Ke Wang and Wei Zhao contributed equally to the study
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Novel coronavirus (2019-nCoV)-infected pneumonia
High-flow nasal cannula
Acute respiratory distress syndrome
Acute physiology and chronic health evaluation II
Sequential organ failure assessment
Systolic blood pressure
Diastolic blood pressure
In December 2019, acute respiratory infection due to 2019 novel coronavirus (2019-nCoV), now known as novel coronavirus-infected pneumonia (NCIP), emerged in Wuhan, China [
2]. The main symptoms were fever, cough, dyspnea, myalgia, fatigue, and radiographic evidence of pneumonia [
4]. Human-to-human transmission of NCIP has been reported, even in the incubation period [
7]. In a hospital, 29% of health care workers and 12% of patients who were already hospitalized for other reasons have been identified as presumed hospital-related transmission and infection [
4]. The NCIP has spread worldwide and many countries have reported cases of NCIP [
11]. As of February 11, 2020, 44,672 cases with NCIP were confirmed and 1023 cases died in China [
12]. The WHO has declared the outbreak of NCIP as a Public Health Emergency of International Concern on January 30, 2020.
In the hospitalized NCIP patients, the time from disease onset to shortness of breath was median 8 days and to development of ARDS was median 10.5 days [
2]. And the rate of development of ARDS ranged from 20 to 29% [
4]. Most of the patients received oxygen therapy. High-flow nasal cannula (HFNC) is one of the oxygen therapies for critically ill patients [
13]. However, to the best of our knowledge, there were no studies to report the use of HFNC in hospitalized NCIP patients. Here, we aimed to report the experience of HFNC in this population.
This was a retrospective observational study performed in two hospitals of Chongqing, China. The 2019-nCoV was confirmed by real-time reverse transcription polymerase chain reaction (RT-PCR) assay [
4]. The diagnosis of NCIP was based on clinical characteristics, chest imaging and RT-PCR assay. We screened all the patients with NCIP in two hospitals (Yongchuan Hospital of Chongqing Medical University and Chongqing Public Health Medical Center) from January 1st to March 4th, 2020. The NCIP patients who required HFNC, NIV or invasive ventilation to improve oxygen were classified as severe acute respiratory failure. The study protocol was approved by the local ethics committee and institutional review board (approval number 20200201). As this was a retrospective study, the informed consent was waived.
The critically ill patients who received HFNC (Fisher & Paykel, Auckland, New Zealand, or HUMID-BM, Respircae Medical, Shen Yang, China) were managed by their attending physicians. The temperature was set at 31 to 37 °C, the flow was set at 30 to 60 L/min, and the fraction of inspired oxygen concentration (FiO
2) was set to maintain the SpO
2 more than 93%. The continuous use of HFNC was required for all the patients at the initial phase. When the respiratory failure was reversed, the intermittent use of HFNC was performed. We gradually increased the time of standard oxygen and shortened the duration of HFNC until the HFNC was totally weaned. However, if the respiratory failure progressively deteriorated, the attending physicians determined to use noninvasive ventilation or invasive mechanical ventilation as a rescue therapy. HFNC failure was defined by the need of NIV or intubation as rescue therapy.
Before the use of HFNC, we collected the demographics, vital signs, laboratory tests and the arterial blood gas tests. The baseline PaO
2 was measured under standard oxygen just before HFNC. The FiO
2 was estimated as follows: FiO
2 (%) = 21 + 4 * flow (L/min) [
14]. We also assessed the disease severity by acute physiology and chronic health evaluation II (APACHE II) score and organ failure by sequential organ failure assessment (SOFA) score. At 1–2 h and termination of HFNC, we also collected the vital signs and arterial blood gas tests. Among the patients who experienced HFNC failure and needed NIV as rescue therapy, these variables were also collected at 1–2 h and termination of NIV.
Continuous variables were reported as mean value (standard deviation) or median value [interquartile range (IQR)] when appropriate. The differences between two groups were analyzed by Student’s
t test or Mann–Whitney
U test. The differences between different time points within group were analyzed by the use of paired Student’s
t test. Categorical variables were reported as number and percentage, and analyzed using the Chi-squared test or Fisher’s exact test. A
p value < 0.05 was considered significant.
We screened 318 patients with NCIP for eligibility (Fig.
1). Twenty-seven out of 318 (8.4%) patients experienced severe acute respiratory failure. Among the patients with severe acute respiratory failure, HFNC was used as first-line therapy in 17 (63%) patients, noninvasive ventilation (NIV) in 9 (33%) patients, and invasive ventilation in one (4%) patient. Four patients were eventually intubated (15%). The characteristics of the 17 patients treated with HFNC as first-line therapy are summarized in Table
Clinical characteristics of the enrolled patients
N = 17
APACHE II score
Duration of HFNC, hours
Chronic heart disease
White blood cell counts, × 10
Lymphocyte count, × 10
Platelet counts, × 10
Total bilirubin, μmol/L
C-reactive protein, mg/L
APACHE II acute physiology and chronic health evaluation II,
SOFA sequential organ failure assessment
Among the 17 patients treated with HFNC, 7 (41%) experienced HFNC failure and needed NIV as a rescue therapy. Two out of seven (29%) patients were subsequently intubated after NIV failure. At baseline, the number of patients with PaO
2 > 200 and ≤ 200 mmHg was 6 and 11, respectively. No HFNC failure occurred in patients with PaO
2 > 200 mmHg (Fig.
2). However, the failure rate was 64% in patients with PaO
2 ≤ 200 mmHg.
The comparisons between patients with HFNC success and failure are summarized in Table
2 and Fig.
3. Compared with baseline data, the respiratory rate significantly decreased after 1–2 h of HFNC in successful group [median 26 (IQR: 25–29) vs. 23 (22–25),
p = 0.03]. However, it did not in the unsuccessful group. After initiation of NIV as rescue therapy, the PaO
2 improved after 1–2 h of NIV [median 114 (IQR: 79–130) vs. 172 (150–208) mmHg,
p = 0.04] (Table
Vital signs and arterial blood gas tests at baseline and 1–2 h of HFNC
To the best of our knowledge, there were no studies to report the use of HFNC in patients with NCIP. Our study originally reported that HFNC was the most common ventilation strategies for NCIP patients. Patients with lower PaO
2 were more likely to experience HFNC failure. Forty-one percent of patients required NIV as rescue therapy. However, 29% of NIV patients ultimately received intubation.
In our study, we found that the number of HFNC patients were much higher than NIV patients when the HFNC or NIV was used as an initial oxygen support. It means that physicians were more likely to use HFNC among the critically ill patients caused by NCIP. As the outbreak of NCIP in China, thousands of clinical staff joined in the patient management. Most of them had no experience on how to use HFNC or NIV. The current knowledge shows that (1) the HFNC is non-inferior to NIV on intubation rate in critically ill patients [
15]; (2) the use of HFNC is more comfortable than NIV and the skin breakdown is less likely to occur [
17]; and (3) the manipulation of HFNC is much easier than NIV. Therefore, the clinical staff were more likely to use HFNC in NCIP patients.
Person-to-person transmission of NCIP has been confirmed. In the early stages, the epidemic doubled in size every 7.4 days, and the estimated basic reproductive number was 2.2 (95% CI 1.4 to 3.9) [
5]. The virus is believed transmitted mostly via droplets or contact and possibly via aerosol [
18]. All people are generally susceptible to the virus. As of February 11, 2020, 1716 clinical staff have been infected with NCIP, and 5 of them died [
12]. Therefore, a device that produces lesser number of droplets or aerosol is required. The exhaled air dispersion produced by HFNC was limited and the risk of hospital-acquired infection did not increase [
20]. Therefore, the use of HFNC in NCIP patients is feasible. However, the amount of condensation in the circuit increased when the ambient temperature decreased [
21]. The condensed water became an important source of infection for NCIP. So, avoidance or reduction of condensation was very important when the HFNC was used.
A previous study reported that 38% of HFNC patients required intubation [
13]. In this study, 13% of patients experienced HFNC failure and required NIV as rescue therapy. Among the NIV patients who experienced HFNC failure, the intubation rate was 64%. However, in our study, 41% of patients experienced HFNC failure. Among the unsuccessful patients, all of them directly switched to NIV (no one directly switched to intubation). It means that the physicians who managed the NCIP patients were more likely to use NIV than intubation when the HFNC was unable to maintain the oxygenation. We speculated that the process of intubation made the physicians at high risk of infection because of the close encounter and irritable cough. However, among the patients with HFNC failure in our study, only 29% received intubation. This indicates that the success rate is high after transition to NIV.
Our study has several limitations. This is a retrospective observational study. We did not predefine how to manage the HFNC. The transition to NIV or intubation was decided by the attending physicians. Different physicians have different opinions on the point to switch to NIV or intubation. However, this study can reflect on how the HFNC has been used in the real world among the NCIP patients. In addition, we only enrolled 17 patients in this study as the enrollment period is short. To our knowledge, there are no studies that report on how the HFNC was used in NCIP patients. Rapid publication is very important for public health. It also can provide an important reference for clinical physicians when using HFNC in NCIP patients.
This study firstly reports the experience of how to use HFNC in patients with NCIP. HFNC was the most common ventilation support for patients with NCIP. Patients with lower PaO
2 were more likely to experience HFNC failure. The overall rate of intubation was 15% among the NCIP patients with severe acute respiratory failure.
We thank all the staff who participated in the data collection.
Ethical approval and consent to participate
The Institutional Review Board of the First Affiliated Hospital of Chongqing Medical University approved the study. Informed consent was waived due to its observational nature.
Consent for publication
All authors have reviewed and approved the manuscript for publication.
We declare that we have no competing interests.
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