Background
The human right to health and its subsidiary rights are increasingly being promoted as a component of tobacco control policies, and present opportunities for law and public health programs to effectuate healthy behaviors and environments [
1,
2]. The WHO Framework Convention on Tobacco Control (WHO FCTC) is a United Nations (UN) treaty that frames its obligations as reinforcing human rights [
3]. Further, the Sustainable Development Goals (SDG), including SDG 3: Healthy lives and wellbeing and SDG 3.a.: strengthening implementation of the WHO FCTC, are linked to human rights [
4]. The 2015 UN General Assembly explicitly stated that “[T] he new [SDG] Agenda … is grounded in the Universal Declaration of Human Rights, international human rights treaties … [and] is informed by other instruments such as the Declaration on the Right to Development” [
5]. Public health law, and its relationship to human rights law, is essential to fulfilling the WHO FCTC, the SDG and creating enabling environments for the realization of human rights for health [
6,
7].
UN human rights treaties establish treaty bodies to monitor compliance and implementation of those treaties’ obligations, and oversee treaty growth and continued relevance [
8]. In addition, the UN Human Rights Council oversees the Universal Periodic Review (UPR) [
9], a report submitted by all countries that are members of the UN, assessing each State’s human rights fulfillment. The UN Human Rights Council maintains reports and documents for public access with respect to the human rights treaty bodies and State fulfillment of a given treaty’s provisions [
10].
Human rights are recognized in law and global norms, and the most fundamental of rights are “non-derogable” – meaning they may not be curtailed for anyone at any time [
11]. The human right to health is recognized as the core human right to life, and speaks to both an individual’s as well as the public’s health [
12]. However, racial and ethnic minorities, low-income groups, women, and children often experience intersectional forms of discrimination and stigma impacting their rights-realization. There are several human rights treaties that specify closing health disparities and promoting health, including the International Covenant on Economic, Social, and Cultural Rights (ICESCR), Convention on the Elimination of All Forms of Discrimination against Women (CEDAW) and Convention on the Rights of the Child (CRC).
The tobacco industry has a history of targeting the above-mentioned groups, who suffer greater tobacco-related harms when compared to the general population [
13]. Tobacco control policies reflected in the WHO FCTC are essential tools for addressing disparities as matters of public health and human rights equity. Non-governmental organizations and civil society advocacy groups have been instrumental in linking human rights and disparities in tobacco-related harms in national and international forums [
14,
15].
Tobacco control and human rights
Tobacco control has been described as a matter of human rights and particularly the right to health [
16‐
18]. The connection of human rights to tobacco control measures is attributed to a dedicated yet, as Reubi puts it, “small, international network of public health experts and lawyers” that melded human rights rhetoric with tobacco-related health concerns (e.g. secondhand smoking, protection from predatory marketing, accountability in policymaking) [
16]. Applying established international human rights mechanisms, including the Universal Declaration of Human Rights, CEDAW, CRC, and the foundational treatise ICESCR, to tobacco control created new opportunities for public health to advocate for strong tobacco control measures [
15‐
23]. Similarly, human rights law advocates have achieved at least some success in raising the profile of tobacco control in human rights. The World Health Organization (WHO)’s “Advancing the Right to Health: The Vital Role of Law,” published in 2017, notes that human rights treaties – and especially, CRC and CEDAW – can and have been used to promote health, and separately the need for public health law and regulation to effectuate the WHO FCTC [
24]. On 27 July 2020, the UN Special Rapporteur for the right to health stated that front-of-packing labelling for tobacco products was an “essential component” of the policies countries are obligated to enact in order to fulfill their duties under human rights law (particularly the CRC) [
25]. However, it is unclear if tobacco control policy decisionmakers (the States themselves) consider tobacco control a human rights concern.
The WHO FCTC – though not a human rights treaty – was framed by countries as implementing their human rights commitments [
16,
20,
26]. WHO FCTC Articles, including Articles 5.3, 8, 13, and 18, create obligations on governments to protect public health from tobacco product exposure and tobacco industry influences which favor tobacco over the public’s health. Human rights law advocates construe these articles and the WHO FCTC overall as implementation devices for a human rights-based approach to health and have argued that failure to adequately provide effective tobacco control measures is a human rights violation [
27]. Even in countries that are not Parties to the WHO FCTC (notably, the United States and its dependencies) civil society groups have used the human rights framing to advocate for stronger tobacco control policies protecting vulnerable populations covered in other treaties – such as women [
15]. Thus, WHO FCTC as a global treaty stands to offer significant normative value to human rights [
6].
The purpose of this paper is to describe the inclusion – and absences – of human rights and tobacco mentions in global health discussions among State actors. Our specific objectives include 1) describing the frequency of mentions of human rights and tobacco control (and related key words, e.g. smoking), in reference to the other, in World Health Assembly (WHA) meetings from 2010 to 2019; 2) describing the aforementioned frequency of mentions in WHO FCTC Conference of the Parties (COP) from 2010 to 2019; 3) describing the aforementioned frequency of mentions in WHO Western Pacific Region’s Regional Committee Meetings (RCM) from 2010 to 2019; and 4) examining whether, and if so where and how, tobacco control and related key words (e.g. smoking) are discussed in the human rights treaty body materials for the Pacific Island Countries.
Methods
We broadly adhere to a scoping review framework as outlined with Munn et al. (2018), noting that our literature comprises documents from UN bodies [
28], as published research on this field is scarce. We focused on four potential sources of data. These were selected as a purposive sample of data based on the authors’ experience and the fact that this was the first known attempt to describe the (on the record) nexus of tobacco control and human rights within global governance forums.
We selected two global forums where States’ tobacco control and human rights priorities may normatively manifest: (1) WHA, held annually, representing one of the pinnacles for global health governance and norm-setting [
29]; and (2) COPs for the WHO FCTC, where global tobacco control decision making takes place. To verify possible differences in the global from the regional debate we selected one WHO region, WHO Western Pacific Region (WPR), and (3) reviewed one regional forum, the annual WPR’s RCMs, to assess whether and how tobacco control and human rights are engaged in at a sub-global level. Our reason for selecting this region is described below. Finally, (4) we review human rights treaty body documents for a sample group of countries consistent with the regional review and thus select the Pacific Island Countries, which are members of the WPR [
30]. Both authors developed the strategies for document review, but one of us (NRS) conducted the primary reviews, shared results with the other author (SAB), and jointly we discussed needs to refine the search, broaden the search words utilized and through an iterative process discussed inclusion or exclusion of mentions of tobacco in human rights in the results.
We started with a review of WHA resolutions speaking to tobacco since the WHO’s founding and cross-reviewed for references to human rights. We did this review through a word search of WHA resolutions using the words “tobacco” and “smoking”. This initial review was conducted to inform whether this was an exercise worth pursuing further, since we were not aware of a previous description of WHA resolutions linking tobacco and human rights.
We followed this overarching review with a detailed look at WHA documents from the past 10 years (2010 to 2019) – agenda, addresses, assembly reports, committee reports, and State reports/pronouncements – to identify references to “tobacco”, “smoking”, “human right”, and “right”. Other materials that were patently unrelated to tobacco control were not reviewed (e.g. budget reports). This period was selected as it is both recent and aligns with the rising prominence of the WHO FCTC and that of human rights in tobacco control. All materials reviewed were in English, and typically, as per WHO practice, are available in other UN languages. If a word search of the document identified a discussion on tobacco or human rights, the document was scrutinized in more detail to ensure that the context of the discussion, or germane discussions that may had escaped our initial search were found. We found that, overall, the word search of these documents accurately identified the discussions relevant to our search, minimizing the risk that we missed important data points.
We assessed WHO FCTC COP materials for references to human rights in tobacco control, following the same approach as with WHAs. COP began in 2004 with COP1. For our study period (2010–2019), session and committee reports as well as other available materials from COP4 (2010) to COP8 (2018) were reviewed for mentions of human rights.
As with WHA documents, we assessed WHO Western Pacific RCM materials – e.g. agenda, addresses, committee reports – for human rights and tobacco control mentions, from their annual meetings between 2010 and 2019.
We utilized the repository of documents from the human rights treaty bodies that is maintained by the UN Human Rights Council as a fourth source of data [
9,
10]. States that have ratified a treaty regularly submit materials to that treaty’s overseeing committee, who in turn issue reports and recommendations to improve compliance; what States report, and committees ask about, can indicate whether tobacco control is seen as a fulfilment for a treaty’s principles if not also provisions. We accessed this repository in January 2020, and reviewed 1) State reports, 2) Compilations of UN information related to each State’s human rights commitments, 3) the Committee’s Concluding Observations (for UPR, the Working Group’s Report), 4) Lists of Issues identified by the respective Working Group or Committee to be addressed by the State, and 5) any available statements from the State party with respect to their submission. Initial keyword search terms included “tobacco” and “smoking” with standard search term snowballing; documents were dated 2010–2019. We limited our initial review to 15 Pacific Island Countries that are members of the WPR: Palau, New Zealand, Marshall Islands, Fiji, Kiribati, Federated States of Micronesia, Nauru, Papua New Guinea, Samoa, Solomon Islands, Timor-Leste, Tonga, Tuvalu, Vanuatu, and Philippines [
30]. These countries within WPR were selected as a sample representing a range of social, political, economic and cultural contexts that may gauge whether human rights and tobacco control are integrated at that level of health governance.
NRS collected data and reviewed documents gathered from the noted sources; SAB provided guidance and contributed to analysis.
Selecting WPR and Pacific Island Countries
The WPR was also selected purposively as (1) the Pacific Island Countries, which lay within this region, are understudied in tobacco control contexts, yet (2) the Western Pacific Regional Office (WPRO) of the WHO is highly engaged in tobacco control development and WHO FCTC implementation, with all 27 members having ratified the convention [
31], and (3) regional governments, especially Pacific Island Countries which vary in their development stage and domestic resource capacities, have expressed their interest in legislative and governance strengthening for public health, particularly for children [
6,
32‐
36]. Smoking prevalence across the islands varies significantly, as does availability of survey data, though data indicate that tobacco use prevalence is high overall for adults and youth in most Pacific Island Countries [
37].
Discussion
In the 10 year period studied, 2010–2015 saw few instances of human rights entering official promulgations in WHA and COP; from 2016 forward human rights and tobacco control became more frequently mentioned within each other’s orbits. This may be no coincidence; COP7 in 2016 connected tobacco and human rights [
46]. It is possible that advocates are influencing national governments and/or individuals within them with respect to framing tobacco control in human rights terms [
14,
15,
26,
67‐
70]. Still, these conversations are not uniformly occurring at all levels of tobacco control and public health, globally as well as within the Pacific Island Countries and WPR.
The paucity of these conversations is concerning, as the relationship between health and human rights has been well established and applied in other settings such as HIV/AIDS [
71]. The body of literature is expansive with respect to health and human rights, and States do discuss or agree to other health subjects in human rights terms e.g. mental health [
72], and broadly women’s and adolescent health [
73], but not on tobacco. Though advocates have built on this foundation and made connections between tobacco control and human rights, their advocacy appears to not have moved States to frame tobacco control in human rights terms significantly or substantively.
Global and WPR health governance have seldom broached human rights and tobacco control in the same context
The majority of WHA and WPR’s RCM documents that discuss tobacco control do so separately from a human rights context; likewise, human rights references are generalized citations to WHO’s Constitution or specified to another human right subject matter such as sexual and reproductive health. The nexus between human rights and tobacco control is, however, further explored outside of WHA and WPR’s RCM events, with the RCMs identifying human rights connections in their work on tobacco control. Such efforts, though, might represent the interests of the WHO and WPRO more than the States party in seeing tobacco control and human rights joined, as perhaps indicated by the WPRO’s strategic plans.
WPR is one of several WHO regions, and the Pacific Island Countries a subset of the concert of nations. We selected this region for diversity in national development levels and future studies should include assessments for human rights and tobacco control linkages in the other WHO regional bodies, as well as a comprehensive country-by-country review of tobacco control mentions by the human rights treaty bodies.
Several Pacific Island Countries signed the Denaru Declaration on Human Rights and Good Governance in 2015, which noted non-communicable disease (including tobacco use as a driver of these diseases) as an emerging human rights issue in their region that required new legislation, policy, and practices to address [
74]. How this commitment is being operationalized in policies is yet to be determined.
Human rights treaty bodies, and especially the CRC, are receptive to tobacco control as a dimension of a State’s human rights obligations
Human rights treaty bodies’ mentions for tobacco control and tobacco use were rarely substantive discussions, and often statements on a country passing a law without attributing that law to a human rights obligation per se. Still, that a country mentioned that a tobacco control measure was passed in support of, inter alia, a child’s right to health, is noteworthy. Committee questions and concluding observations noting tobacco and smoking is likewise an important development towards potentially conceptualizing tobacco control as a component (however sized) to treaty compliance. The CRC may be especially compatible for tobacco control argumentation, and presents a mechanism that advocates may work through to pressure governments to pass policies restricting access to and use of tobacco products for youth. Similarly, with the CRC’s apparent interest, advocates may consider other treaty bodies (e.g. CEDAW, ICESCR) as amenable to tobacco control and WHO FCTC compliance as a part of their treaty’s expectations as well.
WHO FCTC as a bridge between human rights law, tobacco control, and development?
COPs have begun to explore human rights through tobacco control. COP7 provided an exploratory basis for the WHO FCTC to officially partner with human rights organizations and jointly pursue human rights and tobacco control [
75]. The decision emerging out of this discussion – FCTC/COP7(26) – linked the tobacco industry and human rights concerns to the UN Human Rights Council’s resolution on human rights in business (A/HRC/RES/26/9) and further invited the WHO FCTC Secretariat to “collaborate with existing United Nations mechanisms and processes working on issues of business and human rights” and to use a “human rights framework and development to tackle the global tobacco epidemic” that the tobacco industry capitalizes upon [
75]. The drive behind connecting the tobacco industry to human rights’ violations included the industry’s efforts to scale up consumption for tobacco products “particularly in low-income countries,” with the WHO FCTC providing a basis to collaborate with other UN agencies to “protect public health from the commercial and vested interests of the tobacco industry” [
75]. COP8 (2018) did not go further than COP7 on human rights though, with the agenda and discussion limited to updates on FCTC/COP7(26) [
47].
The SDG, which base their principles in human rights [
7], envision ratification of the WHO FCTC as essential to meeting its health goals, and meeting the SDG has spurred many WPR countries to develop and improve their laws and regulations including for tobacco control [
6]. Whether the SDG see the WHO FCTC as also a human rights tool is arguable [
76], though the WHO FCTC’s proponents see the treaty as a potential newcomer to human rights legal canon [
2,
19,
23]. Country priorities in development may be influenced through human rights advocacy for WHO FCTC ratification, implementation, and strengthening, and normative framings of tobacco control as related to human rights proffered through organizations like WHO and WPRO may support tobacco control advocacy within national development plans.
Limitations
Our study includes several limitations. We utilized search terms that were generally standard and frequent in any discussion on tobacco, tobacco control, smoking, and human rights; we reviewed only the materials made available by the organizational meetings we looked at (WHA, COP, RCM, treaty body meetings), which means materials not accessible or materials from other gatherings were not reviewed. We did not review materials that were patently off-topic for tobacco control – e.g. an annual budget report. Our study limitation to WPR and the Pacific Island Countries impacts the scope of our findings as human rights and tobacco control mentions in other regions might be more frequent. We did not review national policies to determine if any tobacco control legislation or policy have operationalized human rights in its implementation.
Implications for future research
As a first attempt to identify the nexus of tobacco control and human right in these global forums, we provide a roadmap for subsequent analyses which will indicate if the Pacific Island Countries and WPR’s RCM are reflective of the global norm or an outlier when it comes to human rights and tobacco control as an integrated concept for advocates and policymakers. If more countries report their tobacco control efforts through the lens of their human rights commitments, the likelihood of tobacco control becoming a greater component to human rights increases. Direct linkages between WHO FCTC articles, SDG priorities, and human rights obligations under pertinent treaties may prove to be a compelling argument for local, regional, and global tobacco control, should advocates and authorities find themselves willing and able to engage at this intersection of health and human rights. Understanding if and how countries are moving from stated commitments to incorporating human rights in tobacco control program implementation would contribute to the realization of a rights-based approach to tobacco control.
Conclusion
While some discussion is occurring at the intersection of human rights and tobacco control, this conversation remains in its infancy. Human rights remain outside the framing for most delegates to WHA, COP, and WPR’s RCMs. The discussion of tobacco control within those global and regional health governance bodies relates strongly to traditional conceptualizations around public health and development, the latter becoming more important with the SDG. Where they have occurred, connections to human rights are generalized, e.g. framing of the right to the highest attainable standard of physical and mental health as informing all that a country should do to promote overall health, as compared to a specific scrutiny of a country’s human rights obligations and how tobacco control supports or fulfills them. Tobacco and smoking are uncommon mentions in human rights treaty proceedings as well, with the preponderance of mentions occurring under the CRC. This may be strategic, if narrowing the scope of a human rights-based argument for tobacco control, as children do enjoy special protections and social distinction within many societies [
68,
70,
77‐
79]. Human rights advocates, and observers, may be moving closer towards tobacco control [
19,
25,
80]. Human rights treaty bodies are, however, deferential to a State’s ratification of the WHO FCTC and enacting legislation to fulfill WHO FCTC commitments.
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