Introduction
Alzheimer’s disease (AD) is a multifactorial disease, with amyloid beta (Abeta) accumulation in the brain as one of the first detectable pathological hallmarks [
1‐
3] in concert with accumulating tau pathology, neuronal damage, synapse loss, and inflammation [
1]. Amyloid pathology can be identified in vivo with positron emission tomography (PET) scans or through altered biomarker levels in the cerebrospinal fluid (CSF) [
3‐
5]. Given the costs of PET and the invasiveness of CSF analysis, blood-based biomarkers accurately reflecting AD pathological processes are urgently needed. Such biomarkers will facilitate the identification and selection of participants for disease modifying clinical trials (e.g., targeting Abeta accumulation) and could help in monitoring of disease progression or therapeutic effectiveness.
With the establishment of new, sensitive analytical techniques, recent studies showed promising results for plasma Abeta as biomarker of ongoing amyloid pathology [
6‐
17]. Particularly, results obtained with (semi-)automated platforms with high-throughput such as the Single Molecule Array (Simoa) technology [
18] are promising, since implementation of these platforms into clinical practice is fairly straightforward. Using Simoa, individuals with evidence of ongoing amyloid pathology can be discriminated from those without with reasonable diagnostic accuracy (ranging between 68 and 79%) [
9‐
11,
14‐
16], even in the pre-symptomatic phase [
10,
11,
16]. In view of the multiple aspects of AD pathology, establishing a blood-based biomarker panel combining several markers is likely needed to further increase the diagnostic accuracy by measuring the complexity of AD pathology comprehensively. Moreover, having a combination of markers that not only reflects amyloid accumulation but also reflects the extent of neurodegeneration might allow for use as disease severity and therapeutic effectiveness monitoring tool. In this respect, neurofilament light (NfL) and glial fibrillary acidic protein (GFAP) are promising blood-based biomarkers. NfL reflects axonal damage [
19,
20] and studies convincingly show that across the AD continuum NfL levels increase in serum and plasma [
20‐
23]. Moreover, NfL levels were higher in non-demented individuals with evidence of amyloid pathology compared to those without [
21,
24], and NfL levels increase already in the pre-symptomatic Alzheimer’s disease stages [
25], with an accelerated increase at time of symptom onset [
26]. GFAP reflects reactive astrocytosis and a recent study showed that serum GFAP levels were higher in AD patients compared to controls [
27], in line with findings in the CSF [
27‐
31]. Moreover, pathology studies showed that GFAP expression was higher in areas surrounding Abeta plaques, even in the earliest stages, [
32‐
34] and expression levels increased along with the progression of tau pathology [
33,
35].
In the current study, we aimed to investigate the utility of the combination of plasma biomarkers Abeta(1-42/1-40), GFAP, and NfL, all measured on a single platform (Simoa), to identify AD pathology as determined with amyloid PET in a total of 252 individuals across the clinical AD spectrum, i.e., subjective cognitive decline (SCD), mild cognitive impairment (MCI), or AD-dementia. In addition, we investigated their potential to measure disease severity by evaluating associations with syndrome diagnosis and neuropsychological and imaging measures.
Methods
Study population
This study included 252 subjects from the Amsterdam Dementia Cohort [
36,
37] with a baseline syndrome diagnosis of SCD (
n = 70), MCI (
n = 50), or AD-dementia (
n = 132) with an amyloid PET scan available within 1 year from baseline diagnosis. Additionally, a plasma EDTA sample had to be available in the Amsterdam dementia biobank, which was collected within one year from both the clinical diagnosis and the amyloid PET scan. Research was approved by the medical ethical committee of the VU University medical center and was in accordance with the Helsinki Declaration of 1975. All subjects provided written informed consent to use medical data and biomaterials for scientific research.
Subjects visited the Alzheimer center Amsterdam between November 2008 and October 2018 for standardized dementia screening consisting of neurological, physical, and neuropsychological evaluation and brain magnetic resonance imaging (MRI) [
36,
37]. Diagnoses were made in a multidisciplinary consensus meeting according to the then applicable guidelines [
38‐
42]. The label of SCD was assigned when no abnormalities were observed on clinical or cognitive tests and when the criteria for MCI, dementia, or other medical conditions and psychiatric disorders that could potentially cause cognitive deficits were not met [
38]. All AD dementia patients were required to have a positive amyloid PET scan [
3].
Cognitive assessment
Cognitive performance was assessed at dementia screening using a standardized neuropsychological test battery [
37] covering global cognition and the four major cognitive domains memory, language, attention, and executive functioning. Global cognition was assessed by the Mini-Mental State Examination (MMSE). Memory was assessed by the Dutch version of the Rey Auditory Verbal Learning Test (RAVLT) with immediate recall, delayed recall, and recognition, and the Visual Association Test version A (VAT A; sum of trials 1 and 2). Language was assessed by the VAT-A naming and category fluency (animals). Attention was assessed by the Digit Span Forward, Trail Making Test (TMT) A, Stroop word naming, and Stroop color naming. Executive functioning was assessed by the Digit Span Backwards, TMT B, Stroop color word naming, and letter fluency (D-A-T). We applied a multiple imputation approach by creating fifteen imputed datasets to fill individual missing neuropsychological test scores (data availability ranged between 73 and 98%). Subsequently, TMT A, TMT B, and Stroop scores were inverted so that a lower score implicated worse performance for all administered tests. Next, all test scores were transformed into
Z scores and domain scores were calculated by averaging the
Z-transformed individual neuropsychological test scores. Analyses were performed on the pooled datasets.
MRI
For
n = 182 (72%), a visual rating of medial temporal lobe atrophy (MTA) according to the MTA-scale (range 0–4) [
43] was performed. Right and left hemispheres were rated and subsequently averaged into one combined MTA score. MRI scans were acquired on 1.5 T MRI scanners (Sonata and Impact, Siemens, Germany; Signa HDXT, GE Healthcare, USA) or 3T MRI scanners (Discovery MR750 and Signa, GE Medical Systems, USA; Ingenuity TF PET/MR, Philips Medical Systems, the Netherlands; Titan, Toshiba Medical Systems, Japan).
Amyloid PET
All subjects underwent an amyloid PET scan with [
18F]florbetaben (
n = 133), [
18F]flutemetamol (
n = 37), [
18F]florbetapir (
n = 33), or [
11C]Pittsburgh compound-B (PiB;
n = 49) tracers as part of research, on the PET/MR and Gemini TF-64 PET/CT scanner (Philips Medical Systems, The Netherlands) or on ECAT EXACT HR+ scanner (Siemens/CTI, Tennessee, USA). Procedures have been described in more detail elsewhere [
44‐
48]. Scans were rated by an experienced nuclear medicine physician (BvB) as positive or negative for the presence of fibrillar amyloid pathology in the neocortex according to the guidelines of the tracer manufacturers. Briefly, interpretation of the images is performed visually. To do this, the activity in cortical grey matter is compared with activity in adjacent white matter. The negative scan has a typical white matter pattern. In the positive scan, the tracer signal in cortical regions is approximately similar to or higher than the signal in the adjacent white matter. In addition, in a positive scan there is a sharp contrast between the cortex and the skull, while in a negative scan this difference is more gradual. Five regions are rated on each scan, and if any of these five regions was clearly positive, then the image was classified as positive. A negative scan indicates no or sparse density of Abeta neuritic plaques in the brain, and a positive scan indicates a moderate to frequent amyloid plaque density. Our nuclear medicine physician (BvB) has a 100% intra-rater reliability between tracers within one subject.
APOE genotyping
For n = 244 (97%), apolipoprotein E (APOE) genotyping was available. Sequencing was performed in EDTA plasma using Sanger sequencing on ABI130XL, after DNA amplification by PCR technique and analysis for size and quantity by QIAxcel DNA Fast Analysis kit. APOE ε4 carriers had one or two APOE ε4 copies, whereas non-carriers only carried APOE ε2 or APOE ε3 alleles.
Simoa plasma analyses
EDTA plasma was collected through venipuncture under non-fasting conditions. Within 2 h of collection, plasma was centrifuged for 10 min at 1800×g at room temperature and stored at -80 °C in the Amsterdam dementia biobank in aliquots of 500 μL in 1.5/2-mL polypropylene tubes (Sarstedt, Germany). Prior to analysis, samples were thawed at room temperature using a cold-air fan, centrifuged at 10.000×g for 10 min and subsequently kept on ice until analysis. All samples were measured in duplicates onboard of the automated Simoa HD-1 analyzer by trained personnel.
Prototype assays were developed in-house that specifically detect Abeta
(1-42) and Abeta
(1-40), followed by transfer to ADx NeuroSciences (Ghent, Belgium) for further fine-tuning, upscaling, and adaptation of the assays to manufacturing conditions (named Amyblood). In short, the automated two-step analytical Simoa procedure of the Amyblood singleplex assays is as follows: in step one, for 120 min, 25 μL of 250 K helper beads (Quanterix, USA) and 250 K paramagnetic carboxylated beads that were activated with 0.1 mg/mL EDC (Thermo Scientific, USA) and coated with 0.2 mg/mL of either monoclonal antibody ADx102 (21F12) (for Abeta
(x-42) capture; ADx NeuroSciences) [
49] or ADx103 (2G3) (for Abeta
(x-40) capture; ADx NeuroSciences) [
49] are incubated with 100 μL of 4-fold (for Abeta
(1-42)) or 10-fold (for Abeta
(1-40)) pre-diluted plasma EDTA in PBS-based buffer with stabilizing protein, 200 μg/mL HBR-1 (Scantibodies Laboratory Inc., USA) and Tween 20 detergent, and with 20 μL of 0.1 μg/mL of biotinylated monoclonal antibody ADx101 (3D6) (for Abeta
(1-x) detection; ADx NeuroSciences) [
49]. After a wash cycle, a 5-min and 15-s incubation step followed with 50 pM streptavidin-conjugated β-galactosidase (Quanterix). After the next wash, 25 μL Resorufin β-D-galactopyranoside (Quanterix) was added and beads are pulled onto the imaging disc, followed by time-lapsed fluorescent imaging. The standard curves were constructed in the range 0 to 64 pg/mL using Abeta
(1-40) and Abeta
(1-42) recombinant peptides (ADx NeuroSciences). A none-weighted, 4PL-fit algorithm was used to calculate sample concentrations in pg/mL.
For Amyblood analyses, Abeta(1-42) and Abeta(1-40) measurement occurred in sequential order within the same run. Abeta (1-42) concentrations are expressed as ratio to Abeta (1-40) (further referred to as: Abeta(1-42/1-40)). Good average intra-assay coefficients of variation (CV) of duplicate concentrations were obtained: 3% for Abeta (1-42) and 2% for Abeta (1-40). Average inter-assay %CV of the concentrations of three independent EDTA plasma pool quality controls measured over the runs was 14% for Abeta(1-42) and 13% for Abeta(1-40).
Plasma NfL and plasma GFAP were measured next in the same aliquot (introducing an additional freeze-thaw cycle). The commercially available Simoa™ NF-Light Advantage Kit (Quanterix) and Simoa™ GFAP Discovery Kit (Quanterix) were used according to manufacturer’s instructions and with on-board automated sample dilution. Good average intra-assay %CV of 5% for plasma NfL and 4% for GFAP were obtained. Average inter-assay %CV of the concentrations of three independent EDTA plasma pool quality controls measured over the runs was 2% for NfL and 8% for GFAP.
Statistical analysis
Data were analyzed using SPSS for Windows version 22 (IBM) and graphs were constructed using R version 3.4.2. P < 0.05 was considered significant. Plasma biomarkers Abeta (1-40), NfL and GFAP were right-skewed; thus, natural log (Ln) transformation was performed prior to statistical analyses. Z-transformation was performed on inverted Abeta(1-42/1-40) and on Ln(GFAP) and Ln(NfL) when comparability of effect sizes was required.
We compared baseline characteristics between amyloid PET-positive and amyloid PET-negative individuals using chi-squared tests,
T tests, or non-parametric equivalents. We used age- and sex-adjusted two-way ANOVA to assess the effects of amyloid PET status and syndrome diagnosis on plasma biomarker levels. Receiver operating characteristic (ROC) curves identifying positive amyloid PET scans were constructed and Youden’s cutoffs were calculated as the maximum sum of sensitivity and specificity. Using a backward elimination logistic regression procedure among all plasma markers, age, sex, and APOE ε4 carriership based on Wald’s
p statistics, a panel that optimally identifies a positive amyloid PET status was generated. The logistic regression formula of the optimal panel with age entered as dichotomous variable (split on cohort’s average age) was calculated, to construct heat plots visualizing amyloid positivity screening capacity. Since AD disease-modifying clinical trials target to include the earliest disease stages, we additionally repeated the ROC analyses and logistic regression analysis restricted to the persons without dementia (SCD and MCI). As a sensitivity analysis to verify the selected panel, we applied Least absolute Shrinkage and Selection Operator (LASSO) regression both on the total study cohort and the non-demented subset (R package glmnet). We used a maximum of iteration of 1000 and selected a robust lambda (i.e., largest value of the lambda is within one standard error of the minimum). Relationships between plasma biomarkers and cognitive performance (as surrogate measure of disease severity) were assessed using linear regression analysis, adjusted for age, sex, and education (according to Verhage system [
50]). Relationships between plasma biomarkers and the MTA score (as surrogate measure of disease severity) were assessed using Spearman’s rank correlation analysis.
Discussion
In the present work, we showed that both plasma Abeta(1-42/1-40) and plasma GFAP are independently associated with amyloid pathology as measured by PET in a cohort of individuals with SCD, MCI, and AD-dementia. Combining the plasma markers in a panel together with age and APOE yielded an accuracy for amyloid PET positivity of 88%, with a PPV of 93% and a sensitivity of 82%. The accuracy of this panel was comparable when the analysis was restricted to individuals without dementia (i.e., 84%), with PPV of 75% and sensitivity of 70%. The findings indicate that the combination of plasma Abeta(1-42/1-40) and GFAP could be useful for the identification of clinical trial candidates that are progressing along the AD pathological continuum. Furthermore, plasma GFAP and NfL levels were quite robustly related to different disease severity measures (e.g., syndrome diagnosis, cognitive domain scores and MTA score), implying that plasma GFAP and NfL are promising putative biomarker as surrogate outcome measure in monitoring disease severity, and therapeutic effectiveness in clinical trials.
In line with expectations and consistent with multiple other recent reports [
6‐
17], we found decreased plasma Abeta
(1-42/1-40) levels in amyloid PET positive individuals compared to amyloid negative individuals. Amyloid levels in blood are much lower when compared to amyloid levels in the CSF, and while amyloid levels in the CSF decrease by more than 50% upon brain amyloidosis, in the plasma this decrease is less than 20% [
7]. Ultra-sensitive and robust blood amyloid measurement techniques are thus required to precisely detect the relatively small reduction in the already low amyloid blood levels between amyloid PET positive and negative individuals. In the last few years, new high-sensitive blood amyloid techniques have been developed, all having their own pros and cons in terms of technical capacities and clinical translatability. The Simoa technology has proven its sensitivity for the accurate detection of low-abundant analytes [
18] and has the advantage that this method can be translated fairly straightforward into clinical practice due to its semi-automated procedure with relatively high throughput. In the current study, we applied Amyblood, our novel Simoa plasma amyloid assays that were developed using high-quality antibodies [
49]. Our novel assays specifically measure the full-length Abeta isoforms 1-42 and 1-40, as compared to the current commercial Simoa assays that measures a mixture of full-length and n-truncated Abeta isoforms (i.e., n-42 and n-40). Measurement of the full-length Abeta isoforms only is preferred in, e.g., clinical trials, where it is fundamental to know what isoforms are detected in the blood in order to carefully map target engagement of therapeutics. We observed that the diagnostic accuracy of our Abeta
(1-42/1-40) measurement alone for amyloid PET positivity was reasonably good with an AUC of 73%. This accuracy is highly comparable to what was reported in another recent study that investigated Abeta
(1-42/1-40) in relation to brain amyloidosis, measured by another automated high through-put platform (i.e., AUC of 77%) [
12].
Since the reduction in plasma amyloid levels upon brain amyloidosis is rather small, the simultaneous evaluation of other blood-based biomarkers might help in achieving a larger discriminative power between individuals with brain amyloidosis and those without. Additionally, a model containing a panel of markers probably better reflects the multifactorial nature of the Alzheimer’s disease pathophysiological changes therewith potentially increasing the sensitivity and specificity of an Alzheimer’s blood-based biomarker panel. Therefore, we measured GFAP and NfL levels, also using Simoa assays. Plasma GFAP proved particularly promising with a strong association with amyloid positivity (AUC = 81%), an independent contribution to a panel together with plasma Abeta
(1-42/1-40) and risk factors age and APOE (panel AUC = 88%), and the robust association with disease severity operationalized as cognitive performance in the major cognitive domains or MTA scores visually rated on MRI scans. Only one recent study described the potential of serum GFAP as biomarker for AD, by showing increased GFAP levels in CSF biomarker-confirmed AD-dementia cases compared to non-diseased controls [
27], which was comparable to our findings and was in line with previous observations in the CSF of AD patients [
27‐
31]. It is interesting to note that GFAP seemed to perform similarly well in identifying amyloid PET positivity as plasma Abeta
(1-42/1-40). GFAP is a marker of reactive astrocytes, the brain’s responders to various forms of injury including amyloid and tau aggregates [
32‐
35]. It has additionally become apparent that reactive astrocytes might also be initiators, early modulators, or contributors to AD pathological progression, by acquiring neurotoxic functions upon morphological and functional changes that are driven by ongoing pathology [
32,
34,
51]. Considering the diverse roles and effects of reactive astrocytes in AD, it is not that unexpected that we observed relatively strong relationships for plasma GFAP with both PET amyloid positivity as well as with clinical disease severity. Further validation of this blood-based biomarker is needed to further examine the utility of plasma GFAP for identifying a positive amyloid PET status, among others in a cohort in which non-AD dementia patients with amyloid co-pathology (e.g., Lewy body dementia) are included. The observed similar accuracy for plasma GFAP and plasma Abeta
(1-42/1-40) might also be analytically explained. GFAP might have more favorable characteristics for easier and reliable quantification as compared to Abeta
(1-42/1-40), since GFAP concentrations in blood are much higher. Furthermore, Abeta
(1-42/1-40) is a sticky and aggregation-prone protein of which the accurate and robust measurement both in plasma and CSF is influenced by pre-analytical sample handling factors [
52‐
54]. Pre-analytical studies for all novel blood-based biomarkers will help further elucidating their diagnostic utility.
In addition to GFAP, we measured NfL as injury marker for AD and observed that NfL levels increase over the clinical spectrum from SCD to AD dementia. This finding is in agreement with various recent reports [
20‐
23,
26,
55]. Adjusted for syndrome diagnosis, NfL did not relate to amyloid PET status and consequently did not have additional diagnostic value to Abeta
(1-42/1-40) and GFAP with age and APOE for the identification of amyloid PET positivity. Also, as surrogate outcome marker for disease severity, GFAP seemed to outperform NfL in our study. Since NfL is a product of brain injury (i.e., NfL disintegrates from the axon upon damage) and GFAP is a responder to both brain injury as well as amyloid and tau aggregates, we hypothesize that GFAP serves as a more sensitive marker for Alzheimer’s disease pathological processes.
When we studied the non-demented subset in more detail, we observed that the PPV and sensitivity of our panel were somewhat lower, although accuracy was comparable. Non-demented individuals with a positive PET scan are highly sought after for clinical AD prevention trials, and a good blood-based biomarker panel will facilitate their identification. Here, we measured multiple markers all assessed on a single technology. Further improvements for our panel could be inclusion of the emerging plasma pTau181 and pTau271 measurements [
56,
57]. Another advantage of future addition of a pTau measure to our plasma panel would be that our panel then reflects the complete ATN (amyloid, tauopathy, neurodegeneration) classification [
3], wherein “A” would be our Abeta
(1-42/1-40), “T” would be a pTau measure, and we would propose NfL or GFAP to measure “N.”
Strengths
Among the strengths of our study is that we used a thoroughly characterized study population, including extensive cognitive performance data. Another strength is that our Amyblood assays that measure the full-length Abeta(1-42) and Abeta(1-40) isoforms using high-quality antibodies, as well as the other markers GFAP and NfL were all measured on the Simoa platform. This offers the opportunity to readily integrate all applied Simoa singleplex assays into one combined multiplex assay, which would increase the efficiency of measuring our proposed biomarker panel while simultaneously lowering the analyses costs and plasma volumes required. Follow-up of the study population is still ongoing, providing an opportunity to investigate longitudinal implications of our plasma markers in the future. Next studies that use longitudinal blood collection and longitudinal cognitive performance will help to fine-tune the monitoring potential of the plasma Abeta(1-42/1-40) and GFAP panel.
Limitations
Our study has some limitations as well. We chose to focus on the Alzheimer’s continuum, thereby excluding non-AD dementia patients. This resulted in a larger proportion of amyloid positive individuals as compared to what is seen in, e.g., clinical diagnostic practice, or in clinical trial settings where it is the goal to screen amyloid positivity preferably among non-demented individuals. The sample selection might have positively influenced the GFAP results, although when restricted to the non-demented subset, we maintained strong relationships of GFAP with amyloid PET status. It is to note that we did not include cognitively normal individuals without SCD in this study. Also, we only focused on a memory clinic-based cohort and did not include, e.g., a population-based cohort. These choices might have influenced our findings as well. As a next step, our findings should be validated in independent cohorts including cognitively normal individuals without SCD. Although, previous research showed that individuals with SCD that have a negative amyloid status are unlikely to show clinical progression to dementia [
58], which provides confidence that our individuals with SCD are likely not in the prodromal stages of dementia and as such can be considered as normal controls. Another limitation is that our study cohort is relatively young which means they suffer less from comorbidities as compared to older populations. Results such as the presented heat plots may thus not be readily generalizable to other settings (e.g., to late-onset AD). Another limitation might be that PET scans were obtained with different tracers, although post-mortem studies have shown that different amyloid PET tracers have comparable sensitivity and specificity for amyloid pathology. Furthermore, all amyloid PET scans and MRI scans were only visually read. Even though quantitative approaches might generate somewhat different results, visual amyloid PET reads are the FDA-approved method of identifying amyloid positivity and as such is the method of reference. Moreover, all scans were read according to standardized procedures by one experienced nuclear medicine physician which increases the robustness of the visual readings. Due to the use of the different tracers, we did not investigate relationships between our plasma markers and amyloid load. Relationships between the plasma biomarkers and amyloid PET and MRI measures interpreted with quantitative approaches remains to be investigated in follow-up studies.
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