Electronic supplementary material
The online version of this article (doi:10.1186/s13063-017-1789-7) contains supplementary material, which is available to authorized users.
Body Mass Index
Community Mental Health Team
Diagnostic and Statistical Manual of Mental Disorders
EuroQol 5 dimensions, 5 levels questionnaire
General anxiety disorder
International Classification of Diseases
Mental health smoking-cessation practitioner
National Institute of health and Care Excellence
Nicotine replacement therapy
Patient Health Questionnaire
Smoking Cessation Intervention for severe Mental Ill health Trial
12-item Short Form Health Survey
Severe mental ill health
The physical health of people with severe mental ill health (SMI), such as schizophrenia and bipolar disorder, is often poor with people with a diagnosis of schizophrenia reported to die 20–25 years earlier than those in the general population . One of the largest contributory factors to this early mortality is smoking . Smoking is a preventable health hazard, with proven associations with diseases such as cancer and heart disease. A recent study compared outcomes for people with SMI who smoke to people with SMI who do not smoke and found that on average people with SMI who smoke die nearly 10 years earlier than those who do not smoke . Smoking is, therefore, one of the most important modifiable risk factors for this excess mortality, though smoking may be only one of several reasons for this observed difference. However, whilst the number of people in the general population who smoke has been steadily declining over recent decades , the number of people with SMI who smoke has not been declining at the same rate. People with SMI are still more likely to smoke  and to smoke more heavily, extracting more nicotine from each cigarette, than those in the general population .
Estimates of the percentage of people with SMI who smoke vary depending on the setting with up to 70% of inpatients smoking [7, 8]. Despite this, the percentage of people with SMI who, when asked, express a desire to cut down or quit smoking is not dissimilar to that in the general population when asked the same question . However, although people with SMI express a desire to quit smoking they are less likely to receive help in quitting compared with the general population [10, 11]. This is in part due to the culture of smoking within mental health services amongst staff and patients [12, 13] where cigarettes in the past have been used as a currency between service users. There are widely held myths about the therapeutic function of smoking and that smoking relieves anxiety when in fact nicotine can increase anxiety . In addition, smoking is perceived by some to help alleviate depression whereas a systematic review has found smoking cessation to reduce depression . Furthermore, conventional NHS approaches to smoking cessation do not take into account the additional challenges that people with SMI may face when attempting to quit smoking. Conventional services place a strong emphasis on being able to set a quit date from the outset which may deter people with SMI. In addition, smoking-cessation services for people with SMI are not yet sufficiently evolved or embedded within the NHS.
In order to address these problems, we have developed a bespoke smoking-cessation intervention specifically tailored to people with SMI. We initially piloted this intervention in the Smoking Cessation Intervention for severe Mental Ill health Trial (SCIMITAR) to assess its acceptability and uptake by people with SMI . In our bespoke smoking-cessation intervention, a mental health nurse or allied health professional is trained to deliver smoking-cessation interventions and to work with the individual and their GP or Community Mental Health Team (CMHT). They advise on antismoking medication and provide behavioural support in the form of information, encouragement, and motivational sessions on cutting down to quitting, setting quit dates and maintaining smoking abstinence. The service is similar to that offered in regular smoking-cessation services, but with specific adaptations of medication and tailored behavioural support to the individual needs of people with SMI. The SCIMITAR pilot trial found the intervention to be acceptable to people with SMI and that it was feasible to recruit and retain participants, randomising 97 participants to receive either the bespoke smoking-cessation service or usual care . The clinical and cost-effectiveness of this bespoke smoking-cessation service will now be evaluated in the definitive randomised controlled SCIMITAR+ trial.
To establish the clinical effectiveness of a bespoke smoking-cessation intervention compared with usual care for people with severe mental ill health.
To establish the cost-effectiveness of a bespoke smoking-cessation intervention for people with severe mental ill health.
The SCIMITAR+ study is a two-arm, pragmatic, parallel-group, randomised controlled trial. It is a multicentre study (22 sites in the UK) recruiting from both specialist mental health services and primary care and aims to recruit a sample size of 400 participants. Ethical approval for this study was sought and received from Leeds East Research Ethics Committee on 19 March 2015 (REC Ref: 15/YH/0051). The schedule of enrolment, interventions and assessments is shown in Fig. 1. Additional file 1: Table S1 presents the Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) Checklist.
Identification and recruitment
Potential participants will be recruited using five methods:
GP database screening
Participating GP practices will search their patient databases and SMI register to identify potential participants. Suggested Read codes will be provided to assist with database searches. Participant information packs will be sent to identified patients by the GP practice to invite them to take part in the study. Those interested in taking part will be asked to complete and return a Consent to be Contacted Form to the SCIMITAR+ researchers, who will then approach the potential participant to confirm eligibility and obtain consent.
Direct GP referral or primary care referral following annual health check
People with SMI consult with their GPs frequently, largely in connection with physical rather than mental health problems. Current guidelines encourage GPs to offer opportunistic advice and information about smoking-cessation services to all patients who smoke whenever they consult in primary care. Such opportunistic advice provides a chance for GPs to introduce the SCIMITAR+ trial to potential participants. Those interested in taking part will be asked to complete a Consent to be Contacted Form which the GP will return to the SCIMITAR+ researchers, who will then approach the potential participant to confirm eligibility and obtain consent.
Direct referral via Community Mental Health Teams (CMHTs) and psychiatrists
SCIMITAR+ researchers will work with care coordinators and consultant psychiatrists to screen their entire caseloads for potential participants who match the inclusion criteria. Those identified as potentially suitable for the SCIMITAR+ trial will be given a copy of the participant information pack by their care coordinator or psychiatrist. The participant information pack will contain a Consent to be Contacted Form which potential participants can return to the SCIMITAR+ research team
Members of the CMHT will also be invited to directly refer potential participants to the research team, following a similar pathway to GP referrals. Posters and flyers advertising the study will be displayed in centres recruiting to the study, on Facebook and Twitter accounts, and in third-sector community organisations. Interested service users can contact the mental health professional named on the flyer, or a member of their care team, to request participant information packs.
Recruitment from service user groups
Service user groups will be provided with information about the study along with copies of a SCIMITAR flyer. Interested service users can contact the mental health professional named on the flyer or their care coordinator. Alternatively, the staff member at the service user group can contact the service user’s care coordinator on their behalf.
Recruitment via the Lifestyle Health and Wellbeing Survey
The Lifestyle Health and Wellbeing Survey is a questionnaire-based study, coordinated by the University of York (REC ref: 15/WM/0444) involving adults aged 18 years and over with SMI recruiting from direct referrals of primary and secondary care teams. Participants in the Lifestyle Health and Wellbeing Survey complete a series of questions about their health and wellbeing including questions about their smoking status. Survey respondents who smoke and are potentially interested in cutting down or quitting smoking, and have consented to being contacted by the research team, will be invited to take part in SCIMITAR+.
Screening for eligibility
Once a potential participant has given consent to be contacted (either verbally to the recruiting clinician or in writing), a SCIMITAR+ researcher will approach them either by telephone, face to face or by e-mail depending on the participant’s preference. After briefly explaining the trial the researcher will check the participant’s eligibility and then, if eligible, will arrange a face-to-face appointment at a mutually convenient time and venue.
At the face-to-face appointment the potential participant will be provided with the opportunity to ask any additional questions about the study and provide written informed consent. Once written consent has been obtained the participant will complete the baseline questionnaire with the researcher.
Inclusion and exclusion criteria
Aged 18 years or over.
A documented diagnosis of schizophrenia or delusional/psychotic illness (International Classification of Diseases, version 10 (ICD-10) F20.X and F22.X or Diagnostic and Statistical Manual of Mental Disorders (DSM)-equivalent) or bipolar disorder (ICD-10 F31.X or DSM-equivalent).
Current smoker, smoking at least five tobacco cigarettes per day.
Express a desire to cut down or quit smoking.
Pregnant or breast-feeding women.
Known comorbid drug or alcohol dependency (as recorded in GP or psychiatric records).
Currently receiving advice from a stop smoking advisor.
Lack of capacity to consent.
Randomisation and blinding
Eligible, consenting participants will be randomised 1:1 to either a bespoke smoking-cessation service or usual care. The researcher will contact a secure telephone randomisation service run by the York Trials Unit. Simple randomisation will be used, following a computer-generated random number sequence. The researcher will immediately inform the participant of their allocation and what will happen next. A letter will be sent to the GP and mental health specialist for filing in the participant’s records and to advise them on subsequent smoking-cessation management.
Neither the nature of the interventions in this study nor the study design allows for the masking of the therapists or the participants. However, statistical analysis will be conducted blind to treatment allocation.
This is a complex intervention involving a bespoke smoking-cessation service provided by a mental health professional trained in smoking-cessation interventions. The mental health smoking-cessation practitioner (MH-SCP) will work in conjunction with the participant and the participant’s general practitioner (GP) or mental health specialist to provide a smoking-cessation service individually tailored to the participant’s needs. The participant will be offered between eight and 12 sessions with the MH-SCP. The intervention will be delivered according to the National Centre for Smoking Cessation and Training’s guidelines with the following specific adaptations for people with SMI: in line with National Institute of Health and Care Excellence (NICE) guidelines for smoking cessation :
The possibility of providing several sessions prior to setting a ‘quit date’.
Recognising the purpose of smoking in the context of their mental illness, such as the use of smoking to relieve side effects from antipsychotic medication (and how this will be managed during a cessation attempt).
The need to involve other members of the multidisciplinary team in planning a successful quit attempt for those with complex care needs and multiagency programmes of care.
A greater need for home visits, rather than planned visits in GP surgeries (for some clients with mental illness, the home environment is the optimum place to work).
Providing additional face-to-face support following an unsuccessful quit attempt or relapse.
Informing the GP and psychiatrist of a successful quit attempt so that they can review antipsychotic medication doses if the participant’s metabolism changes.
This will be a ‘usual care’ control group whereby the participants will be signposted towards usual care for their area. Usual care varies according to where the participant is geographically located and is dependent on local commissioning arrangements. One example consists of participants attending their local GP service on a fortnightly basis to have their expired carbon monoxide (CO) measured by the in-house smoking-cessation practitioner and to collect their ongoing nicotine replacement therapy (NRT) prescription. In other areas participants are referred to a local smoke-free NHS service for the same fortnightly meetings but with an additional initial assessment of nicotine dependence and motivation to quit as well as requiring participants to set a ‘quit day’ when they will stop smoking. In some instances, smoke-free services offer weekly individual or group meetings for motivational and behavioural support at a local centre or pharmacy. In another example participants may visit their GP who provides an NRT prescription and refers patients to a local council-funded project for individual behavioural support.
Data will be collected from participants at baseline and at 6 and 12 months post randomisation. Baseline and follow-up assessments will take place during face-to-face meetings with the participant in order to measure height and weight to calculate the Body Mass Index (BMI), and to take CO readings. As face-to-face follow-up is preferred every effort will be made to collect, as a minimum, a reduced set of data by this method. Where it is not possible to meet with the participant for face-to-face follow-up data collection, the participant will be offered the option of completing the questionnaires by telephone or have the questionnaires sent to them by post for them to complete and return. If it is not possible to make contact with the participant for follow-up, a family member or friend named by the participant at their baseline interview as a person who could be contacted, will be asked to verify the participant’s smoking status.
The primary outcome measure will be cessation of smoking at 12 months assessed according to the Russell standard. Smoking cessation will be defined as having an expired-air CO measurement of less than 10 ppm and self-reporting as a quitter (responding ‘not even a puff’ to the question ‘Have you smoked in the last week?’).
Secondary outcomes at 6 and 12 months post randomisation will include measures of smoking status, general mental health functioning, BMI, health-related quality of life, health service use, and adherence with smoking-cessation advice from MH-SCP (Table 1). The flow of participants through the trial is shown in Fig. 2.
Outcome measure and collection time point
Time point (months post randomisation)
Eligibility and consent
Background and follow-up
Personal details, general health
Body Mass Index
Mental health details
Mental health history
Current mental health status
Referrals to mental health services
Admissions to hospital related to mental health
Current smoking status
Use of electronic cigarettes
Use of smoking-cessation services
Adverse event reporting
Fagerström Test for Nicotine Dependence (FTND) 
Motivation to Quit questionnaire (MTQ)
Patient Health Questionnaire (PHQ-9)
Generalised Anxiety Disorder Assessment (GAD-7)
Health-related quality of life (SF-12)
Health-state utility (EuroQol – EQ-5D-5L)
Health Economics/Service Utilisation Questionnaire
A study participant may be withdrawn from the trial by their general practitioner (GP), mental health specialist, smoking-cessation practitioner or may choose to do so themselves. Reasons for withdrawal may include pregnancy, admission to hospital for reasons unrelated to the trial, inability to attend treatment or assessment sessions. Relapse to resuming smoking is not seen as reason to withdraw since participants can resume treatment and make several attempts to quit smoking. Participants will be able to (1) withdraw from treatment only (participants still followed up at 6 and 12 months) or (2) withdraw fully from the study including from treatment and follow-up. Withdrawal from the study does not affect the patients’ treatment or access to NHS services. Any data collected from the participant prior to withdrawal will still be included in the final analysis of the data. In the case of missing primary outcome data due to withdrawal it will be assumed that the participant is still smoking. For further details about how missing data will be handled please see the ‘Data analysis’ section below.
The SCIMITAR+ trial has been powered to detect a relative increase in quitting of 1.7 (baseline quit rate 20%, intervention quit rate 34%) using a two-sided significance level of 5% at 80% power. This would require a sample size of 314 participants using equal (1:1) randomisation. Allowing for a 20% loss to follow-up would give a total sample size of at least 393. We therefore propose to recruit 400 participants in total to ensure sufficient power.
All analyses will be conducted on an intention-to-treat basis, including all randomised patients in the groups to which they were allocated where data are available. Analyses will be conducted in STATA v13 or later (StataCorp, College Station, TX, USA). Statistical tests will be two-sided using 5% significance.
The flow of participants through the trial will be described in a Consolidated Standards of Reporting Trials (CONSORT) diagram. The number of withdrawals will be summarised by type, treatment group and time, with reasons where provided.
All participant baseline data will be summarised descriptively by treatment group both as randomised and as analysed in the primary analysis. No formal statistical comparisons will be undertaken.
The primary outcome of CO-verified smoking cessation at 12 months will be analysed via a mixed-effects logistic regression model to compare bespoke smoking-cessation services with usual care. The model will be adjusted for baseline smoking severity (self-reported number of cigarettes smoked) and treatment group, with centre as a random effect. The odds ratio, corresponding two-sided 95% confidence interval and p value for the treatment effect will be presented.
In a sensitivity analysis, we will substitute CO-verified results with self-reported cessation results where CO results are missing. Two further sensitivity analyses will be conducted treating participants who still have missing primary outcome data in the following two ways: (1) patients with missing data will be assumed to still be smoking and (2) multiple imputation techniques will be used.
All data collected at 6 and 12 months will be summarised descriptively by treatment group, including an investigation of the level of missing data.
The primary analysis will be repeated using, as the outcome: (1) CO-verified smoking cessation at 6 months, (2) self-reported smoking cessation at 6 months, and (3) self-reported smoking cessation at 12 months.
The number of cigarettes smoked per day will be compared between the two groups using a Poisson regression model, adjusting for the same covariates as the primary analysis. If the variance of the data is larger than the mean, this may give an indication that the data are over-dispersed. In this case, a negative binomial model will be run. If the data are zero-inflated, then a zero-inflated Poisson or negative binomial model will be used. Incidence rate ratios and their associated 95% confidence intervals and p values will be provided.
The FTND, the Motivation to Quit questionnaire (MTQ), the Patient Health Questionnaire-9 (PHQ-9), the Generalised Anxiety Questionnaire-7 (GAD-7), the 12-item Short Form Health Survey (SF-12) physical component, SF-12 mental component scores, and BMI will all be analysed in the same way. Scores at 6 and 12 months will be compared between treatment groups using a repeated-measures covariance pattern mixed model including as fixed effects: baseline score, treatment group, time and a treatment group × time interaction term. Different covariance structures for the repeated measurements, that are available as part of STATA v13 (or later), will be explored and the most appropriate pattern will be used for the final model. Diagnostics including Akaike’s information criterion will be compared for each model (smaller values are preferred). Model assumptions will be checked. Estimates of the difference between treatment groups will be derived at all time points with 95% confidence intervals and p values.
Self-reported number of attempts to quit, periods of cessation, electronic cigarette use, and adverse events will be summarised descriptively by treatment group.
A complier average causal effect (CACE) analysis for the primary outcome will be conducted to obtain unbiased estimates of the intervention effectiveness in the presence of full compliance. We will define compliance with the intervention for those allocated to bespoke smoking cessation service (BSC) as the number of sessions attended.
Economic evaluation will be carried out in the form of an incremental cost-effectiveness analysis over the 12-month trial period, from a NHS and personal and social service perspective . Intervention costs will be recorded by the research team and include delivery costs within the trial, supervision costs and appropriate capital costs. Resource use in physical units will be collected using an adapted Health Economic/Service Utilisation Questionnaire and case notes. Resource units will be valued by multiplying quantities by the corresponding market prices or national average unit costs.
Health-related quality of life will be measured using the EuroQol 5 dimensions, 5 levels (EQ-5D-5 L) questionnaire . Health utilities are converted into quality-adjusted life years (QALYs), by calculating the area under curve . An incremental cost-effectiveness ratio (ICER) will be calculated by combining difference in costs between groups and difference in QALYs between groups and compared with the national willingness-to-pay threshold to determine cost-effectiveness.
People with SMI experience significant health inequalities and one of the most important modifiable risk factors for reduced life expectancy is smoking. It is, therefore, important to develop evidence-based interventions to help people with SMI to quit smoking. The SCIMITAR+ trial is the largest trial to our knowledge to investigate the clinical effectiveness and cost-effectiveness of a bespoke smoking-cessation service for people with severe mental ill health.
Recruitment to the SCIMITAR+ trial began in October 2015 and results are expected in 2018.
We would like to thank all members of the SCIMITAR+ collaborative past and present for their contributions to the SCIMITAR+ trial, the Trial Steering Committee and Data Monitoring and Ethics Committee members for the overseeing the trial, and Dr. Andy McEwan, Director of the NHS Centre for Smoking Cessation and Training for advice on the use of evidence-supported smoking-cessation interventions and their adaptation to people with severe mental ill health.
This project was funded by the National Institute for Health Research Health Technology Assessment (project number 11/136/52). The views and opinions expressed therein are those of the authors and do not necessarily reflect those of the Health Technology Assessment programme, the NIHR, the NHS or the Department of Health.
Availability of data and materials
SG conceived the study. SG, EP, DB, CA, CF, JL, and SP initiated the study design and SB and PH helped with the implementation. All authors contributed to the design and development of the study protocol. EP has taken the lead role in drafting the manuscript and all authors contributed to the manuscript preparation. All authors read and approved the final manuscript.
The authors declare that they have no competing interests.
Consent for publication
Ethics approval and consent to participate
Ethical approval for this study was sought and received from Leeds East Research Ethics Committee on 19 March 2015 (REC Ref: 15/YH/0051).
The following sites have approved the trial: 2gether NHS Foundation Trust; Berkshire Healthcare NHS Foundation Trust; Bradford District Care NHS Foundation Trust; Cambridgeshire and Peterborough NHS Foundation Trust; Camden and Islington NHS Foundation Trust; Greater Manchester West Mental Health NHS Foundation Trust; Kent and Medway NHS and Social Care Partnership Trust; Lancashire Care NHS Foundation Trust; Lincolnshire Partnership NHS Foundation Trust; Leeds and York Partnership NHS Foundation Trust; Northumberland, Tyne and Wear NHS Foundation Trust; Oxford Health NHS Foundation Trust; Rotherham, Doncaster and South Humber NHS Foundation Trust; Sheffield Health and Social Care NHS Foundation Trust; Solent NHS Trust; Somerset Partnership NHS Foundation Trust; South Essex Partnership University NHS Foundation Trust; Southern Health NHS Foundation Trust; South West Yorkshire NHS Foundation Trust; Sussex Partnership NHS Foundation Trust; Tees, Esk and Wear Valleys NHS Foundation Trust; and Vauxhall Health Centre (formerly Liverpool PCT).
Written informed consent will be obtained from all trial participants.
Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.