Abstract
During the last three decades, several laser systems, ancillary technologies, and treatment modalities have been developed for the treatment of port wine stains (PWSs). However, approximately half of the PWS patient population responds suboptimally to laser treatment. Consequently, novel treatment modalities and therapeutic techniques/strategies are required to improve PWS treatment efficacy. This overview therefore focuses on three distinct experimental approaches for the optimization of PWS laser treatment. The approaches are addressed from the perspective of mechanical engineering (the use of local hypobaric pressure to induce vasodilation in the laser-irradiated dermal microcirculation), optical engineering (laser-speckle imaging of post-treatment flow in laser-treated PWS skin), and biochemical engineering (light- and heat-activatable liposomal drug delivery systems to enhance the extent of post-irradiation vascular occlusion).
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Introduction
Port wine stains (PWSs) are congenital vascular lesions characterized by hyperdilated microvasculature predominantly in the upper dermis. Due to the high blood content in the hyperdilated blood vessels, the affected region of the skin appears red-to-purple (Fig. 1a). The color intensity of the lesions typically worsens with age and, when left untreated, approximately two-thirds of the lesions develop nodular components and facial deformity.44,55,59,106 Apart from being a cosmetic problem with often considerable psychosocial ramifications for the patient,86 some lesions present with ocular and neurological disorders such as glaucoma and seizures, respectively.136 Consequently, a strong need exists to optimally treat PWSs.
The standard treatment of PWSs entails laser irradiation of the affected portions of the skin (Fig. 1b) in accordance with the theory of selective photothermolysis (SP).7 Laser irradiation leads to photocoagulation of the hyperdilated blood vessels, which in turn results in their removal and subsequent clearance of the PWS.64 Clinical studies have shown that complete photocoagulation of the vascular lumen is associated with complete lesional clearance, and that partial photocoagulation is associated with suboptimal responsiveness.48,60,72,137 Therefore, the key to effectively treating recalcitrant lesions is the complete (photo)occlusion of PWS vasculature.
Unfortunately, the clinical reality is that laser therapy is effective in approximately half of PWS patients (Fig. 1c).1,5,11,12,20,27,32,34,41,53,56–58,70,71,79,80,83,84,88,90,109,110,113,124,130,133,144,159,160 This overview therefore focuses on the causes of the therapeutic recalcitrance and presents several experimental engineering approaches, including (1) alterations in local hemodynamics, (2) concomitant laser treatment and dermo-vascular imaging, and (3) site-specific pharmaco-laser therapy, with which the therapeutic efficacy of recalcitrant PWSs may be improved.
Endovascular Laser–Tissue Interactions
Selective Photothermolysis
Selective photothermolysis is a non-invasive laser treatment modality that relies on the conversion of radiant energy to heat by (oxy)hemoglobin and the ensuing coagulation of blood and necrosis of (peri)vascular tissue resulting from thermal diffusion (Fig. 2a).7,15,19,21,22,107,150 By irradiating skin at a well-absorbed wavelength and sufficient irradiance (the amount of photon energy incident on a unit area of tissue per unit time, expressed in W/cm2), supracritical temperatures (>70 °C) can be generated in the vessel lumen and confined spatially if the pulse duration is kept within the thermal relaxation time of the target blood vessel or, in case of large-diameter vasculature, the volume of blood in which the radiant energy is absorbed. Thermal relaxation time is defined as the time required for heated matter to lose 50% of its peak thermal energy through thermal conductivity.7,147 The ideal pulse duration for blood vessels of 20–150 μm has been shown to range from 1 to 10 ms.39 Normal-sized capillaries (4–6-μm inner diameter) and post-capillary venules (8–26-μm inner diameter),24 which have relatively short thermal relaxation times and a smaller volume-to-surface ratio (thermal mass), therefore remain spared during longer pulse durations, as heat diffusion from these vessels precludes the generation of denaturing temperatures.
In larger vessels such as PWS vasculature, the laser-induced production of supracritical temperatures leads to thermal necrosis of the vascular wall and vaso-occlusion by thermolysed and agglutinated erythrocytes.19,21,48,72,137,138 The putative contention is that the photocoagulated vessels are removed by the reticulo-endothelial system and replaced by normal-sized capillaries through vascular remodeling (Fig. 2b).64,76,116 Replacement of hyperdilated vessels with lower blood volume-containing capillaries is associated with a reduction in PWS redness (Fig. 2c), which marks the therapeutic end point. Clinically, complete photocoagulation of the vascular lumen is associated with well-responding lesions,48 corresponding to approximately 40% of the cases.60 In contrast, moderately responding (20–46%) and refractory (14–40%) PWSs have an acute post-treatment damage profile characterized by varying degrees of partially photocoagulated vessels with semi-obstructive thermal coagula.48,72,137
Causes of Therapeutic Recalcitrance
The efficacy of SP depends on a combination of inevitable intrinsic factors, including epidermal pigmentation,36,80,146,153 optical shielding by blood and superimposed vessels,47,48,72,92,117,137 and vascular anatomy and morphology.47,48,72,117,149,154 In general, treatment efficacy correlates negatively with increased melanin content, vascular density and superimposition, and vessel diameter and depth, given that the prominence of these factors is inversely proportional to the optical penetration depth. Inasmuch as the optical penetration depth, and thus the fluence rate (ϕ, the amount of photon energy incident on a unit area inside tissue per unit time, expressed in W/cm2) attenuates with depth in accordance with Beer’s law, scattering, and (specular) reflection,114,149 the volumetric heat production (ϕ · μ a, where μ a is the absorption coefficient) in blood vessels located beyond a certain depth will be inadequate for the complete photocoagulation of the vascular lumen.
Port wine stain vessels have been found in the reticular plexus up to a depth of 3.7 mm,139,145 albeit most of the ectatic vasculature is located within ~0.6 mm from the basal membrane.14,72 Theoretically, complete lesional clearance can only be accomplished when the optical penetration depth equals or exceeds the depth up to which the ectatic vasculature is responsible for the visual appearance of the PWS. Mathematical modeling predicted this depth to be 0.6–0.9 mm at which hyperdilated vessels contribute to the skin discoloration.85,153 Histological studies have revealed that photocoagulation occurs to a depth of ~0.65 mm in human skin using 585-nm wavelength and 0.45-ms pulse duration, with a mean ± SD depth of 0.37 ± 0.17 mm.48,72 At these laser parameters (and a radiant exposure of 6.5 J/cm2 106), complete coagulation of the vessel lumen occurs in superficial vessels up to approximately 150 μm in diameter.72 Larger and deeper vessels will therefore remain (partly) patent, as has been corroborated histologically and numerically.92,152 In the context of the model predictions, these findings explain why some PWSs are non-responsive to treatment at the abovementioned laser parameters based on depth alone.
With respect to optical penetration, it is not surprising that the difference between the irradiance and the fluence rate becomes even more pronounced with depth in densely vascularized areas92,114,155 and in skin types with a higher melanin concentration72,154 and dermal blood volume.154 Consequently, incomplete photocoagulation of target vessels may result from the generation of subcritical isotherms (<70 °C) because of inhomogeneous photon deposition in the lumen (as is the case with large diameter vessels), or may be forestalled altogether by insufficient heat production across the entire vessel diameter, such as in deeply situated or optically shielded vessels. Differences in intralumenal fluence rates due to the abovementioned factors therefore have a profound effect on the acute and chronic tissular responses (Fig. 2b), and thus lesional clearance.
Hemodynamic Alterations in the Dermis
Rather than attempting to bring more light to the blood, which has yielded little clinical improvement over the past 20 years (Fig. 1c), more blood could be brought to the already available light to optimize the extent of laser-mediated photocoagulation. Several premises lie at the basis of systematically inducing hemodynamic alterations in the PWS dermis through the local application of hypobaric pressure. First, the venules in mild red or faint PWSs have an average diameter of 10–30 μm,115 and hence a thermal relaxation time that is shorter than the 0.5–1.5-ms pulses emitted by most pulsed dye lasers.7 Consequently, the target vessels are difficult to photocoagulate by SP because the volumetric heat production is insufficient to adequately heat the entire vascular lumen. Second, smaller vessels have a lower erythrocyte concentration and thus less chromophore to generate supracritical temperatures required for complete photocoagulation of the vascular lumen. A recent clinical study,18 where PWS treatment was performed with an intense pulse light system, revealed that it was difficult to photocoagulate vessels of <60 μm in diameter at radiant exposures of <30 J/cm2. These findings were attributed to insufficient heat generation in the vascular lumen because of the low hemoglobin concentrations in the small-diameter vessels. Third, small-diameter vessels also have a lower thermal mass, as a result of which heat dissipation into perivascular tissue (i.e., cooling) proceeds faster than in larger vessels. Accordingly, the augmentation of venular diameters through the application of hypobaric pressure will temporarily synchronize the thermal relaxation time of these vessels with the standardized pulse durations employed and concomitantly increase intravascular chromophore content and thermal mass.
Proposed Mechanism of Vacuum-Induced Vasodilation
The vacuum-induced pressure gradient across a vessel is not the main cause of its dilation, but rather the body’s physiological response to locally applied pressure. Vasoactivity in the cutaneous microcirculation is partly controlled by the body’s systemic mechanisms, i.e., by cardiac output, the amount of resistance imposed by the arteries/arterioles, and by varying the amount of blood that is pooled within the veins/venules.35 The latter two aspects are in turn regulated by vasoactive substances secreted into the circulation and by vasomotor nerves that innervate the mural tissue of arterioles.
Local vasoactivity of arterioles and venules depends on the balance between plasma concentrations of vasodilators [nitric oxide (NO), prostacyclin, carbon monoxide], and vasoconstrictors (endothelin-1, thromboxane A2). These compounds are secreted by proximal cells such as endothelial cells that line the lumen of blood vessels.52 Of these, NO acts directly on pericytes in the vascular wall and causes these cells to relax. Endothelial cells further respond to stimuli such as flow changes, stretching, and shear stress, whereby the latter triggers the release of NO.33,40,111 When suction is applied to a localized region on the skin surface, it is believed that the endothelial cells exposed to the mechanical strain and stress release NO that in turn triggers the vasodilation.
Physical and Tissular Effects of Hypobaric Pressure on Skin
A hypobaric pressure-modulatable device has been developed to locally increase vascular diameters in PWS skin (Fig. 3a). Several investigations on this device have employed numerical models in combination with experimental work to characterize and validate hypobaric pressure-related predictions and hypotheses. With respect to the mechanical effects of local vacuum on skin, Childers et al.29 developed a macroscopic model comprising classical structural mechanics equations solved by finite element methods to compute the extent of lateral stretching and axial displacement of PWS skin in a suction cup. The predictions were juxtaposed to experimental data obtained by video imaging of vacuum-deformed skin, demonstrating excellent agreement between the computed and measured deformations (Fig. 3b).29
The stress–strain field computations by Childers et al.29 subsequently served as a boundary condition for the development of a model to determine the microscopic thinning of the epidermis, the axial displacement of a simulated blood vessel, and its dilation. The model predicted (1) epidermal thinning of 6 μm at maximum hypobaric pressure (50 kPa, 381 mmHg), (2) a 2.5-μm displacement of a typical blood vessel at 250 μm below the skin surface, and (3) only a 5% dilation of this vessel at the indicated pressure.
The extent of vasodilation as determined by Childers et al.29 was rather disproportionate to the underlying hypothesis of vacuum-induced vessel dilation and in contrast with subsequent theoretical/empirical findings. For instance, visible reflectance spectrometry measurements on vacuum-treated PWS skin provided indirect evidence for vacuum-induced changes in vascular diameter that, based on a light diffusion approximation model, encompassed a twofold dilation and a 10% increase in the blood volume fraction (BVF) at −50 kPa (381 mmHg).134 The 5% vessel dilation predicted by Childers’ microscopic model29 corresponded to a mere 0.3% increase in the BVF, which lies below the limit of detection of visible reflectance spectrometry. It was further shown that, during the first 0.5 s of vacuum application, the skin underwent a reduction in BVF and vessel diameter (D v), while the bulk tissue was being deformed by the suction. After this time interval, however, both BVF and D v rose from 1.3 to 10.5% and from 9.5 to 20.0 μm, respectively, reaching a plateau after ~9 s (Fig. 3c).3,29,49 Moreover, the kinetics of BVF and D v during the application of hypobaric pressure were characterized by a fast rate increase followed by a slower rate increase. The initial increase in BVF and D v was likely driven by predominately biochemically mediated muscle relaxation, whereas the subsequent (lower rate) increase in BVF and D v was likely driven by the mechanical strain applied to the vessel wall after the smooth muscle cells had fully relaxed.
Effects of Hypobaric Pressure on Cutaneous Laser Treatment
Hypobaric pressure does not only induce vasodilation but exerts several other effects that are beneficial for the laser treatment of PWSs. Franco et al.49 employed a numerical model of light and heat diffusion that yielded three important aspects of laser–tissue interactions at hypobaric pressure. First, hypobaric pressure causes less radiant energy to be absorbed in the epidermis because the stretching of the skin reduces epidermal thickness and the concentration of melanin per unit area. Second, more light is delivered to an increased blood volume, as a result of which higher intralumenal temperatures can be generated. The extent of volumetric heat production in the lumen is proportional to the amount of hypobaric pressure applied (Fig. 3d). Third, the higher energy deposition in a larger blood volume was found to correlate to the induction of higher temperatures in all vessel sizes, although the temperature increases in 10–30-μm diameter vessels were more significant (Figs. 3e and 3f). This exacerbates the degree of irreversible thermal damage to small, recalcitrant PWS vasculature, while keeping other blood vessels relatively intact.
Corroboratively, Yeo et al.163 demonstrated in ex vivo porcine skin that the peak intensity of the incident laser photon density increased 3.6-fold when used in combination with hypobaric pressure at 30 kPa (254 mmHg). These effects were attributed to tissue thickness reduction and water content loss as a result of the mechanical stretching/compression of skin. The vacuum-induced deformation of skin further decreases the effective distance between adjacent chromophores (i.e., blood vessels) as well as the distance between elastin layers. Those authors therefore hypothesized that these phenomena improve refractive index matching and that, consequently, the increase in laser photon density in tissue could potentially improve the therapeutic efficacy for PWS.
Effects of Hypobaric Pressure on Cryogen Spray Cooling Dynamics
Epidermal pigmentation (melanin) constitutes the most important fluence-limiting factor in the laser treatment of PWS. Melanin absorption at the clinically employed pulsed dye laser wavelengths is greater than hemoglobin absorption, as a result of which a balance has to be struck between optical penetration depth and the maintenance of subcritical temperatures at the stratum basale—the deepest epidermal layer containing the melanocytes. This balance is governed by the employed laser settings (wavelength, pulse duration, and irradiance), whereby too high fluences induce considerable photocoagulation of PWS vasculature but thermally afflict the epidermis, while too low fluences result in incomplete photocoagulation but preserve epidermal integrity. By the application of epidermal cooling technologies, the balance can be shifted in favor of the optical penetration depth by controlling the extent of heat generation at the stratum basale during a laser pulse.
The most common epidermal cooling techniques include 1,1,1,2-tetrafluoroethane (R134a)-mediated cooling, commonly referred to as cryogen spray cooling (CSC), contact cooling,6 and cold air cooling.122 In the mid-90s, several proof-of-concept studies demonstrated that CSC was effective in protecting normal skin9 and PWS skin epidermis9,105 from high-irradiance laser pulses. Subsequent infrared radiometric experiments showed that CSC-induced temperature reductions can be confined to the upper ~200 μm of skin (i.e., the average thickness of facial epidermis),8 allowing epidermal cooling without affecting the extent of vessel photocoagulation. Also, the heat flux and total energy removed per unit skin surface area were shown to be at least doubled when using CSC vs. alternative cooling methods such as contact cooling.8 Consequently, CSC has become the most studied and implemented cooling technique in dermatological laser applications, particularly for shallow targets such as PWS vasculature.
The use of hypobaric pressure not only entails the previously mentioned advantages for PWS laser therapy (“Effects of Hypobaric Pressure on Cutaneous Laser Treatment” section) but also facilitates a more efficacious epidermal cooling protocol in a number of ways. First, recent studies evinced that, under hypobaric pressures, evaporating sprays such as R134a have a larger adiabatic expansion,2 which means that their saturation or evaporating temperature is reduced under vacuum conditions. With respect to R134a, the evaporation temperature at atmospheric pressure is roughly −26 °C.134 The evaporation temperature of R134a can be reduced in a hypobaric pressure-dependent fashion (Fig. 4a), up to 15 °C at −51 kPa (381 mmHg) vs. atmospheric pressure, by releasing the CSC spurt within a small vacuum chamber or suction cup. This was further elaborated by Aguilar et al.2 through systematic measurements of skin phantom surface temperature variations and heat fluxes for spurts delivered at increasing hypobaric pressures. The extent of surface cooling was proportional to the extent of hypobaric pressure at equivalent CSC settings (Fig. 4b), with the difference in the minimum surface temperature reaching as high as 20 °C in the 67-kPa (508 mmHg) hypobaric pressure group vs. the atmospheric pressure group. Similarly, the degree of CSC-mediated heat extraction from the skin phantoms correlated positively with the magnitude of hypobaric pressure (Fig. 4c). The observed effects are attributable to the larger pressure-induced expansion of the CSC spurt (see next paragraph) and larger temperature differential between the cryogen and skin phantom surface temperature with increasing hypobaric pressures (Fig. 4a).
In terms of spray atomization, i.e., the fragmentation of fluids into drops, it was demonstrated that higher droplet velocities are associated with better atomization and, consequently, a more homogeneous cryogen spray deposition due to the larger pressure differential across the spray nozzle.2 Light reflection experiments revealed that the “jet length,” or the distance a core jet of cryogen travels before atomizing into smaller droplets, was significantly reduced at lower pressures in the expansion chamber (Fig. 5a).
Third, under atmospheric conditions the spray impingement on the skin may produce an indented (concave) surface as deep as 2 mm,16 which decreases the maximum heat flux across the skin surface by as much as 30% relative to a flat surface. Contrastingly, local hypobaric pressure induces the formation of a convex surface (Fig. 5b), which abrogates the CSC spurt-induced indentation and minimizes cryogen “pooling” and thus decreases the adverse heat flux.
Finally, inasmuch as the air with a standard relative humidity is depleted at hypobaric pressures, the humidity within the chamber is significantly diminished. This effect in itself results in an enhancement of heat extraction from the skin, as documented by Torres et al.,143 Majaron et al.,93 and Ramirez-San-Juan et al.120 and prevents the build up of frost during a CSC spurt in the absence of a suction device because of the condensation and freezing of surface moisture on the skin. Frost formation and the evaporation of the cryogen pool are associated with reduced optical penetration depth43,120 and thus subtherapeutic photocoagulation. Moreover, frost formation may result in overcooling of the skin and corollary (epi)dermal injury.38,77,119
Overall, the combined effects of hypobaric pressure on CSC such as reduced spray temperature, better atomization and spray deposition, enhanced evaporation rate, stretched and convex skin surface, and lower local humidity result in a reduced skin surface temperature and an improvement in the overall heat extraction provided by CSC.
Combined Laser Treatment and Optical Imaging
During the past three decades, experimental studies have focused on the development of methods to improve the efficacy of each PWS treatment session so as to reduce the total number of required sessions. Previous theoretical studies have established optimal laser parameters for treatment of model PWS blood vessels. However, PWS vascular anatomy and morphology is highly heterogeneous in a single lesion, as a result of which every singularly treated dermal volume essentially requires its unique set of laser parameters. Accordingly, the general consensus is that pretreatment knowledge of PWS skin characteristics could be used to guide laser parameter selection on a personalized basis148 so as to treat the entire PWS more effectively.
Considerable research effort has been invested in the noninvasive characterization of PWS skin regions and the quantification of skin characteristics such as blood vessel diameter and depth.31,94,95,100,104,151,156 Currently, the novel instrumentation under development is limited due to the inherent complexity of PWS microvascular architecture126,132 and the lack of knowledge on how exactly the extracted skin characteristics can be used to guide treatment parameter selection.
In an effort to establish a relationship between diagnostic/prognostic optical techniques and laser–tissue interactions, we have employed the rodent dorsal window-chamber model as an in vivo platform19,25,30,76 to evaluate phototherapies designed to eliminate aberrant blood vessels. Based on data collected from over 300 experiments, it was shown that, in the absence of complete acute photocoagulation of the irradiated vessels, the laser-irradiated region of interest (ROI) remains perfused. These findings provided compelling evidence for the supposition that complete acute photocoagulation of PWS vessels to a certain dermal depth may be important to achieve optimal blanching, as has been addressed earlier in clinical studies.48,72
Purpura formation (local hemorrhage due to laser-induced vascular damage) is typically used as a qualitative clinical endpoint and prognostic indicator for photocoagulation. However, the extent of purpura formation is not an unequivocally accurate indicator of treatment outcome. In an exemplary computational modeling study, Pfefer et al.114 demonstrated that incomplete thermal damage to superficial PWS vessels readily occurs because of a shielding phenomenon. Specifically, the presence of PWS vessels proximal to the skin surface will reduce the optical fluence available in any vessels directly below, thus reducing the probability of complete vessel photocoagulation. In this case, purpura formation due to photocoagulation of the proximal vessels is expected to occur, but the degree of lesion blanching is expected to be compromised because of incomplete photocoagulation of the optically shielded vessels. Furthermore, in our clinical practice, we have observed significant lesional blanching at minimal purpura formation.
Based on the hypothesis that complete acute photocoagulation must be achieved and the problems with using the purpura threshold as a metric of photocoagulation, a clinic-friendly laser speckle imaging (LSI) system was developed25,30,76 to assess the degree of photocoagulation achieved during laser surgery. This method would enable clinicians to visualize the degree of skin perfusion after laser therapy as a means to gauge the necessity of immediate retreatment of specific regions in which perfusion had persisted.
The LSI methodology has been described by Boas and Dunn.23 In summary, coherent light from typically 633-nm HeNe or 785-nm diode lasers is used to illuminate a ROI. A CCD or CMOS camera is used to image the illuminated ROI, whereby a speckle pattern is observed. Local fluctuations in the speckle pattern occur because of motion of optical scatterers such as erythrocytes. When the image exposure time is greater than a characteristic fluctuation frequency of the scatterers, local blurring of the speckle pattern occurs. Subsequently, a local speckle contrast value (K) is calculated for each pixel using various algorithms.28,42,118,121 K is high when the degree of local blurring is low (i.e., stationary scatterers), and K is low when the degree of local blurring is high (i.e., moving scatterers) (Fig. 6). Based on the assumptions made about the motion characteristics (e.g., Brownian, ordered) of the moving scatterers, estimates of the speckle decorrelation time (τc) are made from the K value. The relative degree of scatterer motion, which is referred to as the speckle flow index (SFI), is assumed to be the reciprocal of τc.
A primary design consideration during the development of the LSI instrument was the ability to collect raw speckle images with the patient positioned as comfortably as possible. To this end, an articulated arm was used as the base platform to provide flexibility in instrument positioning.73 Continuous wave light emitted from a 633-nm HeNe laser was delivered to the ROI with an optical fiber, and a diffusing glass substrate attached to the fiber output was used to homogenize the emitted beam. Raw speckle reflectance images were collected with a 12-bit, thermoelectrically cooled CCD camera (2000R, QImaging, Burnaby, Canada) with a sensor size of 1600 × 1200 (H × W) pixels. Image data were transferred to a PC for storage, processing, and visualization. Custom-written LabVIEW software was used to control all aspects of image acquisition and processing. With a macro lens attached to the camera, the size of the ROI was 4 × 3 cm.
The initial data collection focused on LSI performed outside of the operating room.73,74 Raw speckle reflectance image sequences were collected before and ~40 min after treatment was completed. Based on a pilot study involving measurements from 76 sites on 20 subjects, we observed that a decrease in skin perfusion occurred at a lower-than-expected rate (72%), and that regions of persistent perfusion were frequently present (44%) (Fig. 7), which underscored the need for objective blood flow assessment during laser surgery of PWSs.
Next, we developed a second-generation, clinic-friendly LSI instrument encompassing the following engineering aims: (1) blood flow images should be displayed in real time and (2) the instrument should operate without perturbing the standard course of laser treatment. To achieve aim 1, we designed software that enabled speckle contrast and SFI calculations to be performed on a graphics processing unit (GPU) card,162 which enabled real-time LSI of blood flow. To achieve aim 2, we developed a tripod-based LSI instrument that is easy to position before laser treatment and easy to reposition during surgery (Fig. 8a).
With the use of this instrument, the clinician has immediate visual feedback on the degree of photocoagulation achieved at any perioperative time point. A case study is presented in Figs. 8b–8e for illustrative purposes. A patient with a PWS on the left side of her face was treated initially with a 755-nm alexandrite laser, followed by treatment with a 595-nm pulsed dye laser. After treatment with the alexandrite laser, a slight reduction in blood flow was observed, with a surrounding region of hyperemia. A hyperemic region is frequently observed and is attributed to compensatory vasodilation of the intact vasculature in part due to thermoregulation. Following treatment with the pulsed dye laser, a marked reduction in blood flow was observed, with some regions of persistent perfusion. A subsequent pass with the pulsed dye laser resulted in homogeneous shutdown of blood flow in the treated region. A clinical study is currently underway to determine whether immediate retreatment on the basis of LSI profiles leads to a significant improvement in treatment outcome.
Site-Specific Pharmaco-Laser Therapy
Endovascular Laser–Tissue Interactions in Incompletely Photocoagulated Vessels
The concept of SP was developed around the photothermal response, namely, the formation of a thermal coagulum due to supracritical heat generation in the vascular lumen with laser light. Complete photocoagulation of blood vessels is exclusively associated with the photothermal component of endovascular laser–tissue interactions, i.e., photocoagulation. However, in incompletely photocoagulated blood vessels, i.e., blood vessels in refractory PWSs, the photothermal response triggers an additional effect, namely a hemodynamic response (thrombosis).64,68,140 The hemodynamic response requires residual blood flow for the supply of platelets and coagulation factors, which is absent in completely photocoagulated vasculature. Recent in vivo studies have demonstrated that the hemodynamic response entails both primary (platelet adhesion, activation, and aggregation) and secondary hemostasis (coagulation), and that the hemodynamic response manifests itself even in the absence of a thermal coagulum. The photothermal and hemodynamic responses are summarized in Fig. 9 19,68,69 and lie at the basis of site-specific pharmaco-laser therapy (SSPLT).
Principles of Site-Specific Pharmaco-Laser Therapy
SSPLT is a development stage treatment modality that combines conventional laser therapy, SP, with the prior systemic administration of prothrombotic and/or antifibrinolytic pharmaceutical agents encapsulated in a targeted drug delivery system (DDS). The underlying principles of SSPLT are based on the finding that thrombosis constitutes an inherent component of endovascular laser–tissue interactions in incompletely coagulated vessels. With complete vascular occlusion as the primary goal of SP, the hemodynamic response may be used as a means to occlude vascular lumens that have not been completely thermolysed during SP. In this respect, manipulating the hemodynamic response by the administration of prothrombotic and/or antifibrinolytic pharmaceuticals may function as an adjuvant in complementing an inadequate endovascular damage profile in refractory PWSs.64,65,68 The envisaged pharmacodynamics of SSPLT are illustrated in Fig. 10 in the context of the photothermal and hemodynamic response.
Drug Delivery Platform for Site-Specific Pharmaco-Laser Therapy
The potential hazard of parentally administering prothrombotic and/or antifibrinolytic substances to non-coagulopathic patients is impairment of the hemostatic “checks and balance” system. Consequently, the pharmaceutical efficacy of the prothrombotic and antifibrinolytic agents must be constrained to the laser-treated birthmark region only so that the regulation of naturally occurring hemostatic events is not compromised.64 This can be achieved by encapsulating the pharmaceutical agents into a DDS.
Liposomes as Drug Delivery System for Site-Specific Pharmaco-Laser Therapy
For SSPLT, liposomes (nanoscopic fat droplets) constitute the most advantageous carrier system because of their manipulatable attributes and their ability to encapsulate hydrophilic and lipophilic molecules at high efficiencies (Fig. 11a87). In addition to the inherent non-to-very-low toxicity of neutral phospholipids,26,98 liposomes can be modified compositionally to facilitate the unique prerequisites of the DDS. Enhancement of the in vivo circulation time can be accomplished by proper sizing13 and by the conjugation of polyethylene glycol (PEG) to polar phospholipids, usually phosphatidylethanolamine.4,81,112,127 Inclusion of PEG chains is also useful for designing immunotargeting liposomes capable of homing to the target site through the attachment of antibodies or Fab’ fragments to a chemically modified distal end of a liposome-grafted PEG chain.62,129,141,142 Antibodies directed against platelet epitopes such as P-selectin, which was shown to be expressed but not to play a role in laser-induced thrombosis,68 or antibodies against fibrin are suitable candidates for SSPLT of PWSs.
An additional benefit of liposomal DDSs is that the drug release mechanism can be accommodative to the specific application and physiological context. Active triggering mechanisms can be engineered around thermosensitivity (membrane destabilization through kinetic energy)10,103 (Figs. 11b–11d102,103), photochemical modification of bilayer structure,54,131 or a combination thereof. Hyperthermia has been employed in numerous liposomal formulations in vitro and in vivo 10,17,50,51,82,97,99,103,158 to initiate a thermotropic alteration in membrane permeability that will lead to a rapid, triggered release of the loaded molecules.
Different liposomal formulations will be employed for the prothrombotic and the antifibrinolytic SSPLT modalities. Principally, both liposomal formulations consist of dipalmitoyl phosphocholine (DPPC), contain a 4% molar fraction of PEG-conjugated distearoyl phopshoethanolamine (DSPE-PEG), and are targeted to thrombi in partially occluded PWS vasculature through. e.g., the conjugation of thrombus-specific antibodies. However, liposomes for prothrombotic SSPLT encapsulate a photosensitizer in the lipid bilayer that amplifies the hemodynamic response by reactive oxygen species (ROS) following activation of the photosensitizer by resonant light. Contrastingly, liposomes for antifibrinolytic SSPLT are thermosensitive and contain an antifibrinolytic agent in the aqueous compartment that is actively released upon a heat stimulus.
Liposomes for Prothrombotic Site-Specific Pharmaco-Laser Therapy
Rather than using classical prothrombotic agents, which typically are expensive and heat-labile proteins, the prototype liposomal DDS for prothrombotic SSPLT contains zinc phthalocyanine (ZnPC), a second generation photosensitizer, in the lipid bilayer (Figs. 12a and 12b). Photosensitizers are compounds that, upon excitation to triplet state by resonant light, undergo electron transfer (type I) or energy transfer (type II) reactions with molecular oxygen to form ROS (Fig. 12c). The generation of these reactive transients leads to irreversible modification of biomolecules and, when generated in the circulation, to platelet45,46 and endothelial cell damage/activation63,101,157 and subsequent thrombosis.91,123 Consequently, incorporation and photo-activation of ZnPC-liposomes in laser-induced thrombi is expected to result in exacerbation of the hemodynamic response and ultimately complete occlusion of otherwise incompletely photocoagulated vascular lumens. In vitro experiments have revealed that liposomes composed of DPPC:cholesterol:DSPE-PEG (66:30:4 mol ratio) encapsulating ZnPC at a 0.004 photosensitizer:lipid ratio are capable of generating ROS (Fig. 12d), induce perturbations in lipid bilayers (Fig. 12e), and oxidize amino acid residues in proteins (Fig. 12f). These data, albeit preliminary, have established proof-of-concept and support the postulation that hypertrombosis can be achieved with this liposomal DDS by photochemical means.
Liposomes for Antifibrinolytic Site-Specific Pharmaco-Laser Therapy
Given the thermal nature of endovascular laser–tissue interactions, the triggering mechanism of the rudimentary antifibrinolytic DDS was designed around thermosensitivity. The DDS for antifibrinolytic SSPLT therefore comprises thermosensitive liposomes (Figs. 11b–11d102,103) that encapsulate tranexamic acid (TA) in the aqueous compartment (Fig. 13a). TA is an antifibrinolytic agent (Fig. 13b) that is widely used in the clinical setting for a variety of bleeding-deterrent procedures.78,89,96,128,161 TA completely antagonizes the biological activity of plasmin(ogen) by occupying its lysine binding sites135 (Fig. 13c). Plasmin, which is gradually formed with the onset of coagulation, is responsible for cleaving cross-polymerized fibrin strands that make up the reticular network of the thrombus.108 The absence of fibrinolysis by the inhibitory effect of TA will therefore preserve thrombus integrity and promote thrombus stability during and after laser-induced thrombus formation, delaying gradual thrombus dissolution as a result of fibrinolysis and shear stress.
TA-encapsulating liposomes composed of DPPC:DSPE-PEG in a 96:4 mol ratio have been prepared and characterized.66,67 These liposomes exhibit a phase transition maximum at 42.3 °C, which is approximately 5 °C above body temperature and therefore presumed safe for use in patients with PWSs but without any coagulopathies. Preliminary in vitro experiments have demonstrated that almost complete release of TA from thermosensitive liposomes in buffered solution can be achieved within 2.5 min of heating near the phase transition temperature (43.3 °C), whereas minimal TA release occurs at temperatures slightly above body temperature (39.3 °C) (Fig. 13d66,67). Similarly, TA-liposomes suspended in whole blood exhibit similar release kinetics as the buffer-suspended liposomes when heated at 43.3 °C (Fig. 13e),75 indicating that plasma components do not detrimentally impact heat-induced TA release in physiological fluids.37,61,125 The current lack of in vivo proof-of-concept notwithstanding, the data provide compelling evidence for the potential efficacy of antifibrinolytic intervention in laser-treated, partially occluded PWS vasculature.
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Acknowledgments
Bernard Choi and Kristen M. Kelly acknowledge PHS—NIH for financial support through the Child Health & Human Development Award (R01HD065536, Novel Optical Treatment Approach for Vascular Birthmarks). Some of the data presented were obtained from research projects sponsored by the National Anticancer Foundation (Stichting Nationaal Fonds Tegen Kanker) in Amsterdam (MB, MH).
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Associate Editor Bahman Anvari oversaw the review of this article.
The work by author Guillermo Aguilar was in part performed at Centro de Investigación y Estudios Avanzados (CINVESTAV) del Instituto Politécnico Nacional, campus Querétaro, México during sabbatical leave.
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Open Access This is an open access article distributed under the terms of the Creative Commons Attribution Noncommercial License (https://creativecommons.org/licenses/by-nc/2.0), which permits any noncommercial use, distribution, and reproduction in any medium, provided the original author(s) and source are credited.
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Aguilar, G., Choi, B., Broekgaarden, M. et al. An Overview of Three Promising Mechanical, Optical, and Biochemical Engineering Approaches to Improve Selective Photothermolysis of Refractory Port Wine Stains. Ann Biomed Eng 40, 486–506 (2012). https://doi.org/10.1007/s10439-011-0436-9
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DOI: https://doi.org/10.1007/s10439-011-0436-9