Introduction
Asymmetry characterizes the brain, with the right frontal and the left occipital lobes extending across the midline, a phenomenon often called the Yakovlevian torque (LeMay
1976). Asymmetries are present at all levels of structure and function, including regional volumes (Esteves et al.
2019), cortical thickness (Kong et al.
2018), connectivity (Thiebaut de Schotten et al.
2011), cellular and molecular organization (Chance
2014), neurite density (Schmitz et al.
2019) and surface area and gyrification (Chiarello et al.
2016). The most studied asymmetrical function is language, processed in more than 80% of individuals in the left hemisphere (Esteves et al.
2020). This hemispheric specialization appears to be functionally relevant, having been demonstrated to be advantageous in the execution of verbal tasks regardless of the direction of asymmetry (Hirnstein et al.
2014). Processing asymmetry has been observed in a broad range of functions, such as episodic memory (Habib et al.
2003), pseudoneglect (Zago et al.
2017), emotional valence (Brunoni et al.
2016), impulsivity (Gordon
2016), risk-taking (Telpaz and Yechiam
2014), and face processing (Zhen et al.
2015).
However, the process of specialization in one cerebral hemisphere (lateralization) is poorly understood. The hemispheric specialization is grounded in intra-hemispheric white matter connections, supported by associative bundles and inter-hemispheric connections between cortical areas located in mirrored positions (homotopic) through the corpus callosum fiber tracts (Ocklenburg et al.
2016). The possibility of associating these structural characteristics with functional correlates has only become possible relatively recently, with the advent of non-invasive neuroimaging methods. However, anatomical asymmetries explain only a fraction of functional variability in lateralization, and this may be associated with the fact that structural and functional asymmetries develop at different periods of life and in different ways.
The presence of asymmetries early in development have been investigated by observing foetuses’ or neonates’ movements, one of the most important manifestations of lateralization. Behavioral studies using ultrasound (US) observations of arm movements suggest the existence of motor lateralization as early as 12–27 weeks of gestation (McCartney and Hepper
1999). Furthermore, evidence for motor lateralization in the neonatal period has been associated with handedness (Cioni and Pellegrinetti
1982) and grasping strength (Tan et al.
1993).
Structural asymmetries were established in the foetal period in the 1970s, when neuropathological studies highlighted some larger areas (Heschl’s gyrus and planum temporale) in post-mortem foetuses on the left side (Witelson and Pallie
1973; Chi et al.
1977; Wada
1977).
In recent years, functional image-mapping techniques have emerged as a more sophisticated methodology, allowing researchers to study in vivo brain development; hemispheric asymmetries throughout the life span have been reported, with leftward and rightward asymmetries changing among brain structures at various ages (Matsuzawa et al.
2001; Andescavage et al.
2017). The emergence of asymmetries in the temporal lobes’ morphological development has been described as a major sign of lateralization. The most prominent asymmetry involves the peri-Sylvian region and superior temporal sulcus. Interhemispheric differences have been noted in newborn and young infants (Seidenwurm et al.
1985), with dynamic changes through childhood and adulthood (Sowell et al.
2002; Shaw et al.
2009; Fu et al.
2020).
However, most neuroimaging studies have been conducted in children older than age 4 due to the inherent challenge of acquiring data from younger infants. Furthermore, most studies have focused on cortical structures, while deep subcortical grey and white matter have been neglected. Thus, important questions about early brain maturation and hemispheric asymmetries remain unaddressed.
The third trimester of gestation and the neonatal period are the most important developmental periods for the formation of cerebral pathways in terms of path finding, target selection, and growing into the cortical plate (Suppiej et al.
2012). An essential feature of the third trimester of gestation is the transient organization of neuronal circuitry and foetal brain lamination (Kostović and Judaš
2006). This transient organization is supported by the subplate’s presence, the most prominent lamina on foetal brain histology, known to disappear at the end of the first year of postnatal life. At this stage of development, the major foetal zones are the cortical plate, subplate, intermediate zone, germinal matrix, deep grey nuclei, and ventricles.
The third trimester comprises the period between 20 and 45 weeks’ gestation; based on the major characteristic of the transient pattern of organization, it can be divided into four broadly defined phases: foetal (below 24 post-conception weeks [PCW]), early preterm (24–32 PCW), late preterm (33–35 PCW), and neonatal phases (36–45 PCW).
In this work, we aim to provide an overview of the evidence on cerebral asymmetries in the early development stage. We will review all published articles on the neonatal period (1–28 days of life, 36–45 PCW) and the third trimester of gestation (studies on foetuses during pregnancy and infants born preterm in the absence of medical or neurological complications). Premature infants are in vivo models of foetuses in the third trimester of gestation. However, in the absence of medical or neurological complications, “healthy” premature infants do not exist: Prematurity is a risk factor per sé. Therefore, studies on premature infants will be analyzed separately.
Structural asymmetries in the neonatal period
Sixteen studies reported structural asymmetries in the brains of full-term neonates. These asymmetries were variable across regions.
Most studies showed a rightward asymmetry of whole subcortical grey matter (Dean et al.
2018) or the hippocampus (Thompson et al.
2009; Ratnarajah et al.
2013) and the putamen (Ratnarajah et al.
2013), but leftward asymmetry has also been reported (Gilmore et al.
2007).
A leftward asymmetry was found for white matter (Gilmore et al.
2007; Dean et al.
2018), but a study focused on arcuate fasciculus found a rightward asymmetry (Wilkinson et al.
2017b); the same author did not find asymmetries on the thalamic-cortical tracts (Wilkinson et al.
2017a).
Data focusing on cortex showed high variability. The temporal lobe is certainly the most investigated, but still with contrasting results: rightward asymmetry was found in the whole temporal lobe (Lehtola et al.
2019), in the superior temporal sulcus (Hill et al.
2010; Li et al.
2014; Lehtola et al.
2019), and the medial temporal and insula (Li et al.
2015). The other authors found a global leftward asymmetry (Gilmore et al.
2007) or one specific to areas such as the planum temporale (Hill et al.
2010; Li et al.
2014), entorhinal cortex, fusiform gyrus, insula (Ratnarajah et al.
2013), and the superior temporal sulcus (Duan et al.
2019).
Vannucci and colleagues (2019) found global rightward asymmetry for the frontal lobe, while other researchers indicated a leftward one (Gilmore et al.
2007; Li et al.
2015). Ratnarajah and colleagues found a rightward asymmetry in the cingulate cortex and the gyrus rectus, but a leftward one in the precentral gyrus (Ratnarajah et al.
2013).
A global leftward asymmetry was found for the parietal (Gilmore et al.
2007; Lehtola et al.
2019) and occipital (Gilmore et al.
2007; Lehtola et al.
2019; Vannucci et al.
2019) cortices or specific to the precuneus in the parietal lobe (Ratnarajah et al.
2013). Li and colleagues (2014) found a rightward asymmetry of the parieto-occipital sulcus.
A leftward asymmetry of the ventricles was found in two studies by Gilmore and colleagues (2004, 2007).
Results on structural brain asymmetries are shown in Fig.
3 (above, “neonates”).
Discussion
We performed a scoping review of the existing literature on hemispheric asymmetries in the first brain development phases. We reviewed studies using neuroimaging methods, which provide direct evidence on hemispheric, structural, and/or functional asymmetries, in full-term neonates, foetuses during pregnancy, and premature infants, both at term PCA and before. Given the low number of studies, we did not select a specific year range. Rather, we collected all the available evidence, yielding 57 studies.
The reviewed literature shows high variability in techniques and methodological procedures. Most studies based on the neonatal period and gestation were structural investigations, while most of those conducted in premature infants were functional. Finally, we searched for sexual dimorphisms, but the large majority of the studies did not find differences in hemispheric asymmetries in males and females.
A high discordance between results emerged in reviewing studies on structural asymmetries. The discordance is not explainable by a low number of participants because most studies had large sample sizes. Furthermore, the participant numbers between the studies may differ significantly. Brain asymmetries may be quite small, depending on the measurement (for example, see Kong et al.
2018), which in turn might lead to differences between studies, especially when the sample sizes differ. The temporal lobe is the most studied cerebral structure—the first neuropathological reports describe a larger left temporal hemisphere. Despite incomplete agreement between studies, evidence supports a larger planum temporale on the left side and a deeper superior temporal sulcus on the right. It has been reported that during primary gyrogenesis, the right superior temporal sulcus undergoes cortical folding earlier (Rajagopalan et al.
2011,
2012; Kasprian et al.
2011; Habas et al.
2012) and shows larger gyral complexity (Dubois et al.
2008,
2010). In addition, here, differences in sample size may perhaps justify some differences between studies.
The temporal planum on the left is often included in the Wernicke’s area (Tremblay and Dick
2016), responsible for understanding spoken language. These data are in line with studies on the adult brain, showing that the temporal planum is more pronounced on the left than on the right in most individuals (Geschwind and Levitsky
1968).
Most results on the parieto-occipital cortex and subcortical grey matter exhibit a rightward asymmetry in full-term and premature infants. Brain structures with slower developmental rates, such as white matter and frontal lobes, have been poorly investigated, and the results are even more discordant.
Studies during gestation are scarce (
n = 11), and all but one structural. Compared to studies on premature infants, those on foetuses are mainly conducted in earlier gestational weeks (late second and initial third trimester of gestation vs. the end of the third), when the brain is very immature. Therefore, anatomical investigations are less refined. As asymmetry emergence is mainly characterized by enlarging of the regions surrounding the Sylvian fissure in the left hemisphere (Dubois et al.
2008,
2010; Liu et al.
2010; Habas et al.
2012), these studies usually detected only a global enlargement of the left hemisphere. Results agree substantially with the first reports on the left-sided temporal lobe being significantly larger in post-mortem foetuses (Witelson and Pallie
1973; Chi et al.
1977), a morphological asymmetry already present from the 29th week of gestation (Wada et al.
1975).
Unlike data on structural asymmetries, functional data obtained in full-term infants, premature infants, and foetuses show a more harmonious pattern of results. Studies converge to identify a leftward dominance for speech stimuli; interestingly, this functional asymmetry correlates with communicative abilities at 6 and 12 months (Maitre et al.
2014), supporting the specificity of the left temporal lobe for language.
The other main finding of our revision is an overall dominance of the right hemisphere in all other functional conditions: sensory stimulations, non-linguistic characteristics of speech, and endogenous activity obtained during a resting state. The dominance of the right hemisphere for all conditions except linguistic stimuli is in line with the right-hemisphere conservatism theory (Geschwind and Galaburda
1985), stating that the right hemisphere develops earlier and that its development is, therefore, less subject to external influences. The delay in maturation of the left hemisphere may allow higher plasticity in terms of environmental stimulation, such as language exposure and motor movements (Dubois et al.
2008). Compelling support has also been provided by Sun et al. (
2005), who found significant asymmetries of gene expression in embryos as early as 12-week gestational age.
In humans, as in animals, the right hemisphere sustains those functions necessary to survive, including visuospatial or emotional processes, which render its early development adaptive (Geschwind and Galaburda
1985). It has been shown, for example, that the right hemisphere systematically prevails over the left hemisphere in recognition of faces and facial expressions, mental rotation, and para-verbal stimuli, such as prosody and recognition of the connotative and affective tone of spoken language (see, e.g., George et al.
1996). Furthermore, right lateralization is established for the ventral frontoparietal network, which acts as a detector of relevant stimuli (especially if salient and unexpected) in a model by Corbetta and Shulman (
2002). All these functions are crucial for a neonate.
Initial investigations of hemispheric asymmetry consisted of post-mortem explorations of aborted foetuses or dead newborns. Advances have come more quickly in the era of neuroimaging, overcoming the problem of small sample sizes and increasing the data availability also of healthy subjects; however, the increase in available data has rather complicated the evidence. Our data suggest that functional asymmetry regarding language is correlated with the perisylvian regions’ structural asymmetry, but other associations between structural and functional findings are hard to establish. It is noteworthy that the relationship between structural and functional asymmetries is still far from being fully characterized also in adult studies (Dos Santos Sequeira et al.
2006). Rather more in agreeance are results on functionally critical morphological asymmetries, such as microstructural organization. For example, dendritic arborisation is usually greater in the language areas of left hemisphere than in the corresponding areas on the right (Scheibel et al.
1985).
Our review also highlights another dissociation between structural and functional results: while a broad agreement was found in functional studies, structural findings showed a low concordance among themselves. This appears particularly curious, considering the higher variability in techniques (EEG, fMRI, ERP, EP, NIRS, and MEG) and conditions (at rest or under stimulation) used in functional studies compared to structural ones. The reason is unclear, but functional studies may allow the cerebral functionality to emerge using appropriate tasks targeted to the immature brain. On the other side, structural investigations are static photographs of the whole brain. They provide information on the areas that mature later and exhibit higher plasticity in terms of experience, which may justify a higher inter-individual variability.
Interestingly, studies on older children and adults born prematurely have shown that volumetric and microstructural abnormalities are scarcely associated with neurodevelopment outcomes (Nosarti et al.
2008; Mathur et al.
2010; Seghier and Hüppi
2010). In contrast, functional connectivity data have been highly correlated with intelligence and task performance measures (Seeley et al.
2007; Van Den Heuvel et al.
2009; Nosarti et al.
2009; Myers et al.
2010). Connectivity analysis has been suggested to be particularly revealing when assessing hemispheric specialization (Stephan et al.
2007).
Finally, our review of the literature showed that premature infants had altered asymmetry measures compared to full-term infants, also in the absence of other risk factors. These data are in line with other studies on the developmental trajectories of premature infants (Suppiej et al.
2015,
2017; Cainelli et al.
2020a,
2021). Furthermore, lateralization abnormalities have been shown to persist over the long term: prematurely born adolescents exhibit fundamental alterations in the cerebral lateralization for language that significantly correlate with language scores (Wilke et al.
2014; Scheinost et al.
2015). Lateralization is implicated in language development, handedness, and higher-order reasoning and processing (Steinmetz et al.
1991; Turner et al.
2015). Therefore, the study of early abnormalities may help explain typical neurodevelopment and the origin of disorders, given the increased vulnerability to many extrinsic and intrinsic influences at this developmental phase (Andersen
2003). Abnormalities in structural and functional lateralization are suspected of contributing to various neuropathologies in humans, as several neurodevelopmental pathologies, such as schizophrenia (Oertel-Knöchel and Linden
2011; Ribolsi et al.
2014), obsessive–compulsive disorder (Rao et al.
2015), autism spectrum disorder (Gabard-Durnam et al.
2015), attention-deficit and hyperactivity disorder (Sigi Hale et al.
2014), and dyslexia (Brandler and Paracchini
2014) are associated with atypical patterns of functional and structural asymmetries.
Scoping reviews are useful for examining emerging evidence when it is still unclear what other, more specific questions can be posed and valuably addressed by a more precise systematic review (for guidance, see Tricco et al.
2018; Munn et al.
2018). As such, scoping reviews cannot uncover the international evidence, confirm current practice/address or any variation/identify new practices, identify and investigate conflicting results, produce statements to guide decision-making, as systematic reviews do (Munn et al.
2018). In particular, the provision of implications for practice is a key feature of systematic reviews that lacks in scoping reviews, given its absence of an assessment of methodological limitations or risk of bias of the evidence.
Investigating the emergence of early asymmetries, scoping review is the best choice, given the current literature in this research field. We hope that our work may be the starting point for future research and systematic reviews, which may, respectively, address unexplored areas or systematically reviews specific questions. For example, our work highlights several fields that request further investigation: sexual dysmorphisms, the development of structural and functional brain asymmetries in healthy foetuses, the presence of asymmetries in less explored brain regions, such as frontal and subcortical structures.
In conclusion, all but one study agreed on the existence of hemispheric asymmetry as early as the first appearance of cerebral structures. Functional asymmetry for language is correlated with the structural asymmetry of perisylvian regions. However, studies do not agree on the developmental direction, and the structural locations of several other asymmetries emerged, while most consistent results came from functional data. Globally, data related to a general dominance of the right hemisphere, accompanied by a selective leftward dominance for language, are in line with the assumption of an early-maturing right hemisphere and less genetic control over the left hemisphere, which would be influenced more by the in utero environment (Geschwind and Galaburda
1985; Geschwind et al.
2002). Understanding normative development is necessary to understand abnormalities in diseases and how they affect early-life experiences. We are still far away from a clear understanding of developmental trajectories and the significance of potential disorders later in neurodevelopment.