Prediction of mortality in metastatic colorectal cancer in a real-life population: a multicenter explorative analysis

Colorectal cancer (CRC) is one of the most common malignant diseases in the world and has also one of the highest cancer-related mortality rates [1, 2]. Fortunately, both incidence and mortality from CRC have decreased over the last decades. This is due to several factors, but the most important ones are successful screening and new systemic, as well as progressive surgical treatment options [3]. Nonetheless, metastatic CRC (mCRC) remains a lethal disease that is present in about 20–25% of patients at diagnosis and 30% will experience a metastatic relapse after initial curative surgical treatment, with or without adjuvant chemotherapy [4]. In mCRC, estimating survival is difficult, even for experienced oncologists. This directly influences the quality of the communication with patients as information regarding an accurate prognosis is one of the most important pieces of information provided to patients by oncologists [5]. Sharing information about the course of the disease with patients and estimating survival are challenging issues as is evident by the numerous prognostic and/or predictive factors that have been described over recent years. Socioeconomic factors, supportive treatment enabling adherence to planned treatment procedures, exercise programs and patient reported outcomes play a significant role in prognostication [6]. Other factors of relevance in clinical practice include the tumor load measured by the number of organs involved in metastasis [7, 8], patterns of metastatic spread [9], primary tumor location [10‐12] and metachronous or synchronous disease [13]. Currently, additional molecular markers and even molecular signatures have enriched the traditional family of markers, adding significantly to the complexity of mortality prognosis [14]. It is now established that BRAF mutated patients show the worst prognosis among all patients [15] and the consensus molecular subtypes give a deeper insight into the biology of the disease [16, 17]. Along with the advent of these modern markers, systemic treatment options targeting angiogenesis, the epidermal growth factor pathway (EGFR) or the BRAF-pathway have been developed that enable the use of individual treatments [18]. For example, metastastic left sided colorectal cancer that is RAS wild-type and treated by an EGFR-antibody combined with chemotherapy shows the longest survival [19]. In addition, patients who are BRAF mutated benefit from targeted treatment rather than from chemotherapy [20].

These improvements in systemic treatments have been accompanied by progressive surgical treatment concepts, which include the resection of metastases, even repeatedly and in more than one organ. For such multimodal treatment concepts, patient selection is the key to success. A multidisciplinarity approach encompassing the experience of specialized oncologists, surgeons and radiologists has become a hallmark of optimal clinical outcomes in the treatment of mCRC resulting in overall survival rates of more than 5 years in the best cases [21]. The complex prognostic interplay between anatomic, pathological, molecular, and clinical factors cannot be captured in clinical trials. Tools allowing a more accurate prognostication, however, are highly desirable. These are not only helpful in clinical practice, but also support the design of new trials and the evaluation of novel treatments that may play a part in improving routine care. There have been a few contributions to date to fill this gap. Two research groups reported a model tested in large patient populations, however they only include patients treated within clinical trials since 1997, thereby not ideally representing a real-life population of colorectal cancer patients treated with modern, multidisciplinary treatments [22, 23]. Mortality determinants were also studied in a real-life cohort treated before 2010 and reported single factors associated with a higher relative risk of early mortality, yet representing a patient population before the era of modern oncology [24, 25]. Ge and colleagues described a nomogram for mCRC patients based on parameters derived from the Surveillance, Epidemiology, and End Results Program (SEER)-database; they identified 13 factors associated with survival at three and 5 years but only treated patients were included and the remarkably high number of prognostic factors limit its clinical utility [26]. Additionally, the vast majority of patients suffering from mCRC will survive approximately two to 3 years, which has been shown for patients treated either in clinical trials [27, 28] or in a real-life setting [9, 29]. To our knowledge, a prognostic model considering this particular survival time in a real-life patient cohort treated by contemporary treatments has not yet been reported.

We therefore aim to validate a mortality prediction model in a representative real-world patient cohort with mCRC by identifying factors directly associated with patient survival at 2 and 3 years. By providing this work, we hope to support oncologists to communicate individualized survival estimation to every patient in daily practice without incurring additional cost.

In the presented study a nomogram predicting survival at 24 and 36 months for patients suffering from mCRC was developed and validated. The model is based on the clinical features of 1104 patients and also includes a differentiated view of modern treatment types. The performance of the model in terms of discrimination, calibration and clinical utility is high and reliable.

The selection of variables was based on easily obtained clinical parameters and on treatment types that could potentially be applied to a patient. To our knowledge, this question has not been addressed in this detail in a real-life population treated by contemporary treatment concepts so far. Of the many factors known to be of prognostic relevance, age, number of organs affected by metastasis, lung metastasis only, left or right primary, BRAF mutational status and especially treatment modality were selected for the model after a stepwise exclusion in a multivariate cox-regression model. Age as one of the relevant prognostic factors has also been reported to be associated with the patients’ survival in several other tumor entities [35, 36]. But although it has been reported, the specific mechanisms remain unclear. Chronic inflammation or lower immune responses have been discussed as playing an important role [37, 38]. In our study the survival of patients older than 60 years was worse compared to patients less than 60 years old. This might be due to the higher rate of BSC and less intense treatment regimen found in older patients (data not shown). This correlation has also described in a similar fashion by others [26, 39].

The number of organs involved in metastatic disease and tumor load [40], the pattern of metastasis [9, 41], left or right primary location [11] and BRAF mutational status [42] are known and well described prognostic factors in this population. Among these, in our sample BRAF appeared to have a major impact on survival despite the relatively low number of patients. Furthermore, treatment type was found to have the strongest effect, resulting in the exclusion of known prognostic factors. One of these, for example, was DFS, which potentially discriminates patients with good prognosis from patients with bad prognosis (synchronous vs. metachronous disease; data not shown). We differentiated between patients receiving either best supportive care, systemic treatment only, multimodal treatment including systemic treatment and resection of metastasis or resection of metastasis only. The main reason for best supportive care were comorbidities, which implies a higher risk than benefit from treatment. A considerable fraction of approximately 25% of patients were allocated to this category. Second line treatment was given to 62% of the patients and 35% of patients received a third line therapy. These frequencies are comparable to an analysis of subsequent treatments in the FIRE-3 trial population, where 70 and 43% received second and third line treatment, respectively [43]. The slightly lower rates in our analysis can be explained by obvious differences between our real world cohort and a study population that included selected patients only. Consideration of treatment type in this detail is of high importance as especially multimodal treatment concepts have been proven to be of high efficacy if performed in a multidisciplinary setting [21]. The nomogram shows the weighted impact of the factors on all-cause mortality at 24 and 36 months. The 13 factors associated with survival at 3 and 5 years identified by Ge and colleagues [26] is a fairly high number of variables for use in daily practice and as the median OS in mCRC is found to be around 30 months, the time points allow the prediction of long term survival only. This might have been intentional since the study had only one focus on resection of metastases. Such patients are known for survival times that are beyond the usual median OS. We intended to cover the majority of patients and therefore describe survival at 24 and 36 months, which is fairly around the median OS described in the literature. Most studies investigating the interplay of prognostic relevant factors are limited to patients that received at least one treatment [26] or were even treated within clinical trials [22, 23]. Both are not optimally representative of a real-world scenario. Having this in mind, we also included patients who were considered to be unfit for treatment. This provides information on a representative spectrum of patients, of interest for everyday practice.

When comparing the performance of our models, the most suitable trial is by Ge et al. who reported a C-Index of 0.69 [26]. Another study reporting on a model for prediction of disease free and overall survival after first line treatment with a chemotherapy doublet showed a C-Index of 0.66 [33]. The C-Index of our model was 72% at 24 months and 71% at 36 months, implying an accuracy comparable to these publications. However, for t-year predictions the dynamic time-dependent AUC (dtdAUC) is reported as being more reliable [44]. In our model the tdAUC at 24 months was 77 and 78% for 36 months. These values indicate a high accuracy of the nomogram.

Several potential limitations should be considered when interpreting the results of our study. Foremost, it is a retrospective study, which implies the risk of a selection bias. Unfortunately, the rate of unknown mutation status of RAS and BRAF, as well as information on microsatellite status was high, which may have led to an underestimation of the influence of RAS mutation status and treatment with EGFR antibodies on survival. A prospective evaluation of the presented model and its applicability in daily practice is needed.

In conclusion, we present a clinical model that supports the prediction of the most relevant 2- and 3-year survival in mCRC, focussing on clinicopathological features and on different treatment types covering all conceivable treatment concepts in the modern oncological treatment era. As the patients included in our analysis were treated at three different centers our patient cohort may be considered representative of a real-world scenario. This predictive mortality model may contribute to the difficult but important clinical issue of prognostication in patients with mCRC by supporting communication to the patients and the decisions on treatment strategy.