Introduction
Aggression in young children is quite common [
57]. When children grow older most of them learn to regulate this behavior. Children who persist in displaying aggressive and antisocial behaviors are at risk for a variety of negative outcomes: delinquency, unemployment, depression, anxiety and other psychiatric problems to name a few [
9]. When aggressive and antisocial behavior develops into a pervasive pattern, affecting diverse domains of children’s functioning, this is referred to as oppositional defiant disorder (ODD) or conduct disorder (CD), belonging to the diagnostic class ‘disruptive, impulse-control, and conduct disorders’ of the Diagnostic and Statistical Manual of Mental Disorders (DSM-5) [
2].
In the last decade, there is increasing evidence that biological processes play an important role in aggressive and antisocial behavior in children [
36,
40,
60]. This is evident in abnormal functioning of the autonomic nervous system (ANS), one of the main human stress regulating systems. The ANS consists of two systems: the parasympathetic nervous system (PNS) and the sympathetic nervous system (SNS). The PNS is involved in most daily activities promoting calm, vegetative activities, whereas the SNS becomes active when a stressor is perceived [
49]. In times of stress, a nearly complete withdrawal of the vagus nerve, the main nerve of the PNS, occurs [
44]. Metabolic demands are suppressed, facilitating fight–flight reactions by accelerating heart rate (HR) and activating sweat glands, which increase skin conductance level (SCL). In times of rest, the vagus nerve decelerates HR, facilitating social engagement [
43]. HR is an indicator of both the PNS and SNS, whereas SCL reflects only SNS. Activity of the vagus nerve can be measured by the heart rate variability (HRV), the fluctuation in intervals between heart beats. During stress, HRV is thought to drop as a consequence of vagal withdraw. High resting HRV enables an individual to select from a greater amount of actions to react to environmental demands if needed and is thought to be indicative of adequate self-regulation skills [
45]. Malfunctioning of this ANS system might place children at risk for emotional dysregulation and thus aggression [
5].
The best replicated ANS parameter in children with antisocial behavior is a low HR during rest as well as during stress [
40]. SCL has been found to be lower in children with conduct problems, but not in aggressive children in general [
36]. Meta-analyses confirm the low arousal theory [
60] concluding that children with ODD/CD have a low basic arousal level (low HR and SCL) and, therefore, seek stimulating activities (sensation seeking theory [
71]) and do not fear the negative consequences of their dangerous/aggressive actions (fearlessness theory [
46]). Lower basal HRV has been found in children with conduct problems [
6,
7,
38] as well as during (physical) stress in an aggressive community sample [
11,
54].
Although there is clear evidence pointing towards reduced arousal and regulation in children with ODD/CD, some contradicting findings have been reported as well. Higher resting HR in children with ODD/CD [
19,
70] as well as no difference in resting HR have been reported [
18,
26]. SCL only seems to be lower in children diagnosed with CD [
36]. Some studies found that baseline HRV was not associated with externalizing problem behavior or aggression [
11,
54], whereas others found that externalizing problem behavior was associated with high baseline HRV [
21]. Low HRV during stress was found to be associated with antisocial and aggressive behavior in a non-clinical sample [
11,
54], but not in a clinical sample [
6,
7]; one study found that high stress HRV was related to aggression in a non-clinical sample [
21].
It is important to address these conflicting findings and examine the possibility that different arousal profiles may exist within children with ODD/CD, with some children showing over-arousal and some under-arousal. This is supported by observations that on a behavioral level there are also differences in type of behavioral/emotional problems, with some children, for example, behaving more reactively aggressive than others. Reactive or ‘hotblooded’ aggression is emotional and hostile, and elicited in response to perceived threat, provocation or frustration [
22,
34]. Proactive or ‘coldblooded’ aggression on the other hand is goal directed or instrumental aggression. These subtypes of aggressive behaviors often correlate highly, but what is driving these behaviors is thought to be distinct [
41]. This is, for example, expressed in differential deficits in underlying biology; proactive aggression is associated with reduced physiological arousal [
34], while enhanced HR and SC response is associated with reactive aggression [
56].
Furthermore, studies examining comorbidity suggest that boys with ODD/CD and comorbid ADHD have higher baseline HRs than boys with ADHD alone [
62], but do not differ during stress or in SCL. Other studies found HR not to be different in those with CD or ODD and ADHD comorbidity [
30,
59], nor did they differ in SCL [
30]. Still others did find SCL to be attenuated in an ODD/ADHD sample [
16]. Another study found that boys with CD and CD/ADHD had lower HR than controls, but boys with pure ADHD did not differ from boys with CD with or without comorbid ADHD or controls [
29]. Baseline HRV was found to be lower in adolescent boys with CD/ADHD compared to controls, but not between boys with CD/ADHD and pure ADHD, or between boys with pure ADHD and controls [
8]. Yet others did not find HRV to be different between an ODD/ADHD group and controls [
16].
Children with ODD/CD can also suffer from comorbid anxiety. Higher resting HR and SCL have been found in a community sample displaying aggression and anxiety [
38,
48] and during stress in anxious children without aggression [
20,
68]. Internalizing problems have also been found to be associated with higher HR and lower HRV [
21], and both anxiety and reactive aggression have been linked to autonomic over-arousal [
10].
In addition, aggression is displayed in over fifty percent of children with autism spectrum disorder (ASD) [
37], and one in four meet diagnostic criteria for either ODD or CD [
33]. ASD has been associated with higher resting HRs than typically developing children [
4] and lower HRV compared to controls [
39,
63]. Studies on SCL in children with ASD reveal mixed results, with some finding low resting SCLs [
58] and others high resting SCLs [
31,
53]. Until now, studies focusing on ODD/CD have not studied ASD comorbidity in relation to ANS functioning.
The current study examined individual differences in ANS dysfunction in children with ODD/CD to help explain variability in behavioral phenotype within children with ODD/CD. Rather than focusing on aggression alone, this study also examines a range of emotional/behavioral problems (anxiety, attention and ASD traits). So far ASD traits have not been taken into account in studying boys with ODD/CD and arousal. We measured baseline arousal (HR, HRV, SCL) as well as arousal under stress. In line with earlier studies, we first compared the ODD/CD group with a control group. However, and crucial to our aims, our primary focus was on variability in the ODD/CD group. We think it is important to focus on heterogeneity in neurobiology, i.e., differences in arousal within ODD/CD, as this might help understand differential developmental risk in individual children. For example, some children exhibit heightened SNS activity (e.g., high SCL, low HRV) and may be especially vulnerable to stressful situations because their system is already ‘primed’ [
28], causing greater risk for displaying reactive aggression [
10]. Therefore, we examined whether individual differences in behavioral phenotype in the ODD/CD group (e.g., proactive/reactive aggression, anxiety, attention problems and ASD traits) were related to individual differences in functioning of the ANS system.
Discussion
It is often reported that children with oppositional defiant disorder (ODD) or conduct disorder (CD) are under-aroused. However, the evidence is mixed with some children with ODD/CD displaying high arousal. This has led to the hypothesis that various profiles of ANS dysfunction may exist within children with ODD/CD. This knowledge is important to explain individual differences in behavioral phenotype in boys with ODD/CD. Our groupwise comparisons of boys with ODD/CD and controls revealed that boys with ODD/CD had a higher baseline HR, but did not differ in stress HR, HRV or SCL. However, focusing on the individual differences within boys with ODD/CD revealed that high arousal (high baseline HR and SCL and, low stress HRV) was related to more problems in reactive aggression, whereas low arousal (low HR, low stress SCL and, high stress HRV) was associated with more problems in proactive aggression. Furthermore, high stress SCL was associated with more anxiety problems, whereas low stress SCL was related to more attention problems.
First, we focused on the group differences between boys with ODD/CD and controls in aggression, anxiety, attention problems and ASD traits. Boys with ODD/CD had higher levels on all measures. The DISC interview [
24] also revealed that within the ODD/CD group comorbid disorders were present: 70 % ADHD, 59 % anxiety, 14 % depression, and 27 % other disorders such as eating and tic disorders. Interestingly, groupwise comparisons on the physiology measures showed that the ODD/CD group had a higher baseline HR than controls. High baseline HR has also been reported by De Wied, et al. [
19] and Zahn and Kruesi [
70]. This is in contrast to the finding that children with antisocial behavior have a low HR [
40]. The higher baseline HR of the ODD/CD group could have been caused by the higher levels of anxiety in this group; however, regressions showed that this was not the case. Increased levels of HR could not be explained by high anxiety in the current study.
We did not find differences in baseline HRV between boys with ODD/CD and controls. Our results are unexpected, but similar to Calkins, et al. [
11] and Scott and Weems [
54]. Others did find baseline HRV to be different between boys with ODD/CD and controls [
6,
7,
21,
38]. During stress we did not find group differences either, in line with Beauchaine et al. [
6], and Beauchaine et al. [
7], but contrary to Calkins et al. [
11], Dietrich et al. [
21] and Scott and Weems [
54]. These conflicting results in HRV across studies may be explained by the studies different stress conditions. Some used supine (rest) versus standing position (stress) [
21,
38], whereas others used watching a relaxing video clip (rest) versus mental arithmetic task (stress) [
54] or watching an emotional video of an argument (stress) [
6]. Dietrich et al. [
21] further suggest that this difference in findings might be caused by a community sample versus a high risk sample (clinical). Another possibility is that HRV may only relate to certain types of aggression. Low HRV is associated with emotion dysregulation and may, therefore, relate to reactive aggression, the emotional and hostile form of aggression [
52]. The above-mentioned studies have not taken different types of aggression into account and focused on group differences only. Therefore, our other aim of this study was to examine whether ANS functioning was related to type of aggression and specific behavioral/emotional problems within the ODD/CD group.
Thus, second we focused on individual differences within boys with ODD/CD rather than the ODD/CD group as a whole. These analyses showed specific arousal profiles: high arousal (high baseline HR and SCL and, low stress HRV) was related to more problems in reactive aggression, whereas low arousal (low HR, low stress SCL and, high stress HRV) was associated with more problems in proactive aggression. The association between high arousal and reactive aggression is in line with the anger–frustration theory of reactive aggression: reactive aggression is related to sympathetic over-arousal in response to perceived threat or provocation [
69]. The association between low HR and high proactive aggression is consistent with the under-arousal model of proactive aggression: the state of low arousal might feel unpleasant and, therefore, one seeks stimulating activities such as proactive aggression. Xu et al. [
69] also reported a relation between low baseline HR and high proactive aggression, but they found this relationship for reactive aggression too. Yet another study did not find such a relationship between baseline HR and reactive or proactive aggression [
51]. The anger–frustration theory of reactive aggression specifically refers to situations eliciting anger, though one can argue that if the system is already primed to under regulate emotions and behavior (at rest) it would get only worse adding stress. This was indeed found, during baseline HRV was not related to aggression, but during stress it was: low HRV (e.g., low regulation) was associated with more reactive aggression, while high HRV was related to high proactive aggression. Although proactive aggression is thus associated with increased regulation and this is typically considered adaptive, in this case it may be used for antisocial activities. Two recent studies focusing on community samples, rather than clinical samples, also linked specific HRV patterns to subtypes of aggression; in contrast to our baseline HRV finding, Scarpa et al. [
51] found that low baseline HRV was associated with reactive aggression, whereas high baseline HRV was associated with proactive aggression in a mixed gender sample. Xu et al. [
69] also found that low baseline HRV was associated with high levels of reactive aggression, but they did not find proactive aggression to be related to HRV. We did not find a relation between HRV and reactive or proactive during baseline, but we did during stress in a ODD/CD sample. In line with Hubbard et al. [
32], during stress SCL was associated with proactive aggression. In contrast to Hubbard, et al. [
32] we did not find reactive aggression to be related to high SCL during stress, but we did find this relationship during baseline. Although Hubbard et al. [
32] did not report baseline measures of SCL, Scarpa et al. [
51] did, yet found the opposite pattern in comparison to our study; high SCL was associated with proactive aggression and low SCL with reactive aggression. Recently, these differential patterns of SCL in relation to type of aggression were also illustrated in a study showing that proactive aggression, but not reactive aggression, was related to abnormal reactions in SCL during a fear condition task [
25].
Furthermore, high stress SCL was associated with more anxiety problems, whereas low stress SCL was related to more attention problems. Previous studies already reported this association of high arousal and anxiety [
38,
48]. These results may help us explain comorbidity in childhood disorders; for example, the high rate of comorbid anxiety disorders within ODD/CD. Scarpa et al. [
51] suggested that low HRV indicates a dysregulated affective style and emotional inflexibility, which disorders such as depression, anxiety and aggression have in common. The finding that low SCL and high levels of attention problems were associated in the current study have been reported before [
16], demonstrating that attention problems share an autonomic profile with proactive aggression, though others did not find SCL to be related to ADHD [
29,
30,
62].
Because previous research has found that children with ASD have attenuated HRVs [
39,
63] and over fifty percent exhibit aggressive behavior [
37], we expected that high levels of arousal might be explained by increased levels of ASD traits within ODD/CD. Although ASD traits were increased in this group (34 % had mild and 34 % had severe ASD traits), ASD traits were not related to any of the physiological measures. Thus high arousal is typical for some children with ODD/CD and is not explained by comorbid ASD traits. Instead symptoms of anxiety and attention problems were related to specific and different physiological profiles.
This study has some limitations that need to be acknowledged. The ODD/CD group was a diverse one in that they scored not only high on aggression but also on other emotional/behavioral problems. This may have caused some contradicting findings with previous literature that have included children with ODD/CD without comorbidity. We think that this variation in behavioral phenotype may help us understand the complex relationship between neurobiology and behavior underlying psychopathology and chose to include all boys with ODD/CD regardless of any comorbid disorders. Another issue is that parents and their sons had to visit Leiden University for one day. This may have biased our sample in that only highly motivated parents took part. However, we did not rely on parent questionnaires only; we also used teachers as informants. Finally we included only boys in our sample. Problems with aggressive and antisocial behavior are not unique to boys, they have been found in girls as well (e.g., [
7]). It would be interesting to study the relationship of ANS functioning and emotional/behavioral problems in girls in future studies.
Taken together, physiology is differentially related to the type of aggression within ODD/CD as well as to other specific emotional/behavioral problems they experience. These insights are important because it illustrates diversity within boys with ODD/CD and issues the need to match the individual profile of the child to treatment, and thus contribute to more effective treatment results. Two recent studies found that treatment outcome can be predicted by physiological measures. Gatzke-Kopp et al. [
27] found in a preschool community sample that low HRV reactivity to anger was associated with more externalizing problem behavior and less emotion-regulation skills, whereas low HRV reactivity to fear was associated with more improvement after an intervention targeting social skills. Bagner et al. [
3] found in a sample of three-year-olds that low baseline HRV was associated with less disruptive behavior after treatment, indicating that those with less regulation skills have more to gain from treatment. These studies show how physiological assessment can help us in predicting treatment outcome and thus improve treatment effectiveness. This is a promising field for future research, especially given that there is very little evidence-based understanding of how and why treatments produce change [
23], so there is still much to gain.