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Erschienen in: Obere Extremität 3/2022

Open Access 31.05.2022 | Original Contribution

Conservative treatment of fractures involving the coronoid process

Systematic review of indication algorithms, treatment protocols, outcomes, and complications

verfasst von: Fabian Lanzerath, Michael Hackl, MD, Kilian Wegmann, MD PhD, Lars Peter Müller, MD PhD, Tim Leschinger, MD

Erschienen in: Obere Extremität | Ausgabe 3/2022

Abstract

Background

Fractures of the coronoid process require adequate treatment, as otherwise they often lead to chronic instability and the development of rapidly progressive cubital osteoarthritis. Commonly, such patients are treated surgically; however, a defined fraction of patients might benefit from conservative treatment.

Methods

We systematically reviewed the available literature searching Medline using the PubMed interface. The primary objective was to determine indications, treatment protocols, and associated functional outcomes and complications of entirely conservatively treated fractures of the coronoid. The PRISMA guidelines were applied.

Results

We included five studies, all retrospective in design, with a total of 62 patients. For the indication of conservative treatment, joint congruency on imaging was a prerequisite in all studies. This was supplemented on most occasions by dynamic clinical examinations, with a focus on pain, range of motion, and adequate joint stability. Treatment protocols included close-meshed imaging, early functional mobilization, and some form of resting immobilization. Treatment success, defined as excellent or good results according to the Mayo Elbow Performance Score, was 95.1% at an average follow-up of 36 months. Six patients (9.7%) underwent surgical treatment during follow-up; 19 patients (30.6%) suffered complications that did not result in surgery.

Conclusion

The data of this work indicate that most patients achieve satisfactory results following conservative treatment of coronoid fractures caused by rotational moments. Concentric reduction of the joint, clinical exclusion of even mild subluxations, systematic early functional aftercare, and close radiographic monitoring appear to be mandatory requirements. The evidence remains scarce, and conclusions drawn from this review should be viewed with caution, as prospective randomized controlled trials are not available to date.

Level of evidence

IV, therapeutic
Hinweise
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Introduction

The coronoid process acts as an important anterior buttress in the elbow joint, preventing its posterior dislocation [4, 5, 15, 19]. Understanding the responsible pathomechanisms and clinically adequate treatment of bony coronoid fractures has become the center of biomechanical and clinical research during recent years [17]. The coronoid may be fractured both in combination with other bony lesions and in insolation. When considering coronoid fractures caused by rotational moments, two distinctive fracture morphologies may result, depending on the principal vector of the torque: Terrible triad injuries (TTI) are the mechanistic result of a rotational moment directed posterolaterally (PLRI; [3]). They comprise the triad of a radial head fracture, a coronoid fracture, and commonly a posterolateral elbow joint dislocation, resulting in a concomitant injury of the collateral ligaments in most cases [3]. The tip of the coronoid is usually affected, and the fracture line is often located far radially [12]. A varus posteromedial rotational injury mechanism (PMRI), however, leads to the associated fracture of the anteromedial facet (AMF) as a sole bony lesion [17]. The AMF is particularly vulnerable to fracture, with approximately 60% of its area not underpinned by the ulnar metaphysis [6]. Fractures of the coronoid’s base are commonly not amenable to conservative treatment. Depending on the size of the fragment, coronoid fractures may be severely unstable. This is also due to the frequent accompaniment of the lateral ulnar collateral ligament (LUCL; [7, 21, 22]). The medial collateral ligament (MCL) is also frequently avulsed [9, 18]. Concerning treatment, early adequate fracture management is essential, otherwise rotational instability may lead to rapidly progressive osteoarthritis (OA). However, this does not mean that adequate treatment must necessarily be surgical. There may be a general awareness among elbow surgeons that conservative treatment is possible in principle—but how this can occur, and which fraction of the entire patient pool is eligible, is the subject of this paper: A qualitative synthesis of possible indications, treatment protocols, functional outcomes, and associated risks has not been made to date.

Methods

The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines were applied [14].

Inclusion criteria

Our search included:
1.
All study designs
 
2.
All levels of evidence
 
3.
Studies published in the English or German language
 
4.
Studies published since the beginning of the available literature
 
5.
Outcome data provided on conservatively treated coronoid fractures
 

Exclusion criteria

The search excluded:
1.
Cadaveric studies
 
2.
Biomechanical studies
 
3.
Anatomical descriptive studies
 

Search strategy

We searched Medline using the PubMed interface with the search terms and Boolean operators “(coronoid) AND (fracture) AND ((conservative) OR (nonoperative) OR (nonsurgically))”; the search was completed on 8 February 2022.

Study selection

The titles and abstracts of the retrieved studies were independently scanned by two reviewers (FL and TL). If necessary, the full text was checked for consistency with the inclusion criteria. In the case of disagreement, a third reviewer (LPM) was consulted to reach consensus.

Data extraction

The data of the publications suitable for inclusion were extracted into prefabricated tables, considering title, number of patients, mean age, mean follow-up, gender, fracture characteristics, indication prerequisites, conservative treatment protocol, range of motion (ROM), outcome scores, complications, and rates of conversion to operative treatment. The primary objective was to determine indications, treatment protocols, and associated functional outcomes and complications.

Results

Study selection

The initial search covered 56 publications. After the exclusion of abstracts not fitting the inclusion criteria, 12 full texts were assessed for eligibility. This decision-making process is shown in Fig. 1. Seven of these publications had to be excluded for reasons outlined in the PRISMA-adapted flow diagram. Insufficient outcome data refer to a purely narrative description of the outcome; insufficient individual data indicate that, based on the study data, it was not possible to relate the outcome to the conservatively treated patients exclusively. Thus, five articles were included [1, 2, 8, 16, 24].

Study characteristics

The basic information of the studies is summarized in Table 1. A total of 62 patients with an average age of 44 (17–76) years were enrolled. The average follow-up period was 36 (12–90) months, 61% of the patients were male. Three studies reported on isolated coronoid fractures; in the remaining two studies, the radial head was also involved in the sense of a TTI in all patients. Coronoid fractures have been inconsistently classified according to Regan–Morrey or the more recent O’Driscoll classification [17, 20]. In no case was a conservatively treated type 3 fracture (Regan–Morrey) or its O’Driscoll equivalent, a basal fracture of the coronoid, reported. If there was an additional fracture of the radial head, it was always classified according to Mason (Fig. 2; [13]).
Table 1
Summary of the studies included
First author
Included patients (n)
Mean age, years (range)
Mean FU, months (range)
Gender, % male
Coronoid fracture
Radial head fracture
Van Der Werf [24]
3
52 (41–68)
52 (31–90)
100
OD: 3 AMFa
0
Najd Mazhar [16]
10
39 (27–54)
31 (24–46)
90
RM: 3 type I, 7 type II
M: 2 type I. 8 type 2
Chan [2]
11
51 (26–76)
36 (12–90)
45
RM: 11 type II
M: 3 type 1, 8 type 2
Chan [1]
10
49 (28–61)
50 (12–83)
60
OD: 9 AMF subtype 2, 1 AMF subtype 3
0
Foruria [8]
28
40 (17–74)
32 (12–61)
54
OD: 5 tip, 1 AMF subtype 1, 21 AMF subtype 2, 1 AMF subtype 3
0
Total
62
44
36
61
FU follow-up, OD O’Driscoll classification, RM Regan–Morrey classification, M Mason classification, AMF anteromedial facet
aSubtype not specified

Indication algorithms

Indication algorithms in terms of the requirements of each study to be considered for a conservative treatment concept are listed in Table 2. Common to all studies was joint congruency on imaging, particularly humeroulnar congruency. In cases involving the radial head (TTI), the forearm rotation also factored into the indication [2, 16].
Table 2
Summary of the indication algorithms
First author
Van Der Werf [24]
Najd Mazhar [16]
Chan [2]
Chan [1]
Foruria [8]
Imaging
Joint congruency on 3D CT scans
Joint congruency on AP radiographs, lateral radiographs, and CT scans with ulnohumeral distance < 4 mm on the lateral radiograph
Joint congruency on AP radiographs, lateral radiographs, and CT scans with ulnohumeral distance < 4 mm on the lateral radiograph
Joint congruency on AP radiographs, lateral radiographs, and CT scans
Joint congruency on AP radiographs, lateral radiographs, and CT scans
Radial column
No block in active supination and pronation up to 60°
No block in supination and pronation due to radial head fracture
Negative hyperpronation and gravity varus stress test
Absence of radial head fracture
Arc of motion
Free and stable joint in painless active ROM in the ulnohumeral joint to a minimum of 45° of extension
Stable arc of active motion to a minimum of 30° of extension within the first 10 days after injury
Stable arc of active motion to a minimum of 30° of extension within the first 10–14 days after injury
Others
No indication for surgery of the radial head or coronoid
Smaller coronoid fracture (RM Type 1 or 2)
Intact sublime tubercle
No intra-articular fragments
Fracture affecting less than 50% of the coronoid height
Motivated and cooperative patient
Skeletal maturity
3D Three-dimensional, CT computed tomography, AP anterior–posterior, ROM range of motion, RM Regan–Morrey classification

Treatment protocols

The different treatment concepts can be traced with reference to Table 3. Common to most studies is close radiological follow-up to detect clinical inapparent incongruities at an early stage, mobilization in the sense of timely functional aftercare, and a form of immobilization at rest and at night.
Table 3
Summary of the treatment protocols
First author
Van Der Werf [24]
Najd Mazhar [16]
Chan [2]
Chan [1]
Foruria [8]
Imaging
Weekly lateral and AP radiographs for 6 weeks
Weekly lateral and AP radiographs for at least 4 weeks
Weekly lateral and AP radiographs for at least 3 weeks
Lateral and AP radiographs after 3 weeks, 6 weeks, 3 months, 6 months and 1 year
Mobilization
Active assisted elbow ROM
Early active flexion–extension and supination–pronation under close supervision of a physiotherapist
Supervised ROM exercises within a stable arc in the first 10 days after injury
Supervised ROM exercises within a stable arc in the first 10–14 days after injury
Flexion–extension with the forearm in full pronation and pronation–supination exercises at maximum elbow flexion
Extension limited to 45° at the start, then increased by 10–15° per week
Active and active assisted elbow flexion/extension exercises with the forearm in neutral rotation
Active and active assisted elbow flexion/extension exercises with the forearm in neutral rotation within 2 weeks of injury
ROM exercises with assistance from the other hand to decrease varus stress
Overhead exercises with supine positioning to allow early motion with the effect of gravity to maintain a concentric reduction
Immobilization
Sling for comfort
Resting elbow splint at 90° of flexion was used for comfort in between exercises until fracture and soft tissue healing progressed, usually by approximately 6 weeks after injury
Resting elbow splint at 90° of flexion was used for comfort in between exercises until fracture and soft tissue healing progressed, usually by approximately 6 weeks after injury
Immobilized for 3 weeks with a long plaster splint (elbow at 90° of flexion and in neutral rotation), then sling from week 3–6
Others
Avoidance of shoulder abduction (varus stress) for 1 month
Avoidance of shoulder abduction (varus stress)
Avoidance of shoulder abduction (varus stress)
AP anterior–posterior, ROM range of motion

Functional outcomes and complications

Functional outcomes and complication are shown in Table 4. The average values for flexion and extension at the last follow-up appointment were 136° and 4°, respectively. The average values for pronation and supination at the last follow-up appointment were 76° and 79°, respectively. The MEPS averaged 94 points. In 44 patients the MEPS corresponded to an excellent result, in 15 patients to a good result, in two patients to a satisfactory result, and in one patient to a poor result. Defining excellent and good results using the MEPS as successful treatment, 95.1% of patients were treated successfully. The average DASH score was 7.3 points. Six patients (9.7%) required surgery during the follow-up period: in four cases due to stiffness (surgical arthrolysis) and in two cases due to recurrent instability. In total, 19 patients (30.6%) experienced complications, which, however, did not result in surgery.
Table 4
Summary of functional outcomes and complications
First author
Van Der Werf [24]
Najd Mazhar [16]
Chan [2]
Chan [1]
Foruria [8]
Total
Included patients (n)
3
10
11
10
28
62
Flexion
138
131
134
137
139
136
Extension
0
11
6
2
2
4
Pronation
90
53
87
88
74
76
Supination
83
58
82
86
83
79
Mean MEPS, points (range)
80 (40–100)
95 (80–100)
94 (80–100)
94
95 (70–100)
94
MEPS detail
2E, 1P
7E, 3G
7 E, 4G
6E, 4G
22 E, 4 G, 2 F
44E, 15 G, 2 F, 1P
DASH
17.2 (0–49.1)
4.76 (0–13.6)
8 (0–23)
7
7 (0–57)
7.3
Operations: number (%)
0
0
2 (18.2%)
0
4 (14%)
6 (9.7%)
Operations: number and cause
0
0
1 stiffness (arthroscopic arthrolysis),
1 recurrent instability
0
3 stiffness (arthroscopic arthrolysis),
1 recurrent instability
4 stiffness (arthroscopic arthrolysis),
2 recurrent instabilities
Complications not requiring further operations: number and cause
0
1 ulnar nerve paresthesia,
3 ulnohumeral arthritic changes BM grade 1
4 ulnohumeral arthritic changes BM grade 1
0
11 ulnohumeral arthritic changes BM grade 1
18 ulnohumeral arthritic changes BM grade 1,
1 ulnar nerve paresthesia
MEPS Mayo Elbow Performance Score, DASH Disabilities of Arm, Shoulder, and Hand, E Excellent, G Good, F Fair, P Poor, BM according to the Broberg and Morrey scale

Discussion

Fractures of the coronoid need to be treated adequately, otherwise they may lead to chronic instability with associated rapidly progressive osteoarthritis. The current literature indicates the standard procedure both for isolated fractures of the AMF and for TTI to be surgical; however, this is still debatable [2, 10, 16]. This systematic review demonstrates that conservative treatment of coronoid fractures caused by rotational moments (PLRI, TTI, PMRI, AMF fracture) is feasible given strict indication criteria and a clear treatment plan.
Overall, 62 patients with an average follow-up of 36 months and an average age of 44 years were included, 61% of whom were male. Of these patients, 41 had an isolated coronoid fracture, in 21 others the radial head was additionally fractured. The average MEPS was 94.1 points. A recent systematic review demonstrated that the mean MEPS of 114 surgically treated patients with isolated fractures of the AMF was 91.5 points [10]. Of course, the blunt comparison of the patient population considered in this study with that of surgically treated patients is impermissible, as the latter are usually highly unstable, do not have a congruent joint, and would therefore not be considered for primary conservative care. Accordingly, only a small fraction of patients with such fractures may be treated without surgery [23]. However, despite differences in the details of indication criteria and treatment protocols, the authors of the included studies generally seem to agree that concentric joint reduction and clinical exclusion of instability may be a prerequisite and, coupled with adequate early functional follow-up, may be the key to successful conservative treatment of coronoid fractures. Nevertheless, there is no consensus recommendation on how a concentric joint reduction should be defined: Is a joint step of < 2 mm to be considered concentric? How severe may the humeroulnar (especially TTI) or humeroradial (especially AMF fractures) gapping be? Early functional follow-up is often suggested as a fixed term, but by definition there is no binding guideline regarding the timeline that early functional follow-up can, may, and should be referred to. Most studies refer to mobilization within the first 14 days, and initial immobilization may often not be required because if instability has necessitated it, surgical treatment would be preferable [23]. In addition, early functional follow-up should be supplemented by close-meshed radiological monitoring to promptly detect instabilities that develop during treatment. Naturally, it would be desirable to provide a simple threshold value above which a fracture of the coronoid would necessarily require surgical treatment. However, this is challenging in practice due to the high interindividual variability of the coronoid anatomy, the thickness of the cartilage cover (the thicker the cartilage cover, the more likely it is to underestimate the actual stability-providing effect of a fracture fragment on CT), and the morphology and localization of the fracture line (fractures of the anteromedial facet cause greater instabilities than comparable fractures of the coronoid tip). A study conducted by Syed et al. had to be ruled out for inclusion due to the insufficient individual data on patients treated nonoperatively [23]. Nevertheless, the authors demonstrated that AMF fractures > 6.5 mm were clinically likely to be unstable and therefore frequently required surgical intervention [23]. This might serve as a guideline value. In case of doubt, it may be useful to give more weight to clinical examination than to diagnostic imaging in the decision-making process. If there is still uncertainty, remaining instabilities are expected to be more dramatic than a slight operative overtreatment—therefore, a high sensitivity (detecting all coronoid fractions requiring surgical intervention) should be preferred to a high specificity in case of doubt [23]. It should be noted that the clinical exclusion of instability in dynamic testing is not trivial. Chan et al. used fluoroscopic varus stress testing to detect PMRI [1]. Limiting factors include the patient’s pain in the acute situation, the variability of force application by the examiner, or the influence of interindividual muscle tension. In exceptional cases, subtype 3 fractures of the AMF—which involve the sublime tubercle, and thus the insertion site of the anterior bundle of the medial collateral ligament—may also be successfully treated conservatively, provided they are barely displaced, as shown for a patient in the study by Chan et al. [1] Likewise, in the study by Foruria et al., a patient with a subtype 3 fracture of the AMF was treated conservatively; however, no individual data are available regarding this patient, making it impossible to comment on the success of treatment in this individual case [8]. The evidence is too weak to make a statement here, but the involvement of the medial collateral ligament in combination with the fracture of the AMF should be considered critically and remain a case-by-case decision. Basal fractures of the coronoid are generally not considered for conservative therapy since they influence the statics of the elbow joint excessively. In TTI caused by a posterolateral rotational moment, the tip of the coronoid is usually involved, and the fracture line thus runs far radially in the frontal plane. Closkey et al. demonstrated that fractures of the coronoid tip involving less than 50% of the height of the coronoid have little biomechanical impact on elbow joint stability [4]. Thus, in most cases, the coronoid fracture is not the limiting factor; rather, it is the extent of rupture of both collateral ligaments and the morphology of the radial head fracture that matters. Therefore, to consider fully conservative therapy for TTI, an indication for surgery should be ruled out regarding the isolated radial head fracture. Mason type I fractures may generally be treated conservatively; for Mason type II fractures, treatment is critically debated, but a systematic review demonstrated that results of both treatment modalities, conservative and operative, are comparable [11].
During the follow-up period, six patients (9.7%) subsequently required surgical treatment. The indications were stiffness in four cases and instability in two cases. From these complications, the major area of conflict in the treatment of coronoid fractures becomes apparent: on the one hand, the danger of joint stiffening, and on the other hand, the at least equal danger of running into chronic instability. In total, there were 19 (30.6%) further complications, although these did not require surgical intervention. Among them, 18 arthritic changes, all classified as grade 1 according to Broberg and Morrey. Certainly, one major concern that this systematic review cannot answer is how these osteoarthritic changes affect elbow function in long-term follow-up. Based on these figures, however, surgical therapy might be beneficial, especially in young, active patients with high functional demands. An ulnar nerve neuropathy also remained untreated; not because there was no indication, however, but because the patient refused neurolysis and anterior transposition [16].

Limitations

Limitations of this work include the retrospective design of all studies included. Furthermore, the study represents a pure synthesis of the results after conservative coronoid fracture treatment and does not enable a comparison with a similar cohort of patients treated surgically. However, it should be noted once again that the patient population is different, and a direct comparison should therefore always be viewed critically. In the present work, not only isolated coronoid fractures were included, but also those caused by PLRI. This necessarily leads to the fracture of the radial head being yet another confounding factor. However, the aim of this work was merely to synthesize possible indication criteria for conservative therapy in the case of coronoid involvement. In so far as there is no definite indication for surgical treatment of the fracture of the radial head, the latter does not detract from conservative coronoid treatment. Nevertheless, this systematic review represents the first comprehensive synthesis on the conservative treatment of coronoid fractures caused by rotational moments.

Practical conclusion

  • The results of this work demonstrate that most patients achieve satisfactory results after treatment of conservative coronoid fracture due to rotational moments.
  • Concentric joint reduction, clinical and radiologic exclusion of even minor subluxations, systematic early functional follow-up, and close radiographic monitoring appear to be mandatory.
  • A rate of conversion to surgery of approximately 10% can be expected.
  • Approximately 30% of patients show mild osteoarthritis after an average follow-up of 3 years; the development of these alterations in the long-term follow-up remains pending.
  • The evidence is still scarce, and conclusions drawn from this review should be viewed with caution, since prospective randomized controlled trials are not available to date.

Declarations

Conflict of interest

F. Lanzerath, M. Hackl, K. Wegmann, L.P. Müller and T. Leschinger declare that they have no competing interests.
For this article no studies with human participants or animals were performed by any of the authors. All studies mentioned were in accordance with the ethical standards indicated in each case.
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://​creativecommons.​org/​licenses/​by/​4.​0/​.

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Metadaten
Titel
Conservative treatment of fractures involving the coronoid process
Systematic review of indication algorithms, treatment protocols, outcomes, and complications
verfasst von
Fabian Lanzerath
Michael Hackl, MD
Kilian Wegmann, MD PhD
Lars Peter Müller, MD PhD
Tim Leschinger, MD
Publikationsdatum
31.05.2022
Verlag
Springer Medizin
Erschienen in
Obere Extremität / Ausgabe 3/2022
Print ISSN: 1862-6599
Elektronische ISSN: 1862-6602
DOI
https://doi.org/10.1007/s11678-022-00692-x

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