Dental care utilization: examining the associations between health services deficits and not having a dental visit in past 12 months

In the United States (US) there has been a long standing separation between the dental and medical professions [1‐4]. This divide persists despite: 1) recognition of the importance of oral health to the physical and social well-being of individuals and overall population health [5], and 2) burgeoning arguments that the integration of dental and primary care might improve access to both [1‐4]. There is a growing realization that comprehensive healthcare requires that the mouth needs to be put back into the body [1‐4] and that oral health affects far more than teeth and a person’s smile [6‐14]. Bad dentition can lead to social stigmatization, poor self-esteem and negatively affect an individual’s quality of life [9‐11]. Good oral health is also acknowledged as a crucial contributory factor to an individual’s overall health status [15]. Research demonstrates a connection between oral health and systemic illnesses including cardiovascular disease [6, 7], premature or low birth weight babies [16], depression [17, 18], asthma [19] and chronic obstructive pulmonary disease [20].

A growing literature [1‐4] presents the case for reducing the divide between the practice of medicine and dentistry. Atchison and colleagues observed [3], that by integrating dental and medical care, access to and coordination of patient care is improved. A significant dimension of this integration entails interprofessional collaboration, an approach to healthcare delivery supported by the World Health Organization (WHO) [2]. Interprofessional collaboration occurs when healthcare personnel from different professions (such as medicine and dentistry) work together to provide comprehensive healthcare and related services to patients and communities [21].

Two leading Healthy People 2020 (HP2020) oral health indicators address the importance of receiving dental care as well as the importance of integrating dental and primary care [22]. These objectives are:

Increasing dental visits serves to identify and to treat existing dental disease as well as providing opportunities for preventive care and for identifying oral manifestations of systemic disease [23‐26]. Supporting interprofessional care practice and collaboration by enhancing the US public health structure and FQHC network is one example that offers the potential of expanding dental care access.

Studies examining dental care utilization and HP2020 goals, also highlight the importance of understanding factors affecting dental care utilization [23‐40]. Recent changes in the healthcare landscape influencing primary medical care may have also impacted dental care utilization. For example, the 2010 Affordable Care Act (ACA) [41] expanded Medicaid coverage for adults and one study attributed a 3 to 6% in dental care utilization to the ACA with the greatest impact on low income adults [31]. By mandating oral healthcare coverage for children up to age 21, the ACA might motivate adults without coverage to seek care for themselves if their children made regular dental visits.

Health service deficits (HSDs) [42‐45] are an evolving concept that assess healthcare access and utilization. Conceptually healthcare access and utilization are distinct yet inter-related since access is necessary for utilization. According to the Institute of Medicine (IOM) access to health services entails “the timely use of personal health services to achieve the best health outcomes.” [46] Access involves being able to make use of necessary healthcare (often through health insurance coverage), at a physical location (geographic availability), from a healthcare provider that the patient is able to communicate with and trusts (personal relationship) [47]. Healthcare utilization, in contrast, entails the actual use of healthcare services (e.g., mammograms, physical exams). Healthcare is accessed and used for a multiplicity of reasons such as preventing and treating health problems [48].

HSDs, as defined in this and other studies [42‐45], include the factors of no routine medical exam in the past 12 months, not having a personal healthcare provider in the past 12 months, not having health insurance in the past 12 months, and having delayed medical care in the past 12 months because of cost. These four factors represent HSDs in part because of their direct (although not comprehensive) connection to preventive healthcare utilization and/or access to healthcare. At present, in the US, having health insurance and/or having the financial means for out-of-pocket costs often determines one’s access to healthcare. The two factors of annual or routine medical check-ups (utilization) and/or having a personal healthcare provider (access) are essential for the receipt of preventive healthcare in the US.

In addition to answering the research question posed, this study also provides an updated analysis of the characteristics and factors associated with dental utilization and identified risk factors associated with not visiting a dentist in the past 12 months. Exploring risk factors for underutilization provides insight into developing targeted strategies to address disparities in oral health [49]. This analysis is timely since a full assessment of HP2020’s goal to achieve health equity is approaching. Implicit in HP2020’s focus on health equity is an understanding of the foundational principles of social epidemiology that materially shape the way that diseases are experienced [50]. Societal factors continuously evolve and require periodic reinvestigation of risk factor patterns in order to develop interventions sensitive to changes in the relationship between health conditions and social factors [51].

This study analyzed 2016 Behavioral Risk Factor Surveillance System survey (BRFSS) data to answer the research question and to test the study hypothesis. Bivariate and multivariable techniques were used. Two thousand sixteen data were analyzed because these represent the most recently available BRFSS data set.

As a random digit telephone survey, BRFSS is a collaborative project between the CDC and all US states and territories. The survey is administered to the non-institutionalized US adult population aged 18 years and older. BRFSS uses a complex multi-stage sampling approach and develops a weighting factor for application to the data in order to ensure that they are representative of the non-institutionalized US population based on the most recent census data. A more in-depth description of the data weighting process can be found elsewhere [52].

BRFSS collects information from individuals on health risk behaviors, preventive health practices, chronic conditions, and healthcare access primarily related to chronic disease and injury. Further, the survey collects data on a number of demographic and health services variables. The survey is composed of core questions that must be asked of every survey participant, as well as optional modules that may be chosen by individual states and asked only of the survey respondents from those participating state(s). Two core questions addressing oral health are asked of all survey respondents. These are:

The dependent variable for this study was derived from responses to the first question on oral health and was: last dental visit was longer than 12 months ago. Responses to the second question comprised one of the independent variables--- number of permanent teeth removed. In addition, this study included 17 independent variables. The independent variables included in this study included six demographic variables (sex, age, marital status, geographic locale, race/ethnicity, and veteran status), three socio-economic variables (education attained, employment status, and annual household income), four health service variables (have a health care provider, delayed medical care because of cost, timing of last routine medical check-up, and health insurance status), three health variables (self-defined health status, number of permanent teeth removed, and smoking status), and one access to healthcare variable (dentists per 100,000 population in state of residence). All but one of the independent variables came from BRFSS. Active Dentists Per 100,000 Population [50], a state level variable, was merged with the 2016 BRFSS data.

For analysis, all variables (except sex) underwent re-coding. Re-coding for the most part entailed collapsing response categories and removing the response categories of don’t know and refused. The categories of don’t know and refused for all variables included in the study were treated as missing and removed from the analysis. All variable re-codes were undertaken for clarity of the factors used for analysis and ease of interpretation. Table 1 displays the study variables by their original factors and re-coded factors.

For instance, in BRFSS, marital status has nine categories. These were re-coded into three categories: Married, Not Married, and Partner in an Unmarried Couple because these three categories encapsulate the concepts of interest. Likewise, education had nine original categories that were reduced to three through re-coding. The re-coded categories (less than high school, high school graduate, and university graduate) represent the most meaningful ones for this analysis. The dependent variable, timing of last dental visit, had seven possible response categories; were reduced to two: last dental visit longer than 12 months ago/last dental visit within last 12 months. The first of these two categories or factors was used in a multivariable analysis as the dependent variable.

Income was re-coded as it was because the median household income in the US is estimated to be just over $50,000. Our re-code as below $50,000 and $50,000 and higher was the closest approximation given the original categories provided in the BRFSS data analyzed.

Additionally, race/ethnicity was re-coded in the manner it was to avoid the issue of small cell numbers that are problematic for complex samples analyses. Also we re-coded age as we did because the first category 18–44 years takes into account that historically younger adults have been less likely to get annual check-ups regardless of health insurance status, they have also been less likely to have a PCP. While the implementation of the ACA is anticipated to impact access to and utilization of healthcare by younger adults, current research findings are mixed [53]. The ages 45 to 64 were grouped together because the range recognizes middle-aged adults who might be experiencing chronic conditions (e.g., hypertension) and hence health insurance, annual check-ups, having a PCP would all be acutely important. Finally, the range 65 and older was chosen because of Medicare eligibility for that age group.

While rurality has been defined in multiple and not always compatible ways, [54] in this study the geographic locale variable was determined using the metropolitan statistical area (MSA) variable provided in the BRFSS database. MSA is comprised of geographic entities delineated by the Office of Management and Budget (OMB) for use by Federal statistical agencies in collecting, tabulating, and publishing federal statistics [54]. The MSA variable was recoded into the dichotomous categories of rural and metropolitan. Rural residents were defined as people living either within an MSA that had no center city or outside an MSA. Metropolitan residents included all US adults living in a center city of an MSA, outside the center city of an MSA but inside the county containing the center city, or inside a suburban county of an MSA.

The variable active dentists per 100,000 state population was merged with the 2016 BRFSS database. This variable was then recoded into tertiles for analysis. The original data for this variable is collected annually by the American Dental Association [55] and represents an estimate of all active dentists by state. The re-coding was undertaken to organize the data into categories corresponding to high, medium and low access to dental professionals.

All analyses were performed on weighted data as recommended by the CDC. The weighting, calculated by the CDC, uses the most recently available census data to provide a stratified representation of the nation’s non-institutionalized population. All of the performed analyses used the complex samples module available in SPSS. For bivariate analysis, an adjusted F statistic was calculated as the test statistic. For the multivariable analysis performed, an adjusted odds ratio was the calculated test statistic. Only findings from weighted analyses were considered valid. All analyses were performed using SPSS version 25 (IBM, Chicago, IL, USA) with alpha set at < 0.05. The Institutional Review Boards (IRBs) of the researchers’ institutions recognize that the analysis of de-identified, publicly available data does not constitute human subjects research as defined in federal regulations, and as such does not require IRB review. Hence, human subjects review was not sought.

Table 2 summarizes the study variables and study population weighted frequencies and percentages. For the dependent variable---timing of last dental visit---30.4% of the study population had not had a dental visit in the past 12 months. Also in Table 2, 48.4% of the study population lived in states with the fewest dentists per 100,000 population. Further, while 46.7% of the study population reported having no permanent teeth removed, 7.4% reported having had all of their permanent teeth removed. Additionally, 14.3% reported that they were currently smokers.

Table 3 displays the results of the bivariate analysis. This analysis yielded that each independent variable and related factors were significantly associated (p < 0.05) with the study’s dependent variable. The bivariate analysis was performed to determine which independent variables should be included in the complex samples logistic regression analysis. Since all of the independent variables had a statistically significant relationship with the dependent variable, a decision was made to include all of the independent variables in the multivariable logistic regression model tested.

Table 4 displays the results of the complex samples logistic regression analysis performed using last dental visit longer than 12 months ago as the dependent variable. Seventeen independent variables constituting 26 factors were included in the analysis. Of the demographic variables included in the logistic regression analysis, three (sex, geographic locale, race/ethnicity) yielded significant results for one or more factors. Males, when compared to females, had greater odds of not having had a dental visit in the past 12 months (OR 1.370, CI 1.240–1.455) as did adults living in a rural area (OR 1.095, CI 1.034–1.160) when compared to those living in a metropolitan one. Analysis of the race/ethnicity factors indicated that Non-Hispanic Blacks (OR 1.296, CI 1.187–1.416) and Non-Hispanic Other races (OR 1.155, CI 1.011–1.320) had significantly greater odds of not having visited a dentist in the last 12 months when compared to Non-Hispanic Whites.

All of the socioeconomic variables (education attained, employment status, annual household income) included in the logistic regression analysis yielded significant results for one or more factors with adults with less than a high school education (OR 2.28, CI 2.004–2.477) as well as those with only a high school education (OR 1.555, CI 1.467–1.648) having greater odds of not having seen a dentist in the past 12 months when compared to adults who were university graduates. Additionally, US adults who reported being unemployed (OR 1.174, CI 1.027–1.343), in contrast to employed, and/or having an annual household income of less than $50,000 (OR 1.992, CI 1.871–2.120), rather than $50,000 and higher, had greater odds of not having had a dental visit in the last 12 months.

All four health services deficits variables (last routine medical exam, have personal healthcare provider, health insurance status, and/or delayed medical care because of cost) included in the logistic regression analysis showed significant results. US adults without health insurance (OR 1.317, CI 1.162–1.491) rather than with health insurance, without a personal HCP (OR 1.396, CI 1.279–1.525) rather than with a HCP, who had delayed medical care because of cost (OR 1.568, CI 1.428–1.721) rather than not deferring cast because of cost, and who had their last routine medical visit longer than 12 months ago (OR 1.877, CI 1.756–2.005) rather than within the last 12 months had greater odds of not having a dental visit within the last 12 months.

Of the three health variables included in the complex samples logistic regression analysis (self-defined health status, number of permanent teeth removed, and smoking status), all yielded significant results. US adults who defined their health status as fair to poor (OR 1.523, CI 1.427–1.626) rather than good to excellent, had six or more (OR 1.380, CI 1.286–1.502) and/or all of their permanent teeth (OR 6.331, CI 5.721–7.00) removed rather than none of their teeth removed, and were current smokers (OR 1.472, CI 1.373–1.578) rather than non-smokers had greater odds of not having had a dental visit in the past 12 months. Finally, US adults living in states with the fewest number of active dentists per 100,000 population (OR 1.185, CI 1.103–1.274) rather than the highest number of active dentists per 100,000 population had greater odds of not having had a dental visit in the past 12 months.

Evidence supports the connection between oral health and overall health [6‐14] and an understanding of the risk factors associated with oral health disparities provides insight about the health service needs within a population. To gain a better understanding of these risk factors, this study explored the associations between HSDs and not visiting a dental professional in the past 12 months. Enhancing the utilization of dental services is a fundamental step for addressing oral health disparities in the US.

A key finding of this analysis is that one-third of US adults had not seen a dentist within the past 12 months, which despite HP2020’s emphasis on oral health is a level similar to previously reported levels (approximately 32%) [56]. In contrast, 22.0% of US adults had not had a routine medical checkup within the past 12 months (a 36.4%difference from the proportion of US adults seeing a dental professional in the past 12 months). Since more adults visit a physician annually than a dental professional, this suggests that a more robust integration of dental with medical services might increase access to and utilization of dental care. Such an integration could increase bi-directional referrals and better coordination of necessary care (both primary care and dental care) [1‐4]. For example, a dentist may be asked by a patient to address an esthetic issue yet have signs and symptoms of an uncontrolled chronic illness that merits referral to a medical practitioner. While both the American Dental Association and American Medical Association have referral guidelines within their disciplines, neither publishes guidelines for integrating dental and medical care [57].

Our findings revealed that all four of the HSD variables examined---no health insurance, no personal HCP, delaying healthcare because of cost, and last routine medical visit longer than 12 months ago---were significantly associated with not visiting a dental professional in the last 12 months. These findings suggest that strategies to integrate dental care and medical care which address HSDs have the potential to improve overall health. If nothing else, inclusive medical insurance coverage must embrace oral health. These insurance plans should be affordable (to avoid delaying care because of cost) and mandate care coordination in order to truly support comprehensive healthcare. At present an estimated 67% of working age US adults have some form of dental insurance while 83% of same age adults have health insurance. Furthermore, the burden of unaddressed dental disease falls, for the most part, on the medical and not dental care system [58].

In addition to HSDs, this study updated risk factors and identified several other.

potential areas of focus to improve dental care utilization. Populations with a higher socioeconomic burden, racial minorities, males, and those with less education all had greater odds of not having seen a dentist in the past 12 months. Hence, similar to all healthcare, improving/increasing access to dental care requires at the minimum taking socioeconomic factors into account. Presently, dental insurance limitations remain a persistent deterrent to preventive and restorative dental care [59]. The ACA attempts to tackle these socioeconomic barriers. However, despite Medicaid expansion, the ACA impact on oral health has been small [60‐63]. As currently constructed, the ACA only modestly increased dental care utilization for children [32] and does not appear to have had a substantial impact on dental care among adults [64]. This is not surprising since there is no adult dental insurance requirement in the ACA and Medicaid payments for dental care are often low. While strengthening and utilizing the ACA as a tool to coordinate dental and medical services with enhanced dental coverage represents one strategy to improve the quality and efficiency of overall healthcare (health and dental), the current political climate could lead to any number of possibilities from repeal to reform. Since the current state of public opinion favors maintaining and reforming the ACA [65], this moment in history might present an opportunity to address the importance of oral health in a meaningful way.

Rural residency emerged as an independent factor associated with lower dental care utilization even after controlling for HSDs, socioeconomic factors, demographics, and dentist supply. While an earlier study looking at a single state [66] did not associate rurality with dental care utilization, our results suggest that factors unique to a rural setting might play a role in dental care utilization and that rural residents may benefit from programs targeted at rural settings. Other researchers found that rural residents are more likely than their non-rural counterparts to delay dental care until being in pain, [67] suggesting a potential benefit from educational programs targeted at the importance of preventive care and early intervention. Addressing rural needs is especially important since rural adults are more likely to have untreated dental disease and poorer oral health. In rural American there are more physicians per capita then dentists [68] and Khan, et al. [69] recommended enhancing the integration of rural oral healthcare into primary care as a strategy to mitigate the challenges of providing dental care in rural settings.

The study results also revealed that those with no teeth or fewer teeth were far less likely to seek dental care. Tooth loss or being edentulous increases the risk of oral cancer by 2 to 3 fold even after controlling for smoking and alcohol use [70]. Failure to have regular dental care might be a missed opportunity for detecting cancer in an earlier stage which improves outcomes [71]. In addition, routine dental care helps preserve existing teeth which is associated with better health outcomes. Our finding suggests that establishing a recommendation for dental assessment as part of routine medical care for those with teeth loss offers the potential for improving the health of these individuals.

HSDs are an independent risk factor strongly associated with lower rates of dental care utilization. Any strategy to enhance the integration of medicine and dentistry should take HSDs into account. In addition, despite national goals for achieving health equity, persistent disparities in dental utilization remain for several demographic groups. Future research about, enhancing interdisciplinary collaboration and strategies targeting interventions for at risk individuals offers the promise of improved oral health.