guangdong province.
Methods
Participating centers
The collaborative study group composed of 26 NICUs was established before data collection. These NICUs were located in four regions of Guangdong province which were representative of medical units offering neonatal intensive care in the irrespective areas. The Third Affiliated Hospital of Guangzhou Medical University was responsible for coordinating this survey, where all the data were aggregated, stored and analyzed. This study was approved by the Ethics Committees of the Third Affiliated Hospital of Guangzhou Medical University. The same diagnostic criteria were applied to all NICUs.
Subjects and data collection
All EP infants discharged from our collaborative NICUs were studied, whereas live-born infants not admitted to NICUs and still births in the delivery room were not enrolled. The study protocol was fully discussed by all members, and a standardized questionnaire for data collection including maternal and neonatal demographics, major complications, treatments and outcomes was designed. In fact, this study was initiated at the end of 2012 and is still ongoing at present. Therefore, the data from January 1, 2008 to December 31, 2012 were collected retrospectively, and data from January 1, 2013 to December 31, 2017 were collected prospectively. The relevant records of all enrolled infants and their mothers were reviewed and filled in the questionnaire. All sheets were sent to the Third Affiliated Hospital of Guangzhou Medical University and the data from each questionnaire were input into the database. In order to minimize bias among centers and investigators, comprehensive and systematic training was provided to the staffs involved in the survey. Data collected by the researcher at each collaborative NICU was supervised and checked by the NICU director, who was responsible for the quality assurance. Meanwhile, these records were also checked for accuracy and completeness by collaborative centers.
Definitions and classifications
In this study, survivors were defined as neonates who survived to the time of discharge. GA was calculated from the date of the last menstrual period or was determined by fetal ultrasound assessment. RDS was diagnosed in preterm infants with the onset of respiratory distress shortly after birth and a compatible chest radiograph appearance [
11]. BPD was defined as oxygen dependency at 36 weeks of corrected age or at discharge [
12]. The criteria utilized in our survey for the diagnosis of NEC and for grading the severity of disease were based on Bell’s stage [
13]. ROP and the graded standard were defined by the international classification of ROP [
14]. IVH and periventricular leukomalacia (PVL) were diagnosed by cranial ultrasonography or magnetic resonance imaging (MRI). The Papile grading system was used to grade IVH [
15], and PVL was defined as degeneration of white matter adjacent to the cerebral ventricles following cerebral hypoxia or brain ischemia [
16]. Nosocomial sepsis was defined as blood culture-positive sepsis occurring beyond 48 h of life [
17].
Statistical analysis
All statistical analyses were performed using SPSS 18.0 for Windows (IBM, Armonk, NY, USA). Continuous variables were shown as means ± standard deviation (SD) or as medians (P25, P75) when their distributions were highly skewed, which were analyzed using t-tests or Mann-Whitney tests. Categorical variables arepresented as rates and odds ratio with 95% confidence intervals (CI), which were analyzed using Chi-square tests. Multivariate analyses were performed by using logistic regression to analyze the risk factors of survival in preterm infants. P < 0.05 was considered statistically significant.
Discussion
Our study revealed for the first time the short-term outcomes of EP infants in China over 10 years, which provided useful data to gain insight into the current status of preterm infants. A report from WHO [
18] declared that preterm birth had become a growing global health issue that the number of preterm infants born worldwide was nearly 15 million annually and continued to grow, and the number of premature babies from China ranked in the second. Despite the encouraging progress, more than a million of preterm infants died mainly because of severe complications associated with premature birth. Prematurity has become the leading cause of death in the first month of life [
19]. The Canada Neonatal Network (CNN) data demonstrated substantially decrease in the mortality rate of GA < 29 weeks from 17.2% (1996–1997) to 14.7% (2006–2007) [
6]. Isayama T, et al. had compared Neonatal Research Network of Japan (NRNJ) data with CNN data during 2006–2008, the mortality rate at GA < 25 weeks, 26 - 27 weeks, 28–29 weeks and 30–32 weeks were 27.1% vs 52.3%, 9.6% vs 17.9%, 4.1% vs 7.3% and 1.4% vs 1.7% [
20]. EP infants with a GA less than 28 weeks are at higher risk of morbidity and mortality. In our survey, the overall mortality of EP infants at discharge was 47.5% during 2008–2017. Specifically, the mortality rate at GA < 24 weeks, 24 weeks, 25 weeks, 26 weeks, and 27 weeks were 88.5, 65.7, 66.2, 53.3, and 37.6% respectively. Although the mortality declined with GA increase, it was obviously higher than in developed countries. It seems that these results may be frustrating, but we were encouraged by the improvement in annual survival rate from 36.2% (21/58) in 2008 to 59.3% (242/408) in 2017.
Due to the definition of preterm birth in China as mentioned above, parents currently can decide whether babies receive treatments or not. Many EP infants died as a result of medical care withdrawal, which accounted for 67.1% in non-survivors of EP infants and 31.9% in total EP infants. What were the factors that influenced the parental decision? Just like in many developing countries, the most important factor may be an economic burden. It was reported recently that cost was indeed an important factor influencing active management of EP infants [
21]. As it was indicated in our survey, EP infants in the cities with high level of economic development had low mortality due to medical care withdrawal, such as Guangzhou or Shenzhen. With reference to the annual per capita net income, medical costs for EP infants were a huge burden for families especially in regions of low-level economic development such as cities outside the Pearl Delta. Optimistically, in recent years with an increase in family income and improvement of social security system the survival rate of premature infants has greatly improved.
Moreover, fear of poor or uncertain outcomes in EP infant was another important factor affecting the parental decision. Owing to extreme prematurity, EP infants have a higher incidence of complications, and maybe develop serious consequences in the future [
22]. Numerous studies have suggested that major neonatal morbidities are associated with a higher incidence of adverse neuro- developmental outcomes [
23‐
25]. Even worse, due to lack of large samples of epidemiological data for these infants, clinicians or parents were often in the dilemma to make timely and accurate decisions. When expectations were not met or a foreseeable adverse event emerged, parents’ confidence may be shaken and thus the original active treatment options may be changed. In addition, under the influence of outmoded conventional ideas and the only-child policy (the most important part of Family Planning Policy in China), many Chinese families had a preference for male babies, which led to care withdrawal for female infants. In our study, the proportion of male babies was greater than females (61.2%vs 38.9%), but no significant difference was found between the survivor and non-survivor groups.
Extremely preterm birth survivors exhibited significant morbidity. Many studies showed the major neonatal morbidities are predictive of long-term disorders such as motor impairment, cognitive disorders, behavior problems, poor general health, hearing loss, and visual problem. Our study found that the major complications during hospitalization were RDS (88.0%), BPD (32.3%), ROP (45.1%), NEC (10.1%), IVH (37.4%), PVL (6.2%) and blood culture-positive nosocomial sepsis (15.7%). In fact, the incidence of these complications may be much higher than we imagined. There were a considerable number of infants died on account of medical care withdraw whose complications did not develop in our survey. Besides, the diagnosis of some complications may be missed due to lack of relevant equipment for examinations or follow-up data after discharge, especially in the region with low-level economic development. For example, the diagnosis of IVH and PVL might have been missed because they were not checked by head ultrasound or MRI in time. Thus, these results should be interpreted with caution when compared to other studies.
Multiple factors were associated with neonatal mortality and morbidity. A systematic review and meta-analysis showed that antenatal corticosteroid therapy could reduce perinatal death and the incidence of RDS, IVH and NEC in preterm infants [
26]. In our study, the survivor group had a higher rate of antenatal corticosteroid therapy than the non-survivor group, but the overall rate of antenatal corticosteroid therapy was lower than other studies [
27,
28]. Therefore, prenatal management should be strengthened in the future. In addition, it was indicated in our study that discharged from specialist hospital, discharged hospitals located in high-level economic development region, increasing gestational age, increasing birth weight, antenatal steroids use and a history of premature rupture of membranes were associated with improved survival of EP infants. Instead, twins or multiple births, Apgar ≤7 at 5 min, cervical incompetence and decision to care withdrawal were associated with decreased survival.
Although the total number of subjects in our study was limited, it still represents the short-term outcomes of EP infants in Guangdong province in China. This study was also the first multicenter survey on outcomes of EP infants in China. Therefore, our study may help to delineate the current survival rate of EP infants in China and thus serve as a benchmark for future investigations and studies. Of course, there were still some limitations to our study. First, our survey included only 26 large tertiary hospitals and was neither population- based nor a nationwide study. Second, it only focused on short-term outcomes at discharge and did not consider long term outcomes, especially in neural developmental disabilities.
With societal advancement, economic development and improvements in medicine, as well as adjustments in the Family Planning Policy, the preterm birth has now become an important issue in China. More and more extremely premature infants will be born and survive. To facilitate this, a clear and unified clinical classification and guideline for EP infants should be developed as soon as possible. As in some developed countries, the minimum GA for the definition of preterm birth should be 20–22 weeks. Newborns older than 23 weeks of gestation should routinely receive resuscitation, and even those under 21–22 weeks should be treated similarly if parents insist [
29].
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