For pancreatic cancer, very little progress has been made in terms of mortality rates over the past decades.
1 Resection combined with systemic treatment offers the best chance for prolonged survival. Resectability is mainly determined by contact between the tumor and the venous and arterial vasculature.
2 Patients with stage I–II pancreatic cancer are generally considered eligible for resection. Unfortunately, about 20% of all patients are resectable due to advanced or metastatic disease at diagnosis.
3 Still, even after tumor resection of stage I–II pancreatic cancer, prognosis is poor, with a median overall survival (OS) of 17–30 months.
4
The most recent European Society of Medical Oncology (ESMO) guideline does not consider advanced age a contraindication for resection, but states that comorbidities and poor functional status can be a reason to refrain from resection.
5 The National Comprehensive Cancer Network (NCCN) guideline is largely similar to the ESMO guideline.
6 Although no statements are made regarding advanced age directly, the guideline states that performance status should be taken into account when considering treatment strategy. Older cancer patients are often underrepresented in clinical trials, possibly due to the strict inclusion criteria.
7 Recently, a study with population-based data of multiple pancreatic cancer registries showed that the median age at diagnosis is 70 years.
8 This clearly differs from large randomized controlled trials in pancreatic cancer in which the median age is 61–65 years.
9‐
12 There is a lack of evidence on treatment and survival of elderly patients with pancreatic cancer.
The aim of this study was to compare treatment strategies and survival outcomes of patients aged ≥ 70 years with stage I–II pancreatic cancer in the Belgian (BE), Dutch (NL), and Norwegian (NOR) national cancer registries from the EURECCA Pancreas Consortium.
Methods
Design and Patient Selection
This was an observational cohort study of three cancer registries in the EURECCA Pancreas Consortium reported according to the Strengthening the Reporting of Observational Studies (STROBE) criteria.
16 The BE, NL, and NOR national cancer registries were selected because of data quality, data availability, and similarity regarding design and organization (electronic supplementary Table S1). In addition, cancer incidence and life expectancy are largely similar between these national cancer registries.
17 Patients aged ≥ 70 years with pancreatic adenocarcinoma stage I–II, diagnosed from 2012 through 2016 (2012 through 2015 for BE), were included. Patients aged ≥ 70 years were included according to the definitions of ‘elderly’ of the International Society of Geriatric Oncology (
http://siog.org/content/defining-elderly). An overview of stage distribution per cancer registry is provided in electronic supplementary Table S2. Patients with other malignancies were not excluded because pancreatic cancer is often determinative for the prognosis. In case of synchronous pancreatic cancer, the tumor with the highest known stage was used.
Data Collection, Definition, and Preparation
Anonymous data obtained from the cancer registries included (1) patient- and tumor-related variables, i.e. sex, age, tumor topography, tumor morphology, tumor stage; (2) treatment-related variables, i.e. tumor resection, chemotherapy, radiotherapy; and (3) outcome-related variables, i.e. vital status, follow-up.
Patients were divided into three age groups: 70–74, 75–79, and ≥ 80 years. The International Classification of Diseases for Oncology, Third Revision (ICD-O-3) was used for tumor topography and morphology.
18 Pancreatic cancers were identified through tumor topography codes (C25.0, C25.1, C25.2, C25.3, C25.7, C25.8, C25.9) and morphological codes (8000–8009, 8010–8012, 8014–8049, 8050–8089, 8140–8149, 8154, 8158, 8159, 8161, 8163–8169, 8171–8179, 8181–8239, 8244–8245, 8250–8311, 8313–8389, 8440–8499, 8500–8549, 8550–8559, 8560–8579). For NOR, morphological codes 690099 and 699999 (no or unknown microscopic examination) were also included, since similar patients are coded as 8000 in the BE and NL cancer registries. Unless patients with codes 690099 and 699999 were diagnosed by death certificate only, these patients are not included in the BE and NL cancer registries.
The 7th edition of the TNM classification was in use during the study period and was therefore used for tumor staging in BE and NL.
19 pTNM stage was used in patients who underwent tumor resection and cTNM stage was used in patients who did not undergo tumor resection. In case of missing pTNM stage variables for patients who underwent tumor resection, cTNM stage variables were used when available. In NOR, tumor stage was categorized as localized, regional, or distant disease. For analyses, localized and regional tumor disease were included. In case of missing data on tumor resection, chemotherapy, and radiotherapy, these categories were classified as ‘no’. No distinction was made between neo- and adjuvant nonsurgical treatment since these data were not available for NOR. OS was calculated from the day of diagnosis or tumor resection until the date of death or last follow-up.
Outcomes and Comparisons
The primary outcome was OS, while secondary outcomes were tumor resection, 90-day mortality after tumor resection, and use of nonsurgical treatment strategies [(neo)adjuvant and palliative chemotherapy and radiotherapy]. The main comparison focused on assessing differences in the three cancer registries. Subgroup analyses were performed comparing each age group between the cancer registries (in cases of ≥ 60 events).
Statistical Analyses
Statistical analyses were performed using SPSS Inc. for Windows version 23.0 (IBM Corporation, Armonk, NY, USA). Categorical data were reported as numbers (percentages) and were compared using the Chi square test. Multivariable binary logistics regression was used to assess predictive factors (cancer registry, age group) for tumor resection and 90-day mortality after tumor resection, as well as use of nonsurgical treatment strategies [(neo)adjuvant and palliative chemotherapy and radiotherapy] (in cases of ≥ 60 events). Survival analyses were performed separately for patients who underwent tumor resection and patients who did not undergo tumor resection. Kaplan–Meier curves were used to estimate the median OS and 95% confidence interval (CI), and log-rank tests were used to compare OS. Multivariable Cox regression was used to assess predictive factors (cancer registry, age group) for OS. BE and age group 70–74 years were the reference categories in the multivariable analyses. Sensitivity analyses were performed, excluding patients who deceased within 90 days after tumor resection or diagnosis, and including chemotherapy as an additional factor to assess the influence on OS and minimize confounding by indication. In patients who did not undergo tumor resection, a sensitivity analysis was performed only for patients in which the tumor was pathologically confirmed. The original results were considered robust if the sensitivity analyses showed similar results. A p value < 0.05 was considered statistically significant for all analyses.
Discussion
In this study, the treatment and survival of patients aged ≥ 70 years with stage I–II pancreatic cancer were evaluated in three European population-based cancer registries. Variations were observed for tumor resection rate (range 36–50%), (neo)adjuvant chemotherapy (range 14–56%), and palliative chemotherapy (range 6–40%). Subgroup analysis showed that patients in the 70–74 years age group had a similar tumor resection rate between the cancer registries, which was different in the older age groups. The use of (neo)adjuvant and palliative chemotherapy was different in all age groups between the cancer registries. The use of (neo)adjuvant and palliative radiotherapy was low. Ninety-day mortality after tumor resection was lower in NL and NOR compared with BE. In patients who underwent tumor resection, OS in NOR was better compared with BE, while NL was similar to BE. Overall, an improved OS was observed in patients who received (neo)adjuvant compared with chemotherapy-naïve patients. In patients who did not undergo tumor resection, OS in BE was better compared with NL and NOR.
Although the TNM staging system is not directly translatable to widely used resectability criteria,
5 the low resection rate in this study, compared with that previously reported,
20 is noteworthy and could be explained by the inclusion of patients ≥ 70 years of age. In addition, some patients may have anatomically resectable disease, yet have unfavorable biological (high CA19.9) and conditional (poor functional status) factors.
21 An important observation is that only in the 70–74 years age group was the tumor resection rate similar between the cancer registries. According to the ESMO and NCCN guidelines, poor functional status, but not advanced age, can be a good reason to be more retained by clinician and patients in their choice which treatment is most suitable;
5,
6 however, unfortunately, no data (e.g. American Society of Anesthesiologists [ASA], Eastern Cooperative Oncology Group [ECOG] score) were available to investigate this. Variation between the cancer registries regarding the cultural factors that influence the decision making for treatment in elderly patients might also be an explanation.
22,
23 Despite the higher tumor resection rates in BE and NOR in the older age groups, which could have illustrated poor patient selection, 90-day mortality after resection was similar. In NL only, 90-day mortality after resection increased with ascending age groups. Possibly, the transparent outcome indicators (mortality) in the Dutch Pancreatic Cancer Audit,
24 refrains clinicians in NL from performing more tumor resections. A recent meta-analysis showed elderly patients have more comorbidities and more overall complications (mainly respiratory), but comparable mortality compared with younger patients.
25 Adequate patient selection, prehabilitation, enhanced recovery protocols, and centralization of pancreatic surgery for elderly patients might improve outcomes.
26‐
30 Others have advocated a multidisciplinary approach to high-risk elderly patients undergoing major surgery,
31 and several studies have illuminated the importance of geriatric assessment to improve the outcomes of cancer treatment.
32,
33 However, high-level evidence regarding functional recovery of elderly patients undergoing pancreatic surgery is lacking. Surprisingly, in a Canadian population-based cohort study,
34 age was not a predictive factor for functional recovery.
The use of (neo)adjuvant chemotherapy was different between the cancer registries, comparable with previous international studies.
8,
15 Nonetheless, this is notable since adjuvant chemotherapy is the standard treatment.
5,
6 Morbidity after surgery is not uncommon in elderly patients and may cause omission of chemotherapy.
25,
26,
35 Unfortunately, these data were not available in the present study. No distinction was made between neo- and adjuvant chemotherapy because NOR did not provide this. This was accepted since the use of neoadjuvant therapy was expected to be low as the ESMO and NCCN guidelines stated that neoadjuvant therapy should be used in clinical trials, and that elderly patients are often not included. The sensitivity analyses showed that the differences between the cancer registries regarding OS after tumor resection cannot be explained by the differences in the use of (neo)adjuvant chemotherapy. It remains unknown which other factors also contribute to the differences in OS.
The largest observed difference was in the use of palliative chemotherapy between BE (40%) and NL (6%). This can be explained by the fact that the ESMO and NCCN guidelines state that palliative treatment can be considered depending on the performance status of the patient.
5 Differences can also be explained by variations in nihilistic attitudes of clinicians and patients regarding the small benefit of palliative chemotherapy in elderly pancreatic cancer patients.
36 Multiple randomized controlled trials showed improved OS and quality of life with palliative chemotherapy, but adverse events are not rare.
9,
10 Exemplified by the present study, results from randomized controlled trials cannot directly be extrapolated to the elderly population due to the strict inclusion criteria. These factors should be discussed with the patient before a shared decision on treatment strategy can be made. In the sensitivity analyses, patients from BE had an improved OS compared with NL, and similar to NOR, which suggests that the differences in the use of palliative chemotherapy do not explain the observed differences in OS. Furthermore, in sensitivity analyses, palliative chemotherapy was not a significant predictive factor for OS. The unclear pattern between (neo)adjuvant and palliative chemotherapy and OS in subgroup analyses suggests that better patient selection is needed to improve resource utilization and OS. However, the results also show that tumor resection and (neo)adjuvant and palliative chemotherapy, in correctly selected patients, can prolong survival.
This study has several limitations. First, although the design and organization of the national cancer registries was similar, differences in the completeness of data and patients, which could have influenced the baseline characteristics and results, have to be considered. Baseline characteristics are of paramount importance for external validity of study results and should be studied carefully.
17,
37 Our findings may possibly be influenced by differences in the (under)registration of elderly patients with pancreatic cancer.
38 On the other hand, age distribution was similar in the cancer registries. Furthermore, the number of included patients per cancer registry was similar to the expected number of patients based on the size of the cancer registry population, the incidence of pancreatic cancer, and the number of incidence years provided. The proportion of ‘unknown’ stages differed between the cancer registries. We hypothesized that this has only marginally influenced our results. The majority of patients with ‘unknown stage’ are likely to have stage III–IV disease and do not undergo further diagnostic procedures due to poor prognosis at the time of diagnosis. In addition, the distribution of ‘known’ stages was similar between the cancer registries. Second, the 7th edition, rather than the 8th edition, of the TNM classification was used in the analyses due to data availability. As shown by external validation studies, the 8th edition has more prognostic significance,
39,
40 but, on the other hand, was not yet in use during the study period (2012–2016). Third, this study included adjusted analyses for age group, but, nevertheless, residual confounding cannot be ruled out. Due to the low use of radiotherapy, adjusted analyses were not performed. In the sensitivity analyses, patients who deceased within 90 days after diagnosis or tumor resection were excluded and treatment strategies were re-investigated. In patients who did not undergo tumor resection, the influence of patients without pathological confirmation was also investigated. The sensitivity analyses showed that the original results were robust. Caution must be taken when drawing conclusions and indicating causal relations regarding the treatment strategies, since treatment selection bias cannot be ruled out.
To the best of our knowledge, this is the first study on elderly patients with stage I–II pancreatic cancer, in three European cancer registries, that gives insight into real-world data of treatment strategies and survival. These outcomes are relevant since the pancreatic cancer population is increasing in age and these patients are underrepresented in clinical trials.
7,
41 Future studies should focus on selection criteria for (non)surgical treatment so that clinicians can offer uniform and tailored treatment across countries and in (inter)national randomized trials. In this tailored treatment, quality of life plays a pivotal role and studies such as the Dutch Pancreatic Cancer Project (PACAP) will provide valuable data.
42
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