Duchenne muscular dystrophy (DMD) is an inherited neuromuscular disorder of childhood with a devastating disease course. Several targeted gene therapies and molecular approaches have been or are currently being tested in clinical trials; however, a causative therapy is still not available and best supportive care is limited to oral glucocorticoids with numerous long-term side effects. Tamoxifen is a selective estrogen receptor regulator, and shows antioxidant actions and regulatory roles in the calcium homeostasis besides its antitumor activity. In a mouse model of DMD, oral tamoxifen significantly improved muscle strength and reduced muscle fatigue. This multicenter, randomized, double-blind, placebo-controlled phase III trial aims to demonstrate safety and efficacy of tamoxifen over placebo in pediatric patients with DMD. After completion of the double-blind phase, an open-label extension of the study will be offered to all participants.
Methods/design
At least 71 ambulant and up to 20 nonambulant patients with DMD are planned to be enrolled at multiple European sites. Patients will be randomly assigned to receive either tamoxifen 20 mg or placebo daily over 48 weeks. In the open-label extension phase, all patients will be offered tamoxifen for a further 48 weeks. The primary endpoint of the double-blind phase is defined as the change of the D1 domain of the motor function measure in ambulant patients or a change of the D2 domain in nonambulant patients under tamoxifen compared to placebo. Secondary outcome measures include change in timed function tests, quantitative muscle testing, and quantitative magnetic resonance imaging of thigh muscles. Laboratory analyses including biomarkers of tamoxifen metabolism and muscle dystrophy will also be assessed.
Discussion
The aim of the study is to investigate whether tamoxifen can reduce disease progression in ambulant and nonambulant patients with DMD over 48 weeks. Motor function measures comprise the primary endpoint, whereas further clinical and radiological assessments and laboratory biomarkers are performed to provide more data on safety and efficacy. An adjacent open-label extension phase is planned to test if earlier initiation of the treatment with tamoxifen (verum arm of double-blind phase) compared to a delayed start can reduce disease progression more efficiently.
Trial registration
ClinicalTrials.gov, NCT03354039. Registered on 27 November 2017.
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Abkürzungen
10MWT
10-meter walk/run test
6MWT
6-min walk test
AFP
Alpha-fetoprotein
ANCOVA
Analysis of covariance
AP
Alkaline phosphatase
CK
Creatine kinase
CRO
Clinical Research Organization
CTU
Clinical trial unit
DEXA
Dual-energy x-ray absorptiometry
DAPC
Dystrophin-associated protein complex
DMD
Duchenne muscular dystrophy
EMA
European Medicines Agency
FF
Fat fraction
FSH
Follicle-stimulating hormone
ICH-GCP
International Conference on Harmonization Good Clinical Practice
IGF
Insulin growth factor
IL
Interleukin
LH
Luteinizing hormone
MFM
Motor function measure
MMP-2
Matrix metalloproteinase
NSAA
North Star Ambulatory Assessment
OLE
Open-label extension
PARS-III
Personal-Adjustment and Role Skills Scale
PUL
Proximal upper limb function
qMRI
Quantitative magnetic resonance imaging
QMT
Quantitative muscle testing
RCPM
Raven’s Coloured Progressive Matrices
SHBG
Sex hormone binding globulin
T2
T2 relaxation time
TFT
Timed function tests
TGF
Transforming growth factor
TNF
Tumor necrosis factor
Background
Duchenne muscular dystrophy (DMD) is the most common neuromuscular disorder in childhood with an X-linked inheritance and an incidence of up to 1 in 5000 males [1, 2]. The severe and progressive weakness of skeletal muscles leads to loss of ambulation in 22% to 56% of the cases, whereas the concomitant impairment of cardiac and respiratory muscles accounts for an early mortality [2].
The clinical and pathological phenotype of DMD is caused by mutations in the dystrophin gene, which results in the total loss of dystrophin protein expression in the muscle cells [3]. Dystrophin has a major role in sarcolemmal stabilization by linking the internal actin cytoskeleton to the extracellular matrix. The protein is part of the dystrophin-associated protein complex (DAPC) including numerous integral and peripheral membrane proteins [4]. The lack of dystrophin leads to destabilization of the DAPC and to increased vulnerability and leakage of the cell membrane [5]. There is also growing evidence that the DAPC has a role in intracellular signaling pathways due to its association with several kinases, phosphatases, ion channels, receptors and transporters, pathways which seem to have significance in the disease pathogenesis [5]. If dystrophin is missing, its downstream processing is dysregulated, leading to increased Ca2+ influx, oxidative stress and mitochondrial dysfunction [6]. An increased cytosolic Ca2+ level is a result of many dysfunctional pathways involving store-operated channels, stretch-activated channels, the sarcolemmal Ca2+ pump and calpains [5, 7, 8]. Increased intracellular Ca2+ levels were shown in mdx mice and also in muscle biopsies from DMD patients [9‐12], implicating Ca2+ as a main driver of the pathology responsible for apoptosis and necrosis. It has even been shown that increased Ca2+ influx alone is sufficient to induce muscular dystrophy through transient receptor potential canonical 3-mediated pathways [13].
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Several targeted gene therapies and molecular approaches counteracting the dysfunctional intracellular pathways have been tested in mdx animal models and many are currently investigated in clinical trials [6, 14]. However, the proof of principle for DMD patients has yet to be established. Tamoxifen is a selective estrogen receptor regulator and its use is well established in patients with breast cancer [15]. Tamoxifen acts as an agonist or antagonist of estrogen in a tissue-dependent manner. Advantages of tamoxifen include its antioxidant actions and regulatory roles in calcium homeostasis [16‐18]. Based on preliminary data provided by the investigator, tamoxifen leads to an elevated level of pro-inflammatory cytokines and growth factors involved in muscle regeneration and fibrosis (transforming growth factor-β (TGFβ), insulin-like growth factor 1 (IGF1) and osteopontin) and to an increased capacity of muscle-purified mitochondria to buffer cytosolic calcium. Tamoxifen is able to prevent bone loss and has been shown to increase the height of short boys by decreasing the rate of bone maturation [19, 20]. In a mouse model of DMD, oral tamoxifen stabilized the membrane of myofibers, significantly improved muscle strength, reduced muscle fatigue, and slowed phenotype [21, 22]. Furthermore, tamoxifen could reduce fibrosis of the heart muscle and diaphragm by about 50%. The effectiveness of tamoxifen has recently been shown in another fatal congenital muscular disorder. In a mouse model of myotubular myopathy, tamoxifen could improve force, decrease disease progression and prolong survival [23, 24].
Preclinical and clinical data for tamoxifen in muscular dystrophy are promising and the findings suggest its usage also in patients with DMD. According to yet unpublished preliminary results of an open-label trial (ClinicalTrials.gov identifier NCT02835079), tamoxifen has beneficial effects at a daily dose of 20 mg. Based on personal communication with the investigator, patients with DMD taking tamoxifen remained stable over an observation time of 12 month as assessed by North Star Ambulatory Assessment (NSAA) and timed function tests (TFT) including the 6-min walk test (6MWT). Furthermore, all patients showed good tolerance of the medication without any treatment-related serious adverse events. Tamoxifen has also been previously tested in the pediatric population for low- and high-grade glioma, desmoid tumor, pubertal gynecomastia and short height [25‐28]. Treatment with tamoxifen was well tolerated in each study, even when used at higher doses.
The purpose of this study is to evaluate the effect of tamoxifen on muscle function and muscle force compared to placebo in ambulant and nonambulant children with DMD. Furthermore, regular pharmacokinetic evaluation of tamoxifen plasma levels and metabolites, and detailed analysis of biomarkers of muscle degeneration, muscle necrosis (e.g., creatine kinase (CK) and alkaline phosphatase (AP)) and muscle dystrophy (e.g., tumor necrosis factor (TNF), TGFβ, interleukin (IL)-1β and IL-6) could provide a better understanding of the mode of action of tamoxifen. With the current lack of an effective and safe long-term treatment for DMD patients, tamoxifen could be a milestone in improving clinical outcome while providing good safety and tolerability.
Methods/design
Study design
This is an investigator-initiated, multicenter, randomized, double-blind, placebo-controlled phase III efficacy and safety trial in patients with DMD. This part of the study is conducted over 48 weeks. The two treatment arms include tamoxifen (verum) and placebo (control). We plan to enroll at least 71 ambulant patients aged between 6.5 and 12 years (group A) and 16–20 nonambulant patients aged between 10 and 16 years (group B) at multiple European sites (Belgium, France, Germany, Netherlands, Spain, Switzerland, Turkey, and the United Kingdom). After completion of the double-blind phase, all participants will be offered the option of taking part in an open-label extension (OLE) trial of the main study. In this part, all patients will receive tamoxifen for 48 weeks.
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The trial was approved by the local ethics committee (ethics committee of both Basel cantons, 2017–01708), the National Swiss Drug Agency (Swissmedic, 2018DR3068), the European Union Drug Regulating Authorities Clinical Trials (EudraCT 2017–004554-42), and the European Union Drug Regulating Authorities Pharmacovigilance (EudraVigilance). The study was registered at ClinicalTrials.gov (NCT03354039) and at the Swiss National Clinical Trials Portal (SNCTP000002387) prior to recruitment. The SPIRIT flow chart showing the main study design is seen in Fig. 1, while Fig. 2 represents the study design of the OLE phase. The Recommendations for Interventional Trials (SPIRIT) checklist on which the study protocol is based is presented as Additional file 1.
Fig. 1
Flow chart showing the study design of the placebo-controlled, double-blind phase of the tamoxifen in Duchenne muscular dystrophy (TAMDMD) study. *For those patients who do not enter the open-label extension phase. RCT randomized controlled trial, V visit
Fig. 2
Flow chart showing the study design of the open-label extension phase (OLE) of the tamoxifen in Duchenne muscular dystrophy (TAMDMD) study. IMP investigational medicinal product, TAM tamoxifen
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Inclusion criteria
Only male patients with a molecular diagnosis of DMD are included in the study. Ambulant patients in group A must fulfill the following criteria at screening: 6.5 to 12 years of age, weight >20 kg, stable treatment with glucocorticoids >6 months, ability to walk at least 350 m without assistance in 6MWT and a D1 domain of the motor function measure (MFM) >40%. Nonambulant patients in group B must be between 10 and 16 years of age at time of screening, be off glucocorticoids for >6 months, and have no ability to walk more than 10 m. Patients taking ataluren should be under a stable ataluren treatment for at least 3 months or be off ataluren treatment for at least 3 months before screening. For participation in the OLE trial, a preceding completion of the main study is mandatory.
Exclusion criteria
Patients fulfilling the following criteria are excluded from the study: females, allergy to tamoxifen, use of tamoxifen or testosterone within the last 3 months, known or suspected malignancy, clinically relevant disease with limitation of renal, liver or heart function, injury impacting functional testing, planned or expected spinal fusion surgery during the study period, previous spinal fusion surgery within the last 6 months, galactosemia, congenital lack of lactase, and glucose-galactose malabsorption. Patients taking CYP2D6 inhibitors, CYP3A4 inducers, platelet aggregation inhibitors, coumarin-type anticoagulants, or drugs metabolized by CYP2C9 must also be excluded. Furthermore, patients with certain eye disorders (cataract, retinopathy, optic neuropathy, alteration of the cornea) and those with laboratory abnormalities such as anemia, thrombocytopenia, leukopenia, neutropenia or agranulocytosis are also not allowed to be included. Patients taking part in the trial should not concomitantly participate in any other interventional trial or have done up to 3 months prior to screening.
Randomization and blinding
Patients who meet the study admission criteria and do not fulfill any exclusion criteria are enrolled and randomly assigned to either the active treatment or the control treatment with a treatment allocation of 1:1. The study is double-blind; therefore, all clinical investigators and all patients and their caregivers will remain blinded throughout the trial. Patients who withdraw from the study will not be replaced. At the end of the main trial all patients will be asked to join the OLE trial, receiving active treatment only. Participants can leave the study at any time and for any reason.
Intervention
All patients who undergo randomization will receive an oral drug once daily: either tamoxifen at a dose of 20 mg (verum) or placebo (control). The placebo medication will have the same texture, taste and color as the interventional drug, but without any active ingredients. Both the interventional and the control drug are manufactured by Hexal AG, Industriestrasse 25, 83,607 Holzkirchen, Germany. Tamoxifen tablets will be protected from light and moisture.
The intervention period lasts 48 weeks with an end-of-study visit at week 60. The study medication is taken on top of standard care with glucocorticoids in group A if treatment with steroids has been stable over the last 6 months prior to screening (dose adaptations according to weight change are allowed). After completing the main study, an OLE is performed where all patients will be offered to receive tamoxifen.
Study procedure
Patients enrolled in the study attend a screening visit 4 weeks prior to baseline. Study visits take place every 12 weeks during the intervention period of 48 weeks. The double-blind phase of the study ends with a visit at week 48, with a follow-up visit at week 60 for patients not participating in the extension phase.
At screening (visit 0), patients and their caregivers receive detailed information about preclinical data, the study procedure and possible benefits and risks of the trial. After signing the informed consent form, inclusion and exclusion criteria will be verified. Patients/caregivers are asked to sign a separate optional informed consent form for collection of data for further genetic and biomarker analysis. Patients fulfilling the criteria will be enrolled and undergo the following investigations: physical examination, vital signs, blood draw for safety laboratory tests, and physiotherapy assessment including MFM, NSAA, proximal upper limb function (PUL), TFT (6MWT, 10-meter walk/run test (10MWT), time to rise from the floor), and quantitative muscle testing (QMT) using grip force. An ophthalmological examination including visual acuity and slit lamp is performed either at screening or in the time period between screening and baseline.
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The baseline visit (visit 1) takes place no longer than 4 weeks after screening. During this visit, fulfillment of the inclusion/exclusion criteria are reassessed and qualified patients randomized to receive the study medication (verum or placebo). During this visit, the following procedures are performed: physical examination, vital signs, Tanner staging (assessment of the external primary and secondary sex characteristics), blood draw, adverse events, calculation of Wells score (risk estimation for deep vein thrombosis), complete physiotherapy assessment as described above, quantitative magnetic resonance imaging (qMRI) of the thigh muscle measuring the mean fat fraction (FF) and T2 relaxation time (T2), ophthalmological examination, patient-reported outcome measures using the Personal-Adjustment and Role Skills Scale (PARS-III) and Raven’s Coloured Progressive Matrices (RCPM). In selected sites, an x-ray for bone age determination and dual-energy x-ray absorptiometry (DEXA) will be performed during this visit.
Six weeks after baseline, patients receive a telephone call to capture any early adverse events and to assess the Wells score.
At weeks 12 and 36 (visits 2 and 4, respectively) the following procedures will be performed: physical examination, vital signs, adverse events, blood draw, Wells score, and complete physiotherapy assessment.
At weeks 24 and 48 (visits 3 and 5, respectively) the following procedures will be performed: physical examination, vital signs, Tanner staging, blood draw, Wells score, complete physiotherapy assessment, qMRI, ophthalmological examination, and PARS-III. At week 48, RCPM will be repeated and, in selected sites, x-ray bone age determination and DEXA will be performed. For patients not participating in the OLE phase, a follow-up visit takes place at week 60 (visit 6) and includes the following: physical examination, vital signs, adverse events, blood draw, and Wells score.
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Informed consent for the OLE phase will be offered to all patients/caregivers already at screening, but withdrawal from the extension phase is possible at any time throughout the study. Patients confirming their participation in the OLE phase will be re-checked for the inclusion and exclusion criteria at week 48 (1OLE). All patients will receive a telephone call 6 weeks after starting the OLE and are asked for early adverse events and to evaluate the Wells score. Study visits will be performed every 12 weeks and include the same assessments as the main study. At weeks 60 (2OLE) and 84 (4OLE) the following procedures will be performed: physical examination, vital signs, adverse events, blood draw, Wells score, and complete physiotherapy assessment. At weeks 72 (3OLE) and 96 (5OLE) the following procedures will be performed: physical examination, vital signs, Tanner staging, blood draw, Wells score, complete physiotherapy assessment, qMRI, ophthalmological examination, and PARS-III. During 5OLE, RCPM will be repeated and, in selected sites, x-ray bone age determination and DEXA will be performed. For all patients in the OLE, a follow-up visit at week 102 (6OLE) is planned including physical examination, vital signs, adverse events, blood draw and Wells score. Tables 1 and 2 show the detailed schedule of the placebo-controlled, double-blind randomized controlled trial and the OLE phase of the study, respectively.
Table 1
Detailed schedule of the placebo-controlled, double-blind phase of the tamoxifen in Duchenne muscular dystrophy (TAMDMD) study
1General pediatric physical examination, including anthropometric measurements (weight and height). 2Blood pressure and heart rate. 3Including visual acuity and slit-lamp examination. 4Motor function measurement, North Star Ambulatory Assessment, proximal upper limb function, timed function tests including 6-min walk test, 10-min walk/run test, supine up time, and quantitative muscle testing using grip force. 5Thigh muscle fat fraction and T2 relaxation time on quantitative magnetic resonance imaging (MRI). 6Personal-Adjustment and Role Skills Scale. 7AChemistry: creatine kinase, gamma GT, total bilirubin, alkaline phosphatase, creatinine, electrolytes (Na+, K+, Ca2+), urea, triglycerides; hematology: full blood count for erythrocytes, leukocytes (with a differential), platelets, hemoglobin, hematocrit, absolute neutrophil count. 7BSex hormone function (luteinizing hormone, follicle-stimulating hormone, testosterone, sex hormone binding globulin, alpha-fetoprotein), preservation of serum and EDTA full blood to be able to measure plasma levels of tamoxifen and its metabolites (endoxifen and 4-OH-tamoxifen) and biomarkers I (connective tissue growth factor, fibroblast growth factor 21, insulin growth factor 1, interleukin (IL)-1β, IL-6, matrix metalloproteinase (MMP)-2, MMP-9, osteopontin, platelet-derived growth factor (PDGF)-A, PDGF-B, tissue inhibitor of metalloproteinases 1, transforming growth factor-β, tumor necrosis factor. 8Biomarkers II: Cyp2D6, Cyp3A4. 9In selected sites only. 10Only for patients not participating in the open-label extension phase. d day, DEXA dual-energy x-ray absorptiometry, DVT deep vein thrombosis, TC telephone call
Table 2
Detailed schedule of the open-label extension phase (OLE) of the tamoxifen in Duchenne muscular dystrophy (TAMDMD) study
1General pediatric physical examination, including anthropometric measurements (weight and height). 2Blood pressure and heart rate. 3Including visual acuity and slit-lamp examination. 4Motor function measurement, North Star Ambulatory Assessment, proximal upper limb function, timed function tests including 6-min walk test, 10-min walk/run test, supine up time, and quantitative muscle testing using grip force. 5Thigh muscle fat fraction and T2 relaxation time on quantitative magnetic resonance imaging (MRI). 6Personal-Adjustment and Role Skills Scale. 7AChemistry: creatine kinase, gamma GT, total bilirubin, alkaline phosphatase, creatinine, electrolytes (Na+, K+, Ca2+), urea, triglycerides; hematology: full blood count for erythrocytes, leukocytes (with a differential), platelets, hemoglobin, hematocrit, absolute neutrophil count. 7BSex hormone function (luteinizing hormone, follicle-stimulating hormone, testosterone, sex hormone binding globulin, alpha-fetoprotein). 8In selected sites only. *Will be assessed at visit 5 (end of study visit). d day, DEXA dual-energy x-ray absorptiometry, DVT deep vein thrombosis, TC telephone call
Quality assurance
This study will be conducted in compliance with the protocol, the current version of the Declaration of Helsinki, the Good Clinical Practice from the International Council for Harmonization (ICH-GCP) and with all national legal and regulatory requirements. To achieve this the members of the study team are required to hold an updated certification in GCP. All physiotherapists will be trained and certified for motor function measurements. To control adherence to the intervention, a qualified person from the study team will check the number of dispensed/taken medications and complete a study-specific drug accountability form at each visit. A distributor (Thermo Fisher Scientific, Allschwil, Switzerland), who is not involved in the study, will pack, label and dispense the medication according to the randomization procedure to prevent unblinding of the investigators.
Safety assessments
Adverse events will be monitored throughout the study. At every visit patients and their caregivers will be asked about adverse events. Measurement of vital parameters (blood pressure, heart rate, electrocardiogram), physical examination, and assessment of the Wells score will be performed. Safety laboratory measurements include full blood count, CK, AP, gamma-glutamyl transferase (gamma GT), total bilirubin, urea, creatinine, electrolytes, and triglyceride levels. Further laboratory assessments (such as luteinizing hormone (LH), follicle-stimulating hormone (FSH), testosterone, sex hormone binding globulin (SHBG), alpha-fetoprotein (AFP), plasma levels of tamoxifen and its metabolites, and biomarkers) will be performed at defined time points during the study (Figs. 1 and 2). Visual acuity and split-lamp examinations performed by an ophthalmologist or optician and Tanner staging are performed at three study visits both during the intervention and the OLE phase. RCPM will be performed at two time points in both the intervention and the OLE phases. X-ray bone age determination and DEXA scan are planned only in selected sites. A safety follow-up will take place for patients with early study termination and include the following: assessment of adverse events, vital parameters, physical examination, safety blood test and biomarkers, Tanner staging, Wells score, ophthalmological examination, RCPM, physiotherapeutic evaluation and DEXA scan at selected sites.
The study medication must be immediately discontinued in the following cases: decrease in visual acuity of more than 30% compared to baseline, cataract or optic nerve involvement or any other significant novel eye disease, thromboembolic event, newly diagnosed malignancy, or any other severe drug-related adverse events or serious adverse events. Also, laboratory abnormalities including platelet count <75 × 109/l, absolute neutrophil count <1 × 109/l and serum Ca2+ >2.6 mmol/l must lead to treatment discontinuation. Furthermore, withdrawal of consent, patient noncompliance, logistical reasons, or inability to attend study visits can also lead to early patient termination from the study. Finally, in case of negative (nonsignificant) differences of the primary endpoint after analysis of the randomized controlled trial phase, the OLE phase will be finished and the active treatment stopped immediately in all study patients.
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All serious adverse events must be reported to the Sponsor-Investigator of the study within 24 h after an investigator becomes aware of such an event. In the case of life-threatening serious adverse events or those resulting in death, the local national Ethics Committee must also be informed within 7 days. Patients with adverse events will be followed up by the investigator for up to 30 days after the last visit.
Both patients and their partners of child-bearing potential must employ a reliable method of birth control during the study and for a further 90 days after the intake of the study drug. Special attention must be paid to protection from the sun throughout the trial and up to at least 12 weeks after the trial ends. In case of problems and safety concerns that cannot be solved with on-going blinded treatment, the participant’s allocated intervention will be revealed. Unblinding can be performed by the investigators using the randomizer.at tool. Any important protocol modifications will be directly communicated to all relevant parties. Under emergency circumstances, deviations from the protocol to protect the rights, safety and well-being of human subjects may proceed without prior approval of the sponsor and the ethics committee. Deviations must be documented and reported to the sponsor and the ethics committee as soon as possible.
Efficacy outcome measures
Outcomes and endpoints are the same for both the placebo-controlled and OLE phases of the trial.
Primary efficacy outcome measures
Change of D1 domain of motor function under tamoxifen compared to placebo in ambulant patients
In group A, which includes only ambulant patients, the primary efficacy outcome is the change of motor function measured by the MFM. MFM is a commonly used assessment in patients with DMD that has been validated in Lyon, France [29‐31]. The test measures all dimensions of the motor function by evaluating standing and transfer (D1 domain), axial and proximal (D2 domain), and distal motor function (D3 domain). The reliability of the MFM has been examined in several studies. It is described as being sensitive to treatment response [32] and to disease progression even within as short a period as 3 months [33, 34]. The D1 domain of the MFM, assessing standing and transfer, was shown to be the most powerful parameter to detect clinical decline compared to D2 and D3 domains [35].
Change of D2 domain of motor function under tamoxifen compared to placebo in nonambulant patients
Since the D1 domain remains around 0% in patients who have lost ambulation it cannot be applied to monitor disease progression or treatment response in nonambulant patients. In contrast, the D2 and D3 domains are more suitable for nonambulant patients as these assess the retained upper limb functions [29, 32, 33]. The D2 domain in particular was shown to be informative, with a decrease of 9.4% per year in nonambulant patients [33]. Therefore, the D2 domain, assessing axial and proximal motor function, is defined as the primary endpoint for the group B (nonambulant) population of the study.
Secondary efficacy outcome measures
Change of motor function measured by the MFM total score, its D2 and D3 domains, NSAA and PUL under tamoxifen compared to placebo
The total MFM and also its D2 and D3 domains are defined as secondary endpoints, giving complete information about all three dimensions of the motor function including axial, proximal and distal motor function. The NSAA is another commonly used and validated test to measure motor function in ambulant children with DMD [36, 37]. The test can be used in children from the age of 4 years [38]; moreover, a revised version of NSAA was recently proposed to be used in patients above 3 years of age [39]. The functional testing of the upper limbs is a reliable parameter both in ambulant and nonambulant patients, but its application is especially meaningful in patients who have lost ambulation [40].
Change in TFT measured by 6MWT, 10MWT and time to rise from the floor under tamoxifen compared to placebo
TFT are useful clinical assessments in ambulant patients since they provide important information about the patient’s endurance. The 6MWT has especially been shown to be a good surrogate marker of disease progression as it independently predicts loss of ambulation [41‐44]. A walking distance of <350 m in the 6MWT is considered a strong predictor of clinical decline [41, 42, 45, 46]. TFT of the study will include 6MWT, 10MWT and time to rise from the floor.
Change in QMT measured by grip force under tamoxifen compared to placebo
To measure the change in isometric muscle strength under treatment compared to placebo QMT using grip force measured by a handheld dynamometer will be performed [47].
Change in qMRI measurement of thigh muscles using FF and T2 under tamoxifen compared to placebo
qMRI is considered to be the most sensitive biomarker in patients with DMD. It assesses disease-related tissue changes including fat replacement (muscle FF), muscle edema and inflammation (T2). It objectively correlates with functional outcome measures in detecting clinical decline [48‐51], reliably shows subclinical changes, and can even predict loss of ambulation [52, 53]. In this study, qMRI of all thigh muscles (flexors, extensors, and adductors) will be performed using FF and T2.
Patient-reported outcome measures
PARS-III is a parent-reported assessment that gives useful information about the psychosocial adjustment of a child. The test has been used in several chronic diseases and described as reliable and valid in patients with DMD [54]. The PARS-III will be performed throughout the study (at baseline, at weeks 24, 48, and in the OLE phase at weeks 72 and 96).
Safety outcome measures
The following safety assessments are performed at each visit: blood pressure, heart rate, weight, height, Wells score for deep vein thrombosis and electrocardiogram. Furthermore, the following safety laboratory assessments will be performed by routine testing at each visit: CK, gamma GT, total bilirubin, urea, AP, creatinine, electrolytes, triglycerides and full blood count including erythrocytes, leukocytes (with a differential), platelets, hemoglobin, hematocrit, and absolute neutrophil count. Tanner staging, ophthalmological examination, laboratory sex hormone concentrations (LH, FSH, testosterone, SHBG), and AFP will be monitored at baseline, at weeks 24 and 48, and also in the OLE phase at weeks 72 und 96. The cognitive function in the study population will be monitored by means of the RCPM test at baseline, at week 48, and also at week 96 in the OLE phase. RCPM is a validated, easy-to-perform, language-independent assessment which can be used in patients with severe motor or cognitive impairment. Normative values are available for the patient age group. RCPM has classically been used to measure global cognitive performance and has been used in DMD [55]. In selected sites, x-ray bone age determination (examination of the left hand) and lumbar spinal bone density measured by DEXA will be performed at baseline, at week 48, and at week 96 in the OLE phase.
Further outcomes of interest
The following markers of tamoxifen metabolism will also be assessed. Cyp2D6 and Cyp3A4 are the enzymes involved in the degradation of tamoxifen, while endoxifen and 4-OH-tamoxifen are considered as potential active metabolites. To examine muscle dystrophy biomarkers, TNF, TGFβ, IL-1β, IL-6, platelet-derived growth factor-B, IGF1, fibroblast growth factor 21, connective tissue growth factor, osteopontin, tissue inhibitor of metalloproteinases 1, matrix metalloproteinase (MMP)-2, and MMP-9 will be analyzed.
Objectives of the OLE phase of the main study
Outcome measures are the same for both the placebo-controlled and OLE phases of the trial. The goal of the OLE part is to test if earlier initiation of tamoxifen treatment (verum arm of the double-blind study) can reduce disease progression more efficiently. Therefore, disease progression during the OLE phase will be compared between both OLE treatment arms. A further aim is to obtain more safety and efficacy information.
Randomization scheme
At the baseline visit patients will be randomly assigned either to the active treatment or the control group. Stratification will be performed according to glucocorticoid use into the three strata of continuous user, intermittent user, and no user of glucocorticoid. The randomization procedure will be implemented by the Clinical Trial Unit (CTU) of the University Hospital Basel into a web-based randomization service tool for multicenter trials (randomizer.at), provided by the Institute for Medical Informatics, Statistics and Documentation of the Medical University Graz. It will include a standard minimization algorithm which will ensure that the treatment groups are balanced within each stratum. To avoid predictable alternation of treatment allocation, and thus potential loss of allocation concealment, patients will be allocated with a probability of 80% to the treatment group to minimize the difference between the groups within the patient’s stratum.
Sample size estimation
Sample size estimation was performed for the ambulant patients to allow the identification of a significant difference in the D1 domain between the two treatment groups (verum versus placebo). A type I error rate of α = 0.05 was used and the power was set at 1 – β = 0.8. The sample size estimation was based on clinical data from patients in the placebo arm of the Treatment with L-citrulline and metformin in Duchenne muscular dystrophy (DMD02) study [52]. The mean change in D1 domain of these patients was 9.1% during 25 weeks while, previously, an annual D1 decline of 17.2% was reported in ambulant DMD patients [32].
A semiparametric method was performed to account both nonparametrically for the available dataset and parametrically for the treatment shift. Each sample size, ni = 1, ..., 50 = 30, ..., 1500, was evaluated by drawing 99 times an individual dataset of size ni from the pilot study dataset. Here, ni patients were sampled with replacement from a pilot dataset. For each sample, the average disease progression (mean) between baseline and follow-up was estimated. For patients assigned to placebo, the follow-up measurement of the pilot data was used as the expected follow-up measurement. In patients assigned to tamoxifen, the follow-up measurement was recalculated by adding the treatment effect. An analysis of covariance (ANCOVA) model was used to assess whether the D1 domain significantly differed between the two treatment groups after 48 weeks when adjusting for baseline values. Based on the assumption that tamoxifen reduces the mean decrease of D1 by 50% within 1 year, 79 patients should be screened in group A of the study population. A reduction of 50% corresponds to an average loss of 4.5 points in the D1 subscore under verum compared to a loss of 9 points under placebo. Assuming a screening failure rate of 10% and a drop-out rate of 15%, 79 screened patients would result in 71 randomized patients to ensure 60 evaluable patients in total.
Sample size estimation for the nonambulant patient group was based on practical considerations. Group B does not constitute our main study population and is included to obtain some additional safety and efficacy data. Therefore, statistical power calculations were omitted in this population.
Statistical analysis
Primary analysis
The primary analysis will be based on the D1 domain of the MFM in ambulant patients. For both groups A and B, two analysis sets will be built. The full analysis set will include all patients who had at least one follow-up measurement at week 24 or later. The per-protocol set will include all patients from the full analysis set who had the 1-year follow-up visit, and who had a drug compliance of 70–100%. The analysis will be done on the intention-to-treat principle. The measurement at randomization (week 0) will be considered as the baseline and the measurement at week 48 as the primary endpoint. An ANCOVA approach will be used: D1 at 48 weeks will be modeled using a linear regression model including D1 at baseline and treatment groups (verum versus placebo) as predictors in the model. Medication with glucocorticoids will be included as a covariable. Since D1 can be performed only in ambulant patients, this patient group will be used for the primary analysis. The model will be controlled by checking the model assumptions and by inspecting the residuals and leverages.
A following sensitivity analysis will be done to support the main analysis: concomitant use of CYP2D6 inhibitors in the treatment arm as an interaction term, glucocorticoid use in the treatment arm as an interaction term, exclusion of adjustment for glucocorticoid use, exclusion of multiple imputations (the last observation available at least 24 weeks after randomization will be imputed for missing values), inclusion of all measurements at weeks 0, 12, 24, 36, and 48 in a mixed -effects model, and repetition of the analysis on the per-protocol dataset.
For further efficacy analysis, the previously described ANCOVA approach (based on the primary outcome measure) will be performed also for the OLE phase.
Secondary analyses
The goal of the secondary analyses is to show superiority of tamoxifen compared to placebo in regard to the secondary objectives. The two patient groups will be analyzed in separate models for all endpoints. The analyses will be performed on the full analysis set and include the following: MFM total score, a subset of D1 domain scores showing a more distinct decrease during disease progression in several datasets, D2 domain, D3 domain, NSAA, TFT, PUL, QMT, qMRI using muscle FF, and PARS-III. The analyses will use the same statistical model as specified for the main analysis; however, in the calculation of the muscle FF, a beta regression model will be performed.
For safety reasons, an interim analysis is planned after the completion of the double-blind phase of the study. The number and type of treatment-emergent as well as treatment-related adverse events will be summarized and compared between treatment groups. A safety analysis will be performed similarly also for the OLE phase.
Quality control and data protection
The clinical study can only begin in a certain country once approval from all required authorities in that particular country has been received. Any additional requirements imposed by the authorities shall be implemented. The safety of the study will be assured by an independent safety monitoring board organized by the CTU of the University Hospital Basel, Switzerland. It will be composed of independent experts to protect the patient’s safety and will also include Duchenne patient organization representatives. An unblinded, independent statistician will be involved. Study monitoring will be performed by the Clinical Research Organization (CRO) multi -service-monitoring (Maxhüttenstrasse 11, 93,055 Regensburg, Germany). The monitor will be responsible for controlling the inclusion and exclusion criteria, all patient data, occurrence of serious adverse events, and drug accountability. The CRO SCRATCH Pharmacovigilance GmbH (Schlossstrasse 25, 35,510 Butzbach, Germany) will be responsible for serious adverse event processing and keeping the safety database.
Direct access to source documents will be permitted for purposes of monitoring, audits and inspections. The investigators of the study will have access to the protocol and the datasets. The statistician will have access to the statistical code during and after the study. A transfer of data will only take place for study purposes and only in encoded form. For inspection purposes, insight to source data will be permitted to the member of the appropriate authorities and also for members of the local ethics committee. During the study, confidentiality will be guaranteed. The principal investigator will guarantee compliance with national and international data security.
Storage of biological material and related health data
Biological material and related health data will be stored in an encrypted format for follow-up analyses. Blood samples for biomarker analyses will be stored under standardized conditions at each study center until the last patient visit. Samples will then be sent to the laboratories in Lausanne, Switzerland, to perform the planned, batch-wise analyses.
Discussion
DMD is a devastating genetic neuromuscular disorder that affects children from their early years of life. Due to their known anti-inflammatory effects, glucocorticoids have been used since the 1980s as a palliative treatment, and their regular intake has been linked to improved muscle strength, muscle function, and even prolonged ambulation [55]. Despite their recognizable advantages in DMD, the extensive side effects of long-term corticosteroid use including weight gain and the high risk for osteoporosis and diabetes mellitus make this therapy option less attractive in patients at a young age. The improved understanding of disease pathophysiological mechanisms led to the initiation of new therapy approaches with the hope of seeing more significant treatment effects combined with better safety. However, most of the novel therapeutic approaches, such as exon skipping therapies or “read through” approaches for mutations, are often applicable to a limited number of patients only because of their mutation-specific functioning.
Tamoxifen, an estrogen receptor modulator used in estrogen receptor-positive breast cancer, is a promising agent and seems to have the potential to reduce disease progression in DMD. Based on encouraging preclinical research data conducted in a mouse model of DMD [21, 22], we aim to test the safety and efficacy of tamoxifen in patients with DMD. Tamoxifen has already been tested in children with brain tumors, pubertal gynecomastia or short height, and showed good safety and tolerability [25‐28].
This multicenter, randomized, double-blind and placebo-controlled trial investigates whether tamoxifen can reduce disease progression by at least 50% compared to placebo in 6.5–12-year-old ambulant (group A) DMD patients. The goal of the OLE part is to test if earlier initiation of tamoxifen treatment (patients of the verum arm of the randomized controlled trial phase of this study) can reduce disease progression more efficiently than later treatment onset. Therefore, disease progression during the OLE phase will be compared between both OLE treatment arms. Finally, we also address the question whether tamoxifen can reduce clinical decline in 10–16-year-old nonambulant DMD patients who are not receiving steroids (group B). The inclusion of these patients was highly encouraged by the European Medicines Agency (EMA) in order to obtain more data on safety and efficacy in this patient group, even if statistical significance is not to be expected. The design of this trial, including duration, inclusion and exclusion criteria, efficacy and safety endpoints and statistical analysis regarding sample size and final analysis, have been discussed in detail and agreed with external opinions (Committee for Medicinal Products for Human Use (CHMP) of the EMA, Advisory Committee for Therapeutics (TACT) of Translational Research in Europe for the Assessment and Treatment of Neuromuscular Disease (TREAT-NMD), Sandoz, who are providing the investigational medicinal product, national competent authorities, and responsible ethical committees of the participating countries).
The primary outcome of the study is defined by the MFM, including evaluation of standing and transfer, axial, proximal, and distal motor function. TFT, particularly the 6MWT, are commonly used endpoints in clinical trials; however, most of them can only be performed in ambulant patients and show age dependency due to changes in motor development [41, 42]. According to as yet unpublished data from our group, sample sizes showing a longitudinal treatment response of at least 50% are the lowest if the D1 domain of the MFM or MFM total score is used compared to use of TFT including the 6MWT. MFM is commonly used in the field of neuromuscular disorders and is validated in patients with DMD [21, 22]. MFM is not only a sensitive test with a low inter-rater and intrarater variability, but it also meets a highly important criterion of outcome measures, namely the sensitive prediction of clinical decline and loss of ambulation. Total MFM score of 70% has been described to be predictive for loss of ambulation in 1 year [33]; however, in ambulant patients, the D1 domain seems to be of higher relevance [33, 34]. A D1 domain of 40% or a mean yearly reduction of 17.2% has been described to be predictive for loss of ambulation [33]. Therefore, D1 was chosen to be the primary endpoint for ambulant patients included in the study. In those patients who have already lost ambulation and are therefore not able to perform the test, the assessment of axial and proximal motor function (D2 domain) gives sensitive information about clinical decline [33]. According to this, the D2 domain will be used as the primary endpoint for the nonambulant population of the study. Further clinical outcome measures, including TFT, NSAA and QMT, will be evaluated as secondary endpoints.
Since none of the clinical tests are completely independent of the evaluator’s skills or the patient’s compliance, the analysis of objective surrogate markers is needed. qMRI is a reliable imaging biomarker that can detect even subclinical changes in stable or even improved patients [35, 48, 50, 56]. The muscle FF of the thigh was shown to correlate with disease progression, to predict loss of ambulation and to have strong consistency, especially with the D1 domain of MFM [35, 48, 50, 51, 56]. According to as yet unpublished data from our group, when using the FF of the thigh muscles, a sample size of 6 is sufficient to show disease stabilization due to an active treatment over an observation time of 12 months. In comparison, even the most sensitive D1 domain of MFM requires a sample size of 12, and the total MFM score of 72 to see a treatment effect in 1 year, emphasizing the combination use of both clinical and radiologic outcome measures. Besides efficacy data, regular safety assessments including vital parameters, laboratory values, ophthalmological examination, and evaluation of cognitive function are also included to give useful information about potential risks of the treatment.
Our study not only aims to show safety and efficacy of tamoxifen in children with DMD, but also to gain a better understanding of the mechanism of action of tamoxifen. For this purpose, biomarkers of tamoxifen metabolism and muscle degeneration will be measured throughout the study. The deeper insight into how tamoxifen acts in the muscle might encourage the use of this drug in a broader spectrum of neuromuscular disorders.
Trial status
This is protocol version 8.0 from 8 April 2019. Enrolment in this trial started in June 2018 and is expected to be completed with the OLE phase by the end of 2020. The last visit of the last patient is planned to take place in December 2021.
DF is the Sponsor-Investigator, and is supported by the Thomi-Hopf-Foundation, Switzerland.
Ethics approval and consent to participate
The trial was approved by the local ethics committee (ethics committee of both Basel cantons, 2017–01708), the National Swiss Drug Agency (Swissmedic, 2018DR3068), the European Union Drug Regulating Authorities Clinical Trials (EudraCT 2017–004554-42), and the European Union Drug Regulating Authorities Pharmacovigilance (EudraVigilance). The study was registered at ClinicalTrials.gov (NCT03354039) and at the Swiss National Clinical Trials Portal (SNCTP000002387) prior to recruitment. Patients will be informed about preclinical data, risks and possible benefits of the study. The participation in this study is voluntary. Written informed consent from patients and/or their caregivers will be obtained.
Consent for publication
Not applicable.
Competing interests
DF is the principle investigator of studies on spinal muscular atrophy sponsored by Hofmann-La Roche Ltd. There are no other activities related to commercial companies. The remaining authors declare that they have no competing interests.
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